A Poem by Jason Ryan Morton, from His Book, ‘Diverging Paths’

I’d like to look at a short poem by my friend Jason Morton, whose poetry I’ve looked at before.

This one is from his book of poetry and prose, called Diverging Paths, the first poem from Part One, ‘Deliverance’ (on page ten of the document provided). Here it is, given in italics to distinguish his writing from mine:

Was it ever real,
This tragic appeal,
Staging mass reveal,
In the name of God,

Was it ever there,
Basing one’s truth on scares,
Where we appear,
To be nothing but ants,

And then the world fell,
Apart in this shell,
Domed humanity,
Psychopathic hell…

And now for my analysis.

This seems, on the surface, to be another critique of the Christian faith, the “tragic appeal” of trusting in Christ to heal one’s pain and make one whole, when so many have tried and failed to gain that healing, that wholeness…hence, it’s tragic.

I know, however, from personal communication with Jason, that the core of the trauma he’s suffered in his life has been abuse in psychiatric hospitals. So Church abuses can be seen in this poem as symbolic of abuses from the mental health profession.

So, in this context, faith in the Church can be seen as blind faith in the efficacy of the psychiatric profession. The tragic appeal is in the idea that therapists offer some kind of panacea to all our mental health problems, when no such miracle cure exists…not so much because there really is no cure, but more so because so many psychiatrists seem less interested in helping their patients than in controlling them, like Nurse Ratched.

So, the authority of the abusive psychiatrist is symbolized by the omnipotence and omniscience of God, in whose name the cure is applied. “Was [the cure] ever there”? The truth that is based on scares is the fear that, being given no treatment, the patient will err to the point of self-destruction. Many emotional abusers would like to treat their victims, the identified patients, as if they were “nothing but ants,” helpless without the guidance of those claiming to know all the answers.

Such social dysfunction can be extended far beyond the abuses of the mental health profession and the Church, and into the general problem of alienation. Hence, “the world fell,/Apart in this shell”. Note the repeated use of commas at the end of almost every line, even in places where commas don’t seem to be necessary, as in the line just quoted. The enjambment between not only “fell” and “apart” but also between “we appear” and “to be nothing but ants” suggests a halting speech, interruptions that break the flow of communication. When we talk, we seem to be stammering, unable to speak coherently.

This “shell,” this “domed humanity” is the prison of our existence. Note how “domed” can be seen as a pun on doomed, for that’s how we’ll be if we don’t do something about our inability to communicate and connect with each other, be it in the realms of the Church, the psychiatric world, or in society in general. “Psychopathic hell,” the hell of, ironically, the God of psychiatry, can thus be seen as a pun on psychiatric hell, the hell of being exposed, when already being mentally ill, to doctors who don’t care for you.

After all, there are psychiatrists who are psychopaths…at least a few.

Analysis of ‘Sink the Bismarck!’

I: Introduction

Sink the Bismarck! is a 1960 black-and-white British war film directed by Lewis Gilbert and written by Edmund H North, based on The Last Nine Days of the Bismarck (alternatively titled Hunting the Bismarck), a 1959 fictionalized account of the actual WWII naval battles of the German battleship Bismarck and cruiser Prinz Eugen vs. the British Royal Navy, written by CS Forester.

The film stars Kenneth More and Dana Wynter, with Carl Möhner, Laurence Naismith, Karel Stepánek, Esmond Knight, John Stride, Jack Gwillim, and Michael Hordern. The film was praised for its historical accuracy in spite of a number of inconsistencies. It’s to date the only war film to deal with the Bismarck naval battles, and it’s an anomaly in how it focuses much film time on the back-room strategists, as opposed to devoting the film to the combatants themselves.

A link to quotes from the film can be found here.

The film simplifies and distorts aspects of the battles, particularly those involving HMS Hood and HMS Prince of Wales. Though the actual man who oversaw the operation to sink the Bismarck was Sir Ralph Edwards (and the film acknowledges him in the ending credits), the film replaces him with the fictional Captain Shepard (More). Another character, WRNS Second Officer Anne Davis (Wynter), was invented with Shepard, their fictional interplay and chemistry adding human depth and emotional interest to the story, as did the fictional characters Forester added to his account (e.g., Dusty and Nobby).

This fictionalized history, in its book and film versions, is meant of course to dramatize the greatness of the British navy in their heroic struggle against Nazi Germany; but speaking of historical inaccuracies here, there is a context that has to be examined in order to understand the true nature of the conflict between England and the Nazis. The film and book would have us believe that Britain and Nazi Germany were on practically opposite ends of the political spectrum, with the UK’s liberal democracy on one side and German fascism on the other; but the political reality of the time revealed them to be not so far apart as it seemed.

II: Some Much-Needed Historical Context

Contrary to the heroic portrayal of him in the media, including this film, Churchill was a dreadful, even despicable, human being. Being a highly-placed man in the British Empire, he was as preoccupied with maintaining and protecting England’s imperialist interests as Hitler was in establishing Lebensraum for Germany. Such preoccupations included a gleeful, even fanatical, support for violence against the Japanese, Indians, Sudanese, Cubans, etc. He was easily as racist, if not more so, than Hitler, looking down on Native Americans, Australian aborigines, etc., as inferior.

Churchill also opposed women’s suffrage and workers’ rights, busting unions and violently suppressing strikes in a way that Hitler would have admired. He only supported Zionism for the sake of Western imperialist interests; like Hitler, he also spoke of the dangers of the “International Jews.”

Apart from the Churchill/Hitler comparison, the crimes of British imperialism are also comparable to those of the Nazis in terms of how horrific they were. Here are just a few examples: Boer War concentration camps, the transatlantic slave trade, the Opium Wars, the Bengal famine (Churchill diverted Indian food to European troops when a bad harvest had already made such food scarce, causing the deaths of millions of Indians), and the brutal repression of the Mau Mau uprising in Kenya.

Given this bloody context, we are now ready to see the fighting between England and Germany the right way: it wasn’t ‘democracy vs tyranny,’ it was simply inter-imperialist conflict. And just as the Soviet Union had a non-aggression pact with Nazi Germany (which also had a wider context not so well-known, and one which makes nonsense out of the notion of moral equivalency between fascists and communists), so did the capitalist West have such a pact with the Nazis: Munich, at which appeaser Neville Chamberlain claimed he’d achieved “peace in our time.”

Indeed, not only Churchill but many British conservatives (including the aristocracy) expressed support for fascism, for they knew it was an effective weapon against the rise of socialism. People like Churchill and Chamberlain were hoping, by ceding the Czechoslovakian Sudetenland to Nazi Germany, Hitler would be encouraged to go further East, invade the USSR, and crush communism.

Hitler, however, started presenting himself as a threat to Western imperial hegemony, and this caused Churchill et al to change their attitude toward this new imperialist challenger, and to regard him as just as much of an enemy as did Stalin, who’d been desperately trying to get the, till then, deaf Western powers to join him in an alliance against Hitler.

So inter-imperialist conflict is the basis of the fighting between Britain and the Nazis. In the particular instance of this movie and Forester’s book, the Nazis started the failed Operation Rheinübung in an attempt to block supplies from reaching England.

III: Pride

The notion of the British as the heroes and the Nazis as the (only) villains is, as I’ve stated above, a liberal bourgeois perspective, given that in actual fact both sides were imperialists vying for a bigger slice of the pie. This notion of one side as good, more civilized, more advanced, and therefore superior to the other is actually an attitude held on both sides of the conflict, and is thus an expression of national pride.

That ‘pride goeth…before a fall‘ is a recurring theme in this film, and it is noted on both sides of the conflict. While the tone of the film would have us believe that the irrational emotion of pride is far more a pronounced fault of the Nazis than of the British, there are a number of indications, including some Freudian slips, if you will, in the writing, that suggest that the chasm separating Nazi pride from that of the British isn’t as far apart as is assumed.

The film begins with a newsreel showing the 1939 launch of the Bismarck, with Hitler among the attendees. This is a moment of Nazi pride, assuming their new battleship has a Titanic-like invincibility.

Then we have a shot of the approaching Captain John Shepard in May 1941, walking in the direction of the Admiralty in London where he is to be the new overseer of strategizing in the War Room underground. As Shepard approaches, we see a statue of a lion to his left, a symbol of the strength of Britain. A huge flock of birds flies off the ground where he is walking, just before we see the film title flash on the screen; it is as if the birds deliberately make way for our great hero. In these visuals we see manifestations of British pride to parallel that shown in the Nazi newsreel.

We next see Edward R Murrow playing himself, CBS London radio correspondent. As an American broadcast journalist discussing the threat the Bismarck presents to England, his sympathy to Britain represents the solidarity felt between those countries that were and are part of Anglo-American imperialism. He says Britain is fighting alone, a claim easily proven false given the aid England got from her dominions of Canada, Australia, New Zealand, and South Africa, all before the US would enter WWII by the end of the year. This ‘Britain fighting alone’ is just another example of the country’s excessive pride.

IV: Stereotypes

Shepard is in many ways as much the ‘stiff upper lip‘ stereotype of the British as the film’s portrayal of Fleet Admiral Günther Lütjens (Stepánek) is of the Nazis. Within a minute of having entered the War Room, Shepard is quick to find annoyance with the informal work atmosphere he sees: a young man isn’t properly wearing his uniform (no jumper); the charms of the beautiful Davis are jocularly overestimated, by Shepard’s predecessor, as crucial to winning the war; Commander Richards (played by Maurice Denham) is eating a sandwich on duty; and a man addresses Davis as ‘Anne,’ which especially irks Shepard.

This stiff upper lip of Shepard’s extends, predictably, to his refusal to show or talk about his emotions. While part of his reason for this refusal is the pain he felt over the death of his wife during an air raid and the sinking of his ship by a German cruiser commanded by Lütjens, another part of the reason, surely, is his pride, especially seen in his stubborn insistence on the virtue of stoicism as against Davis’s argument for the healthy expression of feelings.

First Sea Lord Admiral Sir Dudley Pound (Naismith) says he’s been told that Shepard is “as cold as a witch’s heart.” Pound approves of this characterization of Shepard, as much of an exaggeration as it is; he wants a man with no heart or soul, but “just an enormous brain.” Fighting the Nazis in the North Atlantic will be “a grim business,” not to be won with “charm and personality.”

The fact is that inter-imperialist conflict is a grim business, making the British as grim in their dealings as the Nazis are. Hence, Pound wants an agent in southern Norway to make direct contact with the Admiralty, as dangerous as making such a contact will be for the agent. The Norway man will be shot by the Nazis in the middle of sending a message about where the Bismarck and Prinz Eugen are sailing, but Pound considers the sacrifice worth it.

V: A Naval Chess Game

Pound and Shepard learn that the German ships are coming out of the Baltic. The two men are looking at a large map on a table with small models of ships that are moved around like chess pieces. Indeed, the conflict turns out to be a “chess game” of sorts between Shepard and Lütjens: who will outsmart whom?

Pound notes the British ships available at Scapa Flow that could engage the Bismarck and Prinz Eugen : HMS King George V, HMS Prince of Wales, and HMS Hood. Pound contacts Admiral Sir John Tovey (Hordern, who actually served as a lieutenant commander in HMS Illustrious during the war) of King George V about the incomplete message from the agent in Norway who was killed: Prinz Eugen was spotted, and one must assume the worst, that the Bismarck is sailing with her.

As other players of this “chess game,” the men on King George V have to anticipate which way the German ships are going in order to intercept them: will they go through the Denmark Strait, will they sail south of Iceland, or through the Faeroes/Shetland passage?

Shepard wants to reinforce the Home Fleet, taking ships away from other duty. He considers taking HMS Victorious and HMS Repulse off escort duty, which would give the commander-in-chief an aircraft carrier and another battle cruiser. 20,000 men’s lives would be risked; Shepard doesn’t consider their lives a gamble, but a calculated risk. Pound approves of his decision.

Defending empire is, indeed, a grim business.

Now that King George V has Victorious and Repulse, Tovey wants the Hood and Prince of Wales in the Greenland area, while the Home Fleet sail from the Scapa Flow area, then south of the Faeroes and Iceland, to be ready to engage the Bismarck south of Greenland if the Hood and Prince of Wales fail…

…which, of course, they will.

Bad weather reinforces the British Navy’s difficulties, making the German ships virtually invisible. Lütjens speaks of the “chess game” he is playing with the British, and he proudly imagines himself able to win. Note the comparison between the stereotypical British vs German forms of pride, the ‘stiff upper lip’ of the former, and the boastful, ‘superior Aryan pride’ of the latter.

VI: Lütjens

Lütjens is, of course, portrayed as a stereotypical Nazi. The historical Lütjens, however, was nothing like this film portrayal, which should help us see that British and German pride aren’t as far apart from each other as is assumed.

The Lütjens of Forester’s book is somewhat prouder, but not as much as he is in the film. The film Lütjens complains of not receiving the recognition due to him in WWI; he is also fanatical in his belief that the Bismarck is unsinkable.

The Lütjens of history, however, was a very different man. He did not agree with Nazi policies: he was one of only a few navy commanders who publicly protested against the brutal mistreatment of the Jews during Kristallnacht. Also, he was one of the few officers to refuse to give Hitler the Nazi salute when the Führer visited the Bismarck on its first and final mission. Such rebellious actions would have taken uncommon courage; it was also in marked contrast to the film’s portrayal of a committed Nazi who’d have us never forget he is a Nazi and a German, and who passionately shouts, “Heil Hitler!

So, this contrast between the stoic Shepard and the crazed Nazi Lütjens is meant to make the former look like the more reasonable man by far. In effect, it’s to make the British seem superior to the Nazis, when as I indicated above, the crimes of British imperialism make England no more guiltless than Germany. Indeed, it is the role of fascism to be the ‘bad cop’ to the ‘good cop’ of the liberal bourgeoisie, when in reality, all cops are bastards.

VII: Shepard’s Mask of Ice

Shepard’s outer shell of stoicism is shown again when he’s asked about his son, Tom (Stride), an air gunner in Ark Royal‘s Swordfish squadron. One assumes the boy’s father would be glad to know he’s (for the moment, actually) far away from the danger of facing the Bismarck, but Shepard says his son must take his chances like everyone else. This would seem a brave, self-sacrificing attitude, but some might think it callous. In any case, the attitude Shepard presents here is fake; he’s just being too proud to admit to his feelings and emotional vulnerability. We’ll know his real feelings for Tom soon enough.

Shepard is again cold to his staff when he learns a young officer named Dexter is late for duty, though only a little. Commander Richards, the man to be relieved by Dexter, doesn’t mind the lateness, but Shepard does. He punishes the boy by requiring him for duty the next three nights. Richards pleads for Dexter, saying the boy wishes to have some time to spend with his girl, an army nurse, before she’s sent off from Portsmouth to go overseas; but Shepard won’t make an exception.

Shepard’s insistence on this punishment happens during a scene when Davis has discussed with him the loss of the man she loved, a “wonderful man” who was missing in action at Dunkirk the previous year. She has argued how good it is to talk about one’s feelings, while Shepard of course doesn’t think so. He similarly shows no warmth or pity to Dexter’s now being unable to be with his girl.

The reality of imperialism, as a modern extension of capitalism, is that it causes alienation to metastasize. We see this intensified alienation in Shepard, as the Director of Operations for the imperialist British fleet, in his callous attitude toward such young people in love as Dexter. While he shows a modicum of sympathy for Davis (presumably because of her elegant beauty), he still won’t concede any validity to her belief in the goodness of showing feelings.

Another provocation, happening by the end of that same scene, challenges an uncovering of Shepard’s outer mask of stoicism: he learns that Lütjens, who sank his ship, is commanding the Bismarck. Since he’s dealt with Lüjens before, though, Shepard will be able to get good hunches about what his nemesis plans to do.

VIII: Bismarck vs Hood

The Bismarck and Prinz Eugen are spotted sailing in the Denmark Strait, so the Hood and Prince of Wales (the latter of which has civilian workers aboard) will have to confront them the next morning. Captain Leach (Knight, who actually served as a gunnery officer on board the Prince of Wales, where he was seriously injured and blinded during the battle with the Bismarck) tells his men to get a good night’s sleep in preparation for the coming battle.

To get back to the theme of pride before a fall, the Hood is the pride of the British navy. When the men in the War Room know the Hood is about to face the Bismarck and Prinz Eugen, the Assistant Chief of the Naval Staff (played by Geoffrey Keen) proudly says, “Good old Hood; she’ll get them.”

The problem is, of course, that she won’t get them. Instead, the Bismarck first hits the Hood, only slightly damaging her, then after another salvo, the first three shells of which hit the water near the Hood, the fourth hits just below its main mast, penetrating the deck armour, and the Hood‘s deck explodes. Both the British and German sides are shocked at the destruction of this once great ship. What’s left of it is covered in smoke. The destruction of the Hood is thus a parallel of the upcoming destruction of the Bismarck, indicating a parallel of British imperialist pride with that of the Nazis.

IX: Parallels

There are enough parallels, or doublings, of so many aspects of the British and German sides in this film, revealed in a more or less Freudian slip-like fashion (i.e., not consciously expressed as doubles or parallels), as to justify–along with the British imperialist crimes mentioned above–the near moral equivalency of the British and the Nazis.

As noted above, the Hood and Bismarck are parallels, the pride of their respective countries’ navies, and they will both meet their demises. Shepard and Lütjens are doubles. Both are embittered from misfortunes of one kind or another from their pasts. The pride of Shepard and Lütjens will, in one sense or another, fall: the former will have to own up to his emotions, and the latter will face the consequences of his overconfidence.

Recall the difference, however, between the film’s portrayal of Lütjens and the historical man, who far from being overconfident, was actually pessimistic about the Bismarck‘s chances of a successful mission. In the film, Captain Ernst Lindemann (Möhner)–who is a parallel to Shepard’s Davis in being a soft-spoken voice of reason trying to temper the stubborn pride of his superior–is ordered by Lütjens to fire on the Hood; while the Lütjens of history ordered Lindemann not to engage the Hood, with Lindemann attacking despite his superior’s orders. And if the Lütjens of the film takes reckless chances, so does Shepard in his giving the Home Fleet Victorious and Repulse, risking the lives of 20,000 men.

The only reason we in the Anglo-American world consider the British in the film to be bold and daring in their risks, while considering the Nazis to be reckless in theirs, is because we have been culturally conditioned to sympathize with the former imperialists and not with the latter. In reality, neither side should have been sympathized with.

Another parallel, or doubling, in the film is the phone call from Churchill to the Admiralty and the telegram from Hitler to the Bismarck. We all know Hitler was a warmonger, but in Forester’s account (page 77 of this pdf), Hitler calls Churchill a warmonger (which he was, technically).

X: Damaging the Prince of Wales

To get back to the story, though, with the Hood gone, it’s up to the Prince of Wales to fight the Bismarck. The British ship hits the Bismarck on the bow, then the latter hits the former on the bridge, killing all but two men there. Hit several more times, the Prince of Wales has to retreat.

Directly below the flaming wreckage of what once was the bridge is the chart room, where the navigating officer sees blood dripping from the voice pipe onto his chart. This scene is in Forester’s account (page 55 of the pdf), and it is reproduced in the film.

Proud of his victory over the Hood and the Prince of Wales, Lütjens wants to continue sailing in the Atlantic in search of more opportunities of Nazi glory. (His pride is shown in both the book [pdf pages 61-64] and the film.) Damage to the Bismarck, however, has caused an oil leak, and Lindemann wants to return to Germany for refuelling and repairs. Proud Lütjens won’t have it, though, and he’ll have news of his victory sent to Berlin; repairs and refuelling can be done in Nazi-occupied Brest instead.

Sad news of the destruction of the Hood is disseminated throughout the Allied press, including Murrow’s sombre report, contrasting with the proud, jubilant news of the same thing in the Nazi reporting. The film and book–the latter dramatizing the loss through the grieving mother of a seaman named Nobby (pdf page 59)–would have us commiserating with the British, and looking with sober eyes at the Nazi gloating; but since, as I’ve said above, it’s just one criminal empire fighting a criminal would-be empire, the opposition between both sides should be seen as a dialectical sublation, not a Manichaean dualism.

XI: Airplanes

Prinz Eugen breaks away, heading to Brest. Shepard is aware that his son, Tom, is going to be exposed to the danger because Force H, the Ark Royal and its Swordfish planes are being deployed to hunt the Bismarck. Shepard’s efforts to contain his emotions are being tested once again.

After evading the radar of the Suffolk and Norfolk, the Bismarck (located by Catalina flying boats) is to be slowed down by an air strike from the Swordfish torpedo bombers. Another fall of British pride comes when, not only do the airplanes mistakenly attack the Sheffield, thinking she’s the Bismarck, but also the torpedoes used have an unreliable magnetic detonator that tends to cause them to explode just after being dropped in the water (pdf page 107). If my lip-reading is at all reliable, the captain of the Sheffield (played by John Horsley), in annoyance with the friendly fire incident, seems to be saying, “Stupid fucking bastards,” the audio being out for obvious reasons.

Later, the Swordfish return with conventional contact exploders, and one of their torpedoes detonates near the stern, jamming the Bismarck‘s rudder, slowing her down, and making manoeuvring impossible. Undaunted in his stubborn pride, Lütjens tells his men (who in Forester’s book haven’t properly slept in days…no rest for the wicked!) not to lose heart, for U-boats will be coming to help soon (the Luftwaffe will come, too), and of course the Bismarck is, apparently, unsinkable. His pride is about to come crashing down with his ship.

Tom Shepard participates in the earlier airstrikes, and with them comes news of his momentary disappearance. Naturally, the boy’s father is shaken upon hearing the news, desperately trying to contain himself with that mask of stoicism. Shepard has been warming up to Davis, though, little by little; and he follows her advice about talking about his feelings.

XII: Feelings

He tells her his reason for refusing to acknowledge them: the death of his wife has made him believe the disavowal of his feelings will shield him from future hurt. But he forgot about his strong love for his son. Another strong feeling of his, pride, has been thwarted in his forced confrontation with that love.

When he finally learns that his son is alive and well from a phone call, he freezes and cannot answer. He is suspended between the stoic front he always puts on and the awesome wave of relief that has washed all over him. He steps out back to shed a few embarrassing tears, and Davis has noticed; but she’s too elegant a lady to let him know she’s seen him in such a vulnerable state. The film’s sympathy to Britain softens this fall of pride.

XIII: Sinking the Bismarck

The most brutal fall of pride, of course, is reserved for the men of the Bismarck, since it is the filmmaker’s (and Forester’s) intent to maximize the contrast between the UK and the Nazis, and therefore their respective falls of pride. Lütjens has received a telegram from Hitler saying that all of Germany is waiting to welcome him as their great hero. They, of course, will never receive him, since he will die, ironically, with the telegram on him.

The destruction and sinking of the Bismarck (finished off by Dorsetshire) is shown in all its brutality, with salvo after salvo hitting her and penetrating that thick armour, a man from King Charles V saying, “Shoot!” over and over again. We see Germans trying to rescue their wounded on a stretcher, then a shell hits the ship, throwing the men and making them drop the wounded. Men down below race in the rising, flooding water, trying to escape a drowning. Men open a top hatch only to find flames preventing their escape.

Now, Admiral Tovey is gracious enough to have the Dorsetshire rescue the German survivors, but one controversial historical detail left out of the film is how this ship quickly left after rescuing only 110 Germans, because a U-boat was suspected to have been in the area. The film must do all in its power to portray the British as well as possible, while doing a caricature of Nazi evil.

XIV: Shepard and Davis

The potential for a romance between widowed Shepard and Davis has been kindled in her preference to work for him over a job offer in the US. He asks her out to dinner, thinking it’s evening, when in fact it’s the morning, so they leave the Admiralty to have breakfast together instead. This minimizing of any romantic chemistry between them seems another example of stereotypical British stoicism, the affectation of virtuous self-control.

Shepard and Davis walk away in that same shot that introduced him, with the lion statue on the left and the flock of birds flying off to make way again for the hero who now gets the girl. It’s pride in would-be British superiority on display once again, in contrast to the Nazi pride that the imperialist British navy felt they had a right to judge.

XV: Conclusion

My point is that while Nazi Germany’s racism, brutality, and imperialism were blatant and obvious, the British version of these vices has been obscured in a cloak of ‘civilization.’ The conventional capitalism of the UK, the US, Canada, Australia, New Zealand, etc. is perceived by many as innocuous (thanks in large part to the propaganda of films like Sink the Bismarck!, which aim to glorify these countries), while only the authoritarianism of fascism is seen as cruel and barbaric.

Mainstream Western capitalism is, however, on a continuum with fascism, the latter not emerging until the hegemony of the former is threatened by socialism, the true opposite of both ideologies. The bourgeois liberal would have you believe that not only is his ideology opposed to Naziism, but that…an obscene comparison!…fascism and communism are somehow sister ideologies. The fighting between the British and Nazi navies in this film is supposed to represent the opposition between mainstream capitalism and fascism, when really the fighting only represents a competition between the imperialism of two countries. After all, competition is part of the core of capitalism, so inter-imperialist conflict is to be expected.

As for the absurd comparison of fascism and communism, a study of the far more significant fighting of WWII–that on the Eastern front, between the Nazis and Soviets, a bitter struggle that dwarfs that of the Western front–should clear up any confusion about where those two ideologies truly stand in relation to each other.

And as for the actual comparability of bourgeois liberal ‘democracy’ and fascism, consider a few quotes from the ever-maligned Stalin: “Social democracy is objectively the moderate wing of fascism.” (And social democracy is the most leftward-leaning of bourgeois liberalism; consider, therefore, how much closer to fascism the ‘centrism’ of the Clintons, Blair, Obama, Biden, and Macron are!)

To clarify the meaning of the above Stalin quote, consider this other one of his: “What would happen if capital succeeded in smashing the Republic of Soviets? There would set in an era of the blackest reaction in all the capitalist and colonial countries, the working class and the oppressed peoples would be seized by the throat, the positions of international communism would be lost.” The depredations of thirty years of post-Soviet neoliberalism have proven Stalin to have been prescient.

In sum, England’s defeat of the Nazi threat to her shipping routes was heroic and salvific only to her, not to the preservation of ‘democracy.’ It’s only natural that, when two empires collide, they fight. The British saw themselves as trying to better the lives of their own people; so did the Nazis with respect to Germany. None of this, however, is to the betterment of humanity in a global sense.

Indeed, the oppressed peoples outside of the Anglo-American world see the political situation quite differently. One doesn’t fight empire with empire (consider Operation Paperclip and the tensions that led to the building of the Berlin Wall to see how ex-Nazis continued to collude with the capitalist West); one fights–and defeats–it with anti-imperialism.

Analysis of ‘Misery’

Misery is a 1987 psychological horror novel written by Stephen King. It was adapted into a movie in 1990, directed by Rob Reiner and starring James Caan and Kathy Bates, with Lauren Bacall and Richard Farnsworth. Bates won a Best Actress Oscar for her performance as Annie Wilkes. A theatrical production in 2015 starred Bruce Willis and Laurie Metcalf.

Misery grew out of King’s wish to break free of the horror fiction genre (i.e., his 1984 fantasy novel, The Eyes of the Dragon), yet many of his fans wanted him to stick to horror. He was also struggling with alcohol and drugs at the time, of which the fictional drug, Novril, is a symbol. Since Novril can be seen as a pun on novel, and King once said, “Annie was my drug problem,” we can see how Novril symbolizes both his addictions and his troubled relationship with his fans.

Links to quotes from the novel and the film can be found here.

So, the struggle that Paul Sheldon (Caan) goes through with Annie is the same struggle any artist goes through in wanting to grow and be free to express him- or herself without restrictions…yet the Annies of the world keep imposing those restrictions. Give the fans what they want. We have to please the fans. Make art to make money. Produce a commodity that will sell…or die.

Sheldon no longer wants to write his hit romance novel series, the Misery books, about the female protagonist, Misery Chastain. He’s never meant those books to be his whole life. He wants to write something new, in a bid for artistic respectability. So he has killed off Chastain in what’s meant to be the final book of the romance series, Misery’s Child; and he has just finished writing a totally new and different novel, Fast Cars (the new book is untitled in the movie).

The film begins with him having just finished typing the manuscript and smoking a cigarette; then he drives out of his Colorado hotel during the opening credits in the soon-to-be snowstorm (while we hear “Shotgun,” by Jr. Walker and the All-Stars…in the novel, he listens to a cassette of Bo Diddley–page 21) and gets into the accident that breaks his legs.

The novel, however, begins when the accident has already happened, and his legs are in agonizing pain. The pain comes and goes in cycles (page 4), which are compared to those of the rising and falling tide.

Sheldon remembers a childhood experience of being with his parents on Revere Beach. The boy saw a broken-off piling jutting up from the sand; to him, it looked like a monster’s fang. He found the sight disturbing, but as the tide came in and covered up more and more of the piling, he felt better. Once the entire piling was submerged in water, he was at peace.

But then, the tide started going out, and he could see more and more of the piling again.

Now, his broken legs feel like two broken pilings (page 7), and Annie’s pain-killing drug, Novril, is the tide that will submerge those pilings (page 10)…until it wears off, and the pilings reappear from under the water. She controls the tide, so she is the Moon-goddess, “the lunar presence” (page 10).

He finds her body solid, all too solid (page 9), like a pagan idol (pages 9 and 10). How apt for a moon-goddess. It’s important to see Annie as symbolic of a goddess, especially the Moon-goddess. For, just as the goddess that Robert Graves wrote about inspired his poetry (as Graves said, “My thesis is that the language of poetic myth anciently current in the Mediterranean and Northern Europe was a magical language bound up with popular religious ceremonies in honour of the Moon-goddess, or Muse…and that this remains the language of true poetry” pages 9-10), Annie, in her own perverse way, will inspire Sheldon to write.

Of course, her inspiration is a bad one, right from when she finds him injured in his car. Recall that inspire is derived from the Latin inspīrāre, “to breathe upon or into.” Recall how Annie breathes her halitosis into Sheldon’s mouth, which he experiences as a kind of rape. (pages 5, 6, and 7)

He is “raped back into life” (page 7), which perfectly expresses the dual nature of his relationship with her: she saves his life, yet she abuses him as well. She takes care of him, yet she tortures him. Like that lunar-influenced tide that goes up and down, she both relieves and causes his suffering.

This duality is inherent to Annie’s personality: she presents a False Self of wholesome, Christian goodness to the world, but underneath, her True Self is narcissistic, sociopathic, and emotionally dysregulated. We typically hear her use ridiculously childish euphemisms (“cock-a-doodie,” etc.), but occasionally, actual swear-words come out of her mouth, too. It has been suspected that she has bipolar disorder, her manic ups and depressive downs being symbolized by the crests and troughs of her lunar influence on the tide.

Just as Annie presents a false version of herself to the world, so does she love reading fiction that presents a false, fantasy version of the world: romance novels, Sheldon’s in particular, of course. And when he presents her with his down-to-earth, realistic view of the world in Fast Cars (or the untitled manuscript of the movie), with the coarse language of slum kids, she hates it. She hates the reality, the truth, that his new book expresses.

And this lunatic woman controls whether he feels pain or comfort. “She kept the capsules. The capsules in her hand were the tide. She was the moon, and she had brought the tide which would cover the pilings.” (page 24) Recall that the rising tide that covers up the pilings doesn’t make then non-existent–it just makes them invisible. Just as her escape from reality in reading his books doesn’t erase her pain, the dope she gives him doesn’t heal his legs–it just make their fragmentation seem unnoticeable. His novels make her forget her pain; her Novril makes him forget his.

Just as she’s breathed life into Sheldon…as God did to Adam, and he “became a living soul” (Genesis 2:7)…so does Sheldon “breathe life into her [Misery Chastain, with whom Annie identifies and sympathizes].” (page 26) Annie, the Moon-goddess, inspires him, and he inspires her with his Misery books.

Annie and Sheldon are the two characters who, in her lonely house in snowy Colorado, make up the great majority of the story. All the other characters are mere details who only briefly have their appearances. The whole novel is about the dyadic, one-on-one relationship between Annie and Sheldon.

This is a relationship cut off from the rest of society, what Lacan would have called the Imaginary. Annie and Sheldon look at each other’s faces as if looking into a metaphorical mirror. Being Sheldon’s “number one fan,” Annie idealizes him as this brilliant, god-like author (recall how he can “breathe life into [Misery]”). She is the Moon-goddess to him, and he is her god. The idealizing is mirror-like in its mutuality.

We must be careful to qualify this mutual idealizing, though. She idealizes him, but he, of course, far from willingly idealizes her, for this Moon-goddess, as we know, is an evil one. He is merely dependent on her, as a baby is on his mother. His ‘religious devotion’ to her is based on fear and need, not love. She’s his ideal only in the sense that she relieves his pain, and is the only one who will do it.

This idealization must be understood in a dialectical sense, for the shadow of hate always accompanies the light of love. Just as a baby loves what Melanie Klein called the good mother and the good breast for nourishing him, and he hates the bad mother and bad breast for failing to nourish him and for frustrating his desires, so is Sheldon split in his feelings about Annie when she feeds and cares for him, and when she neglects and abuses him.

She experiences similar splitting in her attitude towards him when he succeeds at living up to her expectations as his ideal, or fails to do so. This splitting, or black-and-white thinking, is a common trait in people with borderline personality disorder, a comorbidity presumed to be part of Annie’s personality.

Splitting is also a manifestation of the duality theme in this novel: when the tide is up, and the pilings are submerged thanks to the Novril, Annie is the good mother; when the tide is down, and Sheldon is in agonizing, piling pain because she neglects to give him his dope, she’s the bad mother. The same ups and downs can be seen whenever he pleases or displeases her. Dialectical opposites.

A number of references are made to Annie as a kind of mother figure to Sheldon, all in the split, love/hate attitude, “with that same mixture of sternness and maternal love” (page 31) we expect to see in her.

In chapter 17 of Part I, when she’s about to make him burn the Fast Cars manuscript, he calls her “the devil,” that is, she’s the bad mother. Annie retorts with “Oh yes! Yes! That’s what a child thinks when mommy comes into the kitchen and sees him playing with the cleaning fluid from under the sink. He doesn’t say it that way, of course, because he doesn’t have your education. He just says, ‘Mommy, you’re mean!'” (page 57)

Earlier, when she has finished reading Misery’s Child and realizes Sheldon has killed off her beloved heroine, she goes through a similar flip-flop of splitting by saying, “I thought you were good, but you are not good. You are just a lying old dirty birdie.” (page 46) In the film, her temper tantrum over his killing off of Misery is fittingly preceded by a shot of the full moon just outside her house.

Just as she is the Moon-goddess for him, sometimes good (feeding him, nursing him back to health, giving him Novril), and sometimes bad (obviously), so is he “God” for her, sometimes good (in his Creation of the world of Misery that she loves), and sometimes bad (in killing off Chastain). As she says to him, “God takes us when He thinks it’s time and a writer is God to the people in a story, he made them up just like God made us up and no one can get hold of God to make him explain, all right, okay, but as far as Misery goes I’ll tell you one thing you dirty bird, I’ll tell you that God just happens to have a couple of broken legs and God just happens to be in MY house eating MY food…” (page 46).

In this world, the pagan Moon-goddess is more powerful than God, for Sheldon, in his helpless convalescence, needs her as a baby needs his mother. And nobody knows this better than Sheldon himself, to his “Misery Chastain[-like]…chagrin” (page 73, my emphasis). He may be “Paul Sheldon, the literary Zeus from whose brow sprang Misery Chastain,” but Annie is the Moon-goddess on whom he depends, she whose self-control and kindness waxes and wanes.

This lunar…and lunatic…waxing and waning of goodness in Annie is typical of the cyclical nature of the abusive relationship. The provocations and tension rise between the abuser and the victim until an explosion occurs, then a fake apology is given, then there’s a ‘honeymoon‘ (interesting word-choice) of brief kindness to the victim, then the abuse begins again, creeping in insidiously with small, growing provocations. The effect this cyclical abuse has on the victim is to establish traumatic bonding: one hates and fears the abuser, but one cannot live without him or her.

Another crucial aspect of this emotional abuse is Annie’s use of projection and gaslighting, the former symbolized early on in the novel through her breathing in Sheldon’s mouth to resuscitate him. Her bad breath going into his mouth feels like a kind of oral rape, as described above: in this act, she is symbolically projecting her badness into him.

As for the gaslighting, since this exhaled projection has been accomplished, she can easily blame the victim for her temper tantrums over the profanity in Fast Cars (“Look what you made me do!” page 29, when her agitated outburst makes her spill a bowl of beef soup on Sheldon’s bedspread, then throw the bowl into the corner of the room, breaking it and splashing soup on the wall.)

She continues to blame him for the mess she’s made in the following chapter on page 30. She tortures him by not giving him his medication until she’s finished cleaning up the mess. It’s safe to assume she’s calmed down by now, but her sadism is at its height, given the agonizing pain he’s in. “The tide went out. The pilings were back.” (page 30) “He began to cry soundlessly. The tide had never gone out so far” (page 31).

And when she finally gives him his three capsules of Novril, she makes him drink them down with the dirty water from the bucket she’s used to clean up the mess: “…he saw her lifting the yellow plastic floor-bucket toward him. It filled his field of vision like a falling moon.” (page 32)

After promising never to make her mad again (“Anger the moon which brought the tide? What an idea! What a bad idea!” –page 33), she kisses him on the cheek and tells him she loves him. Nasty waxes back into ‘nice.’

While Annie is associated with the moon, she also represents all of his fans, who want him to keep churning out Misery novels. Recall that fan is short for fanatic, an overzealous religious extremist, for example. Annie, who is worshipped as a lunar deity, is also a lunatic worshipper of Sheldon’s deity. That she’s his “number one fan” just makes her all the more fanatical…just like those other women readers of Sheldon’s work, each of whom also claims to be his number one fan (page 36), protesting whenever he takes a break from Misery to write something else.

Here we come against the tension between the wish for artistic freedom vs. the unending demand to satisfy the customer to make more money. This problem is fuelled by the profit motive. The author writes not to fulfill his or her urge to be artistically expressive, but merely to make money to survive.

That Annie bullies him into resurrecting Misery Chastain with the writing of Misery’s Return is symbolic of this capitalist coercion. Sheldon is Scheherazade, desperately fighting to keep himself alive by telling stories. The capitalist commodification of labour forces all workers to sell their labour, to sell themselves, rather like prostitutes, to have money to stay alive. There’s no voluntary choice being made, in spite of the nonsense we hear from right-wing libertarians and ‘anarcho’-capitalists: we workers provide a commodity or service, or we get thrown out in the street, starve, and die.

So we see this two-way, mutual idolizing going on. Annie worships the god in Sheldon as his number one fan, and he worships her lunar, tide-controlling deity to relieve his suffering. But she, as a pagan goddess, requires sacrifices from her devotees; and the sacrifice he’ll have to make is his manuscript of Fast Cars. (pages 54-55) “So he burned his book” (page 60).

This is the first part of her stifling of his artistic freedom; the second part, of course, is reviving Misery. He has to go back to churning out product like an assembly-line worker.

She gives him a Royal electric typewriter (page 76). Just looking at the thing is giving him bad feelings. “The Royal grinned at him, promising trouble.” (page 78) The banked semicircle of keys seem like teeth in an eerie grin. What’s more, he notices “a missing n.” (page 77) The missing n, in the context of the typewriter keys’ smile, looks like a grin with a missing tooth.

The “missing tooth” might remind us of that of Trelkovsky in The Tenant, which I interpreted in my analysis of that film as symbolic of castration, a symbol in itself of any bodily mutilation, or of any lack, which gives rise to desire. Sheldon has experienced the lack of his burned manuscript, and the missing n, one of the most commonly used letters, is symbolic of his lack of freedom to write as he wishes, a restriction of his artistic expression. Annie’s abuse is symbolically a castration of him.

This symbolic castration is carried further when she hobbles him as ‘punishment’ for secretly leaving his room. Recall that in the film, she uses that huge sledgehammer to break his feet at the ankles; but in the novel, she hacks off his left foot with an axe (page 279), and cuts off his thumb with an electric knife.

That the loss of the typewriter’s “teeth” (in the novel, not just the n of the film, but also the e [page 292] and the t [page 285]) and the hacking off of his foot and thumb are symbolic of castration is not just some indulgence on my part. King himself makes such associations in the narrative by juxtaposing them all.

“Sitting here in front of this typewriter with its increasingly bad teeth…he supposed he had been his own Scheherazade, just as he was his own dream-woman when he grabbed hold of himself and jacked off to the feverish beat of his fantasies. He didn’t need a psychiatrist to point out that writing had its autoerotic side–you just beat a typewriter instead of your meat” (pages 302-303).

A little later, Sheldon muses about “…the loss of his thumb. It was horrible, but…think how much worse it could have been.” (page 303)

“It could have been his penis, for instance…he began to laugh wildly…in front of the hateful Royal with its gaptoothed grin. He laughed until his gut and stump both ached.” (page 304)

The hobbling is related to restrictions on his artistic freedom (symbolized by the freedom to move around–to think of ideas to write, Sheldon used to take walks!…pages 153, 154, 155), capitalist restrictions on freedom (i.e, wage slavery). Recall when Annie mentions how the British at the Kimberly diamond mines hobbled native workers (which is historically apocryphal) so they’d continue working without being able to steal diamonds or run away. (pages 276-277)

She restricts his freedom to write anything other than her philistine Misery books, yet she so fails to see the production of such books as a business that she imagines “the talent God gave [him]” to write such books as the opposite of a business (page 94). It’s offensive to her to think of his writing as a business.

One interesting aspect of the story, developed far more in the novel–of course–than in the movie, is how we see the writing process in operation. Sections of the novel give us scenes from Misery’s Return presented with a type font different from that of the Sheldon/Annie narrative, with the missing ns (and later, the missing ts and es) filled in. All of these letters are among the most commonly used, so again, their lack–with the need to write them in–symbolizes Sheldon’s decreasing ability to express himself freely.

Things degenerate to the point where, his writing hand swollen and painful (page 380), some of the final pages of Misery’s Return must be hastily hand-written (pages 363-364) to finish it before the increasingly inquisitive police catch up with what Annie has been doing and arrest her (She’s planned a murder/suicide for herself and Sheldon to escape the shame of the arrest).

The ironic thing about her coercing of him to write a novel he doesn’t want to write is that he eventually comes to regard this new novel as his best work…at least, of the Misery novels (page 253). Her pushing him to rewrite how it is that Misery Chastain survives the death she’s supposed to have suffered in Misery’s Child, to make it more believable, is a case in point. In this sense, Annie is being Robert Graves’s Moon-goddess after all, inspiring Sheldon to write better.

All of this good inspiration must be qualified, however. Perhaps Misery’s Return is Sheldon’s best writing yet…from a technical standpoint. It’s ‘the best’ in the sense that it is a hugely entertaining story that will delight his fans (after all, unlike in the film, in which he burns the manuscript to spite Annie, in the novel, he hides it, burning only a decoy of it, and takes it out of her house to publish it later).

Still, as commercially successful as Misery’s Return will undoubtedly be, it’s still the same philistine schlock that he finds so artistically unsatisfying. Sheldon’s regarding it as his best work is, I suspect, more of Annie’s gaslighting, traumatizing influence on him.

Now, Sheldon has his book, and Annie has hers–her scrapbook, in which she keeps newspaper clippings of all the events in her life that she deems significant. Apart from such mundane things as the announcement of her birth, her graduation from nursing school, and her being made the new head maternity ward nurse in a hospital, a disturbing theme runs throughout these clippings: death.

“FIVE DIE IN APARTMENT HOUSE FIRE” (page 229); “two copies of [Annie’s] father’s obituary” (page 231); USC STUDENT DIES IN FREAK FALL” (page 231); and so many others like these. Sheldon, as he’s flipping through the scrapbook and surmising that she has killed all these people, muses: “This is Annie’s Book of the Dead, isn’t it?” (page 235)

Just as Annie’s maternalism is a cover for her sadism, the white of the moon and its dark side, her “maternal love and tenderness” and “the total solid blackness underlying it” (page 194), so is her nursing career a cover for the serial killer she really is, her true and false selves. As with her Christian posturing, her work as a nurse is just reaction formation, a professed concern for preserving life masking a contempt for it. “Keeping up appearances is very, very important.” (page 117)

Annie, like Dr. Herbert West in Re-Animator, pretends to care about preserving and reviving life, but is really an example of what Erich Fromm called the necrophilous character, one excessively preoccupied with death. “Necrophilia in the characterological sense can be described as the passionate attraction to all that is dead, decayed, putrid, sickly; it is the passion to transform that which is alive into something unalive; to destroy for the sake of destruction; the exclusive interest in all that is purely mechanical. It is the passion to tear apart living structures. (Fromm, page 369, his emphasis)

Now Sheldon knows he’s Scheherazade, telling his Misery story to stay alive. He hates having to continue with this philistine fiction because, like Annie, he has his own narcissistic tendencies. He wants to write serious literature and be admired by the critics (pages 357-358); being a bestselling author of popular fiction–something most struggling writers (myself included) would dream of being–simply isn’t good enough for him. Both he and Annie, when looking at each other’s faces, are looking into narcissistic mirrors.

Yet he’s as addicted to writing the novel as he’s addicted to taking the Novril; writing is as much a pain-relieving, therapeutic activity as taking the pain-killing dope is.

Unlike in the film, in which the local sheriff, Buster (Farnsworth)–prompted by Sheldon’s agent, Marcia Sindell (Bacall), who in the novel is barely mentioned, except to be named Bryce (page 37)–is seen early on investigating Sheldon’s disappearance, it isn’t until late in the novel that police appear (page 316), disturbing Annie’s dyadic, one-on-one, mother/son-like relationship with Sheldon.

In his state of traumatic bonding and learned helplessness, Sheldon at first can’t scream to the cop for help (pages 320-321). When he finally does yell (pages 322-323), Annie kills the cop, then projects her guilt onto Sheldon (page 332): “You killed him. If you had kept your mouth shut, I would have sent him on his way.”

Narcissists typically defend their fragile egos from criticism by projecting and repressing the shameful parts of themselves. Annie knows the police will be back, so she hides Sheldon in her basement (page 337), a terrifying, dark place where the rats are. “Spiders down there, he thought. Mice down there. Rats down there.” (page 336) The basement represents her unconscious, where all of her ugliest, most repressed thoughts lie. “He had never been as close to her as he was then, as she carried him piggy-back down the steep stairs.” (page 337) He finds himself left in the dark realm of her madness. The police, who represent her superego, must never find him in that ugly place.

Her gaslighting of him is working. Sheldon may try to fight it off as best he can, but her projected guilt does get into him. “Did he believe that [he was responsible for the cop’s murder]? No, of course not. But there was still that strong, hurtful moment of guilt–like a quick stab-wound…The guilt stabbed quickly again and was gone.” (page 367)

Two more cops arrive, also representative of Annie’s superego. Sheldon, not knowing their names yet, calls them David and Goliath because of their relative sizes (page 366). Sheldon is out of the basement now, back in his room, so he can see the cops out from his window. He dares not yell; her control of him is absolute. His room is symbolically the preconscious, meaning he’s able to bring the truth to consciousness, to the public, but he won’t, because he’s being suppressed by her.

All these visitors, be they the cops, the taxman (“not a cop but someone IN AUTHORITY”–page 185), or “those brats” (page 376–the TV news, actually), represent the Other of society who are invading Annie’s dyadic, one-on-one world with Sheldon. All three of these groups of people are authorities of one kind or another–the news media are understood to be an ‘authority,’ of sorts, on what is happening in the world.

Such authorities are symbolically associated with Lacan’s notion of the nom, or Non! du père, the father who, as a third party, forcibly ends the dyadic mother/son relationship (the other) and brings his son out of the Oedipus complex and into the larger society (the Other). But in the mother/son role-play we see in Annie and Sheldon, it is she–not he–who doesn’t want to be pulled out of the dyadic relationship.

So instead of Sheldon having a transference of Oedipal feelings for Annie (he loathes and dreads her too much for that, of course), she, in her ‘love’ for him, is having a transference of the Jocasta complex. She won’t let go of her narcissistic monopoly on his life, the way a child who Oedipally desires one of his or her parents doesn’t want to give up hogging that parent all to him- or herself.

Annie is certainly childish enough in her narcissistic hogging of Sheldon, and in her temper tantrums and violence when she complains about the taxman, brutally kills the cop (projecting her guilt onto Sheldon), and projects her childishness onto “those [TV news] brats.” In her petulance, Annie is the Bourka Bee-Goddess, with her needle syringe stinger (pages 256-257).

This bad-tempered Bourka Bee-Goddess, with her sting, reminds us of wasp-like Katherina, who warns Petruchio to beware her sting. Of course, the only way Sheldon can tame his shrew is by killing her.

The trauma she has put him through, though, means he’s stuck with the memory of her in his head. He hasn’t been traumatized once, but many times, and in a predicament from which he’s felt he can’t escape. This is the essence of complex post-traumatic stress disorder.

After he’s been rescued by “David and Goliath,” and has been brought back into society–with a prosthetic foot (page 411)–Sheldon still can’t get Annie out of his head. At the end of the film, in a restaurant with Sindell, he has a brief hallucination that the approaching waitress is Annie. In the book, he imagines her leaping up from behind his sofa in his apartment. (pages 414-415)

This reliving of his trauma, an inability to differentiate between fantasy and reality, and the inability to put his trauma into words, is the essence of what Lacan called the Real. Because of this intense pain, Sheldon feels he can no longer write.

Eventually, though, he does get his writing Muse back. We see the beginnings of a new story typed in that different font (pages 419-420), but with no letters missing, because this is Sheldon writing for Sheldon, not Scheherazade writing for Annie.

He can express himself through language again, so he has escaped both the terror of the Real and the narcissism of the Imaginary, and reentered the expressive, healthy social world of the Symbolic.

His misery is over.

Stephen King, Misery, New York, Pocket Books, 1987

Analysis of ‘Pierrot Lunaire’

I: Introduction

Pierrot lunaire (“Moonstruck Pierrot“), or Dreimal sieben Gedichte aus Albert Girauds “Pierrot lunaire” (“Three times Seven Poems from Albert Giraud‘s ‘Pierrot lunaire‘”), is a 1912 composition by Arnold Schoenberg for “reciter” (actually, a soprano using Sprechstimme) and small instrumental ensemble (flute/piccolo, clarinet in A/clarinet and bass clarinet in B-flat, violin/viola, cello, and piano–the groupings of these vary from one poetic setting to another, and even within individual settings). The text is Otto Erich Hartleben‘s very liberal German translation of twenty-one poems from the cycle of French poems by the Belgian Symbolist Albert Giraud.

Schoenberg was composing in a freely atonal style at this point in his musical career, having come to the conclusion that the traditional major/minor system had been more or less exhausted. He hadn’t yet devised his 12-note system, so he was faced with the challenge of giving his “emancipation of the dissonance” a coherent melodic and harmonic structure.

Luckily for him, building music around “three times seven poems,” each of which consist of three verses of four, four, and five lines (the first two lines being repeated in the last two lines of the second verse, and the first line being repeated at the end of the final verse), meant composing a short structure for each. Added to this, he used traditional musical forms for them, such as canon, fugue, passacaglia, rondo, theme and variations, and free counterpoint.

Though the dissonance of the music and blasphemy of some of the poems surely caused at least some controversy during its early performances, Pierrot lunaire is now considered one of the most important compositions of the 20th century.

Here are links to two recordings of it, one with the score, and a live performance with English subtitles. Here is a link to the text, in German, French, and English…though I–not very happy with the English translation, will mostly use one from the notes to a Deutsche Grammophon recording.

I will be analyzing Schoenberg’s selection of poems as a totality in themselves, not in the context of Giraud’s fifty poems; and I’ll hardly be dealing with these characters in their commedia dell’arte context, either. The composer’s three-times-seven, deliberately numerological selection seems to tell a narrative of its own that I want to focus on.

II: Part One

Moondrunk

The piece begins with a dreamy motif played on the piano and violin pizzicatos in three bars of 2/4 time; the music of this first poem will, for the most part, alternate between 2/4 and 3/4 time. The expressionism of the Sprechstimme adds to this dreaminess since, being halfway between singing and speaking, the soprano’s voice won’t sustain any pitches, but will rather let her voice rise up or drop down in glissandi to give off the effect of high-pitched speaking.

The wine that, with the eyes, one drinks must be white wine, for this liquor is the very moonlight. Pierrot, drunk on the moon he gazes at with “desires terrible and sweet,” is identified with the poet who, “in an ecstasy,” is inspired by her (the cello enters at Dichter). By extension, the tragicomic buffoon Pierrot can be seen as an everyman we all can sympathize with.

Colombine

The music begins in 3/4 time with a high G-sharp dotted half-note sustained on the violin for the first bar, then going down to an E-sharp dotted quarter note, accompanied by piano notes first played cantabile, then staccato, then legato.

In the commedia dell’arte, Columbina is Pierrot’s often unfaithful wife who betrays her foolish cuckold with Harlequin. A columbine is also a flower, rather like “the pallid buds of moonlight/those pale and wondrous roses.” In this we have a three-way identification of Columbina with the flower and with the moon, establishing how Pierrot, the poet, is not only inspired by the moon, but is also in love with her.

His longing would be fulfilled if only he could besprinkle on Columbina’s dark brown hair, “the moonlight’s pallid blossoms.” The besprinkling onto her hair symbolizes the transference of the moon’s divinity onto his wayward wife.

The piano stops for the moment at the words, “Gestillt wär all mein Sehnen” (“all my longings would be satisfied”), leaving the recitation to be accompanied only by the plaintive violin. Flute and clarinet begin playing staccato notes (with a return of the piano, also with staccato notes) at “leis entblättern” (“quietly besprinkle”), musically describing the sprinkling most vividly.

The Dandy

Pierrot is “the taciturn dandy of Bergamo,” who takes “a phantasmagorical light ray” and “bedaubs all his face” with it. This taking-on of the moonlight is his introjection of the moon, an attempt to make her, whom he so loves, one with him. He rejects “the red and the green of the east,” for the white of the moon is his true colour.

I find it safe to assume that, during these first several verses, Pierrot has been contemplating a full moon. This isn’t just Pierrot lunaire, but also Pierrot the lunatic. He is going mad with love–hence the wildly dissonant, expressionistic music of this melodrama. We hear this right from the beginning, with the quick sixteenth notes in the clarinet and piccolo, and in the staccato piano backing.

Laundress Moon

Next, the moon is compared to a laundry maid, her moonlight being “nightly silk garments,” her “snow-white silvery forearms/stretching downward to the flood.” I would say that comparing the moon to a laundress suggests the qualities of a dutiful mother; recall that these poems were written back in the late 19th century, when sex roles were still rigidly defined. I’ll develop the mother theme later.

The music opens with flute, clarinet, violin, and piano, all playing a soft, slow, and languid theme, suggesting the dull drudgery of the work of the laundress.

Valse de Chopin

Though this music, played on the flute, clarinet (later bass clarinet, in the third verse), and piano, is in 3/4 time, it doesn’t sound all that waltz-like (much less anything like Chopin). Indeed, Schoenberg deliberately avoided traditionalist musical clichés or repetitions, and this seems to be the real reason most listeners find his music difficult to appreciate–not so much the harsh dissonance, but the lack of a sense of musical beginning, development, and ending; which isn’t to say his music lacks these structural elements, but that they aren’t presented in the old, familiar, and reassuring ways.

The theme of sickliness is introduced in this poem, “as a lingering drop of blood/stains the lips of a consumptive,/so this music is pervaded by a morbid deathly charm.”

I sense that the moon is waning.

Madonna

The music begins sadly with flute, bass clarinet, and cello pizzicatos. It’s in common time. The piano and violin come in, with harsh chords, only at the end, as the reciter says the final iteration of the words discussed in the following paragraph.

Madone des Hystéries!” translated into German as “Mutter aller Schmerzen” (“Mother of all Sorrows“) introduces Mary as the mater dolorosa, sorrowfully contemplating the crucifixion and death of Jesus. She is to “rise…from the altar of [the poet’s] verses.” She has the wounds described here, though, not her Son’s, blood from her “lean bosom/where the sword of frenzy pierced it.”

Her “ever gaping gashes/are like eyelids, red and open.” Her eyes bleed the pain of seeing her “Son’s holy body.” The poem immediately after this one, “The Ailing Moon,” suggests a connection with this one. Mary as the Queen of Heaven suggests a connection with the Moon Goddess through an association with the pagan Queen of Heaven. Though the ancient pagan Queens of Heaven weren’t generally lunar deities (though this research suggests it could occasionally have been otherwise), the connections between Catholic and pagan, lunar Queens of Heaven are sufficient in a symbolic sense at least.

The fact that there’s an “altar of [the poet’s] verses,” and later, in poem 14, “The Crosses,” we learn that “holy crosses are the verses,” we come to realize that the poet, already identifying with Pierrot, is also identifying with Christ, the Son of the “Mother of all Sorrows,” whom we’ve also identified with the pagan Moon Goddess. Here we find the blasphemous content of these poems.

If the poet/Pierrot/Son of God is in love with the Moon Goddess/Colombina/Mother of all Sorrows, then we have an Oedipal relationship between the two. Colombina is Pierrot’s objet petit a, the unattainable object-cause of desire, rooted in one’s relationship with one’s mother, but later transferred and manifested in relationships with other females, those idealized as religious figures, just as one’s mother was once idealized, in childhood.

The idealizing of one’s parents, along with the notion of the grandiose self, are the two poles of what Heinz Kohut called the bipolar self, the basis for regulating one’s narcissistic tendencies. The poet/Pierrot, by blasphemously identifying with Jesus, is displaying an inflated grandiosity, while narcissistically linking with the most idealized of parents, Mary. If this bipolar configuration breaks down, the poet/Pierrot will be in danger of psychological fragmentation.

…and recall–the moon is waning…

The Ailing Moon

The music begins with a sad flute melody, in 6/4 time, accompanying the reciter. There is no other instrumental accompaniment for this poem’s musical setting. It ends with a ritardando evocative of dying.

As I’ve already said, the moon is “ailing” and “death-awaiting” because she is waning. Pierrot, as her son/lover, is suffering in his own way because she is leaving him, abandoning him. Just as the mater dolorosa suffered to see her Son suffer, Pierrot suffers to see his Mother ailing. The two are symbiotic in their mutual empathy.

She is a mirror reflection of him; she reflects his narcissism. She is white, and Pierrot is white. She’s dying “with unrequited love,” a reflection if his own unrequited love…and a projection of it. He is a lover, “stirred by sharp desire” who “exults in [her] bright play of light,” but she is waning, so the bipolar configuration I described above is breaking down, and Pierrot is coming into a state of mental instability.

And with this breakdown ends Part One.

III: Part Two

Night

The light of the moon is gone.

All is black.

Pierrot has lost his beloved moon, and he’s descending into a state of madness. He, as the poet, is comparing the blackness of night to black moths killing the bright rays of the sun. These moths are “great hordes of monsters” coming down to earth.

The music is in the form of a passacaglia, opening and ending with a dark, brooding motif in the bass, beginning with three notes wth the melodic contour of a rising minor third, then a descending major third, played on the piano (very low register), then accompanied on the cello and bass clarinet in the form of a canon; after these three notes, there is a trail of seven mostly descending chromatic notes (the last being an ascending major 6th). This motif is heard in a number of variations throughout the poetic setting.

As the reciter speaks/sings of “Erinnerung mordend!” (“destroying memory,” that is, causing the fragmentation of the foundation of Pierrot’s sense of mental stability), we hear sul ponticello (am Steg in German) in the cello, a creepy sound that adds to the horror of Pierrot losing his mind.

Those monsters come down “on the hearts and souls of mankind,” a projection of Pierrot’s inner turmoil onto the rest of us; because madness is an intolerable agitation that must be expelled.

Prayer

With the blackness of the new moon opening Part Two, the poet/Pierrot has lost his idealized parental imago, and therefore he must rely on himself for narcissistic mirroring, the grandiose self. He doesn’t have her for a mirror anymore, so the poet must rely on the idealized version of himself, Pierrot, for that mirror.

This idealization of Pierrot, who as I mentioned above has been identified with Christ, the Son of the Queen of Heaven, is now the object of the poet’s prayer, since this idealized self in the metaphorical mirror is also alienated from the self, as Lacan explained. The poet has “unlearnt” his laughter, or hidden it between his teeth, as Giraud’s original text says. With the loss of his beloved moon, the poet, like Hamlet, has lost all his mirth. (Recall that Hamlet, in Freud‘s interpretation, has lost his unconsciously Oedipally-desired mother, Gertrude, to his uncle Claudius, leading to the Danish prince’s possible…if not probable…descent into madness.) The brightness dissolves (“Zerfloß!” as given succinctly in Hartleben’s German translation) in a Shakespearian mirage, according to Giraud’s original text.

The papillons noirs of Night are now the pavillon noir that “files…now from [the poet’s] mast.” He prays that that ideal-i of his mirror reflection, white Pierrot, the Christ-like “healer of spirits,/snowman of lyrics,/monarch of moonshine,” will give him back his mirth, his laughter, changing black back to white.

Throughout, the music has clarinet and piano accompanying the reciter, in common time.

Loot

We hear flute, clarinet, and muted violin and cello, opening in predominantly staccato notes, in common time. We hear a lot of hurried sixteenth and thirty-second notes, suggesting the rush to commit a theft. This poetic setting ends with some soft piano notes in a final bar of 4/4.

Pierrot, in his growing state of mental instability, is taking to crime to vent his frustrations. But what does he want to steal? “Ancient royalty’s red rubies,/bloody drops of antique glory.”

The rubies are symbolic of the blood of Christ, with whom Pierrot narcissistically identifies, for narcissistic identification with something grandiose is an effective defence against fragmentation. He and his criminal gang of partying drinkers would steal this blood, then he’d incorporate it to make himself more at one with Christ. Giraud’s original French uses the word ravir, which is ‘ravish’ in English, and rauben (‘rob,’ also ‘ravish’) in German. This is more than theft: it’s also a blasphemous suggestion of homosexual rape.

He and his friends would try this outrage, but fear stops them, “turns them into statues.” Pierrot still cannot be quite this wicked.

Red Mass

This music opens in 3/4 time with bass clarinet, viola, cello, and piano. We hear the first note of the piccolo on the word “Kerzen,” or “candles.” We hear some ascending solo piccolo notes between the first and second verses. On the words, “Die Hand” (“the hand”), we hear loud dissonances on the piano, when Pierrot’s hand is tearing through his priestly clothes.

Pierrot continues with this blasphemous identification with Christ by approaching an altar in priestly vestments, which he tears during this “fearsome grim communion.” He shows the frightened faithful a dripping, bloody Host, identified with his heart, and which is therefore blasphemously in turn identified with the Sacred Heart.

Song of the Gallows

Continuing in his wickedness and madness, all the result of the disappearance of the moon, his mother/lover, Pierrot replaces her temporarily with “the haggard harlot.” Though he’d imagine this girl to be “his ultimate paramour,” the hastily sped-through music (sehr rasch), played on piccolo, viola, and cello in 2/4 time, suggests she’s only a passing phase for him.

The thin girl, with her long neck and pigtail being like a rope, would make his mating with her seem like him hanging himself, his sinful indulgence with her an act of self-destruction. For she, as his whore, is the opposite of his saintly moon, his life-giver.

Decapitation

The moon is waxing.

In the horned shape of a quarter moon, she is “a polished scimitar,” or a short sword with a curved blade. With all of the wicked things Pierrot has done in her absence, he is feeling guilt and fear. He has blasphemously tried to identify with Christ, and he has been unfaithful to her by fornicating with the skinny harlot. Now he feels he must be punished for his sins by feeling the “hissing vengeful steel upon his neck.”

We hear bass clarinet, viola, cello, and piano playing tense, dissonant music in common time to express his inner turmoil. After the recitation of the poem, we hear a soft postlude with a bar of 3/4, then in 6/4, played on the flute, bass clarinet, viola, and cello. In the midst of this postlude, we hear a bar of 3/4 with viola pizzicatos, then a return to 6/4 time with the viola returning to arco playing, and sul ponticello on the viola and cello.

The Crosses

The music begins with the piano accompanying the reciter. After the first verse, there’s a bar of quick solo piano playing, with sixteenth and thirty-second notes, a crescendo, and trills. The flute, clarinet, violin, and cello all come in at the end of the second verse. The third verse opens with soft music, but it gets loud and tense with the final repetition of “Heilige Kreuze sind die Verse!” (“Holy Crosses are the verses!”), after which a soft, brief flurry of flute notes is heard, and finally, loud, dissonant chords on the piano, accompanied by trills on the flute, clarinet, violin, and cello.

Just as Pierrot identifies with Christ, so does the poet, having already identified with Pierrot. Just as the narcissist identifies with grandiose ideals, so does he like to see in himself a pitiful victim. Seeing oneself as Christ on the Cross is perfect for both purposes.

He “bleed[s] in silence” with similar articulate martyrs. “On their bodies swords have feasted,” reminding one of the spear in Christ’s side (John 19:34). Pierrot’s crucifixion-like suffering would thus provoke the lamentations of the Mother of all Sorrows, identified here with the waxing moon, which will appear after the sinking “sun’s red splendour.”

With this ends Part Two, and the moon is back.

IV: Part Three

Nostalgia

This one opens in 4/4 with a bright, arpeggiated piano chord, accompanied by a violin pizzicato note. The violin then switches to arco, and the clarinet comes in with staccato sixteenth-notes. The music has a soft, plaintive sound. After the second verse, we hear the clarinet, violin, and piano playing belebend (“invigorating”) music that gets loud, with trills in the piano right hand.

The third verse includes time changes to a bar of 3/4, then a bar of 2/4, then 4/4, as Pierrot forgets his old, tragic ways. The final repeat of “Lieblich klagend–ein krystallnes Seufzen!” (“Like a plaintive sigh of crystal”) is played very softly, then there’s a very fast cello part, accompanied by trills and tremolos in the clarinet, piccolo, and piano.

“Pierrot is now…sickly sentimental,” remembering his old days performing in the Italian commedia dell’arte. But now that he has his moonlight back, “the pallid fires of lunar landscape,” and “the foaming light-flood [that] mounts his longing,” he “abjures the tragic manner.” Remembering the good old days, and having his moon-lover back, Pierrot is happy again.

Atrocity

The music begins in ziemlich rasch (“quite fast”) 3/4 time, with violin pizzicatos of two and three notes at a time, the cello playing mostly sixteenth notes, and a piano chordal backing. The now-softer piano slows down at “mit Heuchlermienen” (“with hypocritical expressions”), the violin and cello no longer playing for the moment. Piccolo and clarinet come in, with the violin and cello returning, at “einen Schädelbohrer” (“a skull-drill”); the flurry of notes heard suggests the shock and surprise of hearing such a word.

At the end of the second verse, we hear a piercingly shrill note on the piccolo, like a scream in response to the tobacco shoved in the hole of the skull of Cassander, “whose screams pierce the air.” Next, a descending pair of notes from the clarinet, and a return of the tense opening violin and cello playing brings in the third verse. The music ends, Pierrot tapping ashes from the bald pate of Cassander, with five more piercingly high notes on the piccolo, a kind of pipe, if you will, suggesting the puffing of Pierrot’s ‘pipe.’

Cassander is the father of Colombina, Pierrot’s ever-unfaithful wife. Pierrot is also Cassander’s servant. Since I’ve identified her with the moon, and the moon in turn with Mary, mother to Pierrot’s Jesus, I have described his love for her as Oedipal.

Cassander, as Colombina’s father and Pierrot’s master, can also be seen as a transference of Pierrot’s Oedipally-hated father. Such a relationship would explain Pierrot’s comically violent and irreverent behaviour with regards to Cassander.

Here, Pierrot drills a hole in Cassander’s bald pate, then stuffs tobacco in the hole. Next, he sticks a pipe in and smokes the tobacco.

Pierrot may have the moon back, but the trauma he has suffered from her absence–however temporary it may have been–still lingers in his mind. The Oedipal loss of a boy’s mother to his father is best understood as a narcissistic trauma. The nom…or Non! du père forces a child out of his dyadic, one-on-one, mirror-like relationship with his mother and into a relationship with a society of many others.

Pierrot doesn’t want this forced change, so in his narcissistic fantasies, he plays out a farcical, commedia dell’arte-like skit of himself as disrespectful to this father-figure in Cassander as a kind of ‘screw you’ to him.

Parody

The music opens with clarinet, viola, and piano in 4/8 time. The piccolo comes in, with chromatic descending thirty-second notes, at the end of the first verse, with its reference to a red dress. The time changes to a bar of 7/8 at “sie liebt Pierrot mit Schmerzen” (“she loves Pierrot with aching pain,” which the Sprechstimme of the reciter delivers with melodramatic ornament), then goes back to 4/8 time. It’s as if the one bar of 7/8 is meant to give a sense of the awkward irregularity of her misplaced love. Some solo dissonant piano is heard for a few bars before the repeat of the first two lines, about knitting, when the other instruments come back with the reciter.

The music shifts from the louder, jaunty opening music and goes into a softer ritardando between the second and third verses. At this point, the Duenna can hear, in a sharp whistle in the breeze, the Moon-goddess tittering. The music speeds up and gets louder again (in the piano), as we find the Moon doing a parody of the Duenna’s knitting and desiring of Pierrot.

The knitting Duenna, in a red dress as stated above, “loves Pierrot with great passion.” Note how Duenna (used in the German translation, which being what Schoenberg set his music to, is our main concern with regard to interpretation) is practically a pun on Dirne (“harlot”) from “Song of the Gallows,” the skinny girl Pierrot has had a sexual encounter with. The Duenna can thus be seen as a double of the Dirne.

The Moon-goddess–having every confidence that she is the one whom Pierrot wants, and not the Duenna (he only had the Dirne because the Moon-goddess momentarily wasn’t there to satisfy him)–laughs at and mocks the Duenna in her knitting and hoping to have Pierrot.

A brief, dissonant segue on the piano in 3/4 time, ending with a thrice-stated motif of three notes with descending major seconds and ascending fourths (C-sharp, B-natural, E-natural; B-flat, A-flat, D-natural; and A-flat, G-flat, C-natural) in the left hand bass, leads us to the next poetic setting.

The Moon-fleck

The Moon-goddess wants Pierrot’s attention, so she shines a fleck of moonlight “on the shoulder of his black silk frock-coat,” as he strolls about at night (with a jaunty clarinet melody), looking for adventure. Normally, he wears white: why is he in black?

Could he still be feeling guilt over his actions in his Moon-lover’s absence? His search for adventure suggests a longing to sin again, while the Moon-goddess is trying to bring him back to her by putting white on his black, to remind him of his natural whiteness, a mirror of her own.

Instead of enjoying the sight of her presence on him, Pierrot sees “something wrong with his appearance.” Imagining it’s plaster, the fool tries…and fails…to rub the white off. This occurs when we hear a nervous violin part playing sixteenth and thirty-second notes as a tone painting of his nervous rubbing.

The music becomes palindromic in the piccolo, clarinet, violin, and cello parts; we hear a crab canon, in which the canon is reversed, right at the middle of the second verse (“…und findet richtig,” “and finds”), when Pierrot turns back to look at the moon-fleck. The music reverses right at his looking back, another example of Schoenberg’s tone painting. The reverse happens right at the repeat of the opening two lines.

This fleck of moonlight on him symbolizes her as his mother/lover, an internal object he has introjected. Though he feels Oedipal love for her, this kind of love is actually part of a love/hate relationship that is inevitable for a son or daughter to have for his or her parents. By troubling him thus with a guilt-inducing reminder of the allegiance he owes her, he is frustrated with her, seeing her as what Melanie Klein called the bad mother. Pierrot’s rubbing at the moon-fleck thus represents a wish to project and expel unwanted influence from his mother/lover object.

Serenade

Pierrot is scraping away discordantly on a viola, plucking a pizzicato or two…though Schoenberg oddly doesn’t score this poetic setting for viola, instead for cello and piano (his perverse sense of humour, I’m guessing). We hear the dissonant fiddle playing at the beginning, including pizzicatos, but they’re done in the high register of the cello. Even at the end, with a happy postlude for flute, clarinet, violin, cello, and piano segueing into “Journey Home,” there is no viola part, as there are in some of the other poetic settings.

Cassander is furious (“wütend“) to hear the noise that this nighttime “Virtuosen” (note the sarcasm) is making. In another ‘screw you’ act of defiance to his master/father-figure transference, Pierrot tosses aside the viola, takes Cassander by the neck, and plays him like a newly-found fiddle.

Journey Home

This poetic setting is a barcarolle, naturally, because the poem narrates Pierrot on a boat going home. It’s in 6/8 time, typical of barcarolles. The music begins with the flute continuing from the postlude of Serenade. Soft pizzicatos are heard in the cello and violin, then the clarinet and piano softly play. These instruments, especially the piano’s ascending and descending arpeggios, play with a wavelike rhythm, suggestive of Pierrot’s oar pushing through the water.

Reunited with the Moon-goddess, whose “moonbeam is the oar” to guide him through the water on his waterlily boat, Pierrot, having satisfied his urge to spite Cassander, can now sail home contented.

He is the “snowy king” (“le neigeux roi,” in Giraud’s original), as white as his mother/lover, and no longer clad in black to reflect his guilty pleasures of before, in her absence. He is at peace as he sails in the approaching dawn.

O Ancient Scent

The soft piano and Sprechstimme open this final poetic setting (with the clarinet in the third bar playing three soft notes) with near triadic, almost tonal melody and harmony, suggestive of the sense of emotional resolution Pierrot is finally feeling. The clarinet returns and, later, the flute comes in at “Sinne” (“senses”) at the end of the second line. Violin and cello come in a few bars later.

The flute switches to piccolo in the middle of the third verse. At the end, we hear that ‘near-triadic’ harmony in the violin and cello, playing thirds. The whole piece ends shortly after, softly and at peace.

Again, Pierrot is nostalgic of old times, wishing to smell old fragrances again. With “desire finally gratified,” his…and the poet’s…”melancholy is dispelled.” He would seem to be happy with his beloved moon back, but…what of her next waning?

V: Conclusion

Schoenberg had a superstitious fondness for numerology, hence his grouping of these melodramas in three parts of seven poems each. Both numbers have a sense of completeness, of finality. Three gives us beginning, middle, and end, quite appealing to a classical musician trained to compose music with a ternary structure of A-B-A (statement, departure, and return).

We see this statement, departure, and return in the form of the moon that wanes, is temporarily absent, and waxes again, returning. Also, seven is a number of completeness in the sense that it suggests the seven Biblical days of creation. The final poem–the third seven–gives a sense of rest similar to God’s resting on the seventh day.

As we know from the Biblical story, though, right after God’s rest, the first man and woman find themselves succumbing to temptation and bringing about the Fall. I suspect that, after Pierrot’s restful moment, remembering old fragrances, he’ll be up to some more narcissistic naughtiness as soon as the moon wanes again. After all, some consider the narcissist to be something of a performing clown.

Analysis of ‘The Wizard of Oz’

I: Introduction

The Wizard of Oz is a 1939 children’s fantasy musical movie produced by MGM and written by Noel Langley, Florence Ryerson, and Edgar Allan Woolf, based on the 1900 children’s fantasy story, The Wonderful Wizard of Oz, by L. Frank Baum. The film stars Judy Garland, Ray Bolger, Jack Haley, Bert Lahr, and Margaret Hamilton; it costars Frank Morgan and Billie Burke.

Considered one of the greatest films of all time, The Wizard of Oz features Garland’s immortal performance of “Over the Rainbow,” which one the Oscar for Best Original Song, and the film is characterized by its use of Technicolor (in Oz), which contrasts sharply with the black-and-white beginning and ending (in Kansas).

A link to famous quotes from the film can be found here. Here’s a link to a PDF of Baum’s book. I’ll be comparing the film with the book throughout. [NOTE: whenever I cite or quote from Baum or cite other PDFs here, I’m using the page numbers from the ‘paper’ copied in the PDFs, not the PDF page numberings.]

II: Preliminary Remarks

What is particularly interesting about the film and Baum’s book is how one can find political allegories in it, even though Baum never indicated any allegorical intent in his story; he insisted that it was meant just to entertain children. Still, a number of attempts have been made over the years to find an allegory in it.

One well-known allegory is that of historian Henry Littlefield, who saw in such things as Dorothy‘s silver shoes a symbol of bimetallism and the freeing of silver from what was felt by some in the US in the 1890s as the tyranny of the gold standard. Certainly this was the feeling of William Jennings Bryan, who famously spoke of the issue in his rousing “Cross of Gold” speech at the 1896 DNC. According to this allegory, the Cowardly Lion is supposed to be a satiric take on Bryan, since Baum didn’t sympathize with his position; though I see at best a tenuous connection between the character and the politician, and this is after reading Baum’s book, Littlefield’s allegory, and Bryan’s speech from beginning to end.

Indeed, though Littlefield’s allegory has its supporters, it’s far from universally accepted. While I agree that the Scarecrow represents the American farmer, or perhaps more generally peasant farmers (as does the sickle), and the Tin Woodman represents the industrial proletariat (as does the hammer), having the Lion represent Bryan seems wildly inconsistent in relation to the previous two. Surely the Lion should represent something properly paralleling them (more on that later).

In any case, however one judges the validity of Littlefield’s allegory, surely people today, as well as those who saw the film’s premiere in 1939, will find the bimetallist allegory not something they can identify with. People in the late thirties surely were more concerned with the Great Depression and the rise of fascism than they were with ‘freeing silver.’ And I think people today are more worried about the current economic crisis and resurgence of fascism than they are with bimetallism.

So, what can the film and book mean for us today, regardless of whether or not Baum and the film’s screenwriters consciously intended such a meaning? I’d like to propose such an allegory.

I see The Wizard of Oz, in its book and movie forms, as an allegory of class struggle. In fact, the bimetallism allegory, especially as advocated by Bryan in his “Cross of Gold” speech, dovetails with my interpretation beautifully (though not in the ironic, satirical sense in which Littlefield imagines Baum’s meaning), because for Bryan, the freeing of silver coinage was for the benefit of American farmers (i.e., helping them pay off their debts), and for the good of the common man. Bryan was known for his sympathy for the common worker, and in his speech, he spoke of the wage-earner as being “as much a businessman as his employer.”

Now, Baum vigorously supported the suffragette movement, and he was pro-worker, as seen in the sympathetic portrayal of the Scarecrow and the Tin Woodman, and in his vivid description of the plight of Uncle Henry and Auntie Em in their harsh farming life at the beginning of the story, representative of the harsh life of American farmers that Baum saw all around him in the Midwest in the late 19th century. One despicable thing about Baum, though, is how he advocated, in two editorials, the extermination of the Native Americans; but apart from this one egregious blot on him, Baum could be deemed to have been sufficiently progressive for his time to justify my interpretation of his story.

III: Grey Kansas

The filming of Kansas in sepia-toned black and white is appropriate, given Baum’s description of the farm of Dorothy Gale (Garland) as predominantly grey. Baum’s story introduces the cyclone almost immediately after a brief description of the dull, grey, and difficult farm life, and how such difficulties have dulled even the original beauty of her Auntie Em (played by Clara Blandick), and made her Uncle Henry (played by Charley Grapewin) never laugh, as Auntie Em never smiled.

The film, however, expands the opening Kansas sequence to include characters who are doubles of many of those we later see in Oz: Miss Almira Gulch/the Wicked Witch of the West (Hamilton), Hunk/the Scarecrow (Bolger), Hickory/the Tin Woodman (Haley), Zeke/the Cowardly Lion (Lahr), and Professor Marvel/Gatekeeper/Carriage Driver/Guard/Wizard of Oz (Morgan).

The fact that the three farmhands–three workers in the employ of Dorothy’s aunt and uncle–are doubles of her three “comrades” (Baum’s word) reinforce my interpretation that these three all represent members of the working poor…including the Lion.

Dorothy complains to her aunt and uncle about Miss Gulch wanting to take away her dog, Toto (played by Terry), and have him killed. Her aunt and uncle, too busy and stressed with their work on the farm, don’t have time to deal with her problems. When she tries to talk about Miss Gulch and Toto with the three farmhands, they have little time to listen, either. In this poor communication, due to the urgency of work, we see an example of alienation, which divides not only workers, but also families.

As so many of us do in the capitalist world, Dorothy dreams of the possibility of a better world, one “Over the Rainbow.” The lyrics of the song were written by socialist Yip Harburg, who got blacklisted even though he was no member of a communist party.

When mean Miss Gulch comes to the farm and demands to have Toto, having the law behind her, we learn also that she owns quite a stretch of land (Auntie Em says Gulch owns “half the county”). Her ownership of private property thus makes her a capitalist; since she’s a double of the Wicked Witch of the West, Gulch thus reinforces the witch’s tyranny over the Winkies as symbolic of capitalist imperialism, something by extension seen in the witch’s sister (according to the film), the Wicked Witch of the East, and her imperialist oppression of the Munchkins.

Gulch takes Toto away in a basket on her bicycle, but the dog jumps out and returns to Dorothy. To protect Toto, she feels she must run away. She meets Professor Marvel, a fortune teller who has apparently been to all kinds of wonderful places in the world; she’d love to accompany him on his travels.

He uses his crystal ball to make her believe that her Auntie Em is heartbroken over her running away, so she decides to go back. She manages to get back home by the time the cyclone comes. The cyclone represents the turbulent winds of revolution, which tear up the old order to make way for a new one. Back in the house and carried up in the eye of the cyclone, Dorothy is knocked unconscious and begins to dream.

IV: Landing in Oz

Since dreams are, as Freud noted, a royal road (a yellow-brick one, by chance?) to an understanding of the unconscious, we can see her experience of the Land of Oz as, on one level, symbolic of the experience of the world as felt by the unconscious mind, which tends to mishmash things together (for example, Melanie Klein, in The Psychoanalysis of Children, wrote of how a baby’s unconscious will think of milk, urine, and other liquids as identical). Hence, Miss Gulch is the Wicked Witch of the West, and the three farmhands are the Scarecrow, the Tin Woodman, and the Cowardly Lion.

Oz, too, is of course a fantastical version of the real world Dorothy and Toto have come from. It may be bright, colourful, and beautiful, but Oz is far from utopian…at least in Baum’s first Oz book. The Munchkins and Winkies are enslaved and oppressed by the wicked witches, and “the wonderful wizard of Oz” is no less a phoney than your average politician.

When Dorothy steps out of her house and into the colourful Land of Oz, she may have a feeling she’s not in Kansas anymore, but her going “over the rainbow” hasn’t landed her in an ideal world. Her house’s having dropped on and killed the Wicked Witch of the East, freeing the Munchkins and giving them cause to celebrate through the song “Ding-Dong, the Witch is Dead,” is only the beginning of the revolutionary change needed to liberate all of Oz. Crushing the old, oppressive institutions isn’t enough; one has to build new ones.

Who does the Wicked Witch of the East represent? Baum, having published his story in 1900, obviously never intended her to represent the evils of Eastern feudalism in, say, tsarist Russia or pre-republican China, which weren’t to end until one to two decades afterward. But the 1939 film was made long after those revolutionary changes, and in any case, we today can think of her as, on one level, symbolizing such old forms of tyranny if we wish, since such a retrospective interpretation will resonate far better with our generations than a preoccupation with free silver.

Art isn’t mathematics, in which an equation has only one correct answer and an infinitude of wrong answers. Meaning in art and literature is much more fluid, allowing a multiplicity of possible interpretations, however idiosyncratic some of them may be. When interpreting the meaning of a film, a book, a poem, or a myth, insisting on only one ‘correct’ meaning ruins the enjoyment of that art form, because such an insistence ossifies that art form. If the ‘correct’ interpretation has been established, why interpret that work of art any further? Just stick with Littlefield et al, and inquire no further. Now, if you like those old opinions of what Baum’s book means, you’re entitled to your opinion, and that’s fine. But please allow others to look at it in other ways if they wish; as long as a reasonable case can be made to support one’s interpretation, however eccentric it may be, it can be deemed ‘correct’ enough.

V: The Witches

As for the witches–who represent heads of state, or in the case of the wicked ones, represent colonizers and imperial rulers of the lands of others–Baum doesn’t develop them much in this first Oz book. We briefly see the Good Witch of the North among the Munchkins, the Wicked Witch of the West is encountered only when Dorothy et al enter the land of the Winkies, and Glinda, the Good Witch of the South, is seen only towards the end of the story.

To unify the story more in the film version, the Good Witch of the North (Burke) is a composite of the northern and southern witches; hence, she’s Glinda, the Good Witch of the North. And the Wicked Witch of the West is introduced in the land of the Munchkins, being the sister of the dead Witch of the East; we see much more of her in the film, too, since she’s the central villain.

Since the Glinda of the film combines the witches of the north and south, we naturally see more of her, too. An interesting theory about the film Glinda suggests she isn’t as good as she seems to be. Why doesn’t she simply tell Dorothy she can go home with the now-ruby slippers? At the end of the film, she says that Dorothy wouldn’t have believed her if she’d told her at the beginning, and that the little girl must learn for her self that she’s always had the power to use them to take her home…only Dorothy doesn’t learn it for herself. Glinda tells her at the end just as much as she could have told her earlier, and why would Dorothy believe her any more now than at the beginning?

It could be that Glinda’s all-too-saccharine, grinning goodness, bordering on–if not lapsing into–artificiality, is actually a cunning disguise meant to manipulate Dorothy into destroying the Wicked Witch of the West and getting rid of the Wizard of Oz. Since the Witch of the East is already killed, and the film’s Glinda is both the northern and southern witches, the success of her cunning plan would leave her the only one to rule all of Oz.

VI: Oz in Ounces

The only reason Oz seems to be such a sweet and beautiful place is because it is seen as such through the innocent eyes of a naïve little girl. But a world ruled by imperialistic witches, where people have a preoccupation with precious materials like gold (symbolized by the yellow brick road; then there’s the golden cap that commands the Winged Monkeys), silver and/or rubies (Dorothy’s shoes), and emeralds, is obviously a world symbolic of capitalism. Indeed, “Oz” has been interpreted to mean ounces (i.e., oz. of gold or silver).

To many Americans, whose political naïveté is comparable to ingenue Dorothy, “capitalism is freedom” (please refer to my many a debunking of the myth of the “free market”). Dorothy’s silver/ruby slippers taking her back to dreary, grey Kansas can be seen to reflect the disillusion one has when one wakes up from the slumber of the “American dream,” that if one works hard enough, one can become a millionaire, instead of realizing that one tends to stay in one’s social class of birth. Though she’s genuinely happy to be with her family again (which is ultimately what matters), her loss of the shoes during the trip back is symbolic of how the dream of striking it rich is an illusion.

So Dorothy, wearing silver or ruby slippers and travelling down a yellow brick road (yellow being symbolic of gold, as I mentioned above) towards the Emerald City can be seen to represent the dreams of the petite bourgeoisie of finding wealth and financial success. If, in my interpretation, the death of the Wicked Witch of the East represents the end of feudalism (i.e., such upheavals as the French Revolution, a western revolution, but east enough relative to the US), then the appearance of the Witch of the West among the Munchkins, with her coveting of now-Dorothy’s ruby slippers, can represent the advent of capitalism, and the imperialism that has grown from it.

Dorothy’s travels down the yellow brick road, crossing farmlands with lots of rich crops and food (Baum, chapter 3, page 33), are a sharp contrast with the grey farmland of Kansas and the struggles Henry and Em are having, a major issue with late 19th century American farmers. Still, this abundance of food is only one part of Oz; later on, Dorothy will find it difficult to find food (Baum, chapter 4, page 44; chapter 5, pages 54 and 61; chapter 7, page 75). Baum’s Oz is a kind of Spenserian bower of bliss, where what initially seems pleasurable is hiding potent evils to be discovered soon enough. The film’s use of studio sets and matte paintings are useful in reinforcing the sense of unreality in Oz.

VII: The Scarecrow and the Tin Man

Soon, Dorothy meets the Scarecrow, and learns that because his head is stuffed with straw, he must be lacking a brain. In Baum’s story, he says he doesn’t know anything (chapter 3, page 38)…but how does he know that he doesn’t know anything? He has a brain…he just doesn’t realize that he has one.

He represents the rural, uneducated farmer; I’d expand that by saying he also represents peasants. Such people are often perceived to be the ‘country bumpkin.’ Half of the problem of how to improve the lives of these impoverished people is to get them to see how capable they really are, something the ruling class doesn’t want them to see. They need confidence in their abilities.

Mao Zedong had great faith in the Chinese peasants, and he gave them the confidence they needed to help him fight the Japanese imperialists during their protracted war in the 1930s. When the CPC took control of China, they went through some rough moments, to be sure (though nowhere near as bad as the right-wing propagandists have portrayed those problems); but now China has grown from a Third World country to an economic rival of the US…all in a mere forty years.

The Scarecrow will go with Dorothy to ask the Wizard of Oz, who represents the consummate politician who is all talk and promises that are rarely kept, for a brain. The two continue down the yellow brick road and into a forest where they find the Tin Woodman, all rusted from head to foot after a rainfall. They use his oilcan to oil his joints so he can move again. We learn he hasn’t got a heart…though he’s sensitive enough to have three.

His body is made of tin, as we learn from Baum’s book (chapter 5, page 59), because the Witch of the East cursed his axe. Whenever he swung it to chop wood, he’d chop off a body part, which the local tinsmith would replace with one of tin; but none of these replaced body parts, now comprising all of him, would include a heart, or so the Tin Man imagines.

He represents the industrial worker, especially that of the eastern United States of the late 19th century, since it’s the Witch of the East, here representing the ruling class of the American east, who has cursed him with endless workplace injuries and a sense of dehumanization, resulting in his belief that he has lost his heart. He’ll join the others on their trip to see the wizard.

VIII: The Cowardly Lion

Deeper into the forest, into a darker and scarier part of it, they run into the Lion, who attacks the Scarecrow and Tin Woodman. When the Lion tries to attack Toto, Dorothy slaps him and shames him for his bullying. The Lion weeps like a baby, and we learn that he, apparently, lacks courage…though how could a cowardly lion have the guts to attack two men, one of them holding an axe?

As those of us familiar with the usual allegorizing of this story know, the Cowardly Lion is supposed to represent William Jennings Bryan. I must respectfully disagree with this interpretation, as I see the connection between the two to be far too vague to be convincing. Littlefield (pages 53-54), whose use of the story material is rather selective, bases much of his interpretation on this passage (chapter 6, page 66): “With one blow of his paw he sent the Scarecrow spinning over and over to the edge of the road, and then he struck at the Tin Woodman with his sharp claws. But, to the Lion’s surprise, he could make no impression on the tin, although the Woodman fell over in the road and lay still.”

The Lion’s claws’ failure to make an impression on the Woodman’s tin, according to Littlefield, represents Bryan’s failure (i.e., his 1896 loss to McKinley) to make an impression on the industrial labourers of the eastern US, whom the Tin Man represents in Littlefield’s allegory (i.e., the Witch of the East’s curse on him, or the workers of the East pressured into voting for McKinley and the gold standard by their bosses). Now, I can see how the above quote can represent Bryan’s failure to gain the votes of eastern workers…but must it represent this?

Furthermore, aspects of this passage, among others, can be seen to run counter to Littlefield’s interpretation. The Lion attacks the Scarecrow and the Tin Woodman: did Bryan attack farmers and industrial labourers during the 1896 election campaign? What’s more, did Bryan mistakenly believe himself to be a coward? Many pro-imperialists might have mistaken Bryan’s pacifism and anti-imperialism for cowardice, but that doesn’t necessitate his own confusion of his virtues with being craven.

Later in Baum‘s story, on the way to visit the Good Witch of the South, Dorothy, Toto, and her three comrades enter a forest where the Lion has to rescue the local animals from a giant, spider-like monster (chapter 21, page 239). As a reward for killing the monster, the Lion is made King of the Forest, which Littlefield interprets as Bryan ruling over “lesser politicians” (page 58–lesser, that is, in relation to the greater kingdoms of the Emerald City, ruled by the Scarecrow after the wizard leaves, and of the Winkies, ruled by the Tin Woodman after the killing of the Witch of the West).

Bryan lost three presidential elections, twice to McKinley in 1896 and 1900, and once to Taft in 1908; eventually, Bryan would be Secretary of State to Wilson in 1912, from which he, as a pacifist and anti-imperialist, would resign in 1915 in protest against the prospect of American involvement in WWI. Who were these “lesser politicians” that never-elected Bryan ruled over? Are the animals the Lion is ruling over “lesser” just because they’re animals? The people of the Emerald City and the Winkies are ruled over by men (of sorts, anyway); the animals are ruled over by an animal. Proportionally speaking, there are no ‘greater’ or ‘lesser’ politicians. If the Lion, based on Littlefield’s reasoning, is Bryan, is the Scarecrow, ruler of ‘greater’ politicians, McKinley?

My point is that we can accept Littlefield’s interpretation if we want to; but we are by no means compelled to. If you want to find a work of literature with a character indubitably representing Bryan, look no further than Inherit the Wind (i.e., Matthew Harrison Brady), which is an explicitly fictionalized account of the Scopes monkey trial.

IX: An Alternative Interpretation of the Lion

I just find it out of place that three clearly paralleled characters don’t have equally paralleled symbolisms. The Scarecrow, the Tin Woodman, and the Cowardly Lion: the first two represent different sections of the working class, while the third apparently doesn’t represent workers, but rather a politician. To be sure, Bryan championed the working class, but originally trained as a lawyer, he wasn’t one of them.

I find it more fitting to see the Lion, as lacking in confidence in his abilities as the other two, as also representing workers. Now, the Scarecrow represents the farmers and peasants, and the Tin Woodman represents the industrial proletariat: which workers, then, would the Lion represent?

I see the Lion as, dialectically, a synthesis, or sublation, of the former two. The Scarecrow lacks a brain (supposedly), and the Tin Woodman lacks a heart (supposedly). The two have a brief debate (chapter 5, page 61) over which organ is more valuable: the brain (reason) and the heart (emotions) are often seen as dialectical opposites (thesis and antithesis). Courage requires both brains and a heart.

Having the heart to run into danger without the brains to determine if it’s wise to face that danger doesn’t make one brave–it makes one stupid and reckless. Having the brains to recognize a danger without the heart to face it doesn’t make one a coward–it makes one wise and cautious. Sometimes people are too afraid to face danger because they have acquired the freeze trauma response.

Lacking both the brains and the heart to face dangers could be interpreted as cowardice in the sense that one has neither the heart to be brave nor the brains (i.e., the common sense) to tell the difference between dangers worth facing and those not worth facing. The lack of brains factor could also be interpreted as a lacking of the mental willpower needed to control one’s fear, since such a control is what courage is all about.

More important than any of the above, however, is the fact that, of course, none of these three characters lacks the virtue he thinks he lacks. The Scarecrow simply lacks confidence in his intellectual abilities; the Tin Woodman lacks confidence in his sensitivity and ability to be kind and loving; and the Lion lacks confidence in his…confidence!

After all, cowardice at its core is caused by a lack of self-confidence; and this is why the Lion is best understood as a combination of the Scarecrow and Tin Woodman. He embodies being scared when he doesn’t need to be. Like the other two, his real lack is that of confidence, hence as an embodiment of the lack of self-confidence, the Lion is the synthesis of the Scarecrow and Tin Woodman. And since all three of them, in my interpretation, represent the urban and rural working class, their central problem is their lack of self-confidence; having this confidence is what they need to overthrow the bourgeoisie.

The Lion also combines other aspects of the first two. Like the Scarecrow, he’s supposed to be scary, but feels he can’t be. Like the Tin Woodman with his sharp axe, the Lion has sharp claws and teeth.

His attacking of the Scarecrow and Tin Woodman makes sense in a way that Littlefield’s allegorizing of him doesn’t: as a symbol of another worker, the Lion attacks the other two symbols of workers because of a problem that’s common in the capitalist world–worker alienation leading to a lack of solidarity. Soon enough, though, the Lion will become a friend to Dorothy et al, and their new solidarity will lead to their ultimately getting what they want…the same way worker solidarity will lead to the revolutionary overthrow of the bourgeoisie.

X: The Poppy Field and the Emerald City

They get out of the forest, and in the film, they can see the Emerald City (fittingly, a matte painting that as such emphasizes the city’s illusory, fake nature) in the distance. A field of poppies, the scent of which puts the smeller to sleep, lies in their way.

They all run through the field, only to find Dorothy, Toto, and the Lion falling asleep. Now, the Emerald City can be seen to represent America, “the land of opportunity,” or by extension, the First World, as opposed to the forest they’ve just come out of, which in its scarcity of food for Dorothy and Toto, can be seen to symbolize the Third World.

Seeing the Emerald City, and believing that, being there, one can realize one’s hopes and aspirations, is to dream the American dream: one has to be asleep to believe it, as George Carlin once said. Hence, the poppies. Such frustrated hopes would have been as true of late 19th century American farmers as they are of most of us today.

If one wishes to make one’s allegory of Baum’s story specific to late 19th century America, one needn’t be preoccupied solely with the gold vs. silver controversies of the 1890s. One need simply consider the wealth inequality of the Gilded Age: an outer patina of economic prosperity (the Emerald City) hiding abject poverty (the want of food in the forest for Dorothy and Toto).

In Baum’s story, Dorothy et al must wear glasses to protect their eyes from the blinding gleam of the ubiquitous emeralds of the city (chapter 11, page 121). We later learn that the glasses make them see green and emeralds everywhere, when in fact there is none of either (chapter 15, pages 187-188). These glasses are the reverse of those worn by Nada (Roddy Piper) in They Live. Instead of revealing that our normal lives are a capitalist illusion, the green glasses provide that illusion.

The illusion of shiny, green emeralds is symbolic of American greenbacks, the illusion of money as an exchange-value for other commodities. The Wizard of Oz, representing the politician whose promises are never kept, and who represents the interests of capital, has fittingly had the Emerald City built for him to hide in, protected from the witches, protected from his own people, and protected from reality.

XI: The Wizard

In the film, we see Dorothy et al merrily prettied up to see the wizard; this beautifying is symbolic of how all of us in society must falsify our appearance to be ‘presentable,’ just as the wizard falsifies his own image. Frank Morgan plays not only the wizard, but the gatekeeper, the guard, and the carriage driver: it’s as if we were already aware that the wizard is no wizard, but is just an ordinary man.

The merry song of Dorothy et al getting prettied up, then being interrupted by the threat of the Wicked Witch of the West, who represents Western capitalism, indicates perfectly how the Gilded Age, as symbolized by the Emerald City, is at first all deceptively merry, then the ugly truth displays itself…in a form equally green (i.e., the witch’s skin), the ugly side of money.

When Dorothy et al finally meet the wizard, he presents phoney images of himself to trick them into thinking he’s far more powerful than he really is, just as all politicians deceive the people into thinking they are far more capable that they really are. In Baum’s story, Dorothy sees a huge head (chapter 11, page 127); the Scarecrow sees a beautiful woman (page 130); the Tin Woodman sees a terrible beast (page 132); and the Lion sees a ball of fire, which, when he gets too close, singes his whiskers (page 134). This last apparition, and the Lion’s reaction to it, are again related to Bryan by Littlefield (pages 54-55) in a way that, to my eyes, isn’t backed up with any evidence.

In the film, all of them see the wizard together, and the apparition is essentially a combination of what Baum has Dorothy and the Lion see. In any case, as we all find out at the end, these apparitions are all fake, and the real “wizard” is just a “humbug”…just as your average politician is.

XII: Killing the Witch

The Wicked Witch of the West’s enslavement of the Winkies and of the Winged Monkeys, just as is the case with the Witch of the East’s former enslavement of the Munchkins, can be seen to represent class conflict in general, be it in the ancient form of master vs. slave, of feudal lord vs. serf, or of bourgeoisie vs. proletariat. Slavery is slavery, regardless of if it’s the explicit ancient form of slaves sold on a market, feudal servitude, or the wage slavery of today.

What we shouldn’t forget is that slavery never died: it’s alive and well, and existing in many forms in the Third World. Many impoverished families find themselves in debt, and the only way out of that debt is to perform years of servitude to their creditors. There are literal slave markets in Libya, which used to be a prosperous country under Gaddafi’s benevolent dictatorship before the NATO intervention and his brutal murder.

To relate Baum’s story more directly with the political issues of the US in the late 19th century, one can consider how, though the black American slaves were freed, a clause in the 13th constitutional amendment has allowed for the continued enslavement of the incarcerated; and with the prison-industrial-complex of today, in which corporations can make prisoners toil away for long hours and for next to nothing in money, we can see how slavery in its more or less pure form still exists in the US.

As Dorothy et al are on their way to the witch’s castle, the witch commands her flying monkeys to fetch Dorothy and Toto. The contemporary use of the term ‘flying monkeys‘ has deep resonance when retrospectively used on the Winged Monkeys of Baum’s story and the 1939 film. The notion of blindly obedient servants to an evil master can vividly describe the American military, slaves of Western imperialism.

In Baum’s story, this symbolic servitude to capitalist imperialism is made even more explicit in the use of a golden cap (chapter 12, page 146), which is worn to command the monkeys three times. The witch has used it to have the monkeys help her enslave the Winkies, and she’s used it to drive away the wizard from the West; now she wants to use it to get Dorothy so she can get her hands on those shoes. Like the monkeys, we’re all slaves to wealth and power, be it in the form of the gold standard or other forms.

When the witch has Dorothy in her clutches, it’s only natural that the hag covets the silver/ruby slippers. This covetousness is representative of the greed of capitalists, who–no matter how rich and powerful they may already be–they always want more.

In Baum’s story, the witch makes Dorothy her slave and has the Lion her captive (chapter 12, pages 149-150). In the film, the Lion is with the Scarecrow and the Tin Woodman; looking at the witch’s castle, the Scarecrow has a plan. How can he have a plan without a brain? The Tin Woodman can’t bear to think of captive Dorothy’s suffering; how can he feel that way without a heart? The Lion goes in with the other two to rescue her: how can he do that without courage? As I mentioned above, their only real lack is self-confidence, something they can acquire through solidarity and mutual aid.

When the witch corners all of them, the witch threatens the Scarecrow with fire, symbolic of her evil passions, and so, something that needs to be quenched, extinguished. The Scarecrow, being representative of the rational element of Dorothy’s group (despite his belief that he lacks brains), is the opposite of the witch’s fiery passions…and thus, he’s afraid of “a lighted match.” Similarly, the water that quenches fire, and is thus symbolic of the extinguishment of the passions, and of a oneness with everything, is an opposing force that the witch fears. (Water may rust the Tin Man, but at least he can be oiled back to normal.)

Dorothy’s splashing of water on the witch–be it to extinguish the flame on the Scarecrow’s arm, as in the film, or to express her outrage to the witch for taking one of her silver shoes, as in Baum’s story (chapter 12, pages 153-154)–kills the witch by melting her because her evil is based on egoistic individualism, a defining symptom of capitalism, as opposed to the formlessness of water, a symbol often used to express the non-egoistic unity of the cosmos. The witch’s death by melting is thus symbolic of a death of the ego.

XIII: The Humbug of Oz

Dorothy’s second killing, however unintended, of a witch represents another revolutionary victory of the poor peasant farmers (recall that she’s from a family of farmers) and urban workers against the ruling class, be they slaveowners, feudal lords, or capitalists. She and her comrades now imagine they can return to the wizard and get what they wish of him.

His procrastinating on fulfilling his part of the bargain, a typical problem with politicians, angers Dorothy et al. Then Toto exposes where the wizard is hiding, and we see that the wizard is a bald little man (in Baum’s story, chapter 15, page 183), or an old man, played by Frank Morgan, as he played other men in the Emerald City. The wizard, like most politicians, is a fake…just an ordinary man, like any other.

He has no real powers, only a talent at creating clever illusions. We all know about this illusory quality of politicians, but we keep believing in them and hoping for the best of them all the same. Hence, when the wizard puts bran in the Scarecrow’s head (chapter 16, page 196), gives the Tin Woodman a heart “made entirely of silk and stuffed with sawdust” (page 197), and gives the Lion a drink (pages 198-199) that supposedly will fill him with courage, all three believe they’ve really been given what they need, though they’ve always had what they wanted from the start. The same goes for when, in the film, the Scarecrow gets a diploma, the Tin Woodman a testimonial in the shape of a heart, and the Lion, a medal for heroism.

As for Dorothy, the wizard says he’ll take her to Kansas himself, though he’s from Omaha (chapter 15, page 186), and he hasn’t “the faintest notion which way [Kansas] lies.” (chapter 17, page 204) He entrusts the rule of the Emerald City to the Scarecrow by virtue of his great brain (chapter 17, page 206); in the film, the wizard has the Scarecrow, Tin Woodman, and Lion rule together in his stead, whereas in Baum’s story, the Tin Woodman will rule over the Winkies now that they’re freed of the witch, and as we know, the Lion will rule over that forest.

Either way, the new rule of Dorothy’s three comrades over these sections of Oz–since all three, in my allegory, in turn represent the peasant farmers and industrial workers–represents the dictatorship of the proletariat, now that the oppressive rule of the wicked witches and fraudulent rule of the wizard are over. The notion of the dictatorship of the proletariat was already known in the late 19th century through the writings of Marx and Engels, as well as through the example of the short-lived Paris Commune.

Now, if the above speculation about the film’s Glinda is true–that is, that she is secretly trying to dominate all of Oz by removing the other witches and the wizard–then the worker rule symbolized by the triumvirate of the Scarecrow, Tin Woodman, and Lion will have the same challenge, symbolically speaking, that the socialist states of the 20th century had in dealing with reactionaries and capitalist encirclement.

XIV: No Place Like Home

But with the mishap of Toto running off to chase a cat, and the wizard’s balloon taking off without her, Dorothy thinks she’s lost her last hope of getting back to Kansas. Then Glinda comes (or, as in the book, Dorothy goes to Glinda) to tell her she’s always had the power, in those shoes, to go home herself, as her comrades have always had what they’ve thought they lacked.

In a sense, Dorothy’s discovery is like that of the Buddhist prodigal son, who returns home to do menial labour for years, only to learn he’d already had his father’s love and forgiveness from the beginning, but would never have believed it had he been told before. We the people are also fooled into thinking we need some charismatic leader to guide us to what we need, when we have the power to get what we want ourselves…we just need to band together, as Dorothy and her comrades have done.

The spirit of working together, mutual aid, and solidarity will help us defeat the wicked witches of the ruling class, not reliance on the fraudulent wizardry of politicians. We already have the basic building blocks to organize a revolution: we have the brains, the heart, and the courage, though we may not believe we do. We just need the self-confidence and camaraderie to pull it off.

So when Dorothy gets home–whether it’s her running to her Auntie Em in stocking feet, as in Baum’s story (chapter 24, page 261), or it’s her waking up to see her aunt, uncle, the three farmhands, and Professor Marvel, as in the film–she may no longer have the valuable shoes, but she has the love of all those around her. Together, they all can bring about the revolutionary change needed to end the harshness of their rural life, a real revolution to parallel the wish-fulfillment revolution of Dorothy’s Oz-dream…a true homecoming, to a better life that they’ve deserved from the beginning.

Analysis of ‘The Maltese Falcon’

The Maltese Falcon is a 1930 detective novel written by Dashiell Hammett and adapted into film in 1931, 1936 (a comedic version called Satan Met a Lady), the by-far most famous one in 1941, a film noir directed by John Huston, and a 1975 spoof sequel of the 1941 version called The Black Bird. The Huston film, which I’ll be discussing with the novel, starred Humphrey Bogart and Mary Astor, with Peter Lorre, Sydney Greenstreet, Lee Patrick, and Elisha Cook Jr.; it is also considered one of the greatest films of all time.

The 1941 film is largely a faithful adaptation, minus the novel‘s swearing (most of it Sam Spade‘s) and other scenes deemed inappropriate by the prudish Production Code, as well as other scenes that are rather superfluous as far as pacing and plot development are concerned. Apart from these differences, Hammett’s depiction of private detective Sam Spade is larger in build than that of Bogart (Spade in the novel is also blond), and the scene of Spade with the DA happens later in the novel than it does in the film.

A link to quotes from Huston’s film can be found here.

The search for the coveted Maltese falcon, a statuette of a bird of gold covered in valuable jewels, then covered in black enamel to hide its enormous worth, is symbolic of what Lacan called the objet petit a, the unattainable object-cause of desire.

The beautiful and mysterious Brigid O’Shaughnessy (Astor)–desired by Spade (Bogart) and his partner-detective, Miles Archer (played by Jerome Cowan)–can be seen as a double of the black bird, another objet petit a, for she, too, is a kind of “black bird” (i.e., evil chick). The difference between these two birds is in how the pursuers of the statuette continue in desiring it no matter what obstacles are in the way, while Spade–who doesn’t trust O’Shaughnessy–must resist his desire of the femme fatale to keep her from ruining his life.

She’s been lying to Spade all the way from the beginning of the story. She even lies about her name when she meets him in his San Francisco office. She calls herself “Ruth Wonderly,” and claims that a man named Floyd Thursby has run away with her kid sister from New York, when actually, O’Shaughnessy was with Thursby in Hong Kong trying to get the Maltese falcon before its other pursuers can get their hands on it.

Her whole manner is that of the pouting covert narcissist, the one who plays the role of pitiful victim while secretly scheming to make saps out of her male colleagues. Hence, this beauty is a femme fatale.

There is a sense in this whole story that desire, be it the coveting of a valuable object or the lusting after a beautiful woman, leads to suffering, as the Buddhists understood. People have chased after the elusive falcon for centuries since pirates stole it while it was en route to King Charles V of Spain, only to be frustrated never to capture it decisively and keep it.

Similarly, O’Shaughnessy has played man after man for a fool with her charms–Thursby, Archer, and Spade–only to get them either killed or in danger of being incarcerated. The phoney name she calls herself, “Wonderly,” is reflective of her pathologically narcissistic grandiosity and False Self. She’d have Spade and Archer believe she’s wonderful, when actually she’s a con woman, out to swindle both men out of their lives to pursue her ends.

The love of riches drives those who want to possess the Maltese falcon. The addiction to female beauty drives Archer and Spade to want O’Shaughnessy. It’s clear from early on that Spade is a ladies’ man.

His wholesome but relatively plain receptionist, Effie Perine (Patrick), knows Spade will like O’Shaughnessy, for “she’s a knockout.” Later, we learn that Spade has been having an affair with Iva Archer (played by Gladys George), the soon-to-be widowed wife of Miles, who doesn’t mind looking away from her if he can have O’Shaughnessy.

When two cops, Detective Tom Polhaus (played by Ward Bond) and Lieutenant Dundy (played by Barton MacLane), who suspect that Spade may be responsible for the deaths of Thursby and Archer, hear Spade say he doesn’t know anything about women, Tom says, “Since when?” (In the novel, he says, “The hell you don’t.”–chapter two) Spade has a reputation as a womanizer, and Iva’s frequent visits to his office and elsewhere, her being eager to see him, only intensify the suspicions that he’s killed his partner, hence his wish to keep her away from him.

Soon, Spade comes into contact with Joel Cairo (Lorre), who happens, incidentally, to be the man referred to in the song, “The Friends of Mr. Cairo,” by Jon and Vangelis. Cairo is a stereotypically effeminate homosexual, something largely censored out of Lorre’s performance, for obvious reasons. In the novel, references are made to his use of chypre as a fragrance (in the film, it’s gardenia) and diamonds on a finger of his left hand. When Effie Perrine tells Spade that Cairo wants to meet him in chapter four, she says he’s “queer.” In chapter ten, Spade refers to him as “the fairy,” and O’Shaughnessy refers to a boy Cairo once “had in Constantinople,” the public exposure of his sexuality angering him, in chapter seven.

What’s significant about his effeminacy and extravagance, also seen to an extent in the novel’s characterization of portly Kasper Gutman (Greenstreet), is how their decadence is related to their search for the black bird. Their decadence is of a capitalistic sort, a lust after riches and class hegemony, an internationalizing of the “American dream” felt also in Levantine Cairo.

Their decadence is that of the mafia, too, since they use muscle and guns to get what they want. We see this in Gutman’s use of Wilmer Cook (Cook Jr.), a young man shadowing Spade, though the latter is by no means intimidated by the former. Similarly, Cairo pulls a gun on Spade, wanting to search his office for the falcon, though Spade manages to get his gun off of him.

As I’ve argued in previous posts, the mafia makes for a poetically resonant symbol of capitalism, its predatory seeking of wealth through questionable practices and use of violence. We see in the fierce quest for the falcon a symbol of the bourgeois search for an elevation to the highest levels of social class.

Cairo offers Spade $5,000 to help him find the black bird. Gutman offers a first payment of $10,000 to get it for him. Both men know, though, that the falcon is worth so much more as to make thousands of dollars seem like pennies in comparison. This disparity in worth is symbolic of the capitalist exploitation of labour, minimal payments to workers to extract a maximum of surplus value.

The second time Spade meets with Gutman, the latter tells the former the history of the Maltese falcon. The Knights Templar (in chapter thirteen of the novel, Gutman calls them “the Order of the Hospital of St. John of Jerusalem, later called the Knights of Rhodes and other things”) in 1530 wanted King Charles V of Spain to give them Malta; he would do so in exchange for the tribute of a falcon to be sent to him every year in acknowledgement that Malta was still under Spain. If ever the knights were to leave, Malta would revert to Spain.

The first falcon sent to the king wasn’t to be a real, living one, but a golden statuette encrusted with the finest jewels from head to foot. In general, the falcons were meant, essentially, to be a yearly payment of rent, as a matter of form, to the king for permission for the knights to live in Malta.

The king, as emperor of that part of the Mediterranean at the time, was thus one of the most powerful men of the area during the late feudal period of Europe. Since the knights had access, through their spoils from their conquests in such places as the Middle East, to the finest jewels, metals, silks, gems, ivories, etc., the golden falcon was among the most valuable commodities ever.

The boat meant to deliver the falcon from Malta to Spain was stopped by a pirate attack. The pirates stole the falcon, and it ended up being passed around from place to place around the world over the next several centuries, up until the time of this story. Over this passage of time, history witnessed the change from feudalism to capitalism, while the bird has retained its superlative worth.

And so the Maltese falcon can be seen to symbolize the greatest attainment of class power, that which takes its owner in flight to the highest of financial freedoms. To own it is to be like a king, an emperor, owning property and wealth beyond one’s wildest dreams. To own it is to be better than the capitalist ruling class; to own it is to be like a feudal lord.

Small wonder Gutman, with his gluttony for wealth and power, wants the black bird so badly. He, Cairo, and Wilmer will use any dirty trick they can think of to get it, including drugging the drink Gutman fills and refills for Spade while discussing the history of the falcon, then while he’s unconscious, they can search for the falcon without Spade getting in the way.

Gutman may speak to Spade with cordiality, but he’s no friend to the detective, just as a boss is no friend to his employees. These are relationships of power and subservience. The drugging of Spade, as well as the use of Wilmer to push Spade around (in spite of how ineffectual Wilmer turns out to be), and the pointing of guns at Spade show clearly how unequal Gutman regards Spade as a business partner.

And regardless of how much Gutman offers to pay Spade for getting the falcon–a beginning payment of $10,000, or the full offer of $25,000 or even a quarter of a million–all these payments are microscopic in comparison to the actual, gargantuan worth of the black bird. Hence, payment for Spade’s service of securing the bird is like a small wage paid by an employer gaining a huge profit out of the deal.

Since Wilmer is also in Gutman’s employ, his relationship with Spade is full of the usual tensions between competing labourers, with the attendant alienation. In the novel, Wilmer hates Spade so much that he says, twice in chapter ten, what isn’t actually in print (for reasons that will immediately prove obvious), but what must be inferred as, “Fuck you.”

This mutual alienation among Gutman’s associates intensifies at the climax, when Spade, always trying to bargain (as a trade unionist would) for a better deal, insists on Gutman giving up a fall guy for the murders of Thursby and Archer, in addition to his cut. Spade suggests Wilmer, who naturally resents it, even though he’s surely responsible for at least the deaths of Thursby and Captain Jacobi (played by Huston’s father Walter), who dies having delivered the falcon to Spade’s office with several bullets in him, after the boat he sailed from Hong Kong to San Francisco, La Paloma, was burned down by Gutman’s men.

Gutman is hesitant to give up Wilmer to the police, claiming the boy is like a son to him (when actually, he’s worried Wilmer will squeal on him). Spade then suggests Cairo as the fall guy, or perhaps O’Shaughnessy could be considered; as long as Spade is safe from the cops. These suggestions, and the angry reactions they get, further show the growth of mutual alienation going around, all because of the power of that black enamelled commodity.

Before this climactic scene in the novel is one with Gutman’s drugged daughter, Rhea, whom Spade accidentally meets in the Alexandria Hotel (chapter seventeen). The scene is fairly superfluous to the plot, but it does help give us a more vivid idea of how corrupt and ruthless mafia-man Gutman is…that he’d allow his own daughter to be in such a state.

Gutman, Cairo, O’Shaughnessy, Wilmer, and Spade are all waiting for Effie to deliver the bird to Spade’s apartment in the morning. Gutman has given Spade the $10,000 down payment in an envelope, which Spade has given to O’Shaughnessy to watch over. At one point, Gutman takes the envelope back for a moment and looks over the bills: he finds only $9,000.

Has O’Shaughnessy stolen the missing $1,000? In the novel (and in the pre-Production Code 1931 film version), Spade takes her into his bathroom and makes her strip to see if she has the money on her–she doesn’t. Gutman has taken it to see what Spade will do, then he gives it back.

This scene is interesting in how it parallels that of the falcon’s delivery, when Gutman scrapes at the black enamel covering to see the gold and jewels underneath. There are none–it’s a fake! Just as she has had her coverings removed to find nothing of monetary value, so has the black bird. It’s a fake…and so is she.

These scenes underscore my point towards the beginning of this analysis: both O’Shaughnessy and the Maltese falcon are ‘black birds,’ as it were. They both, on the surface, seem to be beautiful and of almost limitless value, yet when the illusions are cast aside, they’re not only of no worth, but are dangerous addictions.

Warren Farrell once said that “female beauty is the world’s most potent drug.” (Farrell, Berkeley mass market edition, October 1996, page 72) I don’t agree: money is far more addictive, though perhaps female beauty is a distant second. Hence, the two black birds of this story. It’s interesting, in this connection, to remember Tony Montana‘s words in Scarface: “you gotta make the money first. Then when you get the money, you get the power. Then when you get the power, then you get the woman.”

We’ll note, however, that the real climax of the story isn’t the discovery that the falcon is a fake; it’s Spade telling O’Shaughnessy that he’s giving her up to the police for having shot Archer (Wilmer has sneaked out of the building while everyone’s eyes have been on the falcon, so he can no longer be the fall guy).

After Gutman and Cairo leave to resume their search for the bird, Spade bullies her into telling the truth that she shot Archer with Thursby’s gun. Since the police suspect Spade killed him to get Iva, he can’t let O’Shaughnessy’s beauty weaken his resolve to avoid being charged with murder.

It takes all of his emotional strength to look into her manipulatively teary eyes and tell her he “won’t play the sap” for her. Though he, a ladies’ man, is still enticed by her beauty and her claims that she loves him, he’s heard too many lies from her to think she’s any less a phoney than that lead bird she had shipped from Hong Kong.

The tension in Bogart‘s face vividly expresses Spade’s conflict. Still, he stays strong, and when Detective Polhaus and Lieutenant Dundy show up, Spade gives her to them. Polhaus asks about the bird, and Spade says it’s “the stuff that dreams are made of,” a reference to the illusory, theatrical magic in The Tempest. The theatrically presented dream of innumerable amounts of wealth is an illusion.

Indeed, though Spade can resist O’Shaughnessy’s charms as his objet petit a, neither Gutman nor Cairo can resist the lure of the Maltese falcon, their objet petit a, hence their plans to go to Istanbul to see if it’s there. Now, at the end of the novel, Wilmer shoots and kills Gutman; so Spade’s ability to resist his desires saves him, while Gutman’s inability to do so destroys him, as does Archer’s inability vis-à-vis O’Shaughnessy.

It is assumed that the reason Gutman et al received a fake falcon is because the sender, a Russian named Kemidov in Istanbul, cheated them when he found out its real worth, and that he has the real falcon, if not somebody else. But I wonder: is the whole story of the falcon actually a legend that Gutman all too credulously believes, simply because he wants to? In any case, the addiction to endless wealth never dies, though its attainment is surely only an enamelled dream for most of us.

Analysis of ‘The Third Man’

The Third Man is a 1949 British noir film directed by Carol Reed with a screenplay by Graham Greene, from a novella Greene wrote to flesh out the story, but which wasn’t originally meant to be published. The film stars Joseph Cotten, Orson Welles, Trevor Howard, and Valli; it costars Wilfred Hyde-White, Paul Hörbiger, Ernst Deutsch, Erich Ponto, and Siegfried Breuer.

The film is noted for its superb cinematography, sometimes inviting comparisons with Citizen Kane (even to the point of making some think mistakenly that Orson Welles was involved with the writing and production), and for its distinctive music, all played on a zither by Anton Karas, its composer. It is regarded as one of the best films of all time.

A link to quotes from the film can be found here.

A recurring theme in The Third Man is the relationship between illusion and reality. The charming zither music gives us a sonic sense of how quaint Europe comes across to American visitors, as we see with Holly Martins (Cotten–“Rollo Martins” in the novella) when he gets off the train, having reached Vienna. Anticipating getting a new job from his old boyhood friend, Harry Lime (Welles), Martins is eager to reunite with him. That zither, however, gets plaintive and gives off a dissonant chromaticism whenever scenes get tense, a sonic shift from pleasant illusion to unpleasant reality.

Similarly, we see all the beautiful sculpture and architecture of Vienna, but it’s juxtaposed with the rubble of destroyed buildings, since this is postwar Vienna, divided into zones controlled by the US, the UK, France, and Soviet Russia. Cold War tensions are in the air. The illusory charms of Europe quickly give way to the reality of WWII horrors.

The illusory pleasantness of Vienna, as symbolically understood through the zither music, is further changed to unpleasant reality when Martins learns that Lime is dead, having been hit by a car…or so we understand. After attending the funeral with such people as Lime’s ex-lover, comedic stage actress Anna Schmidt (Valli), Major Calloway (Howard) of the British Royal Military Police, “Baron” Kurtz (Deutsch), and Dr. Winkel (Ponto), Martins goes with Calloway for drinks in a bar.

Illusions are further broken when Martins learns from Calloway that Lime was involved in one of the worst rackets in Vienna. Drunk Martins doesn’t like to hear Calloway say that his late friend has been responsible for people’s deaths, and that Lime’s own death is the “best thing that ever happened to him,” so Martins tries to punch Calloway, but instead is hit by Sergeant Paine (played by Bernard Lee), who works under Calloway.

Martins begins trying to find out what exactly has happened to Lime, and the first man he talks to about this is Kurtz, an associate of Lime’s who explains how, after Lime was hit by the car, two men carried him off the road (Kurtz and a Romanian named Popescu [Breuer]), Dr. Winkel arrived, and Lime died soon after that.

Martins hears the testimony of others, including Schmidt, who is reluctant to speak about Lime. Karl (Hörbinger), Lime’s porter, however, lets it slip that there was a third man who helped carry Lime’s body. These contradictory accounts make Martins suspicious of foul play, and cause us to see further rifts between illusion and reality.

This sense of suspicion and disorientation that is growing in Martins is symbolized by the extensive use of the Dutch angle in this film. The tilted view of events on the screen suggests not just his looking askance at what people are up to, but also our looking askance at it. What he, and we the audience, see is a distortion of reality, an illusion that alienates him and us, the new visitors of Vienna.

In the novella, Kurtz wears an obvious toupee, and when Martins visits him at his home (pages 2 and 8 of the link to the novella), he sees the toupee in a cupboard, and Kurtz is not bald. Martins surmises that the toupee has been part of a disguise, “useful…on the day of the accident,” another illusion furthering his suspicions of Kurtz.

Testimony about the late Lime that Martins hears, given from the multiple perspectives of Calloway, Kurtz, Schmidt, Dr. Winkel, and Popescu (an American named Cooler in the novella) suggests the influence of Citizen Kane. Indeed, we’ll eventually learn that Lime was…and is!…as unscrupulous and narcissistic a businessman as Kane was.

In the novella, when Martins talks with Dr. Winkel in his home about Lime (page 3), and Martins hears the doctor’s laconic answers, we read a description of the copious examples of religious art and icons the doctor owns. These include a crucifix with Christ’s arms above His head; Winkler explains that this rendering is meant to show how He died, in the Jansenists‘ view, only for the Elect–arms up high to indicate how high are those who merit salvation, as it were. This is representative of the narcissism of those involved in Lime’s racket: only they ‘deserve’ to live.

Karl has been murdered for his loose lips about the third man, and some suspect that Martins, one of the very last people to talk to the porter, is his killer. Those involved in Lime’s racket wish Martins would stop his investigating.

Martins is put in a car and hurriedly driven somewhere. We suspect, as he does, that the driver has been paid to have him killed. This fear soon turns out to be yet another illusion, for the driver is actually taking Martins to the gathering of a literary club, organized by Mr. Crabbin (Hyde-White), where Martins, a novelist himself, is expected to lecture on and answer questions about all things literary.

So Martins, as a writer, is also a creator of illusions. Having a novelist as his story’s protagonist seems to be Greene’s way of making a private commentary on his own illusion-making as a writer. Indeed, the careful reader of Greene’s novella will note that it is a first-person narrative given not by Martins, but by Calloway, who is oddly able to know many of Martins’s private actions and thoughts (Calloway’s having spies follow Martins everywhere, or to have Martins tell him all that’s happened, can’t possibly account for all of the exposition of Martins’s inner thoughts and motives).

Small wonder a writer of Greene’s calibre didn’t originally want the novella published; at the same time, the later publishing of so slightly-revised a narration gives us an interesting commentary on literary illusion-making as illusion.

The literary snobs in Crabbin’s gathering ask Martins, a writer of Westerns, about all kinds of high-brow concepts (stream of consciousness, how to categorize James Joyce‘s work, etc.). Martins’s idea of great writing is Zane Grey, much to the disappointment of Crabbin et al. The illusion that Martins is a writer of their lofty literary ideals has been shattered, since along with Grey as an influence, he cannot answer their questions to their satisfaction, and they leave.

In this scene, we also have an interesting comparison of the illusion-making of authors with that of the racketeers, in the form of Popescu asking Martins about his writing (menacingly implying that he should stop it if he wishes to be safe), with Martins’s bold, defiant answer that his ‘new book’ will be called “The Third Man,” a work based on fact (i.e., the crooked circumstances that have led to Lime’s death), not fiction (his supposedly accidental death on the road).

Popescu’s men then chase Martins out of the room. He goes up a spiral staircase, of which we get an upwards shot. It symbolically suggests Martins’s attempt to escape the hell of the Viennese racketeers (and the pretentious literary types) and up into the heaven of safety. Such heaven and hell symbolism will recur later. “Long is the way/And hard, that out of hell leads up to light.” (Milton, Book II, lines 432-433)

He hides from his pursuers in a dark room, in which he hears a whimpering voice. Assuming it’s somebody scared because of his entry, he says, “It’s all right,” then turns on the light and sees that the voice is coming from a parrot. This chiaroscuro shift from dark to light, or from concealment to revelation, paralleling the relationship between illusion and reality, is an important feature of the expressionist cinematography in this film, something aided well with the black-and-white photography (i.e., without distracting colour). This contrast of dark and light will feature again soon enough.

Martins’s pursuers chase him out of the building, and he goes down a hill of rubble and succeeds in hiding from them. The zither music is heavily chromatic in harmony, to add to the tension. In this hell of Vienna (whose shiny wet cobblestone streets parallel the water in the hellish sewers below–more on them later), one can’t hope just to escape up to heaven, but must confront its evil (i.e., descend into it…the sewers!) in order to defeat it.

Martins sees Calloway again, and indeed, he must confront that evil: Lime, his childhood friend, really has been involved in a despicable racket. An orderly named Harbin, who works for Lime, steals penicillin he finds (available only in military hospitals), then Lime sells it on the black market, diluting it so he and his men can maximize sales; in its diluted state, though, it cannot work as an effective treatment, so patients either get worse (gangrene, exacerbation of pregnant women’s problems when in childbirth, poor physical and mental health in children, etc.) or die.

Martins’s illusions about Lime have been utterly shattered: Calloway has provided proof that Lime, Martins’s good old friend, was…is…one of the vilest human beings out there. Martins gets drunk again, in a seedy area strewn with prostitutes, but his growing romantic interest in pretty Anna Schmidt means he buys her flowers and goes to see her.

In her apartment, they discuss what he’s learned about Lime. As they’re chatting, a camera moves in on some plants on her balcony; the shot then goes through the plants and out onto the streets below. A man dressed in black hides in the shadows of a doorway, where a cat goes over to his shoes: who is he?

Martins finishes his visit with Schmidt, realizing he hasn’t got a chance to replace Lime and be her man. His illusory hopes are dashed. (Speaking of illusions vs reality, she is an actress only doing comedies, yet she seems to have a permanent frown.) He leaves her apartment and goes out on the streets near where that man is hiding.

The cat’s meowing draws Martins’s attention, and he assumes the man is a spy tailing him. In his drunkenness, Martins shouts at him to come out and reveal himself. His shouting bothers a neighbour up above, who turns her apartment light on; the light shines out and is reflected in the man’s hiding place.

Martins sees guiltily smirking Lime.

Out of the darkness, and into the light; or, out of illusions and into reality. Lime faked his death!

Or, is this revelation just another illusion? Has Martins, in his inebriation, seen a ghost, or had a hallucination? A car shoots between the two men, and after it’s gone, Martins doesn’t see Lime in the shadows of that doorway anymore; that flash of light from the window has disappeared, too–we’ve gone from light back to dark, from reality back to illusion.

Martins hears Lime running down the street, though, and he chases him to a kiosk in the town square, where Lime unaccountably disappears. Martins summons Calloway, and they and Paine go to the kiosk, where Calloway puts two and two together: the kiosk has a secret doorway leading down to the sewers. That’s where Lime went!

The three men go down into the filthy, smelly place, an underground symbolic of hell, which is an appropriate place for our villain to be hiding. Lime’s racket, the selling of diluted (and therefore worthless) penicillin on the black market, is a lawlessness symbolic of the unregulated “free market.” Calloway’s police, combined with the American and French authorities of the Viennese zones, represent postwar, regulated capitalism. The Russians, of course, represent communism.

Because The Third Man is a post-WWII British film, it ideologically represents the centrist, liberal world view, as contrasted with the unregulated, right-wing libertarian capitalism of Lime’s racket on the one side, and the left-wing, Soviet position on the other. Both of these sides are portrayed as evil, due to the Cold War Western biases of the time, as well as the Keynesian, welfare capitalism of the Attlee era.

Accordingly, not only are Lime and his ilk the villains, but also the Russians, seeking to deport Schmidt for her forged immigration papers, are portrayed as politically repressive, when a closer examination of the political predicament of, for example, East Germany, would adequately explain why the communists were sometimes averse to their citizens defecting to the West, and averse to letting fascistic types enter the Soviet Bloc.

Calloway goes to the cemetery and has ‘Lime’s’ body dug up: sure enough, it isn’t Lime’s body, but that of Harbin. The darkness of the grave hid the illusion of Lime’s death, and Harbin’s body, brought up to the light, has revealed the truth.

Martins makes an arrangement to meet Lime at a Ferris wheel. There, Lime, still fittingly wearing a black coat and hat, discusses his racket with Martins, who is horrified at his friend’s unfeeling attitude towards his victims. In the Ferris wheel, they rise up to the top where they can talk in private.

That topmost point is Lime’s narcissistic heaven, where he can feel superior to, and look down at, all the people, those little “dots,” on the ground. He feels no compassion for his victims, and sees the erasure of many of those dots on the ground as expedient for the accumulation of profit, all tax-free.

In this way, it is so fitting that the post-war film takes place in Austria, of all places.

Lime feels little pity for Anna, either, knowing of her grief over his ‘death,’ and her prospects of being deported. Nonetheless, he keeps up the illusion of loving her by drawing a heart with Cupid’s arrow in it, rubbing his finger on the window of their carriage, and writing ‘Anna’ over it.

Just as it is heartbreaking for Martins to learn how low Lime has sunk (recall his refusal to accept the truth when he’s tried to hit Calloway near the beginning of the film), so does the defender of the “free market” experience cognitive dissonance when his illusions of it are shattered upon learning of its ill effects.

The narcissistic highs last only so long, and that topmost point of the Ferris wheel where Lime is standing must come back down. Still, he wants to fancy himself among the top men of the world; so when he and Martins return to the ground, he mentions–in Welles’s famous, improvised line–that the cruelties and violence of the Italy of the Borgias also produced Michelangelo, Leonardo da Vinci, and the Renaissance, while the more humane and democratic Switzerland merely produced the cuckoo clock.

Apparently, psychopathy and narcissism–rather than talent–are what create great things.

Having seen for himself in a hospital the effects on children of Lime’s diluted penicillin, Martins decides to help Calloway catch his old friend. Schmidt, however, doesn’t like knowing Martins plans to betray her former lover. Her sympathy for Lime, as over Martins and those who deserve justice for Lime’s crimes, symbolically suggests how the conditions that have given rise to racketeers like Lime will resurface in the future (see the end of this analysis)…and recall that Anna Schmidt is the sympathetic love interest of the film.

A trap is set for Lime to meet Martins in a café, but when Lime arrives and is warned by Schmidt, he runs off to the sewers again. Calloway and the police are there, though.

Trapped in that filthy underground that reeks of excrement, Lime is in his narcissistic hell, the hell of his True Self, which he hates, as opposed to the illusory heaven of his False Self, which we saw at the top of the Ferris wheel. No longer do we see the smug, smirking villain; now he is visibly scared. Abandon all hope, ye who enter here. All he can do is hide in the darkness from which he can’t escape, hoping the shadows will give the illusion of his absence.

But his pursuers know he’s there: no blackness can deny the reality of his being there. He shoots and kills Paine, then Calloway shoots and wounds him, then Martins shoots him dead with Paine’s pistol. It’s with great sadness that Martins must kill his friend, but no reforms can end the capitalist evil that Lime’s racket represents; that end can only be violently forced.

Now, Lime is gone, and a second funeral is held for him; but for all we know, his racket could be continuing, if not by Kurtz, Winkel, and Popescu (who have been arrested), then by someone else. The regulatory force of the British, American, and French authorities can try all they will, but the economic system they defend still creates the want that leads to some racketeers committing such crimes…

…just as the Keynesian/welfare capitalism of 1945-1973 protected the backbone of a system that later would morph into the Lime-like neoliberalism of today, which has produced its own lethal medical frauds.

Along with these problems is the alienation this system creates, an alienation symbolized in Schmidt’s snubbing of Martins at the end of the movie; indeed, he tries to keep alive his illusion that she’ll return his love, and her walking past him replaces illusion with reality once again, with that plaintive zither playing in the background. Greene wanted the happy ending given in his novella, in which Martins and Schmidt walk together; but Reed’s sad ending worked so much better that even Greene had to acknowledge it.

This sad ending implies what needs to be said about all the political circumstances surrounding the story: getting rid of one or two bad apples (be they Lime or, in our day, Trump) isn’t enough to mend our emotional and social wounds; the entire system that causes such division–not just the lines dividing Vienna (or Cold War-era Berlin, for that matter) into zones…and we see a lot of lines, a lot of people divided and isolated, boxed into geometrical shapes, in this film!…but also the lines dividing us into classes–is what must be abolished.

Analysis of ‘Johnny Got His Gun’

Johnny Got His Gun is a 1938 anti-war novel written by Dalton Trumbo, published the following year, and adapted into a 1971 film, which was also written and directed by him (with an uncredited writing collaboration from Luis Buñuel). The film stars Timothy Bottoms, with co-stars Kathy FieldsMarsha HuntJason RobardsDonald Sutherland, and Diane Varsi.

The book was temporarily taken out of print several times, when such wars as WWII and the Korean War broke out; for the book’s anti-war sentiment was deemed inappropriate at those times. Having been a member of the Communist Party USA during WWII, Dalton agreed to the non-printing of his novel, as long as the Soviet Union remained allies with the US against the Nazis during the war. As for the far right, isolationists among them sent Trumbo letters asking for copies of the book while it had been out of print. He reported the letter-writers to the FBI, but it turns out the FBI was far more interested in him, a leftist, than in the rightist writers.

The novel tells the story through a third-person subjective, or limited, narration, meaning we get the story from the protagonist’s point of view, that of Joe Bonham (played by Bottoms in the film). This means that the perspective of the medical staff is given only in the film adaptation. Other differences between novel and film include the rearrangement of some scenes into a different order, and the inclusion of scenes in the film with Christ (Sutherland) generally having been written by Buñuel (assuming IMDb is trustworthy here), although the scene of Christ playing cards with Joe, the redhead, the Swede (played by David Soul), and the other soldiers is in the novel (Book II, Chapter 16), and around 27-30 minutes into the film.

The film was originally a modest success, but became a cult film after Metallica‘s video for their songOne,” which included scenes from the film, revived interest in it. In fact, Metallica bought the rights to the film so they could use scenes from it in their video without having to pay royalties on it.

Links to quotes from the film can be found here.

Joe Bonham, a young American soldier in WWI, has been severely injured from the blast of an artillery shell, rendering him limbless, eyeless, deaf, and without a nose, tongue, or teeth. To make matters worse, the army medical staff taking care of him, not knowing who he is (three minutes into the film), and mistakenly thinking he’s decerebrated from his injuries, assume that he feels no pain or pleasure, and that he has no memories or dreams; so they keep him alive for medical research.

Joe gradually comes to the horrifying realization that all that’s left of him are his torso, genitals, and mutilated head (from Chapter 3 onward), with only the sense of touch left to link himself with the world, and with his consciousness intact to realize the virtually hopeless state that is the remainder of his natural life. This is alienation in the extreme, as only war can cause it.

The medical staff are keeping him alive so they can study him, the rationalization being that such study can be a help to future injured soldiers. When he realizes fully what’s been done to him, he’d like to kill himself by cutting off his own breathing, but he can’t, because the staff have him breathing through tubes directly connected to his lungs (Chapter 5, pages 28-29).

So, the overarching theme of the story is loss, lack. Joe has lost not only all the body parts that can make him useful, help him to enjoy the company of other people, or give his life meaning; not only has he lost his will to live and his faith in God (especially by the end of the story); but he has lost the very ability to end his life.

Normally, desire is aroused by a stimulation of the senses, so we’d think that a lack of those senses might cause one to be able to resist the sensual temptations of the world and attain peace, nirvana; but Joe is someone used to the physical pleasures of the world, to the enjoyment of relationships with other people, so being deprived of all of that, all of a sudden, is something he cannot accept. His is a Lacanian lack giving rise to desire: a desire to be useful to others, to be recognized and acknowledged by others, to be wanted by others (e.g., his girlfriend, Kareen [Fields]).

How can he be worth anything to anybody (other than that impersonal medical staff who are exploiting him for their own purposes) in his mutilated state? As a quadruple amputee with his face blown off, he’s been symbolically castrated, though, ironically, his genitals are still intact (Joey’s got his gun), they being the symbol of desire par excellence. Instead of letting go of his desires, which would lead to nirvana, he has them all the more, trapping him in a symbolic samsara. His is a living death: note how the novel is divided into two books, called ‘The Dead,’ and ‘The Living.’ It’s as if he’s dying (despair), then living again (new hope), then dying again (frustrated hope), then living again (revived, if feeble, hopes), a symbolic reincarnation into a world of endless suffering, of hell.

His hell is the undifferentiated world of what Lacan called the Real. He cannot tell day from night, dream from waking life, or fantasy from reality (especially with all the sedatives he’s getting). He cannot measure time with any degree of accuracy, though he certainly tries very hard to.

Communication borders on impossible for him, except towards the end of the story, when a nurse uses her finger to spell “MERRY CHRISTMAS” on his bare chest (Chapter 17, page 86); and when he uses the Morse Code, tapping the back of his head on a pillow, to communicate with the army brass, only to have his wishes rejected. Therefore, his connection with the Symbolic Order, the therapeutic world of language, culture, and society, is a tenuous one.

The paradoxically terrifying/beatific world of the Real, or to use Bion‘s terminology, O, is one beyond the senses, a suspension of memory and desire. James S. Grotstein says, “A transformation in ‘O’ is attainable only by the disciplined abandonment of memory, desire, understanding, sense impressions — and perhaps also the abandonment of ego itself.” Such a place could be heavenly, like nirvana, if Joe could just let go of his ego and the world he’s lost; but of course, he’ll never do that, so he can only experience the hellish aspect of O, the Real, which is dialectically right next to the heavenly aspect (consider my use of the ouroboros, which symbolizes a circular continuum, the dialectical relationship between opposites [i.e., the serpent’s head biting its tail], to get at my meaning), depending on whether or not one clings to desire.

Trumbo’s novel begins with memories of sounds, like the sound of the telephone ringing. His hearing is the first thing he discovers he’s lost, and ironically, he has a ringing sound in his ears, reminding him of the telephone. Added to this, he remembers a sad phone call at work in the bakery: he must go home, for his father (Robards) has died. More of the theme of loss.

Other sounds Joe remembers are of music, his mother’s singing (beginning of Chapter 2) and piano playing (Chapter 1), something he’ll never get to enjoy again. In subsequent chapters, Joe remembers other sensory pleasures, like his mom’s home cooking (Chapter 2), a listing-off of various delicious foods (her baked bread, her canned peaches, cherries, raspberries, black berries, plums and apricots, her jams, jellies, preserves, and chilli sauces; the sandwiches of the hamburger man on Fifth and Main, etc.), all foods he’ll never get to taste again. He describes the aches and pains in his arms and legs, doing hard physical labour, in the hot sun, to the point of exhaustion (Chapter 4, pages 19-21).

He describes going to bed with Kareen (Chapter 3, page 15; and about nine minutes into the film), their one and only intimate time before he’s shipped off to fight the war, an indulgence her father allows, amazingly. All of these vivid sensual descriptions are here to underscore, for the reader, all that Joe has lost.

The film symbolically reflects the difference between what he had (and what he wishes he still had) and what he’s lost by showing his memories, dreams, and fantasies in colour (the dreams and fantasies being in saturated colour), and showing his current, hellish reality in the hospital in black and white. Indeed, all he has left are his memories and fantasies.

All these memories of his reinforce in our minds that Joe is a human being, with a heart and feelings, with dreams, hopes, and desires, like everyone else. He’s more than just a guinea pig for the medical staff to study and experiment on.

This understanding is the anti-war basis of the story: soldiers aren’t just pieces of meat (like the piece of meat that Joe has been reduced to) for the army and ruling class to use for their selfish purposes. Of course, these selfish purposes–the imperialist competition to control the lion’s share of the world’s land and resources–are cloaked behind rationalizations of keeping the world “safe for democracy.”

Now, what is meant here by “democracy” is not really the power of the people, but what is properly called the dictatorship or the bourgeoisie, or the rule of the rich. Boys like Joe are recruited to kill and die to protect and serve the interests of the capitalist class. This story’s setting during WWI is significant in how Lenin at the time wrote Imperialism, the Highest Stage of Capitalism, a polemic against the war (understood as an inter-imperialist competition among the great powers of the time for land and resources), which was very unpopular in Russia. And as soon as the Bolsheviks took power, they worked to get Russia out of the war.

If only American communists could have been so successful.

The novel’s defiant, anti-war tone reaches its highest pitch at the ends of Books I and II, in which Joe speaks contemptuously of that old lie about the “fight for liberty.” As Joe says on page 49, “What the hell does liberty mean anyhow?” His response to the importance of liberty is “my life is important” (page 50). As for Joe’s defiance of the war machine and what it has done to him, hear Donald Sutherland’s reading of passages from the end of Book II (pages 103-104).

Now, since Joe has realized what a big mistake he made believing the bourgeois imperialist lie of ‘fighting for democracy,’ we should try to understand what originally drove him to buy into that lie. It was his love of his father and his wish to identify with him, to win his father’s love. Though his father cynically realizes that ‘defending democracy’ is really just about “young men killing each other,” Joe as a naïve little boy just goes along with the apparent virtue of such a fight. After all, as his father says, “Young men don’t have homes; that’s why they must go out and kill each other.” (Recall, in this connection, the fourth line in the bridge to the lyrics of the Black Sabbath song, “War Pigs,” which came out close to the same time as the film.)

Joe deems his father a failure who has nothing but his phallic fishing pole to give him distinction (not even Joe has distinction, apparently, as his father frankly tells him), but this is the only father little Joe has. Joe manages to lose that fishing pole one day when fishing not with his dad, but with his friend, Bill Harper (Chapter 9, and at about 1:16:30 into the film). The loss of the fishing pole is another symbolic castration. Joe’s memories of his father hugging him, and wanting to receive a hug from him, are–I believe–wish-fulfillments of Joe’s (the line separating his actual memories and how he wishes to remember his past is a hazy one). His father’s death, and the loss of the fishing pole, goad Joe–through guilt feelings–into being willing to do what “any man would give his only begotten son” for…kill and be killed for democracy.

This choice of words, “only begotten son,” is intriguing. It reminds one of John 3:16. Joe’s father would give his only begotten son to die for an ideal, freedom, which sounds like God the Father giving His only begotten Son to die for our sins, so sinners can live in an ideal world, heaven, which is freedom from sin and death.

This comparison leads us to the understanding that Joe, in the extremity of his suffering, is comparing himself, however obliquely, to Christ. He is suffering in an excruciating manner similar in a number of ways to how Jesus suffered. In his state of living death, Joe is harrowing Hell, so to speak, as Christ did.

The two books of Trumbo’s novel, recall, are named “The Dead” and “The Living.” The reverse order of these names suggests resurrection. On the other hand, Christ will return to judge the living and the dead (1 Peter 4:5). This understanding gives depth to Joe’s dreams and fantasies of conversing with Christ, for it gives meaning–and a sense of grandeur–to Joe’s suffering.

His dream of a rat biting into a wound behind a bandage on his side, or his chest (something he, at first, can’t tell from waking reality–Chapter 7, page 41; and 45 minutes into the film) suggests the spear in Christ’s side. The loss of Joe’s limbs is analogous to the stigmata in Christ’s hands and feet; recall how he believes the doctors have amputated his arms and legs–for example, he feels the pinching and pricking of sharp instruments when they remove the bandages from where his left arm would have been (Chapter 3, page 13). And the mutilation of Joe’s face parallels Christ’s crown of thorns, the digging of those thorns into His head.

The mutilation of Joe’s body, and the mental disorientation he feels as a result, symbolizes and literally means that he is in danger of suffering psychological fragmentation. Pathological narcissism–in Joe’s case, the covert kind in which one sees oneself as a grandiose victim–is an effective–if dysfunctional–defence against such fragmentation. In Joe’s case, this narcissism expresses itself by his comparing of his suffering to that of Christ.

In the film, when Joe is with Christ in one of his fantasies (46-50 minutes into the film)–when Christ is doing His carpenter work–and Joe is speaking about his fears of having the rat nightmare again, the two are looking in each other’s faces as if Joe were looking into a mirror…that is, the narcissistic mirroring of the self in the other. As a dream, the scene is a wish-fulfillment for Joe in which he hopes to find a solution to the rat nightmare problem, which of course Christ can’t solve, because Joe’s problems are material, not spiritual, ones: Joe has no mouth with which to yell himself back into consciousness, he has no eyes to open, and he has no limbs with which to knock the rat off of him. This must have been a scene that atheist Buñuel wrote, for Christ is no help to Joe, and He Himself acknowledges that no one really believes in Him.

Joe remembers his Christian Science preacher from childhood telling him that God is Spirit (35 minutes into the film), as is man in his true nature, which makes Christ vaguely comparable with Joe, who barely has a body anymore, and barely has any sensory contact with the physical world. Joe, like Christ on the Cross, feels “forsaken” (Chapter 20, page 101) by the medical staff, who refuse to grant him his request to be taken around in a glass box and presented as a kind of freakish icon to teach people about the horrors of war.

To be taken all over the US and displayed thus, as an anti-war icon, is comparable to Christian missionaries traveling the world and spreading the Word of the Gospel (Matthew 28:19). Joe’s message of saving lives, though, is the salvation of physical lives, not that of spiritual ones. “He had a vision of himself as a new kind of Christ as a man who carries within himself all the seeds of a new order of things. He was the new messiah of the battlefields saying to people as I am so shall you be.” (Chapter 20, page 103)

As we can see, this association of Joe with Jesus is far more apparent in the novel, especially towards the end, than in the film. And if he is like Christ, we can find Mary parallels, too.

First, when Joe realizes the extremity of his predicament, he feels as helpless as a baby in the womb (Chapter 7, page 37), and he–in his thoughts–calls out to his mother for help (Chapter 5, page 25). This association of limbless Joe with a baby in the womb can also be linked with his recollection of his mother’s telling of the Christmas story, with Joseph and pregnant Mary trying to find an inn in Bethlehem to spend the night (Chapter 17, pages 88-90).

Without his mother to know of his mental cries for help, Joe must rely on the care of the nurses, on whom he transfers his Oedipal feelings, which have resurfaced as a result of his regression to an infantile state, this being part of his coping mechanism.

Having transferred feelings of Oedipal love from his mother onto the nurses, Joe finds one nurse in particular–as noted especially in the film (Varsi)–whose tearful compassion for him is receptive to that love. Accordingly, she masturbates him (Chapter 14, page 72); about an hour and fifteen minutes into the film). Remember, though, the blurred line between his fantasy world (i.e., wish-fulfillment) and his reality. How much of her massaging is real, and how much is his imagination?

Since the Oedipal transference is sent to her, and since it is she who writes “MERRY CHRISTMAS” with her finger on his chest, this nurse can be seen as the Mary to his Jesus. The tears in her eyes over his suffering make her a kind of mater dolorosa, Our Lady of Compassion.

Now, these Christ and Mary parallels do not mean that Trumbo was trying to present a Christian “prince of peace” kind of anti-war story. Such symbolism only serves to express the gravity of Joe’s suffering through the use of familiar religious imagery. This is no story about “faith, hope, and charity“: on the contrary, it is about bottomless despair, which is especially apparent at the end of the film.

Joe’s pitying nurse would be an exterminating angel, were one of the doctors not to stop her from cutting off Joe’s air supply to euthanize him. The doctor, whose “stupidity” is bluntly noted by the chaplain in the film, would keep Joe alive in that hellish state so he can continue to be studied. For this is the whole point of war: the exploitation of young men to kill, to be killed, and to be otherwise used as a kind of commodity for the benefit of the powerful.

Unable to kill himself, unable to live in any meaningful way, unable to communicate and be listened to (i.e., to re-enter the social world of the Symbolic; our libido seeks other people’s company, as Fairbairn noted), and hovering between consciousness and unconsciousness because of the sedatives the doctors keep giving him, Joe is trapped in the undifferentiated void of the Real. If he could only let go of his attachment to his ego, that illusory self we all have from our contemplation of our mirror reflection, the Imaginary, then he might find peace.

But his was never a Buddhist or Hindu upbringing, of course: it was a Christian one, from which he derived his narcissistically amplified ego by identifying with Christ. And since even the religious systems of the Far East typically hold up the authoritarian and class basis of their respective societies, they would be of little help to him, anyway. His predicament is a material one, not a spiritual one. The eternal death of his Hell is not being able to choose when he can die.

He might see himself as Christ-like, as a fisher of men, but he lost his father’s fishing pole…just as he’s lost everything else. And just as Joe’s father is dead, so is God the Father dead…hence, there’s no Christ to wake Joe out of his nightmare.

Analysis of ‘The Birds’

The Birds is a 1963 natural horror film produced and directed by Alfred Hitchcock and written by Evan Hunter, based on the horror short story by Daphne du Maurier. The film stars Tippi Hedren and Rod Taylor, and costars Jessica Tandy, Veronica Cartwright, and Suzanne Pleshette.

The film is so completely different from the short story that the only two things they have in common are the title and the premise of birds violently attacking people, the attacks being interrupted by pauses, rests of several hours each. Everything else–the setting, characters, and the incidents–are completely reworked to the point of the film being an utterly different story from du Maurier’s version.

In 2016, The Birds was deemed “culturally, historically, or aesthetically significant” by the United States Library of Congress, and selected for preservation in its National Film Registry.

Here are some quotes:

Melanie: Have you ever seen so many seagulls? What do you suppose it is?
Mrs. MacGruder: Well, there must be a storm at sea. That can drive them inland, you know.

Mitch[deliberately mistaking Melanie for a sales clerk] I wonder if you could help me?
Melanie: Just what is it you’re looking for, sir?
Mitch: Lovebirds.
Melanie: Lovebirds, sir?
Mitch: Yes, I understand there are different varieties. Is that true?
Melanie: Oh yes, there are.
Mitch: Well, these are for my sister, for her birthday, see, and uh, as she’s only going to be eleven, I, I wouldn’t want a pair of birds that were too demonstrative.
Melanie: I understand completely.
Mitch: At the same time, I wouldn’t want them to be too aloof either.
Melanie: No, of course not.
Mitch: Do you happen to have a pair of birds that are just friendly?

Mitch: Doesn’t this make you feel awful… having all these poor little innocent creatures caged up like this?
Melanie: Well, we can’t just let them fly around the shop, you know.

Mitch: We met in court… I’ll rephrase it. I saw you in court… Don’t you remember one of your practical jokes that resulted in the smashing of a plate-glass window?
Melanie: I didn’t break that window. What are you, a policeman?
Mitch: No, but your little prank did. The judge should have put you behind bars. I merely believe in the law, Miss Daniels… I just thought you might like to know what it’s like to be on the other end of a gag. What do ya think of that?
Melanie: I think you’re a louse.
Mitch: I am.

Mitch: Well, small world…How do you know Annie?
Melanie: We went to school together – college…
Mitch: So you came up to see Annie, huh?
Melanie: Yes.
Mitch: I think you came up to see me.
Melanie: Now why would I want to see you of all people?
Mitch: I don’t know. You must have gone to a lot of trouble to find out who I was and where I lived.
Melanie: No, it was no trouble at all. I simply called my father’s newspaper. Besides, I was coming up anyway. I’ve already told you that.
Mitch: You really like me, huh?
Melanie: I loathe you. You have no manners, you’re arrogant, and conceited, and I wrote you a letter about it, in fact. But I tore it up.

“I’m neither poor nor innocent.” –Melanie

Annie[after birds attack the children at a party] That makes three times.
Melanie: Mitch, this isn’t usual, is it? The gull when I was in the boat yesterday. The one at Annie’s last night, and now…
Mitch: Last night? What do you mean?
Melanie: A gull smashed into Annie’s front door. Mitch – what’s happening?

“I wish I were a stronger person. I lost my husband four years ago, you know. It’s terrible how you, you depend on someone else for strength and then suddenly all the strength is gone and you’re alone. I’d love to be able to relax sometime.” –Lydia

“Oh Daddy, there were hundreds of them… Just now, not fifteen minutes ago… at the school… the birds didn’t attack until the children were outside the school… crows, I think… Oh, I don’t know, Daddy, is there a difference between crows and blackbirds?… I think these were crows, hundreds of them… Yes, they attacked the children. Attacked them!” –Melanie, on the phone

“Birds have been on this planet, Miss Daniels, since Archaeopteryx, a hundred and forty million years ago. Doesn’t it seem odd that they’d wait all that time to start a…a war against humanity.” –Mrs. Bundy

“It’s the end of the world.” –drunk

“I think we’re in real trouble. I don’t know how this started or why, but I know it’s here and we’d be crazy to ignore it… The bird war, the bird attack, plague – call it what you like. They’re amassing out there someplace and they’ll be back. You can count on it.” –Mitch

“Look at the gas, that man’s lighting a cigar!” –Melanie, as she sees a man lighting his cigar as gasoline is leaking around him

“Why are they doing this? Why are they doing this? They said when you got here, the whole thing started. Who are you? What are you? Where did you come from? I think you’re the cause of all this. I think you’re evil. EVIL!” –mother in diner, to Melanie

Cathy: Mitch, can I bring the lovebirds in here?
Lydia: No!
Cathy: But Mom, they’re in a cage!
Lydia: They’re birds, aren’t they?
Mitch: Let’s leave them in the kitchen, huh, honey?

Cathy: Mitch, why are they doing this, the birds?
Mitch: We don’t know, honey.
Cathy: Why are they trying to kill people?
Mitch: I wish I could say.
Cathy: I-I’m sick, Melanie.

There is no apparent reason for birds of all kinds to be suddenly swooping down on and attacking people, pecking and clawing at them. I find the best way to find meaning in these attacks is to see them as symbolic of something else…a different attacker from the skies.

To determine what, or who, this other attacker could be, I recommend a reading of du Maurier’s short story. Hints can be found in such things as the different setting. In her story, the bird attacks occur not in California, but in England; they also occur not in the early 1960s, but just after WWII.

When one considers the destruction Nazi Germany’s bombings of England caused, as well as the trauma they caused the survivors, we can see how du Maurier’s The Birds can be seen as a near pun on the Blitz, and therefore also be symbolic of it.

So the birds, in her story and–by extension–Hitchcock’s film, can be seen to symbolize bomber planes. Nat Hocken, the farmer and protagonist of the short story, believes it’s the colder weather that’s making the birds so aggressive. Later on in the story, a farmer claims it’s “the Russians” who have somehow incited the birds to attack by poisoning them (page 9 from the above link). Mrs. Trigg, the wife of his boss, wonders if the cold weather is coming from Russia (page 4).

Given that du Maurier’s story takes place shortly after the end of the Second World War, and therefore at the beginning of the Cold War, we can now see what the colder weather and reference to Russians are hinting at: the attacking birds represent a paranoid fear of a Soviet invasion.

A few bird attacks on Nat, a WWII veteran, would trigger PTSD responses in him, making him fantasize about bird attacks happening all over England, symbolic of airstrikes. Since the story is essentially–though not exclusively–from his point of view (even though it isn’t a first-person narration), we can easily view the story as a hallucinatory fantasy in his mind.

With these insights from the short story, we can gain an understanding of what’s going on in the film. Hitchcock spoke of how the birds are getting revenge on man for taking nature for granted; instead of birds being caged, they force people to cage themselves in houses, restaurants, telephone booths, etc.

The changing of the setting to California (in the coastal town of Bodega Bay, about an hour-and-25-minute drive from San Francisco) is instructive in this regard of birds’ revenge on man. If their attacks symbolize aerial bombardments (kamikaze-like in the short story, with birds dying upon hitting the ground), we could see this revenge as symbolizing that of those countries the US had so far bombed: Japan and North Korea; also, there was the US-supported coup in Guatemala in 1954, which included air bombings of Guatemala City and the threat of a US invasion. The birds’ attacks thus can be said to symbolize a fear of other nations bombing the US in revenge for having been bombed.

This theme of revenge first appears right at about the beginning of the movie, when Mitch Brenner (Taylor) enters a pet store where birds are sold on the second floor, and pretends that he thinks Melanie Daniels (Hedren)–who has played a practical joke leading to a broken window and a legal case that he, a lawyer, knows of–works in the store. He plays this trick on her in retaliation for her practical joke, which caused such annoyance to those affected by it.

He asks her about buying a pair of lovebirds as a gift for his younger sister, eleven-year-old Cathy Brenner (Cartwright). Annoyed at the comeuppance she’s received, yet also finding him attractive, Melanie wants to spite Mitch by, on the one hand, delivering a pair of green lovebirds to his home personally, and on the other, writing a note to him that she hopes the birds would “help [his] personality”…though she tears up the letter.

It’s interesting in this connection to note that, for pretty much the remainder of the film, she is dressed in a distinctive green outfit. A green ‘bird’ is giving Mitch green birds. This ‘bird’ also played a practical joke resulting in a broken window, just like the many broken windows caused by the bird attacks, which have begun since her arrival, in that green outfit, in Bodega Bay. Indeed, a hysterical mother in a diner blames Melanie for bringing the bird attacks to the town.

So we shift from lovebirds to violent ones, suggesting a dialectical relationship between love and hostility. This dialectical tension is sublated in how Mitch and Melanie are themselves two lovebirds who, in spite of how annoyed they are with each other at first, are attracted to each other.

Film critic and historian Andrew Sarris noted how complacent and self-absorbed the main characters are: Mitch, Melanie, Annie, and Lydia. Such self-absorption and egotism suggest the effects of alienation in a capitalist society, one about to be attacked in symbolic revenge for the attacks of imperialism on other countries. One manifestation of contradiction in dialectics is that of attack vs. counterattack, or revenge; another such manifestation is action vs. passivity, or resting. In the short story, Nat speculates that the birds attack at high tide (thesis), and at low tide (antithesis), the birds rest (page 12 of the above link).

The first major bird attack and the climactic last one are on Melanie (the bird nips at Mitch’s fingers and ankle at the very end are so brief as not to count for much). This is her karma–birds attacking a bird, the dialectic of attack vs. counterattack.

Another thing to remember about Melanie is that she is a bourgeois. Her father owns a newspaper, and she drives into Bodega Bay wearing a luxurious fur coat over that green outfit. So as the deliverer of the green lovebirds to Mitch and Cathy, Melanie–as an embodiment of capitalism and a personification of the birds–is symbolically bringing the avian aerial bombardment on the town. This linking of capitalism with aerial bombing is brought to you courtesy of imperialism. The hysterical mother in the diner is right to blame Melanie for all the mayhem.

The US bombed Japan and North Korea. Due to racist immigration policies, only limited numbers of Asians had been allowed to live in California by the time of the filming of The Birds. Melanie tells Mitch her family is sponsoring a Korean boy, but her charity won’t come near to compensating for the imperialist destruction she personifies, or the racism of the government that supports her class interests: those bird attacks are symbolic of, in part, an Asian, avian revenge.

This 1963 film came out at the height of the Cold War, just a year after the Cuban Missile Crisis, when the world came inches close to nuclear war. During the previous decade, there had been the McCarthyist Red Scare, the fear of which I dealt with in my analysis of The Manchurian Candidate.

The bird attacks can thus be seen to represent a repressed fear of a communist invasion, a revenge bombing for all the American imperialist bombings and coups that went on between the end of WWII and the early 60s. Now, what is repressed will return to consciousness, though in a new, unrecognizable form: thus, bomber planes resurface in the conscious mind in the form of birds.

This is the fear of a socialist revenge on capitalism, a repressed fear, since bourgeois Hitchcock would never have seen it as such in his own film; he’d instead speak of caged birds getting revenge on man, their cagers and polluters of the air. Recall the amateur orinthologist, Mrs. Bundy (played by Ethel Griffies), speaking of how peaceful birds usually are, and that it’s man who makes life unliveable for all. Those who have a historical materialist understanding of the world can easily translate “man” as ‘the capitalist.’

Now, just as capitalism (personified here in rich bitch Melanie Daniels) destroys everything around it (symbolized in her arrival in Bodega Bay with the lovebirds, followed soon after by the bird attacks), so will capitalism ultimately crumble under its own contradictions, as Marx predicted in Capital, Vol. 3, in his discussion of the tendency of the rate of profit to fall (in the film, symbolized by the birds attacking Melanie, ‘the bird,’ at the end, almost killing her).

Another issue capitalism raises is alienation, shown symbolically in the film through the love/hate relationship of not only Mitch and Melanie, but also that of him and his mother (Tandy), who sabotaged his relationship with Annie Hayworth (Pleshette), his previous girlfriend. On top of this is Melanie’s estrangement from her mother, who ran off with another man.

To get back to Lydia, who disapproves also of her son’s budding relationship with Melanie and tries to sabotage it by telling him of a scandal involving Melanie falling naked into a fountain, his mother fears his commitment to a woman will result in him abandoning his mother. Mitch’s father died several years before the beginning of the film, so Lydia is afraid of having to carry on life alone.

This fear of loneliness, coupled with difficulties forming healthy relationships, is often a consequence of alienation under capitalism. Dialectically speaking, this clinging love of Lydia’s, which spoils Mitch’s love life, is another sublation of the film’s theme of the love/hate opposition, which is symbolized by the green lovebirds and Melanie in her green outfit on the one hand, and the attacking birds on the other.

One interesting contrast between the short story and the film is how, in the former, the first of the bird attacks happens on page two of the link provided above, but in the latter, we must wait about fifty minutes until a group of birds attacks children at Cathy’s birthday party. Prior to that attack, there’s only the one gull that hits Melanie on the head, the one that crashes into Annie’s front door, and the ominous hovering and resting of birds on several occasions throughout the film.

Because all that matters to imperialists is the controlling of other countries, the ruling class gives not a second of thought to how their bombs not only kill people, but also traumatize and disrupt the lives of the survivors. The lengthy process of developing the main characters, prior to the birds’ first major attacks, humanizes them for us in a way that the East Asian or, more recently, Middle Eastern victims of bombings are never humanized.

We see the traumatized reaction of Lydia when she sees her neighbour’s eyeless corpse, and we sympathize with her. We rarely contemplate the trauma of the surviving Japanese after the nuking of Hiroshima and Nagasaki. We imagine North Koreans to be neurotically servile to the ruling Kim family; we never consider how the North Koreans’ collective trauma, after the US bombed their whole country, drove them to look up to the strength of the Kims to ensure that such a bombing will never happen again.

We see the terror of the children attacked by the birds at Cathy’s party, then later as they run from their school. We seldom consider, for example, the Yemeni children killed in a school bus after being hit by an airstrike. The only way many of us in the West can contemplate such horrors is if they’re inflicted on us, but with the bombs replaced with birds. Recall how, in the diner scene, the bird attacks are sometimes referred to as a “war” being waged against man.

Speaking of the diner scene, a tense discussion of the bird attacks there brings up responses as varied as the denials of Mrs. Bundy, the hysterics of the mother of two children, and a drunk Irishman proclaiming doomsday. His insistence on it being “the end of the world” makes me think of Biblical allusions other than his to Ezekiel, though.

Recall how this all more or less started not only with Melanie’s buying a pair of lovebirds, but also, just before her entrance into the pet store, hearing a boy on the sidewalk whistling at her, all while we hear the cawing of a huge flock of black birds in the sky; the boy’s and birds’ sounds are similar enough to suggest that the whistling may not have been from him, but may have actually been one of the birds screeching. It’s as if the birds were the ones making the pass at her.

These associations symbolically suggest the sons of God in Genesis 6:1-4, who are sometimes identified as angels (i.e., winged ones!), looking down from heaven onto the daughters of men (e.g., Melanie) and wishing to mate with them. This unnatural love union led to the sinfulness of the world that led, in turn, to the Great Flood, another ending of the world. Here again we see the birds’ dialectical linking of love and violence. (Recall also how Nat, from the short story, theorized that the birds’ attacks coincided with the high tide, a rising of water that can be associated with the Flood.)

Another way the bird attacks suggest “the end of the world” is how they symbolize avenging angels, coming down to earth with Christ’s return and bringing about Armageddon (Matthew 16:27).

To return to the airstrike symbolism, a closer linking of the birds with bomber planes is suggested when–after a bird attacks a man at a gas station and causes him to drop the fuel dispenser of a gas pump, spilling gasoline all over the ground–a man parks his car by the spillage and, unaware of the gas, lights a cigar. His dropping of a match causes an explosion, killing him and causing a huge fire in the area. Bird-bombers, as it were, have caused explosions and a fire, however indirectly.

The disruption of people’s lives continues when we learn that Annie, Mitch’s original flame, has been killed by the birds, her corpse lying out by the stairs in front of her porch and traumatizing poor Cathy, who looks on from inside Annie’s house. We rarely think, however, of how bombings cause the same kind of suffering in those countries victimized by imperialism.

The self-absorption and narcissism we have seen in the main characters, especially in Melanie, have abated now that the terror of the birds has forced everyone to work together, help each other, and sympathize with each other. Since bourgeois Melanie–bringer of the lovebirds and, symbolically, the bird attacks–represents capitalism, her subsequent helpfulness should be seen to represent how capitalism sometimes tries to make accommodations to appease the working class, as was seen in the welfare state from 1945-1973. Nonetheless, accommodations to the labour aristocracy of the First World are never good enough to compensate for the wrongs done to the Third World.

Holed up in the Brenners’ house, Mitch, Melanie, Lydia, and Cathy are safe for the moment. Cathy would like to bring her lovebirds into the living room, but Lydia won’t tolerate even those birds, as harmless as they are in their cage. These two birds are the dialectical opposite of the violent ones, though, so there’s no need to fear them.

No one knows why the birds are trying to kill people; neither, I imagine, do many of the poor people in the humble, provincial villages of the Third World understand why drones fly over them and kill innocent civilians there. Especially ignorant of the reasons for this violence against them are their children…just like Cathy.

More bird attacks come, even after Mitch’s efforts to board up the windows. Melanie goes up to the attic, and she experiences the climactic bird attack. Just as she’s learned “what it’s like to be on the other end of a gag,” now she learns what it’s like to experience an extreme, life-threatening bird attack, just as eyeless Dan, Lydia’s neighbour, and Annie have. Luckily, though, she barely survives.

Imperialists sometimes treat their bombing atrocities as if they were as trivial as practical jokes, the way Hillary Clinton cackled at the brutal murder of Muammar Gaddafi. Sooner or later, though, all empires fall, as the American one is expected to do within the next ten to fifteen years or so. Just as birds attack Melanie, so will the ‘practical joker’ US/NATO one day get their comeuppance, perhaps in the form of a bombing.

If and when that happens, it truly will be the end of the world…the world of capitalism, that is, since many have speculated that the latest economic collapse could very well be the self-destruction of capitalism that Marx predicted, symbolized in the film by the near-fatal attack of birds on the green-suited bird.

After the attack on her, the birds are at rest. Now would be a good chance to get Melanie to a hospital in San Francisco; Mitch and the others would be putting themselves at great risk of being exposed in their car to another bird attack, but Melanie’s injuries are so severe that her life depends on getting her to a doctor.

As Mitch gets the car ready for Melanie, Lydia, and Cathy, he hears a radio newscast mentioning the possibility of involving the military. Naturally: the bird attacks symbolize a foreign aerial invasion. Indeed, as Melanie, Lydia, and Cathy get into the car, we see the tense enveloping of the area with resting birds. The sight of so many birds suggests the occupation of a foreign army…or air force. In this symbolic sense, Americans can get an inkling of what other countries must feel when they have US military bases in them.

So the ending of the film is an ambiguous one: how much longer will the bird attacks continue? The short story’s ending seems more pessimistic, as we find Nat smoking a cigarette–like a man condemned to a firing squad–as he awaits the next bird attack. He seems resigned to his fate. Many victims of US imperialism must feel the same resignation when confronted with endless air strikes.

The hope that Mitch et al must feel, as they drive Melanie to a San Francisco hospital, would symbolically reflect the Western hope of reviving from a vulnerability that other countries have felt, courtesy of the US/NATO alliance. As we witness the geopolitical shift from a unipolar world to a multipolar one, Westerners may find their hopes dwindling.

Jason Morton’s New Poem

Here’s another poem by my friend, Jason Morton, whose work I’ve written about before. As before, I’ve put his words in italics to distinguish them from mine; after the text will be my analysis.

Absolution a myth
Created by man
To make me into what I never was
A sinner a winner
A child like wonder
Bursting stars in my eyes
Only pain can penetrate the lies
As deliverance has fallen short
Like an angel who is a forgotten
Figure in my mind and my eyes
Listen to the wind
And sift through the lies

Am I worthy to be redeemed?

Here we find the poet struggling with feelings of shame, guilt, and low self-esteem, brought on by such demeaning authority figures as those symbolized by the Church.

There’s the hope of absolution, though it’s a hope never realized. Ostensibly, it’s meant to make one a better person, but what it really does is try to make one into what one never was: an obedient follower.

“A sinner” is supposedly redeemed and made into “a winner” and “a child like wonder” reminding one of Matthew 18:3: “Verily I say unto you, Except ye be converted, and become as little children, ye shall not enter into the kingdom of heaven.”

Note how childlike is split into two separate words, indicating how far one really is from being the sweet, innocent, childlike ideal that religious authoritarianism claims it wants for us, but is really a kind of code word for obedience and conformity.

“Bursting stars in my eyes” suggests a blinding by the celestial light, the poet’s eyes exploding, being destroyed by the authority that would see for him. Learning the truth of this abusive authority is inevitably painful, hence “only pain can penetrate the lies.”

“Deliverance has fallen short” because the promises of redemption made by the authority are never kept. This having “fallen short” is like a new Fall of Man, a second falling from grace.

He feels “like an angel who is a forgotten/Figure in [his] mind and [his] eyes.” Would this forgotten angel be Lucifer, the one who used to be a great angel, but is now so disgraced as to be the Devil, his former goodness no longer remembered? Is the poet’s shame so extreme? Has the authoritarian structure harmed him that badly?

An interesting moment of ambiguity comes at the end of this last quote. “And my eyes” could end the passage about the forgotten angel, or his eyes could–in a surreal sense–“listen to the wind/And sift through the lies.” Perhaps this means that he hears a wind, the breath-like ruach, which he can’t see, because the Spirit of God is only believed to be there; it’s actually nonexistent.

In spite of the obvious unreality of the authoritarian narrative, be it literally religious or otherwise symbolic of some other kind (i.e., the authority of family, politics, etc.), he still feels the trauma of unworthiness that the narrative has imposed on him. Hence, “Am I worthy to be redeemed?”

I think he’s worthy enough not to need redemption. The question is, can those who so shamed him ever be worthy of redemption?

I have my doubts about that.