Analysis of ‘The Howling’

The Howling is a 1981 horror film directed by Joe Dante, based on the 1977 novel of the same name by Gary Brandner. The film stars Dee Wallace, Patrick Macnee, Christopher Stone, Dennis Dugan, and Robert Picardo.

The film received generally positive reviews, with praise for the makeup special effects by Rob Bottin. It won the 1980 Saturn Award for Best Horror Film while still in development, and it was one of three major werewolf films of 1981, the other two being An American Werewolf in London and Wolfen.

Seven sequels have been made to The Howling, the first film’s success having helped Dante’s career so he could make Gremlins in 1984. A remake of The Howling is in development, with Andy Muschietti set to direct.

Here is a link to quotes from the film, and here is a link to Brandner’s novel. Here is a link to the script.

The differences between the novel and the film are huge. In fact, the film only ever-so-vaguely follows the plot of the novel. I’ll point out just a few of the differences for now.

Karen While (Wallace) is Karyn Beatty in the novel, and her husband is Roy Beatty, his film equivalent being Bill Neill (Stone), for we learn that White has kept her maiden name. Karyn is raped at home in the novel, whereas Karen is almost attacked by a werewolf in an adult bookstore’s movie booth in the film. In the novel, her psychiatrist is only briefly mentioned; in the film, psychiatrist Dr. George Waggner (Macnee) is a major character, who has her recuperate in his health resort, called “The Colony,” while in the novel, she recuperates in a town called Drago, in California. The nymphomaniac werewolf is Marcia Lura in the novel; in the film, she’s Marsha Quist (played by Elisabeth Brooks), sister of werewolf/serial killer Eddie Quist (Picardo). The rapist of the novel is non-werewolf Max Quist.

It’s interesting to analyze the nature of the changes of the novel’s beginning to those of the film’s, that is, in psychoanalytic terms. It’s as if the screenplay to the film were written by Karyn Beatty instead of by John Sayles and Terrence H. Winkless, as if an attempt by her to reframe her trauma in a way that’s less invasive of her body, replacing a direct rape with a more symbolic, dream-like attack.

In the novel, as stated above, Max Quist, an ex-con resentful of being an unacknowledged worker and with no werewolf powers, comes into Karyn’s apartment while her husband’s away and rapes her, even biting her hard on the thigh. The Beattys have a dog, significantly named Lady, that tries to intervene on Karyn’s behalf, but is kicked away by Max. The dog goes with Karyn and Roy to Drago, and it is killed there. Violence against a dog named Lady seems like a further projection of Karyn’s trauma elsewhere.

So what we have in the novel is a straightforward act of brutal violence causing Karyn’s trauma. In the film, this violence is transformed in many ways, suggesting in its distortions a diluting of that pain.

First of all, Karen White is a TV news reporter risking her life by drawing out her stalker, Eddie Quist, so the police can catch him. Instead of Quist raping her, he has her meet him in a sleazy porn movie booth in an adult book store, where he makes her watch a video of a young woman being bound and raped. Thus the trauma of Karyn is projected onto the woman in the porn video.

Instead of getting a…lupine?…bite from Quist, Karen looks behind her and sees his terrifying transformation into a lycanthrope…though immediately afterwards, she is amnesiac about it, her repression of the memory protecting her from the pain.

This comparison between novel and film leads to a discussion of one of the film’s themes: the contrast between the true self and the false self. As Dr. Waggner says in a news interview with a TV host, “Repression is the father of neurosis, of self-hatred.” He speaks of the unfortunate reality of denying “the beast, the animal, within us,” of replacing the true self with the false self.

This replacement, in the film adaptation, of the novel’s rape scene with Karen watching a video of a rape, a man transforming into a werewolf, and her no longer being able to remember the traumatic experience, is an example of replacing the truth with a kind of fantasy, a falsehood that hurts less. Such replacements of painful truth with comforting falsehood are also seen in characters in the film replacing the true self with the false one.

Another interesting observation can be made of how the true experience of Karyn Beatty’s rape is expressed via the written word, whereas the trauma of Karen White is given in visuals, in images. These two presentations of the traumatizing incident correspond respectively with Lacan‘s notions of the Symbolic and the Imaginary, the trauma itself corresponding to the Real.

Trauma corresponds to the Real because the Real cannot be symbolized, or articulated with words. It is through psychotherapy, or the “talking cure,” that the horrors of the ineffable, undifferentiated world of the Real can be transformed into the Symbolic, the realm of language, of the differentiated. Such a talking cure is attempted with Karen in group therapy sessions in The Colony. This therapy is an attempt to peel away repression, bit by bit, to find the truth.

In the novel, it is significant that Karyn Beatty escapes the town of Drago, which is all engulfed in flames, defeating the werewolves that inhabit the town. In the version of the story given in the written word (the Symbolic), she survives–she’s ‘cured,’ metaphorically speaking. In the film, the version with images and an examination of the narcissistic false self (the Imaginary), Karen White becomes a werewolf and is (presumably) killed with a silver bullet shot from the rifle Chris Halloran (Dugan) has been using on the werewolves.

If you’ll indulge a brief digression, Dear Reader, it is through the Imaginary that one establishes a sense of self, an ego; this comes about during the mirror stage, when an infant first sees his reflection and realizes that that person over there, in the specular image, is himself. He’s alienated from it, though: it’s himself, yet it’s over there, as if a totally different person. That image is also a unified, coherent one, as opposed to the awkward, clumsy, fragmented being the child feels himself to be. Is that really me over there? Is the ego real, or is it illusory?

The ideal-I as seen in the mirror reflection is an ideal that one feels compelled throughout life to measure up to; an example of this attempt to measure up is seen in the scene in the public washroom, when an anchorman (played by Jim McKrell) is standing before the mirror practicing how he’ll enunciate his introduction of a news story with the most mellifluous, rounded tones he can muster. It’s a comical scene, especially when Bill Neill walks in and the anchorman switches to his normal Southern accent to speak with him.

The Imaginary is fundamentally narcissistic; Lacan called it “Fraud.” Indeed, it is the false self that hides the beast…and the buffoon.

This scene in the washroom ties in well with the fact that Karen also works as a TV news reporter. Those of us who observe the media carefully have known for decades that the news frequently disseminates false or at least misleading information, intended to serve the interests of the corporate elite and the military-industrial-media complex. Images of people like Karen on the TV (i.e., the stoic anchor persona) are thus thematically fitting for the purposes of this film.

On two occasions when in front of the camera, Karen fails to present this fake persona expected in the news media. On the first occasion, her trauma causes her to see images of her painful memories of that night with Quist instead of seeing the camera in front of her; this causes her to freeze on air, making her unable to announce the news. The second time, at the end of the movie, she turns into a werewolf for everyone to see on TV.

This theme of the media as representative of fakery is developed, however indirectly, through the film’s use of many nods to classic old werewolf films, a cartoon with a wolf, and actors known for having appeared in old horror/sci fi films. These actors include Kevin McCarthy (who appeared in Invasion of the Body Snatchers) as the TV news station manager, John Carradine, and Kenneth Tobey (who was in The Thing from Another World, later remade as The Thing). Even Roger Corman (who made The Little Shop of Horrors) does a cameo, waiting for Karen to finish using a pay phone at the beginning of the movie. Recall how the aliens in Snatchers and The Thing are fake imitations of people. Recall also how fake the special effects of those old horror movies were, as compared to the effects in The Howling.

When Karen and Bill (or Karyn and Roy) go out to The Colony (or the town of Drago) for her to recuperate, she is disturbed at night to hear howling coming from the woods surrounding their cabin. She goes over to the bedroom window, looks out into the trees, and listens for the howling. This howling represents a projection of her trauma, her howling in pain, as it were, out into the woods. The notion of werewolves out there, as she eventually finds out is the source of the howling, is a transformation of the rape trauma, in her unconscious mind, into something unrecognizable as symbolic of a rape memory, since what is repressed returns to the conscious mind and hides in plain sight, unrecognized by us in our waking hours. The howling also represents the honest expression of feelings, the true self.

The film makes a strong link between werewolves and sexuality (I also did this in my novel, Wolfgang), as already indicated above. This howling in the woods reminds us of Freud‘s rather far-fetched interpretation of the dream of the “Wolf Man,” in which Freud’s patient saw six or seven wolves on tree branches outside the window of his home. Freud interpreted this dream as representing Sergei Pankejeff‘s witnessing, as a child, the primal scene–that is, his parents making love in ‘doggy-style.’ (I’m not endorsing Freud’s wild speculations here: I’m just using the fame of this interpretation to reinforce the link between wolves–and therefore werewolves–and sexuality.)

Another such link in the film is seen in Marsha Quist, a known nymphomaniac in The Colony who seduces Bill, the two of them turning into werewolves as they have sex in the woods. In the novel, Karyn immediately feels jealousy on meeting Marcia Luna, angered at the attractive woman’s constant attention to her husband. As in the film, Roy has a sexual relationship with Marcia, a werewolf like all of Drago’s residents.

Bill’s becoming a werewolf coincides with two other changes in his personality: first, going from being a faithful husband (initially resisting Marsha’s sexual advances) to cheating on Karen; second, going from being a vegetarian to eating meat. Again, the false self hides the true self through repression of unacceptable behaviour.

In the film, a character not in the novel, Terry Fisher (played by Belinda Balaski), also works at the TV station and is Chris’s girlfriend. She continues to investigate Eddie Quist, going into his home with Chris and discovering his aptitude at art. The killer has drawn many werewolf portraits and has posters of old werewolf movie ads on his walls. Terry quips that Eddie “could’ve designed the Marquis de Sade colouring book,” another link between werewolves and sexuality.

Terry later explores The Colony, finds Quist’s body missing in the morgue, learns from a bookseller (played by Dick Miller) that regular bullets don’t kill werewolves, and that Quist’s drawing of a lake is one in The Colony area. She’s found his other drawings there, too. Quist is alive!

Now, how does one become a werewolf? By being clawed, scratched, or bitten by another. This is what happens to Bill when walking through the woods back home after he resists Marsha’s initial sexual advances. Since the film links werewolves with sexuality–rape and, as we can see here, unwanted sexual advances in particular–the scratching or biting of someone by a werewolf, making him or her into a new werewolf, is thus symbolic of passing the sexual trauma onto a new victim.

The werewolf’s claws and teeth are phallic symbols, cutting yonic wounds into its victims, making the werewolf’s attack a symbolic rape. This symbolism is how I can see the film’s beginning trauma of Karen seeing Eddie Quist’s transformation in the porn movie booth, juxtaposed with her watching that porn rape scene, as a transformation of Karyn’s actual rape, with the wolf-like bite on her thigh, in the novel.

When Terry puts all the pieces together about The Colony, and is about to reveal its secrets, she is attacked by TC Quist (played by Don McLeod), the werewolf brother of Eddie and Marsha. Terry manages during the struggle to find an ax and hacks off the werewolf’s hairy, clawed hand, which she sees transform back into a human hand. Since the clawing of a victim, with phallic claws, is a symbolic rape, then the cutting off of a werewolf’s hand is a symbolic castration.

Later, she is killed by werewolf Eddie in Waggner’s office after phoning Chris and telling him about the werewolf secret in The Colony; when she’s being killed, the phone call being interrupted by Eddie means it hasn’t been hung up, so Chris listens in horror at his girlfriend’s screaming and death. (Later, Chris arrives in the office and confronts Eddie, who tells him Terry has “a sexy voice,” once again linking werewolves with predatory sexuality in The Howling.)

Karen goes over to Waggner’s office and finds Terry’s bloody body there, then she confronts resurrected Eddie, who transforms in front of her. She’s paralyzed with fear.

Eddie’s transformation into a werewolf is the highlight of the film, being an impressive example of pre-CGI special effects (though the transformation scene in An American Werewolf in London is even better). Eddie is proud of his powers, pleased to demonstrate them to terrified Karen. He’s displaying his bestial true self, as opposed to his human false self.

One of the insights Terry and Chris get from the bookseller is that the movies’ notion of werewolves needing a full moon to transform is “Hollywood baloney” (reinforcing what I said above about this film’s theme about the media and falsehoods); actually, as shapeshifters, lycanthropes can transform anytime at will, as we see Eddie doing here.

Karen scalds Eddie’s face with acid and runs outside, but she is caught by the other residents of The Colony. Waggner appears among them, revealing his sympathy for them, but also pleading with them about the necessity of fitting in with society for the sake of keeping their secret safe.

The other werewolves have lost patience with the psychiatrist’s recommendation that they all hide their lupine true selves behind a human false self; Marsha in particular is adamantly opposed to this hiding, having earlier rebuked the doctor for giving her brother TC a copy of his book, The Gift, which rationalizes man’s bestial nature as a source of creativity. (Recall in this connection Eddie’s artistic aptitudes.)

Chris arrives with a rifle loaded with silver bullets he got from the bookstore, and after killing Eddie with it, he shoots and kills a few of the werewolves holding Karen (Waggner, too, gets shot, and–having just been scratched by a werewolf–he’s grateful no longer to have to continue the burden of treating the untreatable, or to have to be a werewolf himself), and Chris runs off with Karen to his car to get away, having also burned down a building filled with werewolves.

Even Sam Newfield, the sheriff of The Colony area (played by Slim Pickens), is a werewolf, and as Karen and Chris are getting away, they have to put a silver bullet or two in him, too. The sheriff, with his rifle, has shot up Chris’s car, including blowing a tire, and a few more werewolves are attacking, so he and Karen have to switch to Sam’s police car to get away.

Werewolf Bill, however, is one of their attackers, and he bites Karen from the back seat of the car, so she will be a werewolf, too. She knows she must warn the world, using her position as a newswoman to disseminate the message to as many people as possible. This means, contrary to the normal media practice of presenting a false self that is pleasing to one’s viewers (i.e., that image of stoic reporting that her male colleague was practicing before the mirror in the public bathroom), she must show her true self as a new werewolf…on live TV.

Chris, heartbroken, must now put a silver bullet in her.

The film ends in a bar where its patrons, having watched the news broadcast on the wall-mounted TV screen, debate whether what they’ve seen was real or the gimmickry of special effects–another manifestation of the film’s exploration of the theme of truth vs. fakery in the media.

Marsha’s managed to survive the fire in The Colony, and she’s in the bar, where a man hoping to get lucky with her has treated her to a hamburger cooked rare. She’s enticing him with her nymphomaniac false self, while waiting to reveal her true self to him in his bedroom.

While the credits roll, we see her burger cooking. It’s interesting to watch the slow transformation of the pink meat into a hamburger; this parallels the slow transformation of Eddie into a werewolf…or the slow process of psychotherapy revealing, bit by bit, repressed trauma. On top of all this, there’s the symbolism of the rising heat of sexual passion, and meat…flesh…to be eaten: more of the merging of the carnivore with the sexual predator.

Analysis of ‘Masculin Féminin’

Masculin féminin: 15 faits précis (“Masculine Feminine: 15 Specific Events”) is a 1966 French New Wave film written and directed by Jean-Luc Godard (who died just over a month before I began writing this up). It stars Jean-Pierre Léaud (who also played Tom in Last Tango in Paris, by the way), Chantal Goya, Marlène Jobert, Catherine-Isabelle Duport, and Michel Debora.

The film uses many of the then-innovative film techniques of the French New Wave, such as oddly disjointed scenes without the sense of a unified, flowing narrative, existentialism and absurdism, and breaking the fourth wall.

Considered by some to be representative of 1960s France, Masculin féminin is among Godard’s most acclaimed films. At the 16th Berlin International Film Festival, the film won the award for Best Feature Film Suitable for Young People. Jean-Pierre Léaud won the Silver Bear for Best Actor for his performance in the film. The film was prohibited to French viewers under 18, however, because of its sexual subject matter; this annoyed Godard, since he’d intended the film to be seen by French youth.

Here is a link to quotes from the film, in English translation; and here is a link to the film, with English subtitles.

The main theme of Masculin féminin is alienation, a particularly bad problem for the protagonist, Paul (Léaud), who fancies himself a good communist but isn’t respectful to women; neither is his friend and fellow leftist, journalist Robert Packard (Debord). These two idealistic, would-be revolutionaries don’t seem to have taken to heart Mao’s dictum, “Women hold up half the sky.”

Indeed, these two young Frenchmen are what many people today would call “brocialists.” They oppose the Vietnam War, sign a petition to free political dissidents in Brazil, yet repeatedly appraise women’s breasts in public.

The jumpy, disjointed narrative of the movie, broken up into “15 Specific Events,” apart from being a standard experimental technique of the French New Wave, is also symbolically one of the many ways of conveying the sense of alienation that pervades this film. This alienation stifles potential for socialist revolution, a necessary condition of which is proletarian solidarity. This condition cannot be met if sexism contaminates the proletarian movement, and this sort of thing is a problem all the more today, with the degraded state that Western leftism has sunk to.

Paul frequently whistles, as we hear him do during the opening credits, an earnest whistling of “La Marseillaise,” a tune used to celebrate the revolutionary forming of the First Republic. Immediately following this whistling is Paul, writing in a restaurant, expressing the theme of alienation. So in the film’s beginning, we have dreams of revolution juxtaposed against the kind of alienation that vitiates such hopes.

“Never do two gazes meet,” he says and writes. “No sign of life. Silence. Emptiness.” How can one even hope to bring about a revolution as Earth-shaking as that one that started in 1789, if one can’t even make two gazes meet, not even one genuine moment of human connection?

He likes to put a cigarette in his mouth by tossing the filter end in, as if he were doing an impressive trick. This is our first suggestion of the kind of narcissism he will show later on, the kind that will doom any revolutionary movement.

It is with this introduction of Paul that his soon-to-be love interest, Madeleine Zimmer (Goya), enters the restaurant and meets him. He asks her if she can help him get a job at the magazine where she works, though she wants to quit the place to be a pop singer of the “yé-yé” style.

His dissatisfaction with this job or that, quitting one to find another (as he’ll do later on), ties in with his general alienation from society, since this dissatisfaction is worker alienation. Similarly, the cutting up of the film into fifteen segments, as I said above, is symbolic of alienation, in particular from oneself, for if we were to think of the film as personifying someone like Paul, it would thus be alienated from its species-essence, as Paul undoubtedly feels.

The way alienation, as presented in Masculin féminin, is lethal to revolution reminds one of what the Marquis de Sade says in Marat/Sade: “Marat/these cells of the inner self/are worse than the deepest stone dungeon/and as long as they are locked/all your revolution remains/only a prison mutiny/to be put down/by corrupted fellow-prisoners” (Weiss, page 99).

As we will see in this film, the men who would make revolution (Paul, Robert, the blacks on the train) will “be put down/by corrupted fellow-prisoners” (the women with pistols, as well as the girls in Paul’s ménage à quatre, as I speculate is what really happens to him at the end of the film.)

Paul’s conversation with Madeleine is interrupted by a fight between a man and his wife. The woman leaves the restaurant in a huff, but the man tries to take their child from her, so she stops him by getting a pistol from her purse and shooting him outside.

This act of violence symbolically sets the tone for another important theme in the film: feminist rebellion against male authority. To a great extent, Masculin féminin is thus titled as an expression of the battle of the sexes, much more so than as an expression of the sexual relationship between them. The wife’s gun, just like that of the racist white woman with the two black men on the train, is a symbolic phallus, her taking of power into her own hands, a power that is normally seen as men’s.

In the next scene, Paul has left the restaurant and gone to a smaller cafe where he meets up with Robert, who says they’re on strike at the newspaper where he works.

A man enters the cafe and asks a lady working there where the stadium is; she tells him where, and he leaves. Then Paul gets up from the table where he’s been sitting with Robert, and he asks the lady the same question. Robert asks him what he was doing by asking the same question, and Paul says he was putting himself in that other man’s shoes…and that it was all for nothing.

Paul’s spontaneous…and “pointless”…imitation of the visiting man is another example of how severe alienation is in his life, that he can’t bring himself to empathize with others, to put himself in their shoes. For Paul, to do so is at best an empty charade; this inability to feel genuine empathy for others will not only poison his budding relationship with Madeleine, but will also prove how pointless all of his leftist activism is. (Recall in this connection what Che once said about the true revolutionary and love.)

Indeed, just after this imitative asking about the stadium, Robert goes over to the table of a lady whose breasts he admires, and he asks her for some sugar. Paul then gets up and asks her for some sugar, too, and he agrees with Robert about the quality of her breasts. Now here is an instance when he can put himself in someone else’s shoes. If only he could put himself in the shoes of a woman who’d rather not have her breasts appraised by a lecherous young man.

Next, we see Paul working at a desk in his new job at the magazine. (A brief interruption of this scene is one with Madeleine and Elisabeth Choquet [Jobert], shopping in a department store. Madeleine is pregnant, and therefore this interpolation seems to be sometime after the end of the events of the film, for we can safely assume she is having Paul’s baby.) He leaves his desk to go talk with Madeleine about going out with her.

She insists that she never agreed to go out with him, and he calls her a liar. During this conversation, we get alternating shots of the two, each with just one of them while both of them exchange words. Each of these shots carries on for a while before switching to one of the other character; we get this instead of the more usual quick switching back and forth of them when it’s either’s turn to speak. The effect of each long shot of one person is to make both of them seem mutually isolated, rather than together, during the conversation. This isolation thus reinforces the theme of alienation.

When she asks him why he wants to go out with her, he answers by complimenting her on her appearance; he does so, however, with a rather cool expression on his face, as though his words are insincere, just him feeding her lines. His eyes also seem to be bordering on looking at her obsessively, like a stalker. She wonders if, by taking her out, he means to take her to bed. He responds to her question with a disquietingly long pause and a cool stare; in fact, instead of directly stating his intent, he later admits that he’d like to sleep with her.

He also admits he likes to go out with girls from time to time, girls like Madeleine. He admits to having been with prostitutes, though he says he doesn’t like being with them because of a lack of warmth or feeling. This is an odd comment to make from a young man who is pursuing Madeleine without much of any warmth or feeling.

He asks her if she’s going out with a man that night, a man he’s seen her with before, a very tall and presumably desirable man. Paul’s question suggests the beginnings of the film’s theme of jealousy, something to be developed further when he’s in the ménage à quatre with her, Catherine, and Elisabeth. He asks what she’s thinking when she looks him in the eye; she says, “Nothing.”

Next, she has a question for him: what, for him, is the centre of the world? He finds her question surprising, but his honest answer would help her to gauge the extent to which he is narcissistic. His answer is “Love,” which hardly sounds honest. She imagines–and quite correctly, as we’ll gradually learn over the course of the movie–that he’d say, in all honesty, that he considers himself to be the centre. He hesitates again when she asks if he thinks her supposition of his honest answer is strange. He simply thinks it’s natural to see, hear, and think of things primarily from his own perspective, but she means more than that.

This scene is one of many cinéma vérité-style interviews in the film of characters coolly asking each other questions that the one being asked finds strange, surprising, or discomfiting. The emotional disconnect that these questions cause, and are caused by, reinforces the sense of alienation between the interviewer and interviewee.

The fourth segment is introduced with the sound of a gunshot heard many times throughout the film. As a reminder of the opening scene with the woman in the restaurant shooting the man, that gunshot reinforces the theme of woman’s violent rebellion against the oppressive men in her life, a necessity that our two brocialists don’t understand.

We see the two young men walking together outside, carrying cans of paint. Paul, in a voiceover, comments on the changing times of the mid-Sixties. He speaks of James Bond and the Vietnam War, two indicators of the Cold War, in pop culture and historic form. He also mentions the hopes of the French left with the upcoming elections; any real communist, however, would reserve hope for revolutions, not for elections.

The boys meet up with Madeleine, who introduces her two roommates to them. Robert fancies Catherine (Duport) in particular, though the feeling is by no means mutual.

During segment “4A,” Paul and Robert, still with their paint, encounter a US Army car, the driver of which is distracted by Paul as Robert paints “Peace in Vietnam” along the passenger’s side of it. When the car is driven away, Paul and Robert chant, “US, go home!” Once again, we see how puerile and ineffective their would-be anti-imperialism is.

The next segment, introduced with another gunshot sound, begins with a voiceover of Madeleine while we see a train go by on an overpass. Paul’s relationship with her is getting more and more physical; Elisabeth, who it’s implied has lesbian feelings for her, is getting jealous. Madeleine is happy to have Paul’s love, but she hopes he won’t be a pest; this hope of hers ties in with both the train and the gunshot sound, as we’ll discover by the end of the film, as with the upcoming scene in the train with the two blacks in their conversation with the racist white woman.

At night, we see Paul leaving a building (Madeleine’s apartment building?) through the front doors of a store. He’s staring at the camera as if we were extras in the film; then he gets on the train. He sits with Robert.

They overhear, across from them on the train, a conversation between that white woman and the two black men that I mentioned above. This conversation is, in fact, an extremely abbreviated version of Dutchman, a short play by Amiri Baraka (then known as Leroi Jones). Here is a link to the play, and here is a link to a British made-for-TV movie of it, with Al Freeman Jr. playing Clay, and Shirley Knight as Lula.

The white woman making racist generalizations about “niggers” is of course Godard’s equivalent of Lula, and the black man with the hat parallels Clay; the other black man, in the white coat and sitting next to “Lula,” represents the young black man at the end of Baraka’s play, with a book in his hands, Lula’s next victim.

Naturally offended by the racist attitude of “Lula,” “Clay” discusses how white people love the music of Bessie Smith, yet they don’t understand what she’s really singing about. She’s actually saying, “Here’s my big, fat black ass…telling you to fuck off.” (Or, as she says in Dutchman, “Kiss my black ass.”

Next, “Clay” mentions Charlie “Yardbird” Parker, again whom his white fans don’t understand. Bird, like Bessie Smith, would kill all white people, except their music expresses their anger instead. Now, in the play, Lula stabs Clay with a knife; in Godard’s film, however, “Lula” shoots “Clay” with a pistol, that recurring phallic motif of women’s liberation, except that here, the gun is an instrument not of feminism, but of white supremacy.

So this segment, too, reinforces the theme of alienation, which ruins the hopes of proletarian revolution by diverting one’s rage from the ruling class and, instead, redirecting it against one’s fellow proletarians. Class antagonism is obscured by racial hatred, or hatred between the sexes.

In the next segment, Catherine and Elisabeth discuss which parts of the body reflect the essence of sexuality. For Elisabeth, it’s the genitals; for Catherine, it’s the skin. The touch of the skin, for Catherine, is the basis of human connection. Elisabeth wonders if such connection can be made with the eyes. In any case, little real connection occurs in this film.

The next segment shows Paul and Madeleine enter a restaurant. He wants to propose to her, but several things frustrate his attempt to tell her. Firstly, she has little time. Secondly, they sit at a table close to where two men are reading aloud an erotic story whose objectification of a woman is making Paul and Madeleine most uncomfortable. Finally, they move to another table, where they overhear a man telling a woman his unhappy story of his wife’s death and his need to start his life all over…again, something not easy to hear when a man is trying to propose.

Madeleine’s time has run out, and she must go, pressing Paul to blurt out his proposal in an awkward hurry. She says they can discuss it later, and leaves. Once again, an attempt at human connection is thwarted by the many symptoms of an alienating society.

As she’s leaving the restaurant, we hear one of her songs, “Laisse Moi,” in which she sings–it would seem, to Paul, “Let me go on just being me.” She would just be friends with him, and wishes he would leave her alone so she could be herself, as the lyrics tell us. It’s significant that he has slight regard for her music, since it expresses feelings he refuses to acknowledge.

As the song continues playing, we see Paul being the pest that Madeleine fears he will become. In her home with Catherine, she is reading a magazine that Paul grabs from her and throws back at her.

Just before and after this shot, we see shots of middle-aged Frenchwomen (mostly) either crossing the street of a shopping area, or entering and exiting a department store. Amidst all of the alienation in human relationships, there is the capitalist spectacle of consumerism. The desire to buy things has largely replaced the wish to be with people.

We hear Madeleine’s song again as she’s dancing with Elisabeth and others in a club, though Paul isn’t interested in dancing. Next, we see Paul, Madeleine, and Elisabeth buying some drinks, but the girls are annoyed with him and leave him alone to pay. A young prostitute offers to sell him a private moment in a photo booth, but he doesn’t have enough money to pay to touch her breasts. He leaves her abruptly in a huff.

Next, he goes into a neighboring booth to record himself telling her, in an attempt at romantic, poetic language, how much he wants to spend the rest of his life with her. This romanticism, just after considering using a prostitute and brushing her off so rudely!

Another of Madeleine’s songs, “Tu M’as Trop Menti,” is heard while Paul plays bowling in a small arcade. She sings, again, as if to him, that she has heard too many of his lies to believe him anymore. He approaches a man playing pinball; bizarrely, the man pulls out a knife and threatens Paul with it before stabbing himself in the gut. When you cannot project the pain of your own alienation onto others, it eats you up inside.

We see Madeleine and Elisabeth walking along the street at night among other window shoppers, this after having left Paul to pay for the drinks. Again, we see consumerism replacing healthy relationships.

Paul enters a laundromat and meets Robert there. Oddly, instead of telling Robert about the surely traumatizing experience he just had with the man with the knife, Paul tells him about men following him. These men each apologized for having scared Paul. It’s as if Paul is processing the trauma of the man with the knife by making it seem less severe, just men following him.

Robert is reading a newspaper article about Bob Dylan, whom he calls a “Vietnik,” which is a portmanteau of Vietnam and beatnik. Such a juxtaposition of ideas, like “the children of Marx and Coca-Cola,” reflects another theme of this film: the dialectical relationship between the socialist ideal and all that which vitiates the realization of that ideal.

Ho Chi Minh‘s Vietnam, like Marx, represents the socialist ideal, while the beatniks whom Dylan represents (and by extension, the hippies and modern-day liberals who have come since the Dylan of the mid-sixties), and the corrosiveness of popular soft-drinks like Coke, represent the vitiating of that ideal, just as ‘brocialism’ does. Capitalist South Vietnam and liberal opportunism (which includes the progressive posturing of beatniks and hippies) were and are similarly corrosive…in a metaphorical sense.

Reading the Dylan article, Paul sings of Hitler, Stalin, and Johnson having only one thing to do: “kill ’em.” The equating of these three most dissimilar men is a typical tactic of today’s political establishment, though the liberals keep propping up the political party that gave us LBJ, who helped escalate the Vietnam War, as if it were the only one worth considering.

Paul also complains to Robert about his woman problems; he contemplates dumping Madeleine, even just after saying he wants to marry her. He also hopes to move in with her after being kicked out of his own place. He of course will move in with her, enflaming Elisabeth’s jealousy.

Robert still likes Catherine, who still doesn’t like him. He once asked her about her bra size, and she slapped him hard. Just then, a woman enters the laundromat and walks by the two seated young men, and true to their nature, they loudly appraise her breasts favourably. Paul has Robert stick out his finger, and Paul makes his hand into a yoni, then the two hands jokingly simulate sex. Paul jokes crudely, but he’s unhappy because of his faltering relationship with Madeleine. Men often don’t realize that their addiction to lewdness stems from sadness.

Robert notes that in the word masculin are two hidden words: masque and cul (“mask” and “ass”). In féminin, however, there is nothing. One is reminded of the Renaissance-era slang use of nothing, or “no thing,” or “an O-thing,” to mean vagina. We’re also reminded of how Madeleine looked into Paul’s eyes and felt…nothing. Paul frowns upon hearing Robert say “nothing.” Could this “nothing” be because of the masculine use of social masks in a quest for the feminine “no thing” and ass? Is this the true meaning of the title Masculin féminin?

In the seventh segment, we see Madeleine and Elisabeth in a cafe while Paul, in voiceover, talks of his sadness. The jealousy felt between him and Elisabeth over Madeleine (recall the implied lesbian relationship between the two girls) is the basis of the tension in the film. Jealousy is a narcissistic trait, with its origin in the Oedipal relationship with one’s parents: we would selfishly hog the loved parent to ourselves while shoving the hated parent away. As we get older, we transfer the love/hate relationship with our parents onto new people we meet, as Paul and Elisabeth have done onto pretty Madeleine. They would each hog her to themselves while shoving the other away.

A female voice (Elisabeth’s?) predicts a future sex toy that will give the user perfect satisfaction. Madeleine in a voiceover says that if we, the commodity-addicted consumers, would have our TVs and cars, we would be delivered from freedom. Who needs freedom in the capitalist world when you can simply buy stuff?

Next, we see Paul and Catherine at the dinner table at home. He has moved in, and he wonders, in an implied tone of jealousy, “Where the hell are they?”, that is, where are Madeleine and Elisabeth (“Qu’est-ce qu’elles foutent?” or, “What the fuck are they doing?”). The two girls come home soon after.

Madeleine speaks of how her music is doing on the charts in Japan: she’s trailing behind the Beatles, France Gall, and Bob Dylan. Paul, apparently annoyed with her success, reads from a blurb in a magazine on her, reading in an affectedly overly-enthusiastic way, saying the words with frantic speed. Now she is annoyed with his making fun of her.

Indicating his continued lack of interest in Madeleine’s music, he puts on a record of classical music and listens, rapt. Madeleine and Elisabeth shower together, giggling [!]. The two of them go to bed, but with Paul lying in between. Elisabeth is reading a book with her nose clearly out of joint as Paul and Madeleine lie close together, touching each other.

After this, Paul sees Catherine playing with a miniature model of a guillotine. She has the figurine of a man whose head is to be put in. She asks Paul if he’s ever heard of the Marquis de Sade, who of course was much involved with the French Revolution, which in turn was of course notorious for its use of the guillotine.

As she puts the figurine’s head in the guillotine, we hear a fiery, dramatic speech in voiceover, one addressing Mitterrand, and mentioning the dethroning of twenty kings for the sake of liberty. Again, we have the ideal of revolution juxtaposed with a left-wing leader who would, in time, prove to disappoint. (Mitterrand wouldn’t have been explicitly known as a disappointment until the 1980s, but any Marxist worth his salt–like Godard–would have already known in the 60s not to trust the results of mainstream voting.)

Paul will come to dislike his job at the magazine, and he’ll quit, soon to find a job interviewing and polling people for IFOP. We see an interview he has with a girl named Elsa, a friend of Madeleine’s. The whole time, we see only Elsa, hearing Paul’s questions and her answers. As with the other interview-like dialogues occurring before and after this “Dialogue With a Consumer Product,” there is a sense of alienating disconnect between man and woman here, reflected in seeing only her face and never his, instead of the camera going back and forth between speakers.

He asks her a number of questions concerning politics and other subjects she feels unqualified to answer, and therefore questions that make her feel awkward. He often interrupts her when she answers. It’s as if he were trying to impose his ideology on a girl who clearly prefers the liberal democracy of the US to socialism. We socialists won’t win people over to our cause with Paul’s tactics.

Outside the room they’re having the interview in, we hear, from time to time, the giggling of girls (Madeleine? Catherine? Elisabeth?). The implication is that women live much happier lives without pests like Paul around.

In the ninth segment, we see Paul playing pinball in a restaurant; Elisabeth is there, too, using the phone. (We also hear another of Madeleine’s songs, “Si Tu Gagnes Au Flipper.“) He rudely calls out to her to sit with him and eat. As they’re eating, she mentions a man that Madeleine has been with, enflaming Paul’s jealousy, something it’s safe to assume that Elisabeth is trying to do. Madeleine will join them soon.

During his chat with Elisabeth, we see included in the shot a German man sitting right next to Paul, though he’s of course not at all involved in the conversation. This man will later sit at a booth with a German-hating prostitute who Madeleine recognizes as the same woman who shot her husband at the beginning of the film.

The alienation is swelling now.

The German tells the prostitute that he dissociates himself from his country’s Nazi past. (Actually, it was the East Germans who successfully dissociated themselves from it), since she hates the Germans for what they did to her parents in the concentration camps.

Next, Elisabeth notices a man talking to Brigitte Bardot about some lines she is to recite, lines he feels she’s been saying too slowly. His criticisms tie in with the theme of alienation in how we often communicate poorly. We saw this in Paul’s interview of Elsa for the IFOP, and Paul himself, by the end of the film, realizes the error of his questioning methods during those interviews.

After this scene, we see Paul, Madeleine, Elisabeth, and Catherine go to the movies to see a Swedish film about a woman abused by her man (It seems to be Godard parodying Ingmar Bergman‘s The Silence.). We hear “Comment le Revoir,” another of Madeleine’s pop songs playing as the usher helps the four find their seats.

Elisabeth doesn’t like Paul sitting next to Madeleine, for obvious reasons, so she puts herself between Madeleine and him, angering him. He also changes seats, but not sitting on the other side of Madeleine in Elisabeth’s original seat–he sits on the other side of Catherine instead, to spite Madeleine for her acceptance of Elisabeth at her side.

The film they’ve come to see begins: we see the dominant man going after his woman outside on the winter streets, to grab her and control her. Later, we’ll see them in their apartment.

Paul needs to use the washroom, but in there, he finds two gay men kissing in one of the toilet stalls. Paul’s homophobic disgust at them is presumably mainly for the usual reason, but these two male lovers probably also remind him of a certain pair of female lovers. (Incidentally, we will soon see Elisabeth’s hand stroking Madeleine’s hair as they watch the movie.)

Paul has little interest in it, but he goes out and complains to the projectionist about the format of the film (e.g., its aspect ratio, etc.; they are all, in Paul’s opinion, not acceptable). The point is that he’s so disconnected from human communication that he focuses more on the technical aspects of the film than its expression of one of the fundamental problems of male/female relations: the abusive dominance of one over the other. This oversight of Paul’s also reflects his own refusal to acknowledge his disrespectful attitude towards women.

The brutish man in the film, who typically grunts his commands at the woman and makes her perform sexual acts on him, is quite the animal. Indeed, he looks at himself in the mirror, seeing it distort his face as if to tell him that he truly is bestial. He pouts at what he sees. Soon after, we see him kissing the woman in front of the mirror, holding her by the hair to control her. One imagines him pleased to see this in the reflection, his Lacanian ideal-I as a powerful man in the specular image.

Paul frowns as he watches the film, with the abusive man making the woman, it would appear, perform fellatio on him. Paul the idealist wants to see romanticized images of men and women on the screen (much as how the abusive man wants to see himself in the mirror as a desirable lover, rather than as a controlling man), not the unsettling reality of relations between the sexes as seen in the film…or as seen in Paul’s own actual relations with women.

The twelfth segment is introduced with the gunshot sound again. At home, Catherine and Robert are having a conversation that parallels the one between Paul and Madeleine when he was asking her to go out with him. Robert, however, is much less successful with Catherine, of whom he can’t take the hint that she doesn’t like him. Again, we usually only see the face of the one, or that of the other, for long stretches of the conversation, reinforcing the sense of mutual alienation.

She’s eating an apple, like Eve with the forbidden fruit (or like Lula and her apples while aggressively coming on to Clay in Dutchman–links above): does her rejection of Robert at all compare with the ruin of Adam, or of Clay? In any case, we see in all these scenes more of the tensions between the sexes, the kind that ruin all possibility of proletarian solidarity.

Catherine asks Robert if he has ever been with prostitutes, as Madeleine asked of Paul; Robert admits to it with a smile, making him all the less attractive to Catherine. He asks her a number of personal questions she feels are none of his business. He speaks of his plans to bring about “a complete revolution,” yet he’s so charmless that he can even connect with a girl like her. The sense of mutual alienation between them is such that, even in those shots that include both of them, his head is obscured by the door of a cupboard (they’re in her kitchen), a symbolic expression of that estrangement.

He’s jealous because he thinks she’s in love with Paul, which she isn’t–she just doesn’t like Robert. She notes at the start of their conversation how difficult it is for him to talk: this inability to communicate is, with jealousy, one of the main themes of this film. We hear Madeleine’s song, “Sois Gentil” during this chat: it’s as if she’s telling Robert to be more of a gentleman on Catherine’s behalf.

His chatting with her about politics is as awkward as it was between Paul and Elsa. Interrupting their chat, ever so briefly, is another shot of women shopping in a department store, another iteration of the theme of consumerism trumping human connection. As we can see, revolution is not possible in such an alienating society that prefers commodities to community. Small wonder this film is “the children of Marx and Coca-Cola,” stated in a famous inter-title with the gunshot sound to introduce the next segment.

Paul and Catherine walk down the street. A man borrows Paul’s matches without giving them back, but using them to immolate himself as a protest against the Vietnam War. One is reminded of the Buddhist monk in South Vietnam who did the same thing a few years before this film. If only Paul had the strength of character to protest the war in such a brave way.

Paul and Catherine visit the recording studio where Madeleine is recording “D’Abord Dis Moi Ton Nom.” Paul, still with no interest in or respect for her music, walks right into the recording area, as if her talking to her narcissistic boyfriend were more important than her art.

Paul, Catherine, and Madeleine go outside, where a music journalist asks her a few questions. She mentions loving Pepsi–once again, such commodities as cola get in the way of Marxist revolution.

In the next segment, we hear Paul speaking in voiceover, acknowledging how misguided his questions for the IFOP polling have been. This admitting of bad communication will be too late, though, for he will soon die. During his speaking of his need to change his interviewing style, we see lots of shoppers on the streets, another juxtaposition of the failure to communicate with a fetishizing of commodities.

In the fifteenth and final segment, also…and most significantly…introduced with the gunshot sound, we see Catherine and Madeleine in a police station telling the officer there how Paul died, him having fallen from a window of his recently purchased apartment in a high rise. The girls insist his death must have been an accident rather than a suicide. When Catherine says it was “a stupid accident,” she looks down and away from the officer, suggesting she’s lying.

Significantly, I believe, Elisabeth isn’t there to talk to the officer, but we learn that, while Paul wanted Madeleine to move in to his new place, she wanted Elisabeth to move in with them, too, which of course jealous Paul would never have accepted. There was fighting, then the “accident.” I don’t believe he killed himself in heartbreak over learning of his woman’s lesbian relationship with Elisabeth, which they, having all lived together for so long, couldn’t have kept secret from him for so long. He must have already known for at least quite a while, and he and Elisabeth were competing for Madeleine, which finally came to a head.

I believe the girls are covering up how jealous, lesbian Elisabeth actually pushed Paul off the building (it fits in with the theme of women killing men that has appeared in so many forms throughout the film). One can sense a trace of guilt in pregnant Madeleine’s eyes, especially since she’s contemplating…however hesitantly…getting an abortion.

The film ends with the word “féminin” shown on the screen, then with the gunshot sound and the “émin” removed to indicate “fin.” Indeed, the film ends with the women, who without the proper masculine support, won’t ever join in proletarian solidarity with them.

We’d kill a man, rather than go after The Man.

Analysis of ‘Inception’

I: Introduction

Inception is a 2010 science fiction action film written and directed by Christopher Nolan, who also produced it with his wife, Emma Thomas. The film stars Leonardo DiCaprio, with an ensemble cast including Ken Watanabe, Joseph Gordon-Levitt, Marion Cotillard, Elliot Page, Tom Hardy, Cillian Murphy, Dileep Rao, Tom Berenger, and Michael Caine.

Nolan had been working on a story about “dream stealers” for nine to ten years, originally conceiving of it as a horror film before making it a kind of heist film. He was influenced by such movies as The Matrix, Dark City, The Thirteenth Floor, and even his own Memento, to an extent. He postponed making Inception until he’d got enough experience making large-scale films like the first two of his Dark Knight trilogy.

Inception was the fourth-highest-grossing film of 2010; it is considered one of the best films of the 2010s, and it won four Oscars (Best Cinematography, Best Sound Editing, Best Sound Mixing, and Best Visual Effects). It was also nominated for Best Picture, Best Original Screenplay, Best Art Direction, and Best Original Score.

Here is a link to quotes from the film, and here is a link to the script.

II: Unconscious vs. Subconscious

What is, for me, especially intriguing about Inception is the intersection of several themes: the unconscious (here infelicitously called the “subconscious“–more on that soon), manipulation, capitalism, trauma, strained family relationships, the blurred distinction between fantasy and reality, and perhaps most importantly, what shared, lucid dreaming can be seen to represent–the viewing of a movie in a theatre with other people.

Let’s now look at each of these themes one by one.

“Subconscious” is a popular term in psychology to refer to what psychoanalysis calls the unconscious. While I’m sure Nolan never intended to adhere to Freudian thinking to any significant extent (beyond, perhaps, the estranged, bitter feelings that Robert Fischer [Murphy] has for his dying father, Maurice [played by Pete Postlethwaite]), a bitterness that could be at least partly Oedipal), I must favor the term unconscious over subconscious, and here’s why.

Subconscious, as Freud explained, is an unclear way of expressing what that part of the mind is, what is ‘outside’ of conscious thinking. Is it topographical, i.e., existing underneath consciousness, as is almost literally indicated in the movie? Is it qualitative, indicating another, subterranean consciousness, again, as Inception seems to imply?

The unconscious, on the other hand, is not concerned with some kind of mental ‘place.’ Rather, it’s properly concerned with what we do not know. Unconscious impulses, for example, don’t ‘hide underneath’: the repressed, on the contrary, returns to consciousness, though in a new, unrecognizable form. It isn’t ‘underground’; it hides in plain sight.

Significantly, Dominick ‘Dom’ Cobb (DiCaprio) and his team of thought-thieves are fully aware of what’s going on in the “subconscious” world of their shared, lucid dreams. There’s something unmistakably topographic and subterranean in these dreams-within-dreams. So however psychoanalysts may cringe at the use of the word “subconscious,” we must go along with Nolan’s word choices and imagery, going down an elevator with Ariadne (Page) to lower and lower levels of this subterranean land to see what this “subconscious” actually symbolizes.

III: Fantasy vs. Reality

Here we come to one of the intersections of theme. The dreams-within-dreams of the “subconscious” represent further and further removes from reality, deeper and deeper forays into fantasy. That the dreams generally look as if they could be events occurring in reality (Ariadne’s alterations of the Parisian cityscape, among other exceptions, notwithstanding) shows how blurred is the distinction between fantasy and reality in the film.

Small wonder the dream-thieves have to carry around totems (e.g., the spinning top, or Arthur’s die) to test if they’re dreaming or in the real world. Small wonder that Mal (Cotillard) kept killing herself to wake up, only to do so again for the last time in the real world, her still being obsessively deluded (thanks to Dom’s planting of an inception in her mind) that she was always in dreams-within-dreams. Incidentally, the inability to distinguish between fantasy and reality is indicative of psychosis, which is what I suspect Inception is really all about.

IV: Capitalism and Manipulation

The implanting of false beliefs into the minds of the marks of the dream-thieves–be this implanting inception (putting the beginning of an idea into one’s mind) or extraction (stealing a company’s secrets as the goal of corporate espionage) through conning the mark into trusting the dream-thieves into opening up completely and thus making oneself vulnerable to them–is manipulation in the service of one set of capitalists trying to defeat their competition. As Marx once said, “One capitalist always strikes down many others.” (Marx, page 929) Here we see the intersection of the themes of manipulation and capitalism, in the realm of the unconscious, in deeper and deeper layers of fantasy that get confused with reality.

Indeed, the company that Dom Cobb works for, Cobol Engineering (not only on which his surname is a pun [i.e., Cobb is a microcosm of the company], but also on which cobalt–extracted from the earth, like company secrets, by poor Congolese children for use in our cellphones–seems a pun), is a kind of mafia organization in the field of corporate espionage, in which failure can endanger an employee’s life. As I’ve argued many times in other blog posts, the mafia (criminal businesses) is a fitting metaphor for capitalists: note the expensive suits we see on Dom, the dominant, leading member of the dream-thieves.

Those of us on the political left are acutely aware of how capitalism results in alienation, which in turn leads to such problems as strained family relationships (i.e., Fischer and his dying father, as well as Cobb’s inability to return to the US and be with his kids) and emotional trauma (the hurt Fischer feels from the contempt Maurice has always had for him; Cobb’s guilt over how his inception for Mal drove her to suicide).

V: Dream Theatre?

A number of commentators on Inception have interpreted its use of shared, lucid dreaming as symbolic of people in a darkened movie theatre watching a film together. Getting caught up in the movie’s story is hypnotic, dreamlike. We can see more thematic intersection here in how not only the marketing of movies is a part of capitalism, but also how films are used to manipulate their viewers emotionally. The CIA is often consulted by moviemakers, who are required to portray the organization–known for ruthlessly helping in the overthrow of many governments opposed to US imperialist interests–as benign. Accordingly, films like Top Gun: Maverick and the Marvel superhero movies are blatant American military propaganda.

Now, this notion of shared, lucid dreaming as symbolic of people watching a movie together can be extended, I believe, to the idea of people watching TV together–TV shows and commercials–listening to the radio, being hooked on the internet, etc. In other words, the fantasy world of dreams can be a metaphor for the hypnotizing effect of the media.

Note the dream-like quality of many of our recent TV commercials. Instead of focusing on the products, as the commercials of the past did, these ads focus on images of a happy, carefree life. The commercials are fantasies, removals from reality, just like the shared dreams in Inception. An escape from the world…all in the service of capitalism, while pretending that the profit motive of capitalism isn’t at all present. The urge to buy what’s being sold sneaks into the unconscious by association with the fantasy presented, the inception of the desire for the product, our imaginary appetites…all while extracting our cash.

We might want to remember how Edward Bernays–whose double uncle was Freud, incidentally–used psychoanalytic concepts to help advertisers and political power structures to colonize the unconscious and manipulate people into buying this or that product, and to manufacture consent. (Bernays, by the way, was involved in the 1954 Guatemalan coup d’état for the sake of the United Fruit Company.)

VI: Putting All the Themes Together

So these are all the ways that the unconscious, manipulation, capitalism, trauma, strained family relationships, the hazy line between fantasy and reality, and dreams as a metaphor for film (and the media in general) intersect in Inception. Though inception means beginning, or the establishment of an institution or activity, I see in the word a pun on deception, or the planting of a deceptive idea into someone’s unconscious.

So the film can be seen to be about how the capitalist/imperialist-run media manipulates the mind, and how our attempts to escape the horrors of the capitalist world, in order to enter a haven of fantasy, can backfire and lead to psychosis.

VII: Inception of Inception

The film begins with Cobb washed up on a shore, then taken by Japanese guards to see an extremely aged Mr. Saito (Watanabe), the businessman who wants Cobb’s team of dream-thieves to plant the inception of an idea into young Fischer’s head, to break up his dying father’s corporation so that of Saito–Fischer’s competition–can reign supreme. We eventually learn that this washing-up on the Japanese shore isn’t the beginning, but the near-end, of the story.

After this, we go back to the beginning of the story, when Cobb’s team is attempting an extraction of company secrets from the unconscious of dreaming, younger Saito while on a train going in the direction of Kyoto. We see the same big house as in the previous, deep-fantasy scene of aged Saito.

We soon learn, after the dangerous meddling of Mal (actually, Cobb’s projection of her, or as I see her, his internal object of her), that this scene in Saito’s house is really a dream within a dream, this ‘outer’ dream, as it were, being that of Nash (played by Lukas Haas), Cobb’s dream architect before the team employs Ariadne.

A couple of interesting points should be made about Nash and his dream, which make me question his motives. His dream includes a huge mob of insurrectionary rioters out in the streets, all about to force their way into the building where Cobb, Saito, and Arthur (Gordon-Levitt) are having the dream within the dream, in Saito’s house. Note that, according to Freud, a dream is the fulfillment of a wish. Later, Nash betrays the rest of Cobb’s team. Is Nash a man with unconscious leftist sympathies (i.e., with revolutionaries in his wish-fulfillment-dream) making a failed attempt at undermining capitalist Cobol, and is his botching of the carpet a Freudian slip, reflecting his conflicted commitment to the team?

VIII: What Cobb Will Do to Get Back Home

Cobb wants so badly to be reunited with his son and daughter back in the US that he’s willing to take Saito’s offer to clear his name there of Mal’s death, in exchange for planting an inception in Robert Fischer’s mind, an undertaking Cobb knows is extremely dangerous and difficult to do. After all, he did it to Mal, and what happened? Still, he can’t bear to be separated from his kids.

To assemble his new team, he first goes to Paris, where his father-in-law, Professor Stephen Miles (Caine), who taught him about navigating the unconscious mind, recommends he hire Ariadne. Her name, an obvious reference to the woman in Greek myth who helped Theseus navigate the Labyrinth so he could get out after killing the Minotaur, is fitting. She proves her skills as a potential dream-architect by quickly improvising mazes complex enough to convince Cobb she’s up for the job. Just as the mythical Ariadne helped Theseus get out of the infernal Labyrinth, so does Inception‘s Ariadne help Cobb find the strength to confront his trauma over Mal’s suicide, to let go of his attachment to his internal object of her, and thus to be able to navigate his way back up to the top, to escape the hell of endless dreams-within-dreams.

Next, Cobb has to go to Mombassa, Kenya–a city crawling with Cobol agents looking to catch and kill him for his failed mission in Japan–to find Eames (Hardy), a forger able to impersonate people in dreams. The agents chasing Cobb through the streets of Mombassa is the one instance of an ‘action movie’ scene in Inception that happens in the real, non-dreaming world…or is this the real, non-dreaming world? (More on that later.)

Eames recommends Yusuf (Rao), a chemist who will provide a sedative to keep the team under as they navigate the different layers of the “subconscious,” dream-with-dream worlds, while also allowing the team to hear a recording of Edith Piaf singing “Non, je ne regrette rien” (“I regret nothing”), their synchronized cue, or “kick,” to wake them at the right time.

IX: Drugs

Though we’re not meant to think of Yusuf as some kind of drug dealer, that scene of him with all those people taking his sedative in the dark basement of his place of work…it sure makes one think of, say, an opium den. These users of the sedative dream for four hours each day because, as one of them tells Cobb, “The dream has become their reality.”

Even if Yusuf is not to be understood to be an actual drug dealer, what he’s doing in this basement is surely symbolic of what a drug dealer would do, at the very least. Such an understanding is crucial when we consider the theme of the unsure distinction between fantasy and reality as presented in Inception. After all, as I noted above, psychosis is characterized by an inability to tell the difference between fantasy and reality, and drugs (with their hallucinogenic effects) can induce psychosis, including sedatives.

Furthermore, in the alienating, cutthroat world of capitalism, emotional trauma often leads to substance abuse as an attempt to escape that pain. An escape into fantasy relieves, however temporarily, one of the pain of facing reality, and drugs obviously help with that feeling of escape. Drugs can cause mental illness, just as the stress of living under capitalism has been observed to cause mental illness. In these connections, it’s easy to see why Dom and Mal went so deep into the dream world, into so many layers under layers of dreams-within-dreams; in searching for the Garden of Eden, they ended up in the ninth circle of Hell.

X: Splitting

Mal’s suicide, as I’ve said, is a pain that Dom finds unbearable, especially since his planting of the inception in her mind–that her world was unreal–means he’s guilty of causing her death. He cannot let her go, so he keeps her internal object as a kind of ghost haunting his mind. She’s there, but the trauma of her suicide is also there; so he tries to protect himself from that pain, however unsuccessfully, through the defence mechanisms of projection and splitting.

Dom thus experiences what Melanie Klein called the paranoid-schizoid position—paranoid because of the persecutory anxiety he feels whenever her projection interferes, often violently, with his team’s attempts at extraction; and schizoid because of the splitting of Mal into absolute good and bad versions of herself.

Dom, in his unconscious attempts to preserve the good Mal, can’t help but be forced to confront the bad Mal–hence her apt name as a pun on the French word for bad. Only when he goes the farthest down all the layers of his “subconscious,” down all those dreams-within-dreams, to return to the paradise/hell that he constructed with her, back before she died, only then do we see the good Mal, when he tells her he has to let her go.

His trauma is one example of how capitalist alienation harms relationships, including family ones. Another example is that of Robert and Maurice Fischer. The dying father, founder and owner of a great, powerful corporation, is annoyed that he has to pass on the control of the family business to a son he regards as inadequate for such a great responsibility. Some of this father/son hostility could be Oedipal, as I mentioned above; on the father’s end, it could be a Laius complex, or a fear of the son supplanting the father.

XI: Sympathy for the Dominant

One thing that is, or at least should be, striking about this story is how we, the audience, are all lulled into sympathizing with these characters. We’re dealing here with dishonest, lying, manipulating, gaslighting people who are all out for themselves, all working within a capitalist context. Manipulating young Fischer into ending his father’s business is meant to allow their competition, Saito’s company, to thrive. It is the insidious nature of neoliberal capitalist ideology–“there is no alternative“–that tricks the audience into sympathizing with a bunch of con men.

Dom is seen on several occasions, just after waking up, to be spinning a top to make sure he isn’t still dreaming. As we understand, if it stops spinning, he’s relieved to know he’s in the real world…or is he? One’s totem–like Arthur’s die–is supposed to be known only by its owner: its look, feel, weight, etc. Dom, however, has come into the habit of using a top originally owned by Mal. So even if it stops spinning, is his reassurance of no longer dreaming valid?

XII: In Dreamland

Back to the story. The team is assembled and ready. On a flight to the US, Fischer is put to sleep to share a dream with Dom, Arthur, Eames, Ariadne, Saito, and Yusuf. This first shared dream, Yusuf’s, is set on the streets of a city in teeming rain.

Fischer, trying to take a cab, is kidnapped. Arthur, whose job was to research Fischer thoroughly, has failed to learn that the team’s mark has unconscious security to fight off extractors like them. Dom is furious with Arthur for his oversights.

This unconscious security, in the form of men shooting at Cobb et al and therefore putting them all in danger–if shot and killed in the dream–of being trapped in Limbo (an inescapable labyrinth of the unconscious, like being in a coma) because of Yusuf’s powerful sedative, is a personification of Fischer’s ego defence mechanisms, these ones being unconscious.

As the Ego Psychologists understood unconscious ego defence, here’s an explanation: “the ego also contains complex unconscious defensive arrangements that have evolved to satisfy the demands of neurotic compromise, ways of thinking that keep repressed impulses out of conscious awareness in an ongoing way. Unlike unconscious id impulses that respond with enthusiasm to the prospect of liberation in making their presence felt…, unconscious ego defenses gain nothing from being exposed. Their unobtrusive, seamless presence in the patient’s psychic life is perfectly acceptable (ego syntonic) to the patient; they often function as a central feature of the patient’s larger personality organization…The ego, charged with the daunting task of keeping the peace between warring internal parties and ensuring socially acceptable functioning, works more effectively if it works undercover.” (Mitchell and Black, page 26)

XIII: Wake Up Dead?

One fascinating idea in this film is the paradoxical notion that if you are killed in a dream, you wake up. It’s the reverse of what Hamlet said: “To die, to sleep–/No more” (III, i, 60). Now, with Yusuf’s sedative, dying in the dream makes matters much more complicated: “To die, to sleep;/To sleep, perchance to dream. Ay, there’s the rub;/For in that sleep of death what dreams may come,/When we have shuffled off this mortal coil,/Must give us pause.” (III, I, 64-68)

Another complicating factor in Fischer’s troubled family life is his “Uncle Peter” Browning (Berenger), his godfather and fellow executive of his father’s company. Browning acts as a kind of surrogate father for Fischer, being there for him in ways that his father never wanted to be. Cobb’s team will manipulate this relationship through Eames’s impersonation of Browning, to introduce the idea of Maurice having an alternate will to dissolve the company.

Inception, as Eames has previously pointed out, is “a very subtle art.” Fischer’s first introduction to the idea of the alternate will is to be a negative one, a plausible further instance of his father’s contempt for him; further down in the dreams, the dissolving of the company is meant to be a positive exhortation of him to do his own thing, giving him a catharsis.

XIV: Dreams-within-dreams

Anyway, everyone on the team except Yusuf–who is driving around on the first dream level, since it’s his dream–is sedated into going down to the second dream level, Arthur’s dream, which is set in a hotel. Here, Dom convinces Robert that his ‘security’ is really working against him, as part of the ruse to go deeper into his “subconscious.” Here we have Dom gaslighting Robert into distrusting his own unconscious ego defence mechanisms.

To get to the layer of Fischer’s “subconscious” where he will receive the inception of the idea to end his father’s business to start something of his own, the team must be sedated further, into a dream set around an alpine fortress. Several problems occur: Mal interferes again and shoots Robert before he can receive the inception; also, Yusuf sets up the Edith Piaf kick too early.

Arthur and Eames therefore must improvise a new set of kicks to be synchronized with them hitting the water in Yusuf’s truck in the first dream, with Arthur rigging a hotel elevator with all the floating dreamers tied up, and with the alpine fortress being set up with explosives. Saito having been shot as well as Robert means both of them are in Limbo, forcing Dom and Ariadne to go further down another level to rescue them…in Dom’s constructed dream-world with Mal.

Here is where Dom must confront his trauma with Mal. He must let go of his attachment to his internal object of the good Mal, and he must do it quickly, for getting Robert and Saito back is of paramount importance. Indeed, Ariadne importunes Dom to hurry…but can one be cured of one’s trauma in such a short time? (Indeed, Ariadne shoots Mal to speed things up.)

It seems that he has managed to do so, for he leaves Mal, and they get Robert and Saito back–the rescue of the latter through, essentially, a repeat of that opening scene with Dom washing ashore on the beach and being taken to Saito’s big house by his Japanese guards. Neither Dom nor Saito wants to die a lonely old man, filled with regret, hence the choice of Piaf’s “Non, je ne regrette rien” as the kick to wake everyone up with.

XV: Maladaptive Dreaming

No rationally thinking person wants to waste away in a fantasy world, only years later to snap out of it and be full of regret for such a wasted life. Yet the alienating world of capitalism makes such a retreat into fantasy so tempting. Small wonder so many of us out there escape reality through drugs, online video games, porn, movies, TV, consumerism, internet addiction, etc.

Robert returns to the alpine fortress dream and receives the inception. Everyone, including Dom, manages to get back up using all the synchronized kicks in time. I’d say it’s all a little too good to be true.

Dom wakes up on the airplane with all the others, who smile at him, glad to see him back. Saito makes the necessary phone call to clear Dom of the charge of murdering Mal, so he can go through customs without a hitch. Recall above how I mentioned that, according to Freud, dreams are wish-fulfillments. Dom’s wishes are all being fulfilled, aren’t they?

The action and excitement of the dreams, fighting off Robert’s unconscious security, is an instance of how these shared, lucid dreams parallel the entertainment of watching a movie in a theatre. We’re back in the ‘real world’ now, in the airport; but Dom had an ‘action movie’ moment in Mombassa, too. Has his ‘waking’ world been real, or has it been dream, too?

XVI: Conclusion–Nothing But a Dreamer

Here’s an interesting thought: we’ve been assuming that Mal killed herself, mistakenly thinking she was trying to wake herself from a dream, but…what if she was right? Could Dom have lost count of all the dream layers, thinking his time with her on the building ledges was real, when it was actually another dream? She’d been assessed by three different psychiatrists to be sane, so is he the one with a psychotic inability to distinguish fantasy from reality?

When he claims that she didn’t want to go back to the real world, is he projecting onto her his wish to stay in the world of dreams? Is this what calling Mal his “projection” really means?

At the end, when he spins the top and walks away to see his kids, he doesn’t care if it stops spinning or not. Or maybe he’s afraid to see it keep spinning. In any case, the top was Mal’s totem originally, so if its slight wobble at the very end indicates that it will stop spinning, this hardly assures us that he’s in the real world now.

Some think the real plan, masterminded by Miles (who, recall, recommended Ariadne to be the architect), was to pull Cobb out of the dream world. If so, I don’t think it worked. Cobb prefers fantasy to reality, like so many of us with our drugs, movies, TV, etc. I think Mal is still waiting for him in the waking world; but like those TV commercials that show people enjoying quality time with family, or like all those action movies we enjoy in the theatre, Cobb would rather escape from, than have to continue living in, the stresses of the capitalist world.

His Hell is his Eden…even without Mal.

Analysis of ‘Insomnia’

Insomnia is a 2002 psychological thriller film directed by Christopher Nolan and written by Hillary Seitz, a remake of the 1997 Norwegian film of the same name that was directed by Erik Skjoldbjærg (his film debut) and written by him and Nikolaj Frobenius. The 2002 film stars Al Pacino, Robin Williams, and Hilary Swank, with Maura Tierney, Martin Donovan, Nicky Katt, and Paul Dooley; the Scandinavian equivalent of Pacino’s character, the insomniac, was played by Stellan Skarsgård.

The 2002 film is the only Nolan film that he didn’t write or cowrite; it was also part of his transition from independent filmmaking to studio, mainstream Hollywood movies. It was praised, with a 92% rating on Rotten Tomatoes based on 200 reviews; Pacino’s and Williams’s performances were given especial praise, the latter’s being a noted departure, as with his performance in One Hour Photo, from his more usual zany, comic acting, to portraying a dangerously disturbed character.

Here is a link to quotes from the 2002 film, and here is a link to the complete 1997 film…but with French subtitles.

The Norwegian film begins with the murder of a 17-year-old girl, Tanja (played by Maria Mathiesen), during the credits; whereas Nolan’s film shows the murder of its equivalent, 17-year-old Kay Connell (played by Crystal Lowe) in split-second flashbacks. The 1997 film shows a shot of an airplane going over clouds obscuring the sun as it takes police officers Jonas Engström (Skarsgård) and Erik Vik (played by Sverre Anker Ousdal) to a Norwegian town above the Arctic Circle, the land of the midnight sun. This obscuring of light will be a recurring theme, symbolic and literal, in both movies.

In the 2002 film, the American equivalents of Engström and Vik, respectively LA Detectives Will Dormer (Pacino) and Hap Eckhart (Donovan) are in a small plane flying to Nightmute, Alaska to investigate the equivalent crime there.

While the dominant theme of both films is, of course, guilt, another can be seen: the blurred distinction between opposites, as blurred as the vision of each film’s insomniac cop. These unclearly defined opposites include insomnia itself (one is sleepless, but sleepy), day and night (in the Arctic region, the summer sun is shining at night), and right and wrong (our cops catch killers, but the former aren’t exactly innocent themselves: Dormer’s planting of questionable evidence; Engström’s sexual misconduct).

Both Dormer and Engström have reputations as excellent cops; in fact, young local Nightmute Detective Ellie Burr (Swank) admires Dormer for his investigative work. Still, these good reputations of the American and Swedish cops are thin disguises of their not-so-laudable true selves, dark sides that are coming to light just as surely as the midnight sun that keeps poking through the two men’s hotel room windows as they try to sleep.

How are their dark sides coming to light? Dormer has internal affairs wanting to reopen a child rapist/murderer case in which he planted evidence to ensure conviction; Eckhart is going to testify against him, naturally causing resentment in Dormer. Engström eavesdrops on Vik gossiping about an “intimate conversation” between Engström and a female witness from a former case back in Sweden. As we can see, there’s a blurry boundary between good reputations and bad character, too.

One point to be emphasized about the cops’ bad characters being obscured by their good reputations–like those clouds obscuring the sun, or like the cops’ attempts to block out the sunlight coming through their hotel windows–is that these two cops aren’t all that much better than the men they’re trying to charge with murder. As we all should know by now, cops–as protectors of the interests of the bourgeoisie–are often as guilty of crimes (murder, bribery, etc.) as those they arrest, while often getting far better protection from punishment than the criminals can get.

Connected to this protection is the guilt many cops must feel over their own wrongdoings. And how does anyone deal with feelings of guilt or anxiety? Through the use of defence mechanisms, which in the case of Insomnia include denial, rationalization, suppression, splitting, and most importantly of all, projection…including projective identification.

Dormer would naturally deny his deliberate falsifying of evidence to convict the child rapist/murderer, including when he, on the phone to the one in LA who’s in charge of internal affairs, curses him out, acting as if he’s the victim of a kind of witch hunt. Dormer also rationalizes his planting of false evidence and his resistance to the reopening of his cases, speaking not of the stain on his reputation, but rather the danger of letting criminals back out on the street.

He and Engström try to suppress their guilt over…accidentally?…shooting and killing their partners (recall that Walter Finch [Williams] and Jon Holt [played by Bjørn Floberg] also claim that their murders were accidents) by never confessing to them. The cops suppress, but cannot repress, their guilt, hence their sleeplessness.

When Hap confesses to Dormer that he has to cut a deal with internal affairs to stop them from digging up any dirt on him (a rationalization of Hap’s own guilt over betraying his partner), Dormer makes no secret of his anger over this betrayal. He engages in splitting Hap into a ‘bad Hap’ (the betrayer) and a ‘good Hap’ (his still-reliable partner). Dormer’s experience of the paranoid-schizoid position (‘paranoid’ because of his feelings of betrayal, and fear that the ‘bad Hap’ internal object will plague him with guilt after killing Hap; ‘schizoid’ from the splitting of Hap into absolute good and bad versions of him) will turn into the depressive position after he kills Hap and feels guilty about it, his hallucinations of Hap (his ‘ghost,’ as it were) being his projected internal object of Hap.

Similarly, Engström’s resentment after overhearing Vik gossip about the former’s sexual indiscretion with the female witness–which seems intensified by VIk’s recollection of being in their hotel before, having taken a room that a man and woman claimed was theirs rather than Vik’s and his wife’s (and given aging Vik’s failing memory, this incident seems to be a garbled memory of Vik and his fellow cops, “armed to the teeth,” coming to a room and finding Engström with that woman in that “intimate conversation”)–seems to have caused him to split Vik into good and bad Viks. This splitting may have facilitated Engström’s shooting of Vik as a Freudian slip rather than as an innocent mistake, as is the case with Dormer shooting Hap. That obscuring fog was most convenient for our protagonists.

The most important defence mechanism against guilt and anxiety, as far as Insomnia is concerned, is projection, as well as projective identification. In the case of Engström and Holt, the boundary between the two is especially blurred: both are guilty of sexual misconduct (i.e., Holt’s sexual advances on Tanja before killing her, as well as Engström’s on Ane, the girl at the front desk of his hotel [played by Maria Bonnevie], and Engström’s putting his hand up the skirt of Freya [played by Marianne O. Ulrichsen], Tanja’s teen classmate, who’s quickly replaced her for the affections of Eilert [played by Bjørn Moan], her abusive boyfriend) and of an ‘accidental’ killing they wish to conceal. Engström would love to project his guilt onto Holt, but he can’t.

Dormer would love to project his perfidious nature (i.e., his betrayal of justice in his planting of false evidence) onto Hap (for betraying Dormer by cooperating with internal affairs), and onto the people in internal affairs (for, as Dormer sees it, betraying the people by reopening his cases and freeing criminals), but he ultimately can’t project his guilt onto them any more than Engström can.

Dormer projects his own guilt onto the criminals he goes after: in his own words, he says that he “assign[s] guilt” by tampering with evidence to ensure the conviction of criminals whose guilt he is convinced of (if lacking in sufficient proof). The conviction of such criminals, however, is not his job; that’s for the prosecution. He also likes to taunt Finch and Randy Stetz (Kay’s abusive boyfriend, played by Jonathan Jackson) by talking about their brutality to Kay; again, talking about the guilt of others offers temporary relief from Dormer’s own guilt.

Similarly, Engström provokes Eilert by insinuating that the boy’s sexual inadequacies are his motive for having beaten Tanja. Again, a focus on Eilert’s guilt diverts attention from that of Engström.

Now, projective identification takes projection a step further by manipulating the object of one’s projections into manifesting proof of the projected traits. We can see this, in a symbolic sense, in Dormer’s/Engström’s falsifying of evidence, which includes Engström’s planting of Holt’s gun in Eilert’s room so he’ll be charged with murdering Vik and Tanja.

In both films, there are a number of scenes that have…well, hidden ways downward. I’m thinking of, for example, the hidden passageway under the shed that allows Finch/Holt to escape when the cops try to catch him with Kay’s/Tanja’s bag as a lure. Similarly, there’s when Dormer chases Finch over the logs floating on the water, and Dormer slips and falls in, allowing Finch to get away again. And finally, there’s when Holt dies at the pier by falling through rotten floorboards and into the water, hitting his head; and when Fiinch, at his lake house, is shot and falls into the water below.

These ‘hidden ways downward,’ for lack of a better way to describe them, are symbolic of the unconscious mind, that hidden place where unknown ideas are thought, and unknown desires are felt and given expression in unrecognizable ways. After finding and rushing through the passageway under the shed, Dormer/Engström comes out into the fog, also symbolic of the unconscious, and shoots Eckhart/Vik, with that fog hiding the guilty cop’s unconsciously murderous intent behind an ‘accident,’ a kind of Freudian slip.

Before Eckhart dies, he tells Dormer he believes he’s shot him on purpose, to stop him from cooperating with internal affairs. Vik simply ran the wrong way, having gone right instead of left as planned. Neither Dormer nor Engström, however, can assuage their guilt by imagining they have made a mere mistake. Hap’s death is no mishap.

What’s more, chasing and not being able to catch Finch/Holt can be seen to represent how Dormer/Engström can’t bring themselves to assign guilt to a man they know they’re no better than. Dormer shoots Finch, but only after Finch has already shot Dormer, rather like when Hamlet kills Claudius only after he knows he himself is about to die from a poisoned wound. The unconscious has a way of making sure the ‘correct’ mistakes are made.

Now, the light of truth will never stop bothering Dormer/Engström. The insomniac cops want to hide in the darkness of their projections, denials, and rationalizations, but the sunlight keeps poking through their windows, no matter how much they try to block it out.

Wilfred R. Bion had insights on the relationship between projection, sleeplessness, and hallucinations that are useful for understanding the psychological state of Dormer/Engström. The irritating light of the midnight sun that keeps coming through their hotel windows is an example of what Bion called beta elements, unprocessed, raw sensory data that need to be detoxified (through alpha function) to be turned into alpha elements, processed, detoxified, and usable for thoughts and dreams.

If these beta elements are too painful to be processed in one’s mind, one cannot soothe oneself, as is the case with Dormer/Engström. Our sleepless cops keep trying to project the light outward, the light of truth that symbolizes the reality of their sins. The blocking-out of the light thus represents what Bion called a beta screen, which is an accumulation of projected beta elements one hasn’t processed or detoxified.

If one doesn’t detoxify these agitating raw sensory data–which in the case of these films represents the cops’ guilt–one cannot create thoughts for dreams and therefore one cannot sleep (Bion, page 7). If this sleeplessness goes on long enough, one will begin to hallucinate, as Dormer/Engström do. Their hallucinations, visions of Hap/Vik, are projections of the internal objects of their dead partners, split-off, hallucinatory projections that Bion called bizarre objects. (Go here for more on Bion and other psychoanalytic concepts.)

Just as Hap’s name is a pun on how, by sheer hap…or was it sheer hap?…he got shot and killed, so is Will Dormer’s name a pair of puns. With a will, Will finds a way not only to ensure conviction of the child rapist/murderer who otherwise would have been acquitted through a reasonable doubt, he also finds a way to falsify evidence so it seems that Hap was shot with a gun other than Will’s. Ainsi, Dormer ne peut pas dormir.

Our teen killers, Finch/Holt, cannot sleep either, of course, and being doubles of their respective cops, they have their own defence mechanisms for wrestling with their inner demons. They rationalize and minimize their murders, claiming they were accidents, that things simply got out of hand, slipped and snowballed from a few slaps to a beating-to-death of their victims.

Finch speaks of how “scared shitless” he is as he keeps hitting Kay, first to stop her from laughing at him for his sexual advances, then to stop her screaming. The slippery slope of escalation has led to his beating Kay to death; then, his fear suddenly switches to calm, yet another blurry distinction between opposites.

When Finch/Holt cleans the body, washing the hair and clipping the fingernails in order to remove all physical traces linking Kay/Tanja to their killers, this cleaning is a symbolic denial of the men’s guilt.

Confession is good for the soul, so when Finch tells Dormer, over the phone, how he came to kill Kay, how her laughter provoked him, and how his violence escalated, he says he’ll be able to sleep better. Similarly, Dormer must feel at least some relief after telling Rachel (Tierney) at the hotel about his tampering with the evidence that convicted the child rapist/murderer.

An interesting contrast between the Norwegian and American versions of the film is in how their respective villains die. In the former, Holt dies from a mere accidental fall, as ‘accidental’ a death as his murder of Tanja, or Engström’s shooting of Vik (Was Holt’s death a suicidal Freudian slip?). In the 2002 film, we have the typical American climactic fight between the good guy and the bad guy, them both shooting and killing each other. The more artistically-inclined European film is more of a psychological study of guilt than a thriller, more morally ambiguous.

Accordingly, Dormer dies of his gunshot wound having redeemed himself by telling Burr–who’s found out about his falsifying of the cause of Hap’s death–not to throw the incriminating evidence into the lake. When Engström, however, is presented with the incriminating evidence by Burr’s equivalent in the 1997 film, Hilde Hagen (played by Gisken Armand), she just puts it on a table in front of him and leaves him without getting him in trouble.

Engström is thus able to leave town with bodily freedom, but no clear conscience. The police privilege of protection from prosecution won’t protect him from his guilt. While Dormer is finally able “to die, to sleep, no more,” Engström, however bodily safe, will never sleep, for he “does murder sleep,” as the 1997 film’s last shot of his eyes glowing in the dark are eyes that will never close.

Analysis of ’28 Days Later’

28 Days Later is a 2002 post-apocalyptic horror film directed by Danny Boyle and written by Alex Garland. It stars Cillian Murphy, with Naomie Harris, Christopher Eccleston, Brendan Gleeson, and Megan Burns.

Inspired by such George A. Romero films as Night of the Living Dead and Dawn of the Dead, as well as John Wyndham‘s Day of the Triffids, Garland replaces zombies with the great majority of the UK population being infected with “Rage,” a highly contagious virus that induces aggression and replaces speech with mindless growling; the result is civilizational collapse.

The film was released to both critical acclaim and commercial success, reinvigorating the zombie genre. It has been featured in several “best of” film lists; Time Out magazine ranked it #97 on its list of the 100 Best British Films ever.

A sequel, 28 Weeks Later, came out in 2007, and in the same year, talk of a third film, 28 Months Later, came about with Boyle and Garland being among those interested, with Murphy showing interest in reprising his role in 2021.

28 Days Later has maintained a following, with the COVID-19 pandemic giving the film an especial relevance in recent years.

Here is a link to quotes from the film.

The film begins with shots of chimpanzees, all infected with Rage, kept in cages and made to do such things as watch footage of riots and protests on TV screens; this is happening in a laboratory in Cambridge, where a group of overzealous animal rights activists have broken in, with the intent to free the chimps.

The combination of our learning that the virus is called “Rage” by the doctor who tries to stop the activists (in a “Rage” of their own) from so rashly freeing the chimps, that there’s footage of angry rioters and protestors, and that the infecting of everyone in the UK will result in civilizational collapse, all leads us to an understanding of what Rage symbolizes.

28 Days Later isn’t a direct critique of capitalism, but when we see that the prescient film presents the aftermath of civilizational collapse (a collapse we in the 2020s are in danger of experiencing, due to the global financial meltdown exacerbated by–and, as some of us suspect, masked by–COVID-19 and the fall in value of the petrodollar caused by the sanctions on Russia), we can see in the film an indirect critique of a mode of production that Marx predicted, in Capital, vol. 3, would one day collapse from its own contradictions.

Rage, in this context, represents the collective trauma we’ll all feel under such a collapse of society. This trauma has already been felt in all the mass shootings that keep happening in the US. We can only expect more of it in the near future. The plague of wars brought on by US/NATO imperialism, having begun its worst phase–perhaps fittingly–around the year of the release of the film, has manifested “Rage” all the more vividly.

The thing about trauma and extreme stress is that they activate the most primitive and animalistic parts of the human brain (e.g., the amygdala), causing one to lash out in fight-or-flight mode. Seeing a Rage-infected chimp attack and infect one of the animal rights activists when it’s been freed is thus also symbolically fitting. Rage reduces us all to animal instinct.

Related to this idea that Rage reduces humanity from the rational, thinking, cerebral cortex level to the instinctual, animal, amygdala level is the loss among the infected of the ability to use language. Lacan‘s notion of the Symbolic Order is our healthiest mental state, for it brings us, via language and its signifiers, into the world of culture, custom, and society–what we need to live together and function in harmony with each other.

The infected have forever lost the ability to communicate verbally, having replaced it with the pre-verbal form of communication (as WR Bion conceived it) coined by Melanie Klein as projective identification. Instead of saying words, the infected either growl unintelligibly, bite their victims, or spit their infected blood on them, causing the victims to be infected almost immediately afterwards.

By biting or spitting their blood, the infected project their pathology onto their victims (as Romero’s zombies do), who are then forced to contain an intolerable pathology. When Bion wrote of projective identification, he usually referred to a mother receiving her baby’s projections of agitation from irritating outside sensory data; the mother would, through what Bion called ‘maternal reverie,’ contain her baby’s agitations, detoxifying them by soothing it, then return the detoxified feelings to her baby in a form acceptable to it. As a therapist, Bion would play the role of the mother and similarly contain the agitations of his psychotic patients, his ‘babies,’ as it were. (Read here for more on Bion and other psychoanalytic concepts.)

With the infected, however, it is impossible to do such containing and detoxifying of their Rage. So instead, one is forced to confront a negative form of containment (Bion, chapter 28), wherein Rage is never soothed, but rather turned into a nameless dread. To fuse Bion with Lacan, therefore, in this nameless dread, we see a shift away from the healthy, sociable state of the Symbolic, whose signifiers allow for mental clarity and differentiation of all things, to the traumatizing, undifferentiated state of the Real.

For the infected, there is no socializing, planning for the future, intellectualizing, or any of the normal human functioning that is conducive to survival. There is only undifferentiated, traumatic, meaningless Rage–the Real.

Rage, as a contagious virus, is thus a metaphor for the mindless destructiveness of a people overcome with, and overwhelmed by, the alienation that results from the contradictions of capitalism. People in this mental state don’t try to replace their oppression with a building of socialism; they just destroy, destroy, destroy…

After the incident with the chimp in the laboratory, we jump ahead…twenty-eight days later. I can’t help but wonder: why was the chosen number twenty-eight, of all possible numbers? It’s the exact equivalent of four weeks, but what is the significance of that?

Twenty-eight days is also the number of days of the shortest month–February. It’s too warm in the year for the movie to take place anywhere near that month, but could that time period indicate a symbolic February, with the time before it a symbolic January, and the time after a symbolic March? Please indulge me, Dear Reader, as I explore this possibility.

Since January is derived from Janus, the god with two faces, one looking back to the past year and the other looking ahead to the future of the new year, we can see the time preceding the twenty-eight days as the time when people could still envision a past and a future. Since March is derived from Mars, the god of war, we can see the time after the twenty-eight days as a time of war between the infected and the non-infected.

In this symbolic schema, the twenty-eight days–between the laboratory incident and Jim (Murphy) waking up from his coma–are therefore the symbolic month of the Februa, when such festivals of the purification of Rome as Amburbium and Lupercalia were observed. In the case of this film, ‘purification’ can be seen as either dialectical irony, a failed attempt at purification, or…here’s a thought…maybe it’s the infection itself that is purifying the world of the sickness known as the human race.

In any case, Jim wakes up from his coma in a London hospital after he, a bicycle courier, was hit by a car. Like so many of us, he has ‘woken up’ far too late, after all the damage has already been done to society, the damage resulting in the trauma, social alienation, and civilizational collapse that Rage symbolizes. He is shocked to find not only the entire hospital deserted, but also the streets of London.

He goes about the streets shouting “Hello!” over and over again in all futility. He wants to connect with people in a world where human connection is all but completely annihilated.

The link, however indirect, with capitalism is evident when we see all the billboard ads and the uncollected trash on the streets, including unused commodities and money, this latter being picked up by Jim and put in his white plastic bag (in which he has also put such commodities as soda pop cans he’s taken from their vending machine in the hospital), him imagining he’s actually going to have a use for it. He sees “EVACUATION” on a newspaper headline.

He finds a church and enters it, where graffiti on a wall says, “Repent, The End Is Extremely Fucking Nigh.” No, not even religion will save us from Rage. He says another of his pointless “Hellos,” only to get the attention of the infected in the church, including a priest.

They chase him out of the church and back onto the streets, where he meets and is saved by Selena (Harris) and Mark (played by Noah Huntley), the first people be’s been able to communicate with in a long time. They hide in a grocery store, where his new comrades explain how the virus spread.

Significantly, Selena begins the explanation by saying, “It started as rioting.” Just as with that TV footage of riots and protesters that a chimp in the laboratory was watching, we can conceive, through Selena’s opening words, that the virus should be understood as a metaphor for an epidemic of civil unrest resulting from capitalism’s growing oppression of the people, causing their despair and wild acting out in a world where no effective organizing is possible. One is reminded of the words of Martin Luther King, Jr.: “a riot is the language of the unheard.”

Mark, when Jim has later found his dead parents, gives his own story about the beginnings of infection in which he and his family are trying to escape. They find themselves on a hill of people lying on the ground, a mix of infected and non-infected. Having climbed up this mound of people and on top of a kiosk, Mark looks down on the people, unable to see the difference between the infected and non-infected. Again, this origin story shows how the virus should be understood as a metaphor for the general breakdown of society.

In such a breakdown, the pain of the loss of family is especially keen, of course, so Jim is anxious to find his parents, though Selena and Mark assure him that they must be either infected or dead by now. When it’s safe to go out, the three find his parents’ house, where the two are found dead in bed, having killed themselves by overdosing on pills. Indeed, when society collapses so extremely, despair can be too overwhelming for one to want to rebuild.

Jim’s mom’s choice of words in her suicide note is apt. She says that she and his father have left him sleeping. Now, his mom and dad are sleeping with him, and he must never wake up.

In such a hopeless situation, the comparison of death to sleep reminds us of the soliloquy of despairing Hamlet: “To die, to sleep,/No more, and by a sleep to say we end/The heartache, and the thousand natural shocks/That flesh is heir to: ’tis a consummation/Devoutly to be wished, to die, to sleep…” (III, I, 60-64)

To prevent this kind of despair is why it’s so important to organize the people and be ready when the inevitable societal collapse comes, a collapse symbolized in the film by the Rage virus, and soon to come in our world as a result of the following problems. First, there was the economic meltdown of the 2020s; next, its exacerbation due to the response to the pandemic; third, inflation brought on by the backfiring sanctions on Russia. Added to these problems are the increasing gap between the rich and the poor, and all the billions spent on the military rather than on the struggling American people. Such reckless spending is creating a ticking time bomb of a deficit which, when it finally blows up in our faces, will be made all the more painful by the decline in value of the petrodollar.

To get back to the film: some of the infected attack Jim’s parents’ house, and though Selena, Mark, and Jim manage to kill the infected, Mark is bitten in the arm by one of them. Selena doesn’t hesitate to hack her screaming comrade to bloody pieces with her machete. In a tense situation where solidarity is so crucial, it is especially difficult to have to eliminate a comrade on the mere suspicion that he’ll turn against you, becoming a traitor, a wrecker of the organization, an agent provocateur, or someone bringing in a gang mentality–these being the kind of problems that bitten Mark can be said to represent. Selena’s killing of him seems rash, but it is necessary.

She, Mark, and Jim have had to eat the junk food of places like the grocery store, obviously because it’s the only food to be consumed quickly and the only kind that won’t go bad. Its consumption is also representative of how the survivors are still dependent on the kind of commodities–now merely use-values, rather than exchange-values, because money has become useless–once produced by capitalists. Like capitalism, junk food is bad for you, but it’s all they’ve got. It ironically won’t yield a profit for the companies that made it, but the survivors are limited to eating it. This fact is another indirect link from the movie to a critique of capitalism.

Selena and Jim see, far off in the distance in the cityscape, an apartment building in which one of the higher-up apartments has Christmas lights flashing in its windows. This means of attracting survivors is a double for the one to come later, when the army men try to lure women into a trap of sexual slavery and forced impregnation.

This first lure, however, happens to be a benevolent one. Here, Selena and Jim meet Frank (Gleeson) and his teenage daughter Hannah (Burns). The sight of Christmas lights, contrasted with the army’s later promise of “Salvation,” makes for a chilling juxtaposition.

Frank and Hannah offer protection and hospitality to Jim and Selena, again, in a way that compares ironically with the protection and hospitality of the army men, when one considers the honest motives of the former against the predatory motives of the latter group.

Soon enough, though, all four of them hear the army’s radio broadcast from Manchester, and after a brief argument over whether it’s wise to go and find people who might be dead by now, for all they know, they decide to go. On the way there, we see shots of beautiful green grass, wind turbines, and at one point when the four briefly stop, even a group of horses running about. These are all reminders to the survivors that there’s still some good in the world.

The sound of religious music is heard during this drive to Manchester, too: Ave Maria, and “In Paradisum” (from Fauré‘s Requiem in D Minor). It is during this time that the four see, from a distance, all of Manchester in flames, a chilling omen that they aren’t about to enter paradise, but hell. Just as with Jim’s first encounter of the infected having been in a church, of all places, face to face with an infected priest, the four are about to confront their ‘salvation’ as a kind of damnation.

They arrive at the army men’s blockade, surrounding a mansion, but at first they see no one there. Frank is disappointed and goes off alone for a moment, sitting where a nearby crow is cawing and bothering him. A drop of infected blood from above hits him in the eye. Hannah comes over at that moment.

This is a touching, heartbreaking scene. Frank knows he’s about to change, and he has to repel her…out of love. While he can still speak, he tells her he loves her very much, but then angrily demands that she stay away, even pushing her away. The Rage virus represents our mutual alienation, an alienation so severe that it estranges even loving family members from each other.

Selena and Jim know that Frank must be killed, but do they have the heart to kill him…in front of his daughter? The soldiers can do it, of course, and they shoot him as soon as they finally appear.

At first, the soldiers, especially Major Henry West (Eccleston), are cordial in their welcoming of the surviving three. Pretty soon, though, Jim is made aware of the unsavory things that West is capable of doing. West shows Jim an infected soldier, Mailer, as a chained captive in a small yard outside the blockaded mansion. West wants to use his captive to learn about the infected, concluding that they have no future. Eventually, his captive will starve to death, as will all the other infected.

At dinner, West reveals a bit more of his unsavory character in a philosophical disagreement he has with Sergeant Farrell (played by Stuart McQuarrie). Farrell speaks of the normalcy of the vast majority of world history, before the beginning of humanity, and of how the Rage virus’s wiping out of humanity can be seen as a return to normalcy (recall, in this connection, my interpretation above of the twenty-eight days as a metaphorical February, purifying the world of man).

West contrasts Farrell’s analysis of the situation with one of his own, saying that infection is just “people killing people,” which had already been going on throughout human history, and would doubtless continue after the virus is (presumably) annihilated, making killing perfectly normal.

Now, as ugly as West’s analysis is, it’s correct as far as 28 Days Later is concerned, since as I’ve said above, the Rage virus is a metaphor for how alienated and fragmented we all are, and have increasingly become, in a world that oppresses the great majority of the population for the sake of maximizing profit and exporting capital outside the Western empire and into the Third World.

What eventually becomes clear to a horrified Jim, then to Selena and Hannah after the soldiers have fought off an attack of infected who penetrated the blockade, is that West and his men have offered “salvation” as a ruse to lure in women to be raped and impregnated to repopulate the UK. Their pretense of protection against a threatening outside world, only to be revealed as a repressive and oppressive life inside that sphere of ‘protection,’ is thus symbolic of fascism (one is reminded of the forced prostitution in the Nazi concentration camps), which arises whenever the capitalist system is in crisis or under threat, as it is in a time of societal collapse, as we see in this film.

The fascist mentality of far too many soldiers, who dehumanize those they kill, is made clear when Corporal Mitchell (played by Ricci Harnett) laughs and says of one of his kills, “He bounced!” The dehumanizing continues when Mitchell and the other troops return from the shooting of the infected, finding Selena and Hannah. Mitchell takes away Selena’s machete, symbol of the phallic woman, thus taking away her power while chauvinistically promising to give her his protection, as well as childishly playing with it as if it were an extension of his cock.

This juxtaposition of the promise of protection with chauvinistic dehumanizing is inherently fascistic, both in this scene with the girls as with the previous one with the infected kill who “bounced.” Now, seeing this mentality among individual troops is one thing, but seeing it justified by their commanding officer, with his chilling line, “I promised them women,” is something else entirely.

One of the greatest dangers of societal breakdown is the emergence of fascism as an attempt to restore order. Since we are seeing signs of such an imminent breakdown in the US, combined with so many Americans having right-wing views and espousing open carry, the emergence of fascism there when the breakdown comes is not some fanciful, paranoid fear.

West’s rationalization for keeping Selena and Hannah, making them forced mothers, is that “women mean a future.” Recall above when I described pre-infection UK as a symbolic January, with Janus’s faces looking to the past and to the future; while the UK after the twenty-eight days exists in a symbolic March, the month of the war god, in which–because of the endless fighting off of the infected–there is no Janus-face looking into the future. One can understand West’s predicament, not wanting his boys to kill themselves over a future with no meaning in life beyond just fighting off the infected, a future with no wives or future families to raise. But those wives, of course, must be willing wives.

Since neither Jim nor Farrell is willing to cooperate with West and his would-be rapists, the two are to be taken out and shot. Farrell laments over how the island of Great Britain has been quarantined and left in the lurch while the rest of the world carries on normally (Earlier, Selena mentioned reports of cases of infection in Paris and New York, though we don’t know any more of how that has developed.). During societal crises of this magnitude, abandoning a huge section of the world’s population is conveniently easy.

Jim manages to escape being executed by Mitchell and Private Jones (played by Leo Bill), their least effectual soldier and hopelessly incapable cook. Jim returns, though, meaning to rescue Selena and Hannah, whom Selena has made high as a kite on Valium so she “won’t care” when the men rape her. Jim releases Mailer, the chained-up, infected soldier, who goes on a rampage throughout the mansion, infecting a few of the other soldiers. Since the hitherto-non-infected soldiers, as potential rapists, are hardly any more civilized than the infected, then what difference does it make if they, too, become infected?

Mitchell tries to escape, forcing Selena to come with him, so Jim (who by now has already begun a sexual relationship with her) has to kill him. Jim does so in a particularly brutal way: by stuffing his thumbs deep into the eye sockets of screaming Mitchell. Covered in blood, Jim looks to her as if he’s infected–is he? Again, we see that, in terms of being prone to violence, the line separating the infected from the non-infected isn’t so clear or well-defined.

Jim, Selena, and Hannah are about to escape the blockade in a car, but West, the sole survivor of his band of brothers, has been hiding in the back seat of the car, and surprising Jim, shoots him to avenge his troops. Since West has been a father figure to his now-dead troops, saying to Jim, “You killed all my boys” before pulling the trigger, it’s useful to note the reproduction of Laocoön and His Sons in the hallway of the mansion (which our three protagonists have just run by in their escape attempt). Just as Laocoön and his sons are attacked by sea serpents, so have West and his “boys” been attacked by the infected.

Indeed, Hannah saves the day by backing up the car so infected Mailer can grab West from behind, pull him out the back window, and infect him. Since Jim is going to die from his gunshot wound if he isn’t given medical treatment as soon as possible, Hannah has to ram the car through the blockade gate.

Another twenty-eight days go by…another symbolic February, by my interpretation.

[Now, all three alternative endings, as given on the DVD, show Jim having died–one from his gunshot wound, this being the one that was filmed. Another version shows the outbreak to have been a dream (including shots of him as a bicycle courier up to the car hitting him), and another version, given in storyboards, shows Frank being given a blood transfusion, an exchange of his with Jim’s, instead of the soldiers shooting Frank, after he gets infected.]

The more optimistic, official ending, with Jim surviving and recovering in a cottage in Cumbria, shows the infected lying on the roads, emaciated and dying of starvation. Shots of hills of beautiful green grass remind us of the good there still is in the world. This second symbolic February, as it were, is showing a world being purified of infection. It’s as though our symbolic months have gone backwards in time, ending with a second symbolic January, with Janus’s faces looking backwards and forwards again, with a past and a possible future.

There is hope for renewed communication when Selena has knitted up a huge cloth banner saying “HELLO,” to be laid on the grass so jets flying over their location may see it. If the pilot of the Finnish fighter jet has spotted them, the three can be rescued.

The cure to Rage, and to societal collapse, is communication.

Analysis of ‘The Apartment’

The Apartment is a 1960 comedy produced and directed by Billy Wilder, who also wrote the screenplay with IAL Diamond. The film stars Jack Lemmon, Shirley MacLaine, and Fred MacMurray, with Ray Walston, Jack Kruschen, David Lewis, Willard Waterman, David White, Hope Holiday, and Edie Adams.

The film received widespread acclaim, and was the eighth highest grossing film of 1960. It was nominated for ten Academy Awards, winning five: Best Picture, Best Director, Best Screenplay, Best Art Direction, and Best Film Editing. Lemmon, MacLaine, and Kruschen were all nominated respectively for Best Actor, Best Actress, and Best Supporting Actor; Lemmon and MacLaine won Golden Globe Awards in their categories.

The Apartment is considered one of the best movies of all time, ranking at #93 in the AFI’s 100 Years…100 Movies, which then moved up to #80 for the 10th Anniversary Edition. It ranked at #20 for AFI’s 100 Years…100 Laughs, and at #62 for AFI’s 100 Years…100 Passions. The quote “Shut up and deal” was nominated for AFI’s 100 Years…100 Movie Quotes.

Here is a link to quotes from the film.

The film’s central premise, that of an upwardly-mobile insurance clerk named CC “Bud” Baxter (Lemmon) allowing his senior coworkers to use his apartment to have extramarital affairs, is on many levels symbolic of capitalist exploitation. He often stays in the office late after normal working hours are over, working without overtime, because one of the men above him is fooling around with a woman in Baxter’s home, meaning he has to stay out until they leave.

This sense that his home is not really his home reminds us of another aspect of capitalism: landlords’ ownership of one’s home, putting one in the potential danger of being kicked out and thrown into the street. Indeed, early in the film, Baxter finds himself temporarily homeless one winter night because Mr. Dobisch (Walston) on short notice has picked up a woman in a bar who “looks like Marilyn Monroe,” and so he needs the use of the apartment; Dobisch also gives back the wrong key to the apartment, leaving Baxter out of his home even longer. Having been out in the cold, he ends up getting sick.

Why does he let these men walk all over him? If he doesn’t, his hopes of climbing the corporate ladder are sunk. Again, the cutthroat world of capitalism drives this pressure to compete. At the beginning of the film, Baxter’s is one among a sea of desks in the office, where the lower-ranking employees work; later, when promoted, he has his own, coveted office, but Dobisch, Kirkeby (Lewis), Vanderhoff (Waterman), and Eichelberger (White) all want the continued use of Baxter’s apartment, implying that if he doesn’t let them, they’ll bring him down just as surely as they brought him up.

Fortunately, Baxter will have the protection of his boss, Mr. Jeff Sheldrake (MacMurray). Unfortunately, that protection will come at a price–a spare key to Baxter’s apartment, so Sheldrake can bring his mistress there. To make matters worse, this mistress also happens to be Baxter’s crush at work–elevator operator Fran Kubelik (MacLaine).

The mistresses personify yet another aspect of capitalism: the exploitation of women. In a society that promotes worker alienation, it follows that women will be used for men’s sexual sport rather than appreciated as human beings. Dobisch et al are not only using Baxter as a kind of pimp; these married men are also using their mistresses as if they were prostitutes.

Their encroaching on Baxter’s apartment and his use of it in his free time is perfectly symbolic of how capitalists exploit the worker by extracting surplus value from him to generate profits. His apartment is symbolically (as well as literally, of course) what the office building is literally: private property, a place the capitalist uses to exploit workers and make profits from. Baxter’s home is thus a double for his place of work.

Even when at home alone, he still has capitalists intruding on his private life. He turns on the TV, hoping to enjoy Grand Hotel, a film starring Greta Garbo in which she says the famous line, “I want to be alone,” a sentiment with which Baxter surely would sympathize. The problem is that before the film even gets a chance to begin, it is interrupted by the program’s two sponsors.

His philandering boss’s and senior coworkers’ use of his apartment, symbolic of the extraction of surplus value, is significant in how this use of it is for sex, which shows how Marx can be fused with Lacan. Plus-de jouir, a term Lacan coined to express an aspect of his notion of jouissance–an excessive and transgressive indulgence in sexual pleasure–is derived from Marx’s notion of surplus value: one gains a sinful excess of sexual pleasure (i.e., cheating on one’s wife), just as a boss cheats the worker of the fruits of his labour (surplus value).

Still, a countercurrent is going on in the story. In spite of all the worker alienation we see going on, Baxter’s crush on Kubelik is the beginning of a bond slowly developing between the two. As coworkers, Baxter and Kubelik will build a mutual fondness that can be seen to symbolize worker solidarity.

This development is far from being a smooth one, though. First, when they have arranged a date to see The Music Man at the local theatre, she stands him up because Sheldrake, of whom she is–unbeknownst to Baxter–the latest in a string of mistresses, is taking her to the apartment.

Baxter forgives her for this because he’s happy to have been promoted and to have gotten his own office. Later, he returns a compact with a broken mirror to Sheldrake, knowing it belongs to his mistress because it was left in the apartment (in an argument with Sheldrake there, she threw it at him and broke it). During a Christmas party, after Kubelik has heard a drunk and chatty Miss Olsen (Adams), Sheldrake’s secretary and original mistress, tell her of all the women their boss has enjoyed, from Olsen to Kubelik, this latest, and heartbroken, mistress reveals herself as such to Baxter by letting him use that broken compact mirror so he can see how he looks in a new bowler hat he’s bought, now that he’s of executive status.

Marx and Lacan are again fused here in the form of alienation. Lacan’s mirror alienates one’s fragmented self (symbolized by the broken mirror) from the ideal-I in the specular image. Baxter would see his ideal-I (the new executive) in that hat in the mirror reflection, but the break in it shows his realization that he isn’t so great, because Kubelik is Sheldrake’s girl, not his.

Alienation from oneself in the mirror reflection can be seen as symbolic of alienation from one’s species-essence, as Marx called it. Kubelik’s heartbreak over falling in love with a married man who dangles promises before her of divorcing his wife so he can marry Kubelik, yet never keeping the promises, is an alienation of herself from herself, because she realizes she’s being used as his whore, when she’d rather see herself as his true love. Small wonder she likes how the broken mirror makes her look how she feels.

Not aware of the depth of her heartbreak and despair, and assuming she’s content to be Sheldrake’s mistress, Baxter leaves the Christmas party and goes to a local pub to drown his sorrows. A married woman there named Margie MacDougall (Holiday) gets his attention, hoping he’ll pick her up since her husband is stuck in Cuba over the holidays.

In a strange irony, Margie complains about Fidel Castro, calling him “a no-good fink,” for not releasing her husband, Mickie, from a Havana prison (a jockey, he was caught doping a horse). I bring this up because Cuba under Castro would provide largely universal housing and free healthcare, two benefits that could have helped Baxter avoid catching that cold, and could have freed his home from being a haven for his coworkers’ infidelities (Castro’s first name thus embodying yet another irony).

Baxter finds himself lowered to the level of lecherous Sheldrake, Dobisch, et al, taking Margie to his apartment for a tumble. He is experiencing a nadir of alienation, making him use a woman for his sexual sport (and helping her cheat on her husband), when deep down he just wants to have a real relationship with Kubelik. Another irony is that his neighbours and landlady assume that he’s an alcoholic ladies’ man, when it’s those other men that are drinking and philandering in his apartment.

Kubelik is in his apartment, too, to his surprise, since she’s had another argument there with Sheldrake earlier over his continued unwillingness to divorce his wife. Heartbroken, Kubelik has overdosed on sleeping pills and is lying on Baxter’s bed, unconsciously awaiting death.

Baxter has to kick Margie out and get his next door neighbour, Dr. Dreyfuss (Kruschen) to help revive Kubelik. It’s interesting how, in the process of helping her to recover, the sense of alienation is fading away, to be replaced with a sense of solidarity.

Dreyfuss assumes, as does her gruff taxi driver brother-in-law (played by Johnny Seven) later on, that Baxter has taken advantage of Kubelik, when actually he has been a perfect gentleman with her. He and the doctor nurse her back to health–with the help of the care and cooking of Mrs. Dreyfuss (played by Naomi Stevens), who also assumes the worst of Baxter–and he even plays the role of housekeeper for her as she recovers, suggesting the feminist ideal of men helping around with the household duties.

In all of these actions, which include the doctor not requiring any payment for helping Kubelik, we see, in contrast to all of the exploitation of the upper-level coworkers of Baxter, Kubelik, and the other women (all symbolic of capitalist exploitation), communal acts of kindness and charity symbolic of socialism (recall what I said above about that “no-good fink,” Castro). This growing relationship between Baxter and Kubelik is the solidarity that will free them of Sheldrake et al by the end of the movie.

A crucial part of this growing relationship, in the symbolic sense, is the gin rummy game Baxter and Kubelik play. What’s ironic about this game is that he is playing with her, but it isn’t ‘playing’ in the sense that the other men are playing with their mistresses. A genuine bond is developing between Baxter and Kubelik as she tells him, during the card game, of her bad luck in love, not just with Sheldrake, but with a number of men before him.

Baxter listens sympathetically, which is just what Kubelik needs. He has also told her about a suicide attempt he once made with a gun over similarly unrequited love for a woman who sends him a fruitcake every Christmas. In this growing mutual empathy, we see also their growing solidarity against Sheldrake and the exploitative capitalist system he represents.

On the other side of this growing solidarity and camaraderie between these two employees, there is also their growing attitude of rebelliousness against the philandering men who still want to use Baxter’s apartment. Kirkeby and his telephone operating mistress are rebuffed at the door to the apartment; Kirkeby and the other men get their revenge on Baxter by helping Kubelik’s brother-in-law find her at the apartment, where he punches Baxter for having apparently soiled his sister-in-law’s honour.

Baxter doesn’t mind the punch, though, since Kubelik’s kiss immediately afterwards tells him that she’s growing feelings for him, too. This encouragement will inspire him, on the doctor’s advice, to “be a mensch,” and give up his pimping use of the apartment…even to his boss.

Sheldrake has learned that it was the loose lips of his tipsy secretary at the Christmas party that pushed Kubelik to the desperate swallowing of those sleeping pills, so he fires Miss Olsen. She gets her revenge on him by telling his wife about his many affairs, so Mrs. Sheldrake kicks him out of the house. As we can see, this conflict between him and Miss Olsen, as with the conflict that’s growing between Baxter and Kubelik on the one side and Sheldrake on the other, is symbolic of the contradictions between the bourgeois boss and the proletariat.

The worker is promoted as a reward for his obedience to the powers-that-be, not so much for his abilities. We see this when Sheldrake promotes Baxter to an even higher position…expecting the key to the apartment in exchange.

Baxter, in love with Kubelik and sick and tired of being used for his apartment, defies Sheldrake by giving him the wrong key…the one to the executive washroom instead of the one to his apartment. This deliberate giving of the wrong key is an ironic repeat of Dobisch’s accidentally giving Baxter the executive washroom key instead of returning the apartment key. The sexual symbolism of a key going into a keyhole is obvious: in the use of Baxter’s apartment key, the adulterous men are screwing their mistresses (and their wives, metaphorically); they’ve also been screwing Baxter out of the use of his own home; now, Baxter is screwing Sheldrake back.

At a New Year’s Eve party in the Chinese restaurant, Kubelik is surprised to hear from Sheldrake that Baxter has quit because he refuses to continue acting as apartment pimp for his now-former boss, especially if such pimping involves her. Now, she could go the traditional route and marry rich Sheldrake (only to be replaced in turn by future mistresses). Instead, realizing that unemployed Baxter truly loves her, she runs out of the restaurant when Sheldrake isn’t looking and goes to Baxter’s apartment.

There, the popping of a cork on a bottle of champagne sounds to her, out in the hall, like a gunshot; she’s relieved when he opens the door with the bottle and with no bullet in his head. Again, we see growing sympathy as indicative of growing solidarity and love.

She learns that he is moving out of the apartment: indeed, the memories of the pimping have made the place unattractive. The two sit down and get out the deck of cards. He professes his love to her, but she’s sick of hearing the mere words of love–hence, her famous ending line.

Playing that game of gin ironically expresses true lovemaking, not the lewd acts of the lecherous playas and their mistresses, but a real making of love, a building of a relationship of mutual support and solidarity, symbolic of a union of workers in defiance of their exploitative bosses.

Wine

In vino veritas,
but wine can
also be
a way
out
of
the
sad truth trapping us.

Dipsomania
craves a
high to
fend
off
the
low of
depression.

There is the high of
drink and drugs,
and there’s the
opium
of
the
toiling masses,

the wine that one imagines
to be transubstantiated
into the blood of Him
who had blue water
turn into a
red
and
tasty wedding beverage.

We cannot change
our blue to red
by wine gods
or
by
the
Word of God’s red blood.

Changing blue to red is not a
matter of Spirit or spirits.
Red bourgeois blood
must be spilled
so
we
can
have a red state for all the people.

Analysis of ‘Spartacus’

Spartacus is a 1960 epic historical drama film directed by Stanley Kubrick (replacing original director Anthony Mann after the first week of shooting; therefore this is the only film over which Kubrick didn’t have complete artistic control) and written by Dalton Trumbo (who also wrote the novel, and the screenplay for, Johnny Got His Gun), based on Howard Fast‘s 1951 historical novel of the same name. The story is inspired by that of Spartacus, the leader of a slave revolt in ancient, republican Rome, resulting in the Third Servile War.

The film stars Kirk Douglas in the title role, with Laurence Olivier, Peter Ustinov, Charles Laughton, Jean Simmons, Tony Curtis, and John Gavin. Both Fast and Trumbo, being avowed leftists, were blacklisted, the former having to self-publish his book, and the latter being one of the Hollywood Ten.

Spartacus won four Academy Awards: Best Supporting Actor for Ustinov, Best Cinematography, Best Art Direction, and Best Costume Design. It had been the biggest moneymaker in Universal Studios’ history until Airport surpassed it in 1970.

Here is a link to quotes from the film, and here is a link to a PDF of Fast’s novel.

Spartacus is a hero to communists and leftists in general, for how his slave uprising against the Roman ruling class has inspired the socialists of today to foment revolution against the capitalist class of the modern world. Karl Marx praised him, his namesake was given to the German Spartacus League of 1915-1918, and the failed German communist revolution of January 1919 was called the Spartacist uprising.

Other examples of art and popular culture inspired by Spartacus include a 2004 miniseries starring Goran Višnjić in the title role, and a ballet of the same name, composed by Aram Khachaturian in 1954 and first staged in 1956; some of the music of this ballet was used in the soundtrack to the Penthouse production of Caligula in 1979.

To get back to Fast’s novel and the 1960 film, we immediately notice how differently both treat the subject matter of the story. The characters of Marcus Licinius Crassus (Olivier), Lentulus Batiatus (Ustinov), Varinia (Simmons), and Gracchus (Laughton) are all shared in both the book and the film, and apart from the basic history of the slaves’ failed uprising against Rome, the telling of the story differs wildly between book and movie.

The novel tells the story of Spartacus in a piecemeal fashion, given from the points of view of the various characters after Spartacus’ death, while the film tells his story in a straightforward, chronological way. The gladiatorial fight between Spartacus and Draba (played by Woody Strode) is generally similar, and the scenes of Crassus and Varinia, him frustrated in his efforts to win her love, and of Gracchus’ plan to steal her and her baby from Crassus and to give them their freedom, are essentially the same, though they differ greatly in the details.

A crucial difference between novel and movie is in the presentation of Spartacus’ death: in the book, he dies in battle (as affirmed by Plutarch, Appian, and Florus, though Appian also reports that Spartacus’ body was not found), whereas in the film, Spartacus is crucified.

Indeed, the sight of Spartacus chained to a rock to starve at the beginning of the film, his punishment for having bitten the leg of a Roman soldier, hamstringing him, is a parallel of his crucifixion at the end of the film. This parallel gives the story a sense that it has come full circle: his suffering is at its greatest at the beginning, with him as a slave lugging heavy rocks on his back from the mines in Libya; just as his suffering is at its greatest also at the end, with him hanging in excruciating pain.

In the novel, in chapter three of Part Two, is a vivid description of hell on Earth, a hell for slaves mining for gold in the unbearably hot desert of Nubia. To make matters worse, children are needed when the veins narrow “deep inside the black rock escarpment.” (One is reminded of Congolese children today, mining for the cobalt we use in our cellphones.) Spartacus is among “one hundred and twenty-two Thracians chained neck to neck, carrying their burning hot chains across the desert…” (PDF, page 55)

The film’s beginning is the equivalent to this chapter, the opening scene only briefly depicting the suffering of Spartacus and his fellow slaves in Libya, rather than Nubia. The chapter captures, with great intensity, the misery and despair of the slaves as they work, virtually without rest, from early in the dawn ’til the dusk. “Their skins are patchworks of black dust and brown dirt…” (PDF, page 57). Many slaves die from these back-breaking work conditions.

There’s a brief moment in the early morning, before the sun is fully risen to beat its oppressive heat on the slaves as they go to work. “In this single hour of the day, the desert is a friend.” (PDF, page 61). But only for that cool hour.

In the film, Batiatus arrives, discovers Spartacus, and saves him from his chaining to the rock to have him trained as a gladiator. Batiatus is a lanista, the owner of a school for gladiators. Spartacus is about to be pampered, a whole new experience for him that includes baths and massages, and a girl for a mate (in the novel, he’s mated to Varinia, rather than merely teased with her and denied her, as in the film; PDF, pages 78-81, 83).

Still, there is no happiness in being trained to kill or be killed for the entertainment of the ruling class. The fighting of gladiators to the death is perfectly symbolic of how the ruling class has always divided the people from each other, making them fight each other instead of fighting their oppressors. Their sense of alienation is well displayed in the scene when Spartacus asks Draba his name, the latter telling the former it isn’t wise to know the names of, or to become friends with, those they will have to kill, or be killed by, in the arena.

Though Draba has said this, he still doesn’t want to kill a fellow gladiator for the sport of rich Romans (who in the film are Crassus, Marcus Glabrus [played by John Dall, who incidentally also played chief psychopathic killer Brandon Shaw, in Hitchcock’s Rope], Helena Glabrus [played by Nina Foch], and Claudia Marius [played by Joanna Barnes]; but who in the novel are two men named Caius Crassus and Marius Bracus). So at the end of his fight with Spartacus, having won, Draba refuses to kill him, to the annoyance of their Roman audience, and instead he hurls his trident at them, only to be speared in the back himself. Nonetheless, Draba’s solidarity with Spartacus has inspired the surviving gladiator.

Added to this sense of solidarity, as a cure for alienation, is Spartacus and Varinia falling in love. She gets naked for him when he first meets her. He doesn’t think of her as a mere sex object, though: “Spartacus saw her and loved her, not for her nakedness, but because without clothes she was not naked at all and did not cringe or attempt to cover herself with her arms, but stood simply and proudly, showing no pain nor hurt, not looking at him or at Batiatus, but contained within herself, contained with her eyesight and her soul and her dreams, and containing all those things because she had decided to surrender life which was worth nothing any more. His heart went out to her.” (PDF, page 80)

In the film, Batiatus and Marcellus, the gladiators’ trainer (played by Charles McGraw) lecherously watch the couple, hoping to enjoy seeing them have sex; but Spartacus, furious at their lack of respect for his and her privacy, shouts at the men that he is not an animal. She, still naked, says she isn’t an animal, either. He naturally agrees with her, unlike the two voyeurs.

The love he feels for her, especially when he learns she has been sold to Crassus and therefore he’ll never see her again, is the final straw that drives him, followed by the other gladiators/slaves, to bring about a spontaneous rebellion. (The sight of Draba’s hanging body is also a major provocation for them.)

In the novel, this rebellion isn’t quite so spontaneous. There is discussion among Spartacus, Crixus the Gaul (played by John Ireland in the film), and Gannicus (played by Paul Lambert in the film) about whether they, as gladiators, should consider themselves friends (PDF, page 111). Thus the seeds of solidarity among slaves have been sown. They know that the Thracians call Spartacus “father” for all the love he’s shown his fellow slaves. He hints at a plotting of a rebellion when he says he’ll fight no more gladiators, and that he, Gannicus, and Crixus “will know what to do when the time comes to do it” (PDF, page 115).

In the film, Spartacus just spontaneously kills Marcellus by dunking his head in a pot of soup and drowning him in it. After having had to endure his trainer’s taunts for so long, he surely relishes killing the man. As we know in the modern world, though, revolutions cannot be so spontaneous: meticulous planning, theory, and organization are indispensable, as is the ability to intuit a revolutionary situation.

To get back to the story, though, more and more slaves join the gladiators’ rebellion, and Spartacus’ plan is for them all to go south to Brundusium and pay to have pirates’ ships take them out of Italy and to their home countries. Along the way, he is reunited with Varinia.

The Roman Senate is growing alarmed at the escalation of events, and Glabrus is to lead his cohorts to fight and subdue the slaves. Meanwhile, Crassus has found himself a handsome boy slave named Antoninus (Curtis), who is gifted at singing and reciting poetry.

In a scene originally censored by the prudish Production Code, Crassus is given a bath by Antoninus. The former asks the latter (with the voice of Anthony Hopkins in the restored version) of his sexual preferences, using indirect, symbolic language. Crassus asks the youth if he eats oysters, symbolic of female genitals; then he asks if Antoninus eats snails, symbolic of male genitals. Crassus considers these preferences a matter of taste rather than of morality; he then confesses his own eating of both oysters and snails, indicating his bisexuality.

The point to be made here is that Crassus is obviously trying to seduce the boy; how many slaves, male and female, were forced to perform sexual favours for their masters? In the scene previous to this one, Gracchus and Batiatus have a discussion alluding to the enjoyment of female slaves, in Gracchus’ case, to the point of him not even wanting to get married.

After Crassus’ bath with Antoninus, the former walks out, followed by the latter, to an adjoining room looking out across the river to the city of Rome. There, Crassus tells Antoninus of the greatness of Rome, and of how how one’s attitude towards her should be.

Crassus, in describing Rome’s greatness, is given a line that is an allusion to Julius Caesar, in which Cassius, complaining to Brutus about Caesar, says, “…he doth bestride the narrow world/Like a Colossus…” (I, ii, lines 135-136). In Spartacus, however, Crassus says this to Antoninus of Rome: “There is the power that bestrides the known world like a Colossus.”

What’s interesting in these two variations on the quote is that the first refers to Caesar, while the second refers to Rome, personified as a beloved woman, a man’s mistress. Young Julius Caesar, recall, is in Spartacus, played by John Gavin (who incidentally, in the same year, played Marion Crane‘s boyfriend, Sam Loomis, in Psycho). Later in the film, Crassus tells Caesar of his fear of him, an allusion to how Crassus, Caesar, and Pompey would form the First Triumvirate, and Crassus and Pompey would lose to Caesar’s rising power.

Indeed, the fear of republican Rome becoming a dictatorship, something Gracchus will fear of Crassus’ rising power towards the end of Spartacus, is a fear Brutus and Cassius would have of Caesar, which they would use to justify assassinating him. Crassus’ name fortuitously sounds like a pun on Cassius, hence what’s so intriguing about the allusion to Shakespeare’s play as put on Crassus’ lips. He fears Caesar’s rise as Cassius would decades later.

That Crassus’ absolute rule over Rome would come in association with the defeat of Spartacus’ army is also worthy of comment. In the modern world, many right-wing, authoritarian dictatorships came into being after the crushing of proletarian attempts at gaining power: fascist Italy, Nazi Germany, Francoist Spain, Pinochet’s Chile, etc. The ruling class makes a masquerade of democracy when times are good; but if threatened, that same ruling class ends the masquerade and rules with an iron fist, as Crassus does.

In his speech on Rome to Antoninus, Crassus speaks as if everyone, including such members of the ruling class as himself, must make himself a slave to his beautiful mistress and goddess, Roma. In implying that he, too, is a slave in this larger sense, Crassus is rationalizing the whole slave system to the youth. He’s also implying that, in serving Rome, Antoninus must serve Crassus all the more faithfully and devotedly.

It is at this point that the boy sneaks away without Crassus knowing. Antoninus, of course, will join Spartacus’ army, eager to learn how to fight. The youth will endure the indignities of slavery no more: Crassus’ designs to enjoy Antoninus for his sexual sport, combined with this mad notion of enslaving oneself to a lofty abstract ideal such as Rome, are too much for him.

In today’s world, the global proletariat has its own political ideals to which it is expected to enslave itself: the “rules based international order,” the “free market,” or simply neoliberalism, are all ideals that we wage slaves are expected to grovel before, never questioning the source of our oppression.

On their way to Brundusium, the slaves enlist the help of a Cilician pirate envoy named Tigranes Levantus (played by Herbert Lom). Gracchus bribes the pirates to get them to take the slaves out of Italy, so that, fearing Crassus’ rise to power, he needn’t fear the slave crisis being exploited by Crassus to justify his making a dictatorship of Rome.

Still, Crassus bribes the pirates better, and they end up betraying Spartacus et al. When Tigranes returns to tell Spartacus the evil tidings, then offers him and the other slave leaders a chance to escape and live like kings in other countries, Spartacus tells him to go away. Opportunism has no place in a sincere struggle to be free.

At an earlier point on the way to Brundusium, Glabrus’ cohorts camp one night and, contemptuously underestimating the slaves, see no need to set up a proper perimeter of fortification around the camp, so the slaves can easily infiltrate it and massacre most of the men in the cohorts. This incident is based on the disastrous military leadership of Gaius Claudius Glaber against Spartacus on the slopes of Mount Vesuvius.

In Fast’s novel, Varinius Glabrus, as he’s called, is “vain, rather stupid, and politically dependable.” He’s killed with all the other men, all except one frightened, shamefaced soldier, who tells Gracchus and the rest of the Senate about the massacre (PDF, Part Five, chapters iv-vi). In the film, Marcus Glabrus is the one to explain his incompetence to the Senate, and he is sent out, disgraced. Crassus, his friend, leaves with him, pretending to share in his disgrace, but as Gracchus knows, Crassus will return, stronger than ever.

To get back to the part when Spartacus knows that he and his comrades cannot escape by sea, he knows their only way forward is to confront Crassus and his army, and thus to head back to Rome. His army is an impressive one, by the way, including women fighters, as we can see in the movie, extraordinary for one made back in 1960.

Here’s the thing: to be truly free, one cannot just run away from one’s oppressor–one must confront him and fight him. At the end of Fast’s novel, Varinia and her baby escape to live in a village near the Alps; but Roman soldiers go up there to enslave those villagers who can’t pay the high taxes, and her son, after she’s dead, has to fight these Romans just as his father, of the same name, did. (PDF, page 272)

In the film, the final confrontation happens, and it’s a nasty fight, with Spartacus’ army sending out rollers of flames to attack the Roman soldiers with. Much of the violence of this scene, with bloody stabbings and Spartacus’ hacking off of a Roman soldier’s arm, was originally censored out of the film, as with the ‘oysters and snails’ scene, because of the negative reaction of the preview audience.

By the time all of this has happened, Spartacus has already gotten Varinia with child, and when the slaves have been defeated, she has given birth to it. Crassus and Batiatus find her among the bodies of the fallen slaves, and Crassus wants her and the baby to be taken to his home. He especially wants to find Spartacus, to destroy the legend of the slave.

Why is it so important to Crassus to destroy the legend of Spartacus? Because, though the slave leader and his army have been defeated, their brave example will inspire thousands of future slaves to revolt one day. And where Spartacus has failed, any of the subsequent attempts may prove successful. That’s what Crassus is afraid of.

The Romans offer to spare the lives of the defeated slaves if they identify which man among them, living or dead, is Spartacus. They all respond with the famous repeated shout of “I’m Spartacus!” (a quote referenced and parodied in many films, including That Thing You Do!, and even Kubrick’s next film, Lolita), starting with Antoninus, who has prevented the real Spartacus from identifying himself, then dozens of men in his army shout it, in loving solidarity with their leader, who is moved to tears by their love.

This surviving love and solidarity is what is so threatening to Crassus, then the richest man in Rome. The slaves know they have lost…for now, but the hope of future success still burns like a flame in their hearts, and Crassus will have to find a way to extinguish that flame.

In our modern world, the Crassuses of today have been hard at work trying to extinguish the flame of hope that a socialist revolution will replace the capitalist hell we live in now. This story, as written by leftists Fast and Trumbo, was meant as an allegory for our times today; the master vs. slave contradiction of Spartacus is meant to represent the bourgeois vs. proletarian contradiction. And just as Crassus wants to destroy the legend of Spartacus, so do the bourgeoisie want to destroy the legend of Marxism-Leninism.

Imagine if, after the crushing of the Communards and the Paris Commune, that socialists had just given up! Of course they weren’t going to do that: instead, they worked hard to understand and learn from the errors that the Communards made.

Similarly, though a ruthless campaign of anti-communist propaganda (which I refute here, as in other posts) was doused here, there, and everywhere to extinguish the fire of socialism in the twentieth century, and that propaganda was a huge factor in the defeat of the USSR and the Soviet Bloc, we today shouldn’t listen to the capitalist lies that “socialism doesn’t work” and “TINA.” Instead, we must learn from the mistakes of the twentieth century and revive the hope that yes, another world is possible, that there is an alternative to neoliberalism.

To give a sense of how Crassus can be seen as an ancient version of a capitalist, in Fast’s novel, there’s a scene with him giving some women a tour of a perfume factory he owns. The scene at first hardly seems relevant to the life of Spartacus, but at the end of it, we can see Fast’s intentions (PDF, Part Six, chapter x).

Crassus speaks of how he makes much more of a profit with such businesses as his perfume factory than he could ever make in such wars as the Servile War. Furthermore, his workers in the factories aren’t slaves, so he needn’t feed or house them. Since they are free, he imagines he needn’t fear an uprising among them (PDF, page 221).

The bourgeoisie today, right-wing libertarians in particular, are fond of saying that if workers don’t like their jobs, they are free to quit, leaving their ‘poor, suffering’ bosses to have to find replacements. It may be relatively easy to quit when the economy is good, but not so when the economy is bad, as it is now, the worst it’s been since…forever, it seems.

Fast often refers to Romans as being on the dole, but this doesn’t change the fact that Rome was as brutal an empire as any. As an allegory of today’s world, his novel depicts Roman imperialism as paralleled (though assuredly not equal) with British and American imperialism. Romans being on the dole is to be paralleled with the welfare capitalism of the UK and US of the prosperous postwar years when the novel was written and the film was made. Welfare capitalism–at a time when the US and UK overthrew Mohammad Mosaddegh in 1953, to stop him from nationalizing Iranian oil, or when the US overthrew the government of Arbenz in Guatemala in 1954 for the sake of the United Fruit Company–is still capitalism…it’s still imperialism.

To get back to the story, though, Crassus has Varinia and her baby live with him. He’s captivated by her beauty, as well as puzzled with why such a beauty would remain in love with a lowly slave like Spartacus. None of Crassus’ wealth can lure her heart away from the father of her child and over to the man who has defeated him. But of course, Crassus’ defeat of the man she’s loved will ensure that she’ll never love Crassus…except that narcissistic Crassus will never accept her attitude.

What’s significant about the scene with him and her at dinner at night, in his attempt to woo her (recall that this scene is in Fast’s novel, too–Part Seven, chapter v), is that we see a kind of reversal of the roles of slave and master. He serves her food: squab and honey, a piece of melon, and a cup of wine, He has her wear a heavy necklace, once owned by a Persian queen. He doesn’t command her to eat–he invites her.

This reversal of roles suggests Hegel‘s master-slave dialectic, in which each tries to achieve self-recognition through the other. We’ve already seen the death struggle in the form of the battle in which Crassus’ army has defeated that of Spartacus.

Now, if all of the slaves are killed, then self-recognition through the other cannot be. The “I’m Spartacus!” shout of so many of the slaves, ensuring their collective crucifixion to a man, is nonetheless troubling for Crassus, not only because their defiant spirit will inspire other slaves, but also because their collective death means none will be left to give him and their other Roman masters the recognition they crave.

Crassus tries to get that recognition through Varinia, who coldly refuses to give it to him. Lacan said that man’s desire is the desire of the Other: to have the Other desire him, and to be recognized and acknowledged by the Other. Crassus’ desire is Varinia’s recognition, which she will never give him.

In Hegel’s myth, after the master has achieved dominance over the slave, a contradiction arises in how all of the slave’s work, producing so many things, gives their creator the recognition he craves, meaning he no longer needs it from his master; on the other hand, the master, having grown dependent on all of the slave’s productions, becomes subordinate. In Varinia’s case, her baby can be seen to symbolize the slave’s creations; similarly, her insistence that she nurse her own baby without the need of a slave-nurse to do it for her shows her self-emancipating agency.

Crassus’ frustration grows when he brings up Spartacus, who she insists was just a simple man, not a god. That she can love such a humble man is wounding to Crassus’ pride in the extreme. His implied threats to her baby’s life show, ironically, how defeated he really is. Since he owns her, he could simply rape her; but he wants her to love him, and he can never make her do that.

Another fascinating paradox occurs later, when Spartacus and Antoninus are made to fight each other to the death, the victor to be subsequently crucified. Since crucifixion is one of the worst, most painful ways to die, a death by stabbing is far preferred. So both men would kill each other…out of love…to spare the loser of the fight from suffering the agony of the cross.

Spartacus wins, and though neither history nor Fast’s novel have him die by crucifixion, the film has him die this way. Such an alteration naturally makes him into a Christ-figure, one who dies so future generations may live, that is, his sacrificial death will make of him a martyr who will inspire future slaves–including present-day wage slaves–to continue the struggle and, we hope, liberate us all for good.

Now, Fast’s novel gives extensive discussion of all those slaves crucified along the Appian Way from Rome to Capua, where Batiatus has trained the gladiators. One gladiator/slave rebel whose crucifixion is given especial focus is a Jew named David. As he hangs in agony and despair on his cross, he ruminates over his mostly unfortunate life. (PDF, Part Six)

Fast divides David’s life into four parts: first, “a happy time of not knowing,” then, a time “full of knowledge and sorrow and hatred,” next came a “time of hope…when he fought with Spartacus,” and finally, a “time of despair,” when “their cause was lost” (PDF, page 212).

The difference between the times of not knowing and of knowing weren’t really those of happiness vs. unhappiness, but rather those of naïvely not knowing of the evils already present in the world, back when David was a child, and of when he became a man, had his eyes opened, saw the difference between the rich and the poor, and finally realized the world’s evil (PDF, page 190). Such a realization would have been especially poignant for David when he saw his father crucified for his involvement with the Maccabean rebellion (PDF, page 192).

Though Fast, having published Spartacus in 1951, wouldn’t have known at the time of the growing despair of socialists since the dissolution of the USSR (in fact, sadly, he came to believe the lies Khrushchev spoke about Stalin in his “secret speech,” and broke away from communism), still, David’s despair on the cross, and the length of his unhappy life, can be seen to allegorize the despair of any leftist revolutionary whose cause has failed, including the fall of the Soviet system.

We leftists in today’s world were once wide-eyed and naïve, like David as a boy, blissfully ignorant of the evils of the world. Then we grew up, put away childish things, ate of the Tree of Knowledge, so to speak, and underwent our Fall into a knowledge of those evils; and accordingly, we felt the pain, the sorrow, and the hatred of those evils. Then there were those of us who were old enough to remember the era of the Soviets, and how their influence even softened the blow of capitalism with the welfare state; we experienced a time of revolutionary hope, like David’s hope as he insists on standing beside Spartacus in battle (PDF, page 200). And finally, our time of despair has been from the dissolution of the Soviet Union at the end of 1991, and the ensuing rise of neoliberal capitalism from then to the present day.

The suffering of David on that cross, one of the longest and most painful ways anyone can die, is a perfect metaphor for the long, drawn-out pain we on the left have felt as we watched Clinton gut welfare, Dubya start the “War on Terror,” Obama continue and expand Dubya’s policies, Trump lower the already-low corporate tax rate even further, and appoint conservative Supreme Court justices so Roe vs. Wade could be overturned, and Biden provoke Russia and intensify nuclear brinksmanship.

We’ve watched this slide into imperial tyranny (as did Cicero of republican Rome degenerating into the Second Triumvirate of Octavian, Mark Antony, and Lepidus; Cicero, who appears in Fast’s novel as an ambitious, upwardly-mobile writer of a monograph on the Servile Wars [PDF, Part Four, chapter i], but not as a critic of the power structure that would eventually have him killed), and we see no way out of the present situation. But recall the end of the movie, when liberated Varinia shows crucified Spartacus their now-freed baby. This child personifies our hopes of a revived revolution, which just might happen as the Western empire is crumbling.

We hang on the cross in agony, like Spartacus, but that baby of hope is alive and free. Instead of letting our heads droop down in despair, let’s keep our eyes on that baby.

Analysis of ‘One Flew Over the Cuckoo’s Nest’

I: Introduction

One Flew Over the Cuckoo’s Nest is a 1962 novel by Ken Kesey. Set in an Oregon psychiatric hospital, the story is a critique of psychiatry and, in a larger context, of all tendencies to impose social control.

It was adapted into a Broadway and off-Broadway play by Dale Wasserman in 1963, starring Kirk Douglas as Randle Patrick McMurphy, with Gene Wilder playing Billy Bibbit. Danny DeVito, who played Martini in the 1971 off-Broadway play, would reprise his role for the 1975 film, which starred Jack Nicholson as McMurphy.

I’ll be focusing on the novel and the film, which–though following the novel fairly closely–was actually based on the play. The supporting cast of the film, which was co-produced by Douglas’s son Michael and directed by Miloš Forman, includes Louise Fletcher as the manipulative and subtly domineering Nurse Mildred Ratched (Fletcher won a Best Actress Oscar for the role, named the fifth greatest villain in movie history according to the AFI), Will Sampson, William Redfield, DeVito as mentioned above, Sydney Lassick, and Christopher Lloyd and Brad Dourif in their film debuts.

The film won all five major Academy Awards (Best Picture, Actor, Actress, Director, and Screenplay), the second film to achieve this (after It Happened One Night in 1934), and the third to do so not until 1991 with The Silence of the Lambs. It also won numerous Golden Globe and BAFTA Awards, and in 1993, the film was deemed “culturally, historically, or aesthetically significant” by the United States Library of Congress. AFI lists it #20 on its list of the greatest films of all time in 1998, demoted to #33 in 2007.

Here is a link to quotes from the film, here are some quotes from the novel, and here is a link to a performance of the play.

II: Background to the Novel

To get back to the novel, it’s useful to know some of the historical context and background to its creation. It was published in the midst of the Civil Rights Movement, so there was already a growing sense of antiestablishment thinking in the collective consciousness of the US at the time. There was also a controversial move towards deinstitutionalization in the 1960s, something that would have affected the characters in Kesey’s novel.

Kesey worked the graveyard shift as an orderly at a mental health facility in Menlo Park, California, an experience that, through his interactions with the patients and the staff there, obviously inspired his novel. He also experimented with such psychoactive drugs as LSD and mescaline there, as part of Project MKUltra. These mind-expanding experiences led not only to his advocacy of using the drugs recreationally, but also freed his mind in a way that influenced the antiestablishment attitude championed in his novel.

III: A ‘Mute’ Narrator

The arrangement of the main characters in One Flew Over the Cuckoo’s Nest is strikingly contrary to what one would assume them to be normally, in terms of who wields authority and who cows under it, and who is central versus who is marginalized. Almost all of the patients–except for “Chief” Bromden (Sampson in the film), a half-Native American–are white men who are dominated, bullied, and controlled by, most of the time, women and blacks: Ratched and Nurse Pilbow, and the “black boys,” aides Washington (played by Nathan George), Williams (Miller in the film), and Warren. Though McMurphy’s the protagonist, Bromden narrates.

Bromden fakes being deaf and dumb in the hospital, which allows him to be privy to many of the machinations of the staff, who chat around him while assuming he can’t hear what they’re saying. His muteness is also symbolic of how the aboriginals of North America have been silenced by the establishment, the white settler colonial state that is embodied in, for example, the US and Canada.

…and yet, ironically, this ‘mute’ is the narrator of the novel.

His narrative style is noteworthy in itself, often switching back and forth between present and past tenses, as well as expressing himself ungrammatically in such ways as saying, “They should of knew better’n to…” (Kesey, page 4). This informal, non-standard English gives us a vivid sense of how Bromden is, in spite of having been a college student, just an ordinary, common man, as opposed to being a higher-ranking member of society. This proletarian-like commonness will be important in how he will eventually rise up and free himself, in a quasi-revolutionary way, from the societal prison that the mental hospital represents.

IV: An Upside-down World

That the white men are bullied by “the Big Nurse” (Ratched, of course) and the other nurses reflects another issue Kesey was concerned with: the emasculation of modern men in society. I see something broader than that in this, if you will, ‘matriarchal’ hospital with its “black boys” also pushing around the white male patients: as a reversal of the normal social hierarchy, life in the mental hospital, the ‘loony bin,’ “the Cuckoo’s Nest,” is a fittingly upside-down world, comparable in a sense to that of King Lear, in which a king is reduced to a mad beggar. Such an inversion of the normal…and equally deplorable…state of affairs in our society can be seen as a way to let our white male rulers know how it feels to be ruled by others. Both the normal and inverted worlds are mad worlds.

The nature of the hospital’s ‘matriarchal’ rule is aptly given in the maternal form of nurses telling the male patients what to do (Dale Harding–played by Redfield in the film–literally calls it a matriarchy–page 63). These men, in their afflicted mental states that are even further afflicted by the nurses’ manipulations, are thus reduced to the role of children. This is best seen in the whining and temper tantrums of Charlie Cheswick (Lassick), in his noisy demands for his precious cigarettes.

V: When ‘Helping’ is Harming

Psychiatry and psychotherapy are supposed to serve in healing patients so they can return to society in a healthy state and become happy, productive contributors to that society. The critique of this novel, however, is that far too often, the psychiatric profession is used rather to control the patients. Far too often, confronting the mentally ill is about treating them with contempt and condescension instead of with empathy and compassion.

I know from personal experience in my life how people in the role of ‘nurse’ can speak of one as ‘ill,’ pretending to be concerned about that person’s well-being, but really using the label of ‘ill’ to justify treating the person as an inferior to be controlled. Instead of giving the person the help he or she needs, as is the stated intention of the ‘nurse,’ this ‘nurse’ causes the patient’s sense of worth and autonomy to be gradually eroded.

Now, the bogus treatment of illness as a guise for social control can be of mental illness, as dealt with in this story, or it can be of physical illness, as many have suspected of the covid pandemic. Furthermore, there’s social control, disguised as ‘treatment,’ on the individual or local level, as seen in One Flew Over the Cuckoo’s Nest, and there’s such social control on the national and even international, imperialist level, of which the novel and film can be seen to be an allegory.

Having Bromden as the novel’s narrator is thus useful for the purpose of such an allegory. In some ways, such an allegory works in the film, too, even without Bromden as a voiceover narrator (an omission Kesey was most unhappy about in the film adaptation), as I’ll try to show.

VI: Beginning of the Film

The film begins with a shot of a scene in nature, with mountains, grass, and a car going down the road (presumably McMurphy being taken to the mental hospital) during a sunrise. The film will end with Bromden having escaped the hospital and going off into a similar natural background–with trees, mountains, and the sunset.

Throughout the middle, of course, has been life in the prison of the hospital, a metaphor for our sick civilization. We start out in the beauty of nature, whose life is interrupted by our oppressive, man-made civilization, and we’ll ultimately liberate ourselves and return to the beauty of nature.

That Bromden, our half-Native American, half-white narrator, is doing the liberating from that civilization is significant; for that very civilization is the white settler colonial state that robbed the North American aboriginals of their natural home, and it must be returned to them if full liberation for all–white, black, Latino, Asian, and aboriginal–is to be achieved.

VII: McMurphy, the Bad-but-good Guy

To achieve that liberation, though, a revolutionary agent needs to be introduced…and this is where McMurphy comes in. He may be a criminal, someone who “fights too much and fucks too much” (page 14), but it’s his gregarious, free-spirited, and rebellious nature that is just what the intimidated other men need to inspire them to fight for their own freedom.

The fact that our hero is deemed a psychopath and a statutory rapist, one who’s faking insanity to escape the prison work farm and, as he hopes, coast his way through his sentence in the mental hospital, is yet another example of the upside-down world of this story. A violent bad guy is actually the good guy.

One manifestation of this bad-but-good guy is when he meets Bromden. In the film, McMurphy mocks Bromden with an aping of the stereotypical greeting of “How,” then with the hand-over-mouth war cry stereotype. On the surface, McMurphy is indulging in childish, tasteless racist ‘humour,’ but he and Bromden will soon develop a close friendship.

Similarly, there’s ambivalence in calling Bromden “Chief.” On the one hand, it’s a racial slur; on the other, his father was the leader of his tribe, so handing down the title of “Chief” is perfectly legitimate (page 24), as explained by Harding. Yet another upside-down ambivalence is in how Bromden, weeping over McMurphy’s lobotomy at the end, lovingly smothers him to death with a pillow to free him from his wretched fate.

Now, in the novel, it’s towards the “black boys” that McMurphy at one moment shows a racist attitude, calling one of them a “goddamned coon” and a “motherfucking nigger.” He’s mad at them for forcibly delousing George Sorensen, one of the “acute” patients who has mysophobia and is visibly upset over the forced delousing (page 273). Even in this scene, McMurphy’s surface nastiness is obscuring a deeper compassion for the disadvantaged.

So, with every bad thing about McMurphy, there’s also something good; and the good things about him are far more noteworthy. As I said above, he is the one who will inspire the others, waking them all up from their psychological torpor–even Bromden–with his defiant, oppositional example.

VIII: The Combine

To repeat another point I made above, the mental hospital is a metaphor for the whole sick society we all have to live in. In the novel, Bromden has a special name for this repressive world exemplified by the hospital: he calls it the Combine. “McMurphy doesn’t know it, but he’s onto what I realized a long time back, that it’s not just the Big Nurse by herself, but it’s the whole Combine, the nationwide Combine that’s the really big force, and the nurse is just a high-ranking official for them.” (page 192)

Yet another example of the upside-down world of the novel is how Bromden is in full realization of the evil of “the Combine”–which combines capitalism, white-settler colonialism, imperialism, and social repression–yet he has been diagnosed with clinical depression and schizophrenia, this latter involving psychotic breaks from reality. As with King Lear‘s “poor Tom” o’Bedlam, a homeless madman (as Edgar pretends to be) whom Lear, in the depths of his own madness, regards as a “Noble philosopher.” It’s the mad who are truly wise in this kind of world.

IX: McMurphy vs the Nurse

McMurphy takes an immediate disliking to “the Big Nurse” and her subtly domineering ways. He bets with the other patients that in a week, he “can get the best of that woman…without her getting the best of [him]” (page 73).

Getting the best of her won’t be easy, for part of how she maintains control over the ward is by exercising her authority through a near-perfect control of her own emotions, which we see fully in Fletcher’s brilliantly understated performance in the film. She rarely loses her temper, and in her self-control we see her confidence, a narcissistic False Self which in turn commands respect. With this command of respect for her as “the Big Nurse,” Ratched is able to effect a mother transference on all the male patients (on Bibbit in particular), which infantilizes them, ensuring her control over them.

Her power over them is so complete that McMurphy can’t even get the obnoxiously ‘peaceful’ music on the record player turned down a little bit, so he and the others can hear each other talking as they play cards. When he tries to get a majority vote so they can watch the World Series on the ward TV, she manipulates matters to include all the ward patients who know nothing of the vote; and by the time he gets Bromden to raise his hand and secure a ten-to-eighteen majority, Ratched has already adjourned the meeting and invalidated the majority. Ratched thus personifies the fake democracy of the dictatorship of the bourgeoisie.

One of McMurphy’s more successful ways of getting to her is by taking note of her figure and large breasts. He is thus defying that maternal transference that she uses to subordinate the other men, defying the Non! du père that reconciles most boys with society’s rules.

Now, this defiance of le Non! du père is also understood, through Lacan‘s pun, as les non-dupes errent. That is, those people who are non-dupes err because, paradoxically, by not being duped by society’s phoney rules (represented by Ratched’s rules of the ward), the non-dupes go astray and mess things up (as McMurphy will for everyone during the drunken party at the story’s climax).

X: The Tub Room Scene

McMurphy’s determination to watch the baseball game is seen in the tub room scene, with the control panel that he foolishly imagines he’ll lift up and throw crashing through the window, then he’ll leave the hospital with Cheswick and watch the game on a TV in “any bar downtown.”

Significantly, during the tub room scene, we see Harding playing, of all games, Monopoly with some of the others (in the novel, the game is mentioned on page 114). Monopoly was derived from The Landlord’s Game, and both games essentially teach the players, if they’re paying attention, about the evils of private property, of capitalism, and of the suffering involved in paying up every time you land on someone else’s property. So symbolically, we see the connection of the hospital and capitalism with Bromden’s idea of the Combine.

…and if the hospital, capitalism, and the Combine are the prisons from which these men (and, by extension, all of us) need to be freed, then McMurphy’s attempt, however doomed to failure, to lift the control panel and bash it through the window, to liberate everyone, is representative of socialist revolution. This brief and failed attempt is thus like that of, say, the Paris Commune. Well, McMurphy tried, didn’t he? As with the Communards, at least he did that. Of course, at the end of the story, Bromden tries and succeeds, as the Soviets would succeed…for at least several decades, anyway, before the post-Stalin revisionists began the USSR’s decline.

XI: McMurphy, Therapist

Now, I’ve described McMurphy as liberator on the socialist revolutionary level of symbolic interpretation. There’s also him as liberator in terms of, if you will, psychotherapy. He inspires the others to defy Nurse Ratched’s authority, and he helps them to be more social, through card games, basketball, the push to watch the World Series on TV, the fishing trip, and getting timid Billy Bibbit (Dourif) laid with the help of Candy (played by Marya Small), one of McMurphy’s prostitute friends.

Getting Bromden to speak, to ditch his deaf-and-mute act, is perhaps McMurphy’s greatest therapeutic achievement, one that makes his racist mocking of Bromden, near the beginning of the film, fade into insignificance. As I said above, Bromden’s deaf/mute act symbolizes the silencing of the aboriginals by the white settler colonial state, which for him would be the most significant aspect of “the Combine.” McMurphy’s goading him to speak is thus a revolutionary helping of Bromden to regain his voice and his sense of self, a therapeutic cure as well as a remedy for anti-aboriginal racism. McMurphy is, in effect, achieving the ‘talking cure.’

XII: Bromden’s Silencing

From pages 210 to 215 of the novel, Bromden explains how he came into his habit of acting like a deaf mute: “It wasn’t me that started acting deaf; it was people that first started acting like I was too dumb to hear or see or say anything at all.” (page 210)

His act, this silencing of him, began long before the hospital. It was already happening when he was in the Army. It happened in grade school. It happened when he, ten years old, saw a car with white people arrive at his home, then inform his family of the government’s plan to put up a hydroelectric dam there, putting an end to their fishing. The white people would force it on the aboriginals one way or another. The Combine would force it.

My connection of the Combine with capitalism may seen tenuous or even made up to some readers, but what must be understood is that there’s a lot more to capitalism than just markets, as right-wing libertarians ingenuously (or rather disingenuously) try to reduce it to. As Marx explained, the social relations between the owners of the means of production, of capital, or private property, and the workers, who have only their labour as a commodity to sell, these relations are but the base. On top of this base is the superstructure: the capitalist state, the arts, the media, science (of which psychiatry can be seen as a part), religion, culture, the law, and education. The mental hospital can be seen as a part of, or as symbolic of, that superstructure. The Combine combines both the base and the superstructure.

An essential part of maintaining this Combine, the ideology of the base and superstructure, is racism, which keeps the proletariat divided and hating each other instead of working together in solidarity to overthrow the ruling class. Presenting “the black boys” and the nurses as bullying the mostly white male patients (granted, there are also the male psychiatrists, like Dr. Spivey [played by Dean Brooks], and the white male attendants, but these men intervene more occasionally in the story; in fact, Spivey seems to be ruled over by Ratched, too) is an ironic twist that nonetheless maintains the divide-and-rule aspect of the Combine.

Capitalism also expresses itself in the form of white settler-colonialism, an internal form of imperialism (i.e., within the territorial limits of the United States) that has affected Bromden his whole life, as mentioned above. Colonialism and imperialism, like religion, media manipulation, the law, the state, and education, are all forms of social control. The worst aspects of psychiatry, such as its use of drugs, are also forms of social control rather than of therapy. Anyone who tries to defy authoritarian psychiatry is looked down on as “ill” in order to deny him a voice, to deny him power.

XIII: Ratched’s Gaslighting

Hence, when Taber (Lloyd) doubts the validity of the medication he’s given by the nurses, Ratched says he’s chosen “to act like a child” (page 34) rather than listen to him, show him empathy, or validate his legitimate concerns (the film’s approximate equivalent of this scene substitutes McMurphy for Taber). Accordingly, Miss Ratched is “just like a mother,” according to a Public Relations man (page 37). Small wonder, as Bromden observes, “The ward is a factory for the Combine.” (page 40)

Part of Nurse Ratched’s way of dealing with rebellious McMurphy is to call him “McMurry,” something she does a number of times early on in the novel, and as I suspect, this isn’t a mistake. Her changing of his name sounds like a manipulative form of control, a gaslighting comparable to Petruchio‘s renaming of Katherina as “Kate” in The Taming of the Shrew. Ratched would tame McMurphy in a similar way.

XIV: Alienation

Since capitalism breeds alienation, we shouldn’t be surprised to see the ward, as symbolic of the superstructure, the Combine, also breeding alienation. We can see it in Taber’s taunting and antagonizing of Harding. Indeed, the discussion of Harding’s sexual problems with his beautiful wife, implying his repressed homosexuality, is more of a ganging-up on him and a bullying of him than any kind of therapy (page 56). Taber’s bullying of Harding, significantly, is resumed in the tub room scene, during the Monopoly game.

There’s alienation between people, and there’s also alienation within, the psychological fragmentation of people with psychotic mental states, people like Martini and Bromden, with their many hallucinations. During the basketball game, for example, when Martini has the ball, he tosses it to nobody, thinking he sees a teammate receiving it. Then there’s Bromden with his notion of the fog machine.

XV: Fog

He imagines that the fog machine, “bought from Army Surplus and hid in the vents” (page 131), is controlled by the hospital staff. Sometimes Bromden finds the fog to be frightening: “I’d wander for days in the fog, scared I’d never see another thing” (page 131). Such a fear sounds like an extension of his faked deaf/muteness, since this fog-induced blindness is something he’s mentally imposed on himself.

Actually, this fog is just a symbol of the bullying authority of the nurses and “black boys.” Just as his deaf/mute act is a result of the Combine silencing him, so is the fog machine a result of the Combine blinding him to his own worth, size, and strength.

The fog, like the deaf/mute act, isn’t a completely bad thing, though. Just as the deaf/mute act allows him to hide and listen to the staff’s secret schemes, so does the fog give him a safe place to hide from painful reality. And just as one might dismiss his fog machine and the Combine as loony conspiracy theories, they actually represent how perceptive he is of the power structures all around him.

XVI: Unity of Opposites

Remember that in the upside-down world of the mental hospital, opposites are united, so loony conspiracy theories are actually perceptive assessments of reality. Bromden is muted, weakened, and shrunken to insignificance, yet he’s also the narrator, a towering giant, and strong enough to lift that control panel in the tub room.

Similar paradoxes, as noted above, include bad boy McMurphy, who is ultimately the story’s hero, even Christ-like (more on that below). White male patients are dominated primarily by nurses and “the black boys,” when we know how things really are outside the mental hospital. And of course the hospital itself, though ostensibly a place to be cured of one’s mental demons, is actually a kind of prison–a worse one, in fact, than the work farm McMurphy came here to escape, for as he’ll find out, far from being released at the end of his original sentence, he’ll be kept here for as long as Ratched deems fit.

He is truly trapped in the mental hospital…potentially for the rest of his life, while he’s mentally the freest of everyone here. Most of the other patients–except for Bromden, Taber, and some of the Chronics–are voluntary, free to leave the hospital whenever they wish…yet mentally, they’re all too afraid to leave and face the real world outside, since Ratched is manipulating that fear.

XVII: Jesus McMurphy!

McMurphy therefore is, in many ways, a Christ figure in spite of his sinfulness. Just as Christ was crucified when he, as Pilate observed (Luke 23), had done nothing wrong, so is McMurphy trapped in this hell of a mental hospital when he’s the only healthy, if badly-behaved, one here.

In keeping with the theme of the unity of opposites in this story, we’ll explore other ways in which McMurphy is a bad-boy Christ. One obvious way is in his blatant, open sexuality, as contrasted with Christ’s saying, “You have heard that it was said, ‘Do not commit adultery.’ But I tell you that anyone who looks at a woman to lust after her has already committed adultery with her in his heart.” (Matthew 27-28)

Now, McMurphy looks on women lustfully all the time…including at Ratched, whose breasts he appraises by wondering, “did she wear a B cup…or a C cup, or any ol’ cup at all?” (page 208) In fact, his very effective therapy for Bibbit, in curing the boy–if only temporarily–of his mother-induced gynophobia, is to have him lose his virginity with Candy.

And just as Jesus suffered, so does McMurphy, first with the electroshock therapy, which he endures (lying on a “table shaped like a cross”–pages 131-132) as bravely as Christ endures the flagellation and the crown of thorns. And though McMurphy, in attacking Ratched in revenge for her having driven Bibbet to suicide, is doing the opposite of Christ’s loving His enemies and turning the other cheek, his ‘death,’ as it were, by lobotomy ends up being a sacrificial death that drives Bromden to pick up the control panel, smash it through the window, and show the way to freedom for all the patients.

McMurphy has the patients go fishing with him, an event that happens far later in the novel than in the film (Part 3, pages 208-256). This event, too, has far greater therapeutic value for the patients than all of Ratched’s manipulative efforts. In keeping with the Christ analogy, recall Matthew 4:18-20. ‘As Jesus was walking beside the Sea of Galilee, He saw two brothers, Simon called Peter and his brother Andrew. They were casting a net into the sea, for they were fishermen. “Come, follow Me,” Jesus said, “and I will make you fishers of men.” And at once they left their nets and followed Him.’ Remember also the ichthys, the fish symbol of Christ.

Just as the historical Jesus, as a number of modern scholars have argued, was a political revolutionary trying to free the Jews of Roman imperialism (not the watered-down peace-lover meant to appease the Romans), so is McMurphy a revolutionary trying to free Bromden et al of the Combine. Furthermore, some Christian leftists believe “Jesus was a socialist”: I wouldn’t go that far, but certainly there are passages in the New Testament that are anti-rich. Consider Mark 10:25, Matthew 25:41-46, and 1 Timothy 6:10. So if McMurphy is like Jesus, his anti-establishment antics can be, in these ways, likened to socialist agitation.

XVIII: White Whale Underpants

McMurphy’s Moby-Dick shorts (page 84), a literary friend’s gift that he displays after undressing, are full of symbolism related to all I’ve said above about him as a sexual, bad-boy Christ. As I (and others) have pointed out, the white whale is a huge phallic symbol, a fact emphasized by its appearance on McMurphy’s underwear.

McMurphy’s link with Moby-Dick manifests itself in other ways. The whale represents wild, untamed nature, as McMurphy does. Indeed, as one uncorrupted by the mind-numbing social conformity that Ratched is imposing on the other patients, white McMurphy is more of a noble savage than Bromden could ever be stereotyped as–another example of the subverting of expectations of the novel’s upside-down world.

As a result of McMurphy’s unwillingness to be tamed, Ratched’s Ahab-like attempts to catch him ultimately bring violence on herself, as Ahab’s quest brings on his own self-destruction. In my Moby-Dick analysis (link above), I wrote of Ahab’s narcissism, his overweening pride and its mad refusal to accept how unconquerable the whale is; Ratched’s wish to control the patients and turn them against each other is similarly narcissistic in nature…malignantly so.

McMurphy is also like the whale in that he represents, as I argued in my analysis of Melville‘s book, the beyond-good-and-evil nature of ultimate reality, an ever-elusive, deep knowledge one can never decisively grasp. As such a personification of this ultimate reality, McMurphy is, like the white whale, God-like, and therefore Christ-like. Now, this God-like whale embodies evil as well as divinity, just like McMurphy as a bad-boy Christ. In these ways, we see again the unity of opposites in One Flew Over the Cuckoo’s Nest.

XIX: McMurphy–Socialist or Capitalist?

Now, when I associate McMurphy with socialist revolution, I’m sure I’ll get objections from readers who will cite the passage when Harding defends McMurphy’s “capitalistic talent” (page 266) at “making a little profit” from his gambling and the fishing trip. Nurse Ratched brings up McMurphy’s profiting as one of her many schemes to divide the patients and thus control them better.

It’s best to understand Harding’s defence of McMurphy’s ‘capitalism’ by emphasizing that it’s only the former’s interpretation of the latter’s intentions. In that passage, Harding’s defence of McMurphy’s “good old red, white, and blue hundred-percent American” capitalism is based on his not yet having been fully liberated psychologically from the prison of the hospital; he is still experiencing a kind of Stockholm syndrome as a result of the ongoing influence of, as he (ironically?) describes her, their “Miss Angel of Mercy Ratched”, who “is absolutely correct in every assumption she made…about McMurphy.” (page 266)

Furthermore, to use McMurphy’s ‘capitalism’ to debunk his socialism fails to think dialectically about the two opposing economic systems, as such assumptions mean forgetting about the upside-down nature of this story. McMurphy, recall, does bad things to promote good. He’s a bad-boy Christ figure, so it should be predictable that he’d promote socialist liberation through capitalism. As Harding notes, “We’ve all certainly got our money’s worth every time he fleeced us, haven’t we?” (page 266) Recall that McMurphy’s efforts have all been far more therapeutic than anything Ratched has done for the patients, regardless of the money he’s made off of it.

The promotion of socialism through capitalism is far from unheard of: the USSR did it through the NEP in the 1920s, and China and Vietnam brought back the market in the 1980s; indeed, China’s state-regulated use of capitalism, intended to boost the productive forces of the country, has lifted millions of Chinese out of extreme poverty, a feat achieved far quicker than the economic development of the “free market” has done for the global poor elsewhere. And the only meaningful liberation is the kind that ensures people are all fed, sheltered, employed, educated, and given healthcare.

XX: Menial Work

Remember that the mental hospital, with its staff’s subtle manipulations, bullying, and enforced conformity, is a metaphor for society in general. A part of this prison of a society is the menial jobs given to the patients, a proletarianizing of them, such as Bromden with his mopping of the floors (page 3), and McMurphy’s cleaning of the toilets (pages 159-160). He’s escaped the work farm only to end up doing latrine duty.

As a punishment for McMurphy’s gambling and ‘profiteering’ as discussed above, Ratched rations the patients’ cigarettes, which can be seen to symbolize low wages. So Cheswick’s protests about his cigarettes, escalating to McMurphy breaking the glass to the nurses’ station, taking a box of them, and giving it to Cheswick, is like a workers’ strike. The “black boys” taking the two men and Bromden to get electroshock therapy is thus like the police rounding up the strikers.

XXI: A Fog of Words

When Bromden hears, during a therapeutic meeting, talk “about Bibbit’s stutter and how it came about” (page 133), the words come out like a fog as thick as water. Normally, therapy is supposed to heal a psychiatric patient through the talking cure, as noted above; and Bibbit’s stutter is a symptom of his psychiatric problems, his inability to talk, with its origins in his relationship with his mother. As Bibbit tells Ratched, “The first word I said I st-stut-tered: m-m-m-m-mamma.”

Ratched’s therapy, of course, is the opposite of a talking cure; instead, it’s a talking infection. Small wonder Bromden experiences the discussion as a fog. It’s just another manipulation of the Combine.

XXII: The Oedipal Basis of Ratched’s Matriarchal Rule

Within all patriarchy, including the patriarchal family, there’s a small nucleus of matriarchy. I don’t mean to promote MRA thinking here; I’m just discussing the dialectical nature of sex roles and the power systems revolving around them. The father bosses around the family, while the mother more directly bosses around the kids. A transference of such a relationship has occurred between the nurses and the patients.

Such a transference has been most potently achieved in Billy Bibbit, a thirty-something with the psychological development of a little boy. As part of McMurphy’s therapy for the young man, it’s been arranged for him, during their naughty party at the story’s climax, to lose his virginity with Candy and thus ‘make a man of him.’

When he’s been discovered in bed with Candy and he has to explain himself to Ratched, he briefly loses his stutter: a temporary cure of his gynophobia–brought on by his domineering mother, who’s presumably as narcissistic as Ratched–has become his talking cure.

…but that fog of words comes back as soon as Ratched brings up how much the boy’s mother will disapprove of his little sexual indiscretion, which the Big Nurse, his mother’s close friend, will assuredly tell her about.

The power Bibbit’s mother has over him–extended by transference over to Ratched–is based on his Oedipal need for her to love him back. Normally, a mother’s authority over her children is expressed in a benign, loving way…not so if she has pathologically narcissistic traits.

The boy, already prone to suicide and hence his being in the hospital, is so fearful of losing his mother’s love that, knowing Ratched will never refrain from telling her of what he’s done with Candy, he slits his throat in Dr. Spivey’s office.

XXIII: Conclusion–Big vs Small

In the upside-down world of this story, physically big people are often psychologically small, and vice versa. Bromden is, of course, the primary example of this paradox. As he explains to McMurphy, whom he regards as psychologically huge despite his smaller physical size, Bromden speaks of his physically big father who was shrunken down to size by Bromden’s white mother and the Combine. They worked on his father, they’ve worked on him…and now they’re working on McMurphy (page 220).

Why do some people have confidence (i.e., are big), and others lack it (are small)? Not so much because of innate abilities, or lack of them, but because as I argued here, there are people (emotional abusers, white supremacists, the bourgeoisie, colonialists, imperialists, etc.) who work on the small. Such working on is what One Flew Over the Cuckoo’s Nest is all about.

Sometimes we fight back, as when McMurphy chokes Ratched for driving small Bibbit to suicide. McMurphy’s violent act is a revolutionary one, since revolution is of necessity a violent act. When revolutions fail, though, the insurrectionists are sternly punished, as is McMurphy.

Ratched isn’t left unscathed: her injury from the choking leaves her unable to speak; instead, she communicates by writing on a pad, which of course is far less effective for manipulating the patients (page 321). Most of the voluntary patients have left the hospital; of those who went on the fishing trip, only Martini, Scanlon (played by Delos V Smith Jr in the film), and Bromden remain. The others left because Ratched no longer has power over them. She has been silenced, as Bromden was; she has shrunken from big to small.

As I said above, though, her reduction to smallness hasn’t been left unpunished. For his scurrilous behaviour, McMurphy has been lobotomized, a punishment compared by Harding to castration: “Frontal lobe castration.” (page 191)

Since the Lacanian phallus is a signifier, McMurphy’s symbolic castration is a silencing of him, too. As a new ‘vegetable,’ he no longer speaks. He’s forever in the fog.

He’s been made small, but Bromden, touched by his Christ-like sacrificial act, is inspired to “feel big as a damn mountain.” Bromden can’t bear to see his friend in a state of living death, so he smothers McMurphy to death with his pillow. McMurphy must come with him out to freedom, if not in body, then in spirit.

Bromden’s picking up of the control panel and smashing it through the window is his revolutionary act of liberation. He’s breaking free not just of the hospital, this metaphor for conformist society, but also of the Combine. At the end of the film, we see him going off into a background of nature. He’s freed himself of the white settler colonial state, and so the world around him looks as it did when the aboriginals were the only ones living there.

Now, this symbolic liberation is not just for the Native Americans, but for all of us together. Recall that McMurphy is coming with Bromden in spirit; also, Bromden is white on his mother’s side. The true liberation of the US, Canada, Australia, New Zealand, Israel, etc., is a liberation from capitalism, imperialism, and white settler colonialism…the Combine, the combination of all of these. To fly over the cuckoo’s nest, we must replace the Combine with federations of post-colonial states that, while allowing equal civil rights for people of all colours, are also acknowledged as belonging to the indigenous peoples of those places.

To be big, we must sometimes let others be big, and let ourselves be smaller.

Ken Kesey, One Flew Over the Cuckoo’s Nest, New York, Berkley, 1962