Analysis of ‘Marathon Man’

Marathon Man is a 1976 thriller film directed by John Schlesinger and written by William Goldman, an adaptation of his 1974 novel. The film stars Dustin Hoffman and costars Laurence Olivier, Roy Scheider, William Devane, and Marthe Keller.

Olivier was nominated for a Best Supporting Actor Oscar for his portrayal of the antagonist, Dr. Christian Szell, who was ranked #34 on AFI’s 100 Years…100 Heroes & Villains list. The line “Is it safe?” ranked #70 on AFI’s 100 Years…100 Movie Quotes. The film was a critical and commercial success, though a number of changes from Goldman’s original intentions–the removal of scenes deemed excessively violent, and how Szell dies at the end of the film–brought the film down a few notches…in Goldman’s own assessment, too.

Still, I consider the story worth analyzing because of its depiction of the relationship between German Naziism (as personified by Szell and his older brother) and American capitalism (as personified by Szell’s American associates and couriers)–that is, the love/hate relationship between the US and fascism.

Here is a link to famous quotes from the film and novel, and here’s a link to a BBC radio play of it.

Thomas Babington “Babe” Levy (Hoffman) is a history PhD student in New York writing a dissertation on tyranny in American politics. He’s named after Thomas Babington Macaulay, a British Whig historian deemed progressive by 19th century standards, but who by today’s standards would be deemed insufferably elitist. Macaulay was known for writing a dramatized version of history, celebrating those he agreed with and vilifying those he disagreed with; similarly, Professor Biesenthal (played by Fritz Weaver) warns Babe not to get too emotional when researching the McCarthyism that destroyed his father. His doctoral thesis “mustn’t be turned into a hysterical crusade.”

Marx deemed Macaulay a “systematic falsifier of history.” By deeming his father innocent of the accusation of communist sympathies–rather than doing the brave thing and saying it shouldn’t matter whether his father was or wasn’t a ‘commie’ (i.e., there’s nothing to be ‘guilty’ or ‘innocent’ of), Babe is showing his reactionary, liberal tendencies (in a way, rather like those of Macaulay). This babyish political naïveté of Babe’s is something he’ll have to outgrow if he’s going to confront the fascists in his midst.

Apart from his historical/political leanings, Babe is also an aspiring marathon runner, hence the story’s name, and hence his nickname, after Babe Ruth, who we can visualize running past the three bases to home plate after hitting his many home runs. How should we interpret the meaning of Babe’s running? Firstly, he is accepting his place in the competitive world of capitalism, running with the others in an attempt to win the (rat) race, or World Series, of life. Second, as his successful running away from his captors, those working for Szell, indicates, Babe’s running represents his lifelong attempt to run away from his problems, instead of confronting them, as he finally does at the end.

Babe’s older brother is Henry David Levy (Scheider), known as “Hank,” or as “Doc” by Babe, or by his Division code name, “Scylla.” He is named after Henry David Thoreau, for reasons that, frankly, don’t make any sense to me at all, given Doc’s total conformity to the social and political establishment, the diametric opposite of Thoreau’s proto-environmentalist, anti-government stances. (Was the Levy brothers’ father hoping for Doc to have such a personality, or was this naming irony on Goldman’s part? Anybody who has read the novel, please inform me in the comments; I’ll be extremely grateful, and I’ll make the appropriate changes to this analysis then.)

Doc’s other name, Scylla, is more explicable. As a spy secretly working for the American government, and as a courier for Szell’s diamonds (in exchange for Szell’s betraying of his fellow Nazis), Doc is, symbolically speaking, vying for a Scylla and Charybdis kind of lesser evil status, rather like the US vis-à-vis Naziism. Though he’s a Jew (and a closeted gay), Doc has an American-style conservatism and violent manner (cut out of the film) that shows him to have a much more flawed character than meets the eye, an unpleasantness almost comparable to that of Szell.

Christian Szell’s older brother, Klaus, has been watching over Szell’s diamonds (which he’d extorted from prisoners in Auschwitz) in a New York bank while Szell hides away in Uruguay (Paraguay in the novel). If Szell needs money, Klaus takes out some diamonds and has these converted into cash. But one unlucky day, Klaus gets mixed up in a road rage incident that gets him and the other driver killed.

The other driver is a hot-tempered, middle-aged Jew, and Klaus is as much a Nazi sympathizer as Christian is. The mutual hate that both drivers feel, knowing each other’s ethnicity (Klaus: “You are a Jude!…[in German>>] Lick my arse!”//The Jewish driver: “You antisemitic bastard, you!”), causes their road rage to spiral out of control, leading to them crashing into an oil truck, killing both of them.

It’s easy to see the destructiveness of racial hatred in this scene, and to focus on the evil of antisemitism. But to get at the root of fascism, we have to look at its economic foundations. Szell, having lost his brother in the accident, no longer has anyone he can trust to watch over his diamonds, so he must come out of hiding and (or so he believes) kill the couriers before they have a chance to rob him of his diamonds.

This fear of losing one’s wealth is what drives the violence of fascism. When communist revolutions shook up Europe in the late 1910s, the beginning of the 1920s, and in the mid-1930s, regardless of whether they succeeded or failed, the capitalist class was scared, and the fascism of Mussolini, Hitler, Franco, et al was used either to beat down the working class or to lead them astray, making them think that foreigners were their enemy, rather than the rich. Szell’s paranoia and violence are symbolic of this reactionary use of fascism; note how, early in the film, there are numerous references to strikes and environmental protests.

Recall what Henry A. Wallace had to say about fascism: “A fascist is one whose lust for money or power is combined with such an intensity of intolerance toward those of other races, parties, classes, religions, cultures, regions or nations as to make him ruthless in his use of deceit or violence to attain his ends.” Here’s another quote: “If we define an American fascist as one who in case of conflict puts money and power ahead of human beings, then there are undoubtedly several million fascists in the United States.” And yet another: “Still another danger is represented by those who, paying lip service to democracy and the common welfare, in their insatiable greed for money and the power which money gives, do not hesitate surreptitiously to evade the laws designed to safeguard the public from monopolistic extortion.” Note Wallace’s recurring theme of the fascist’s lust for money.

While the racism, xenophobia, and national chauvinism of fascism are problems not to be trivialized, fascists at their core are capitalists, and their function is ultimately to preserve and protect the class structure of society. This is why we see Szell’s constant preoccupation with his diamonds. Though he’s surely no Jew-lover, we never hear him utter an antisemitic slur against Doc or Babe.

We mustn’t let ourselves be confused whenever people, conservatives such as Jonah Goldberg in particular, claim that men like Mussolini or Hitler were a ‘different kind’ of leftist. To say that the National Socialist German Workers’ Party was a socialist one is like saying the Democratic Party is democratic. The names of the parties mean nothing if their actions don’t replicate them. To reassure his big business donors, Hitler purged the Nazi party of all left-leaning members (Röhm, the Strassers, etc.) as soon as he came to power.

The point is that we don’t solve the problem of Nazi sympathizers by merely calling out people who make racist comments on social media, etc. We must get to the bottom of the fascist problem by dealing with its roots in class conflict. Hitler’s dream of lebensraum was inspired by the American takeover of land from the aboriginals. Imperialism in its modern form grew out of capitalism, a reaction to the tendency of the rate of profit to fall. Markets must expand to other countries to keep the profits flowing.

Similarly, Szell must leave South America and go to the Jewish-dominated diamond district of New York to retrieve the diamonds he stole from Jews in Auschwitz. He is the personification of an imperialist going into another country to plunder it, provoking the ire of those who live there.

Szell’s original hiding away in Uruguay/Paraguay, him a wealthy bourgeois with South American servants, reminds us of Dr. Josef Mengele (Todesengel, “Angel of Death”), of whom Szell (der weiße Engel, “the White Angel”) is the protégé and his double for the purposes of this story. Recall that Mengele–played by Gregory Peck–is the antagonist in The Boys From Brazil, in which Olivier also starred, playing a Jewish Nazi-hunter. Both of these films share as subject matter the fear of a resurgence of fascism.

Indeed, Marathon Man can be seen as a kind of allegory of the revival of fascism, in that Szell’s paranoia about being robbed of his diamonds (like Nazi paranoia of ‘Jewish world domination’) symbolizes the ruling class’s fear of losing their wealth and power from socialist revolution, as symbolized by the leftist references to such strikes as one of bakery workers and one of airport baggage handlers, as well as anti-pollution protests in Paris during Doc’s visit there.

Christian Szell–whose…Christian…name distinguishes him as a Gentile bourgeois from such Jewish bourgeois as Doc and all the New York diamond-dealers whose appraisals of Szell’s diamonds he needs, and whose surname (apart from its having been inspired by, oddly, George Szell) can be seen as a pun on sell, that is, to sell his diamonds for cash–must infiltrate another country, like an imperialist, and do violence against anyone who stands in his way, like a Nazi.

Szell’s American counterparts, Doc (or Scylla, recall) and Peter “Janey” Janeway (Devane), represent the Nazis’ American imperialist frienemies. They have to do business with Szell, for the sake of–in my allegory–maintaining the capitalist status quo, but Scylla, as a gay Jew, and Janey as his closet gay lover, certainly don’t like doing business with him.

The gay relationship between Scylla and Janey is only slightly hinted at in the film, in a scene in Scylla’s Paris hotel room, when he phones Janey, tells him he misses him, and wants him to “get [his] ass over [t]here.” Janey has worries about “appearances” (i.e., two men sharing a hotel room), but Scylla doesn’t care if their being together looks indiscreet. In the BBC radio drama (just after 38:00), Janey tells Babe there’s nothing he can say about Doc that won’t shock him, including his homosexuality (which would surely shock Babe to know). Goldman’s novel is even more open about Scylla’s and Janey’s gay relationship.

Now, these two men may be gay, but they’re also very much part of the conservative American political establishment. Doc is unsympathetic to Babe’s research on their father, a liberal who committed suicide because McCarthyist smears destroyed his reputation. Doc, as Scylla, may despise Szell, but he still chooses to work as a courier for him. Janey is a double agent pretending to oppose Szell by temporarily rescuing Babe from the dentist torture, but he wants the diamonds, too, and he gives Babe back to Szell when he realizes he can’t get any information from him.

What we see in these scenes between Szell, Scylla, and Janey is an allegorizing of the two-faced relationship that the US has always had with fascists. On the surface, the US appears to be opposed to Nazis (as we see dramatized in films like Saving Private Ryan), but secretly…or, not-so-secretly…American businessmen worked with Nazis, then after WWII, ex-Nazis were given jobs in the US government.

A thin veneer of liberalism and progressivism (as personified in Doc and Janey, in their gay relationship) hides American fascist sympathies. Recall how New Dealer FDR put Japanese Americans in internment camps. And during the 1950s, when there were higher taxes on the rich (high enough, in fact, to preclude the very existence of the kind of super-rich we see today), strong unions, and the welfare state, McCarthy’s witch hunt for communists and communist sympathizers was in full swing.

This last issue is of great concern to Babe, since it destroyed his and Doc’s father. Their father was a left-leaning liberal, left-leaning enough to make him want to ‘disown’ Doc, in Babe’s estimation, had their father lived long enough to see Doc become what Babe is led into believing is a successful oil businessman…and had their father known Doc is Scylla, a US government spy, he’d have disowned Doc all the more.

Still, this left-leaning doesn’t lean anywhere near Marxism-Leninism, which is what is truly threatening to American capitalism, the danger of a theft of the diamonds, so to speak, of the bourgeoisie. All the same, McCarthyism had that Szell-like paranoia of anyone even remotely connected to communist ideology; hence, such people, like the Levy brothers’ father, were destroyed.

This overwrought paranoia is emblematic of what links the American right with fascism. To those on the far right, anyone even a few millimetres to their left is by that fact alone a communist. Members of the Democratic Party are communists, apparently, even people like the Clintons, Obama, and Biden, who either enacted or endorsed very right-wing legislation. I know an American supporter of Trump who thinks this of the Democrats, and who holds the delusion that Justin Trudeau and hippies are communists. These far right-wing types actually reach that level of paranoid absurdity.

Similarly, Szell doesn’t trust any of his couriers with his diamonds, hence he has Chen, an Asian assassin, make several attempts on Scylla’s life. Scylla is plenty conservative as noted above, despite his closeted homosexuality; in fact, Doc’s code name is practically a pun on Szell. Still, none of this is good enough for the ex-Nazi dentist, so he kills Scylla with the blade hidden in his sleeve…just as Nazi Germany would eventually fight the US, the very country that inspired their imperialist lebensraum, in WWII.

Babe is smitten with a “Swiss” woman named Elsa Opel (Keller), though she is actually working with the same people associated with Szell. Small wonder Doc is quickly able to figure out that she is a phoney during lunch with her and Babe in a fancy restaurant. The two lovers have been mugged in Central Park by two men hired by Szell, the same two men who later abduct Babe in his apartment so Szell can do his sadistic dentistry on him. The two men’s German names are Erhardt (played by Marc Lawrence) and Karl (played by Richard Bright, who would have been easily remembered by mid-70s moviegoers as Al Neri in the two Godfather movies released just a few years before Marathon Man, thus making the link between Nazi Germany and mafia-like America all the surer).

So, Szell’s paranoia about having his diamonds stolen leads to his violence against his couriers, especially Scylla, then to Elsa and Babe…just as the capitalist class’s fear of losing their financial power led to the rise of fascism and its inherently violent nature. There is violence against Jews (in the film and in history, of course), let there be no trivializing of that fact; but at its core, the scourge of fascism is financial in nature.

So after Karl and Erhardt abduct Babe and tie him to a chair for Szell, we see an allegory of how fascist violence is provoked by a fear of the capitalist class losing its money. Though Babe is a Jew, and one would imagine ex-Nazi Szell hurling one antisemitic slur after another at him, instead, his one concern remains simply, “Is it safe?”

He won’t tell Babe what the “it” specifically refers to, so Babe has no way of being able to answer the question. Of course, what Szell means is to say, ‘Is it safe for me to go to the bank and retrieve my diamonds?’ Are his diamonds safe, or will he be robbed of them and killed? That this is a mystery to Babe is allegorical of how the common man is ignorant of the machinations of the ruling class.

Babe is terrorized and tortured by Szell and his tools of dentistry, just as the victims of fascism are terrorized and tortured; and just as Babe has no idea what Szell wants, those victimized by fascism usually don’t know what their far right-wing agenda is fuelled by. The common people assume that that agenda is limited to racial hatred, xenophobia, and extreme nationalism, when these three evils are just by-products of the agenda, which is to divert the working class from revolutionary intent, and to use violence to suppress socialist revolution during a time of capitalist crisis…to ensure that capitalism is safe.

Now, Babe is generally a rather weak, ineffectual man…a true Babe, hence Doc’s many taunts of him. The brothers’ reaction to the trauma of their father’s suicide has been to go in opposing directions, Doc a conservative, Babe a liberal. Doc’s trauma response is fight; Babe’s is flight. Babe screams for help like a damsel in distress when Karl and Erhardt break into his apartment. Symbolic of this weakness is a cavity he’s had throughout the story. Szell attacks the cavity with his dental tools, getting screams out of Babe. Then Szell finds a healthy tooth, honing in on a nerve, the pulp, the contacting of which is even more agonizing for Babe.

I have argued in other film analyses that the loss, or mutilation, of teeth (be they literal teeth or symbolic ones) is symbolic castration, in the Lacanian sense that any bodily mutilation represents a castration-like lack that gives rise to desire. The cutting-away at Babe’s healthy tooth is a trauma that, combined with those of the mugging and the witnessing of his brother’s bloody death, will push him over the edge and transform him from a meek man to a strong, revengeful man. His desire will be to have Szell recognize him and the hurt he’s caused, then to receive a return of that hurt.

After the mugging, Babe has admitted to a desire to use his pistol (which had been his father’s, used in his suicide) to shoot the muggers. Now he’ll want to use it all the more.

He manages to get away from his captors (when Szell finally acknowledges that Babe really doesn’t know anything about the diamonds), and he uses his running skills to evade them even while chasing him in a car. When he finally gets his hands on that gun from his apartment, that phallic gun, he finds his strength. Fear has been replaced with rage, just like that of the Jewish road rager at the beginning of the film…though Babe isn’t going to be rash and impulsive with his revenge on Nazis.

Elsa takes Babe to the house of Szell’s brother Klaus, and by now Babe is on to her. A final confrontation with her, Karl, Erhardt, and Janey ensues after finding out where Szell is going to be (his New York bank), and everyone except Babe is killed. Now Babe can go after Szell.

Szell has already been feeling the effects of his bad karma on the streets of the diamond district of New York. In spite of his having shaved himself to imitate male pattern baldness, so he wouldn’t be recognized by his weiße Engel mane of snowy hair, two middle-aged Jewish Holocaust survivors know who he is.

Pauline Kael called Marathon Man a “Jewish revenge fantasy,” but I’d like to extend that idea to a film about karmic retribution on fascists in general, in which Jews can be seen as a metonym for the working class. What we must remember is that while the Nazis murdered six million Jews, they also murdered five million non-Jews, including leftists, who represent the working class, and who were the first to be put in concentration camps. Jews and communists were the two main scapegoats on whom Nazis blamed the problems of Germany in the 1920s and 1930s. Indeed, Hitler conceived of communism as a Jewish conspiracy to take over the world.

So the two middle-aged Jews who recognize Szell, and later, Babe getting his revenge on Szell, can be seen to represent a leftist retaliation against fascism. After all, Nazi Germany invaded the Soviet Union in June of 1941, and while the Wehrmacht was succeeding at first at doing violence against the Soviets (just as Szell has terrorized Babe with his dental instruments), eventually the Red Army turned things around and, surrounding the Nazis in Russian territory as Szell is surrounded in the Jewish diamond district, the Nazis retreated like Szell. Finally, when all was lost, Hitler killed himself, as Szell stabs himself with the blade in his sleeve.

Now, at this point, we must discuss the difference between the ending of the film and that of the novel, the latter of which I consider much better. The BBC radio drama (link above) dramatizes the novel’s ending, and the Goodreads quotes of the novel (again, link above) give lengthy sections of Babe’s lecturing words as he fills Szell with bullets.

The film’s ending–in which Babe doesn’t kill Szell, but merely points his gun at him, tells him to swallow his diamonds, and throws the case of them into the water of a water-treatment facility, making Szell race down stairs after the case, fall, and stab himself with his sleeve-blade–comes across as liberal soft-heartedness. Punish fascists, have them destroy themselves, but dear God, for the sake of humanity, don’t kill the poor little Nazis.

Say whatever you want about the morality of Babe shooting Szell in cold blood; he has every motive in the world not only to settle the score for all the torture he’s suffered from Szell, but also to avenge his brother’s murder. Similarly, we leftists have every motive in the world to meet fascist violence with violence of our own.

Babe once “was a scholar and a marathon man, but that fella’s gone now.” Recall how I said above that Babe’s marathon running is symbolic of his running away from his problems. He’s acknowledged, after the mugging, that Doc would say Babe’s never confronts anything. Well, “that fella’s gone now”: Babe doesn’t run away anymore. He faces his problems now. He fights back.

Babe says, “if you don’t learn the mistakes of the past, you’ll be doomed to repeat them.” We leftists must learn from the mistakes of the past, too. We can’t afford to be soft on fascists, because they’ll never show us that courtesy if they rise to power again…and recently, there have been many examples of resurgences of fascism, in their traditional, national chauvinist forms, and in other authoritarian forms.

Babe says to Szell, “we’d have a nice peaceful place here if all you warmakers knew you better not start something because if you lost, agony was just around the bed.” We won’t have peace in the world by strumming guitars, smoking pot, and naïvely wishing for an end to war. Warmongers will be stopped only through revolutionary action: power must be seized by force; the imperialist bourgeoisie must be violently overthrown, and this is what Babe’s bullet-ridden revenge on Szell represents.

We, the proletariat, cannot solve our problems by running away from them. We must arm ourselves and fight back; for if we don’t, the far greater, gun-laden violence will continue in the forms of war and police shootings, income inequality will continue, our civil rights will continue to erode, and our ability to live on this earth will be gone forever.

Only when the Szells of the world are removed, will it be safe.

Analysis of ‘The Wizard of Oz’

I: Introduction

The Wizard of Oz is a 1939 children’s fantasy musical movie produced by MGM and written by Noel Langley, Florence Ryerson, and Edgar Allan Woolf, based on the 1900 children’s fantasy story, The Wonderful Wizard of Oz, by L. Frank Baum. The film stars Judy Garland, Ray Bolger, Jack Haley, Bert Lahr, and Margaret Hamilton; it costars Frank Morgan and Billie Burke.

Considered one of the greatest films of all time, The Wizard of Oz features Garland’s immortal performance of “Over the Rainbow,” which one the Oscar for Best Original Song, and the film is characterized by its use of Technicolor (in Oz), which contrasts sharply with the black-and-white beginning and ending (in Kansas).

A link to famous quotes from the film can be found here. Here’s a link to a PDF of Baum’s book. I’ll be comparing the film with the book throughout. [NOTE: whenever I cite or quote from Baum or cite other PDFs here, I’m using the page numbers from the ‘paper’ copied in the PDFs, not the PDF page numberings.]

II: Preliminary Remarks

What is particularly interesting about the film and Baum’s book is how one can find political allegories in it, even though Baum never indicated any allegorical intent in his story; he insisted that it was meant just to entertain children. Still, a number of attempts have been made over the years to find an allegory in it.

One well-known allegory is that of historian Henry Littlefield, who saw in such things as Dorothy‘s silver shoes a symbol of bimetallism and the freeing of silver from what was felt by some in the US in the 1890s as the tyranny of the gold standard. Certainly this was the feeling of William Jennings Bryan, who famously spoke of the issue in his rousing “Cross of Gold” speech at the 1896 DNC. According to this allegory, the Cowardly Lion is supposed to be a satiric take on Bryan, since Baum didn’t sympathize with his position; though I see at best a tenuous connection between the character and the politician, and this is after reading Baum’s book, Littlefield’s allegory, and Bryan’s speech from beginning to end.

Indeed, though Littlefield’s allegory has its supporters, it’s far from universally accepted. While I agree that the Scarecrow represents the American farmer, or perhaps more generally peasant farmers (as does the sickle), and the Tin Woodman represents the industrial proletariat (as does the hammer), having the Lion represent Bryan seems wildly inconsistent in relation to the previous two. Surely the Lion should represent something properly paralleling them (more on that later).

In any case, however one judges the validity of Littlefield’s allegory, surely people today, as well as those who saw the film’s premiere in 1939, will find the bimetallist allegory not something they can identify with. People in the late thirties surely were more concerned with the Great Depression and the rise of fascism than they were with ‘freeing silver.’ And I think people today are more worried about the current economic crisis and resurgence of fascism than they are with bimetallism.

So, what can the film and book mean for us today, regardless of whether or not Baum and the film’s screenwriters consciously intended such a meaning? I’d like to propose such an allegory.

I see The Wizard of Oz, in its book and movie forms, as an allegory of class struggle. In fact, the bimetallism allegory, especially as advocated by Bryan in his “Cross of Gold” speech, dovetails with my interpretation beautifully (though not in the ironic, satirical sense in which Littlefield imagines Baum’s meaning), because for Bryan, the freeing of silver coinage was for the benefit of American farmers (i.e., helping them pay off their debts), and for the good of the common man. Bryan was known for his sympathy for the common worker, and in his speech, he spoke of the wage-earner as being “as much a businessman as his employer.”

Now, Baum vigorously supported the suffragette movement, and he was pro-worker, as seen in the sympathetic portrayal of the Scarecrow and the Tin Woodman, and in his vivid description of the plight of Uncle Henry and Auntie Em in their harsh farming life at the beginning of the story, representative of the harsh life of American farmers that Baum saw all around him in the Midwest in the late 19th century. One despicable thing about Baum, though, is how he advocated, in two editorials, the extermination of the Native Americans; but apart from this one egregious blot on him, Baum could be deemed to have been sufficiently progressive for his time to justify my interpretation of his story.

III: Grey Kansas

The filming of Kansas in sepia-toned black and white is appropriate, given Baum’s description of the farm of Dorothy Gale (Garland) as predominantly grey. Baum’s story introduces the cyclone almost immediately after a brief description of the dull, grey, and difficult farm life, and how such difficulties have dulled even the original beauty of her Auntie Em (played by Clara Blandick), and made her Uncle Henry (played by Charley Grapewin) never laugh, as Auntie Em never smiled.

The film, however, expands the opening Kansas sequence to include characters who are doubles of many of those we later see in Oz: Miss Almira Gulch/the Wicked Witch of the West (Hamilton), Hunk/the Scarecrow (Bolger), Hickory/the Tin Woodman (Haley), Zeke/the Cowardly Lion (Lahr), and Professor Marvel/Gatekeeper/Carriage Driver/Guard/Wizard of Oz (Morgan).

The fact that the three farmhands–three workers in the employ of Dorothy’s aunt and uncle–are doubles of her three “comrades” (Baum’s word) reinforce my interpretation that these three all represent members of the working poor…including the Lion.

Dorothy complains to her aunt and uncle about Miss Gulch wanting to take away her dog, Toto (played by Terry), and have him killed. Her aunt and uncle, too busy and stressed with their work on the farm, don’t have time to deal with her problems. When she tries to talk about Miss Gulch and Toto with the three farmhands, they have little time to listen, either. In this poor communication, due to the urgency of work, we see an example of alienation, which divides not only workers, but also families.

As so many of us do in the capitalist world, Dorothy dreams of the possibility of a better world, one “Over the Rainbow.” The lyrics of the song were written by socialist Yip Harburg, who got blacklisted even though he was no member of a communist party.

When mean Miss Gulch comes to the farm and demands to have Toto, having the law behind her, we learn also that she owns quite a stretch of land (Auntie Em says Gulch owns “half the county”). Her ownership of private property thus makes her a capitalist; since she’s a double of the Wicked Witch of the West, Gulch thus reinforces the witch’s tyranny over the Winkies as symbolic of capitalist imperialism, something by extension seen in the witch’s sister (according to the film), the Wicked Witch of the East, and her imperialist oppression of the Munchkins.

Gulch takes Toto away in a basket on her bicycle, but the dog jumps out and returns to Dorothy. To protect Toto, she feels she must run away. She meets Professor Marvel, a fortune teller who has apparently been to all kinds of wonderful places in the world; she’d love to accompany him on his travels.

He uses his crystal ball to make her believe that her Auntie Em is heartbroken over her running away, so she decides to go back. She manages to get back home by the time the cyclone comes. The cyclone represents the turbulent winds of revolution, which tear up the old order to make way for a new one. Back in the house and carried up in the eye of the cyclone, Dorothy is knocked unconscious and begins to dream.

IV: Landing in Oz

Since dreams are, as Freud noted, a royal road (a yellow-brick one, by chance?) to an understanding of the unconscious, we can see her experience of the Land of Oz as, on one level, symbolic of the experience of the world as felt by the unconscious mind, which tends to mishmash things together (for example, Melanie Klein, in The Psychoanalysis of Children, wrote of how a baby’s unconscious will think of milk, urine, and other liquids as identical). Hence, Miss Gulch is the Wicked Witch of the West, and the three farmhands are the Scarecrow, the Tin Woodman, and the Cowardly Lion.

Oz, too, is of course a fantastical version of the real world Dorothy and Toto have come from. It may be bright, colourful, and beautiful, but Oz is far from utopian…at least in Baum’s first Oz book. The Munchkins and Winkies are enslaved and oppressed by the wicked witches, and “the wonderful wizard of Oz” is no less a phoney than your average politician.

When Dorothy steps out of her house and into the colourful Land of Oz, she may have a feeling she’s not in Kansas anymore, but her going “over the rainbow” hasn’t landed her in an ideal world. Her house’s having dropped on and killed the Wicked Witch of the East, freeing the Munchkins and giving them cause to celebrate through the song “Ding-Dong, the Witch is Dead,” is only the beginning of the revolutionary change needed to liberate all of Oz. Crushing the old, oppressive institutions isn’t enough; one has to build new ones.

Who does the Wicked Witch of the East represent? Baum, having published his story in 1900, obviously never intended her to represent the evils of Eastern feudalism in, say, tsarist Russia or pre-republican China, which weren’t to end until one to two decades afterward. But the 1939 film was made long after those revolutionary changes, and in any case, we today can think of her as, on one level, symbolizing such old forms of tyranny if we wish, since such a retrospective interpretation will resonate far better with our generations than a preoccupation with free silver.

Art isn’t mathematics, in which an equation has only one correct answer and an infinitude of wrong answers. Meaning in art and literature is much more fluid, allowing a multiplicity of possible interpretations, however idiosyncratic some of them may be. When interpreting the meaning of a film, a book, a poem, or a myth, insisting on only one ‘correct’ meaning ruins the enjoyment of that art form, because such an insistence ossifies that art form. If the ‘correct’ interpretation has been established, why interpret that work of art any further? Just stick with Littlefield et al, and inquire no further. Now, if you like those old opinions of what Baum’s book means, you’re entitled to your opinion, and that’s fine. But please allow others to look at it in other ways if they wish; as long as a reasonable case can be made to support one’s interpretation, however eccentric it may be, it can be deemed ‘correct’ enough.

V: The Witches

As for the witches–who represent heads of state, or in the case of the wicked ones, represent colonizers and imperial rulers of the lands of others–Baum doesn’t develop them much in this first Oz book. We briefly see the Good Witch of the North among the Munchkins, the Wicked Witch of the West is encountered only when Dorothy et al enter the land of the Winkies, and Glinda, the Good Witch of the South, is seen only towards the end of the story.

To unify the story more in the film version, the Good Witch of the North (Burke) is a composite of the northern and southern witches; hence, she’s Glinda, the Good Witch of the North. And the Wicked Witch of the West is introduced in the land of the Munchkins, being the sister of the dead Witch of the East; we see much more of her in the film, too, since she’s the central villain.

Since the Glinda of the film combines the witches of the north and south, we naturally see more of her, too. An interesting theory about the film Glinda suggests she isn’t as good as she seems to be. Why doesn’t she simply tell Dorothy she can go home with the now-ruby slippers? At the end of the film, she says that Dorothy wouldn’t have believed her if she’d told her at the beginning, and that the little girl must learn for her self that she’s always had the power to use them to take her home…only Dorothy doesn’t learn it for herself. Glinda tells her at the end just as much as she could have told her earlier, and why would Dorothy believe her any more now than at the beginning?

It could be that Glinda’s all-too-saccharine, grinning goodness, bordering on–if not lapsing into–artificiality, is actually a cunning disguise meant to manipulate Dorothy into destroying the Wicked Witch of the West and getting rid of the Wizard of Oz. Since the Witch of the East is already killed, and the film’s Glinda is both the northern and southern witches, the success of her cunning plan would leave her the only one to rule all of Oz.

VI: Oz in Ounces

The only reason Oz seems to be such a sweet and beautiful place is because it is seen as such through the innocent eyes of a naïve little girl. But a world ruled by imperialistic witches, where people have a preoccupation with precious materials like gold (symbolized by the yellow brick road; then there’s the golden cap that commands the Winged Monkeys), silver and/or rubies (Dorothy’s shoes), and emeralds, is obviously a world symbolic of capitalism. Indeed, “Oz” has been interpreted to mean ounces (i.e., oz. of gold or silver).

To many Americans, whose political naïveté is comparable to ingenue Dorothy, “capitalism is freedom” (please refer to my many a debunking of the myth of the “free market”). Dorothy’s silver/ruby slippers taking her back to dreary, grey Kansas can be seen to reflect the disillusion one has when one wakes up from the slumber of the “American dream,” that if one works hard enough, one can become a millionaire, instead of realizing that one tends to stay in one’s social class of birth. Though she’s genuinely happy to be with her family again (which is ultimately what matters), her loss of the shoes during the trip back is symbolic of how the dream of striking it rich is an illusion.

So Dorothy, wearing silver or ruby slippers and travelling down a yellow brick road (yellow being symbolic of gold, as I mentioned above) towards the Emerald City can be seen to represent the dreams of the petite bourgeoisie of finding wealth and financial success. If, in my interpretation, the death of the Wicked Witch of the East represents the end of feudalism (i.e., such upheavals as the French Revolution, a western revolution, but east enough relative to the US), then the appearance of the Witch of the West among the Munchkins, with her coveting of now-Dorothy’s ruby slippers, can represent the advent of capitalism, and the imperialism that has grown from it.

Dorothy’s travels down the yellow brick road, crossing farmlands with lots of rich crops and food (Baum, chapter 3, page 33), are a sharp contrast with the grey farmland of Kansas and the struggles Henry and Em are having, a major issue with late 19th century American farmers. Still, this abundance of food is only one part of Oz; later on, Dorothy will find it difficult to find food (Baum, chapter 4, page 44; chapter 5, pages 54 and 61; chapter 7, page 75). Baum’s Oz is a kind of Spenserian bower of bliss, where what initially seems pleasurable is hiding potent evils to be discovered soon enough. The film’s use of studio sets and matte paintings are useful in reinforcing the sense of unreality in Oz.

VII: The Scarecrow and the Tin Man

Soon, Dorothy meets the Scarecrow, and learns that because his head is stuffed with straw, he must be lacking a brain. In Baum’s story, he says he doesn’t know anything (chapter 3, page 38)…but how does he know that he doesn’t know anything? He has a brain…he just doesn’t realize that he has one.

He represents the rural, uneducated farmer; I’d expand that by saying he also represents peasants. Such people are often perceived to be the ‘country bumpkin.’ Half of the problem of how to improve the lives of these impoverished people is to get them to see how capable they really are, something the ruling class doesn’t want them to see. They need confidence in their abilities.

Mao Zedong had great faith in the Chinese peasants, and he gave them the confidence they needed to help him fight the Japanese imperialists during their protracted war in the 1930s. When the CPC took control of China, they went through some rough moments, to be sure (though nowhere near as bad as the right-wing propagandists have portrayed those problems); but now China has grown from a Third World country to an economic rival of the US…all in a mere forty years.

The Scarecrow will go with Dorothy to ask the Wizard of Oz, who represents the consummate politician who is all talk and promises that are rarely kept, for a brain. The two continue down the yellow brick road and into a forest where they find the Tin Woodman, all rusted from head to foot after a rainfall. They use his oilcan to oil his joints so he can move again. We learn he hasn’t got a heart…though he’s sensitive enough to have three.

His body is made of tin, as we learn from Baum’s book (chapter 5, page 59), because the Witch of the East cursed his axe. Whenever he swung it to chop wood, he’d chop off a body part, which the local tinsmith would replace with one of tin; but none of these replaced body parts, now comprising all of him, would include a heart, or so the Tin Man imagines.

He represents the industrial worker, especially that of the eastern United States of the late 19th century, since it’s the Witch of the East, here representing the ruling class of the American east, who has cursed him with endless workplace injuries and a sense of dehumanization, resulting in his belief that he has lost his heart. He’ll join the others on their trip to see the wizard.

VIII: The Cowardly Lion

Deeper into the forest, into a darker and scarier part of it, they run into the Lion, who attacks the Scarecrow and Tin Woodman. When the Lion tries to attack Toto, Dorothy slaps him and shames him for his bullying. The Lion weeps like a baby, and we learn that he, apparently, lacks courage…though how could a cowardly lion have the guts to attack two men, one of them holding an axe?

As those of us familiar with the usual allegorizing of this story know, the Cowardly Lion is supposed to represent William Jennings Bryan. I must respectfully disagree with this interpretation, as I see the connection between the two to be far too vague to be convincing. Littlefield (pages 53-54), whose use of the story material is rather selective, bases much of his interpretation on this passage (chapter 6, page 66): “With one blow of his paw he sent the Scarecrow spinning over and over to the edge of the road, and then he struck at the Tin Woodman with his sharp claws. But, to the Lion’s surprise, he could make no impression on the tin, although the Woodman fell over in the road and lay still.”

The Lion’s claws’ failure to make an impression on the Woodman’s tin, according to Littlefield, represents Bryan’s failure (i.e., his 1896 loss to McKinley) to make an impression on the industrial labourers of the eastern US, whom the Tin Man represents in Littlefield’s allegory (i.e., the Witch of the East’s curse on him, or the workers of the East pressured into voting for McKinley and the gold standard by their bosses). Now, I can see how the above quote can represent Bryan’s failure to gain the votes of eastern workers…but must it represent this?

Furthermore, aspects of this passage, among others, can be seen to run counter to Littlefield’s interpretation. The Lion attacks the Scarecrow and the Tin Woodman: did Bryan attack farmers and industrial labourers during the 1896 election campaign? What’s more, did Bryan mistakenly believe himself to be a coward? Many pro-imperialists might have mistaken Bryan’s pacifism and anti-imperialism for cowardice, but that doesn’t necessitate his own confusion of his virtues with being craven.

Later in Baum‘s story, on the way to visit the Good Witch of the South, Dorothy, Toto, and her three comrades enter a forest where the Lion has to rescue the local animals from a giant, spider-like monster (chapter 21, page 239). As a reward for killing the monster, the Lion is made King of the Forest, which Littlefield interprets as Bryan ruling over “lesser politicians” (page 58–lesser, that is, in relation to the greater kingdoms of the Emerald City, ruled by the Scarecrow after the wizard leaves, and of the Winkies, ruled by the Tin Woodman after the killing of the Witch of the West).

Bryan lost three presidential elections, twice to McKinley in 1896 and 1900, and once to Taft in 1908; eventually, Bryan would be Secretary of State to Wilson in 1912, from which he, as a pacifist and anti-imperialist, would resign in 1915 in protest against the prospect of American involvement in WWI. Who were these “lesser politicians” that never-elected Bryan ruled over? Are the animals the Lion is ruling over “lesser” just because they’re animals? The people of the Emerald City and the Winkies are ruled over by men (of sorts, anyway); the animals are ruled over by an animal. Proportionally speaking, there are no ‘greater’ or ‘lesser’ politicians. If the Lion, based on Littlefield’s reasoning, is Bryan, is the Scarecrow, ruler of ‘greater’ politicians, McKinley?

My point is that we can accept Littlefield’s interpretation if we want to; but we are by no means compelled to. If you want to find a work of literature with a character indubitably representing Bryan, look no further than Inherit the Wind (i.e., Matthew Harrison Brady), which is an explicitly fictionalized account of the Scopes monkey trial.

IX: An Alternative Interpretation of the Lion

I just find it out of place that three clearly paralleled characters don’t have equally paralleled symbolisms. The Scarecrow, the Tin Woodman, and the Cowardly Lion: the first two represent different sections of the working class, while the third apparently doesn’t represent workers, but rather a politician. To be sure, Bryan championed the working class, but originally trained as a lawyer, he wasn’t one of them.

I find it more fitting to see the Lion, as lacking in confidence in his abilities as the other two, as also representing workers. Now, the Scarecrow represents the farmers and peasants, and the Tin Woodman represents the industrial proletariat: which workers, then, would the Lion represent?

I see the Lion as, dialectically, a synthesis, or sublation, of the former two. The Scarecrow lacks a brain (supposedly), and the Tin Woodman lacks a heart (supposedly). The two have a brief debate (chapter 5, page 61) over which organ is more valuable: the brain (reason) and the heart (emotions) are often seen as dialectical opposites (thesis and antithesis). Courage requires both brains and a heart.

Having the heart to run into danger without the brains to determine if it’s wise to face that danger doesn’t make one brave–it makes one stupid and reckless. Having the brains to recognize a danger without the heart to face it doesn’t make one a coward–it makes one wise and cautious. Sometimes people are too afraid to face danger because they have acquired the freeze trauma response.

Lacking both the brains and the heart to face dangers could be interpreted as cowardice in the sense that one has neither the heart to be brave nor the brains (i.e., the common sense) to tell the difference between dangers worth facing and those not worth facing. The lack of brains factor could also be interpreted as a lacking of the mental willpower needed to control one’s fear, since such a control is what courage is all about.

More important than any of the above, however, is the fact that, of course, none of these three characters lacks the virtue he thinks he lacks. The Scarecrow simply lacks confidence in his intellectual abilities; the Tin Woodman lacks confidence in his sensitivity and ability to be kind and loving; and the Lion lacks confidence in his…confidence!

After all, cowardice at its core is caused by a lack of self-confidence; and this is why the Lion is best understood as a combination of the Scarecrow and Tin Woodman. He embodies being scared when he doesn’t need to be. Like the other two, his real lack is that of confidence, hence as an embodiment of the lack of self-confidence, the Lion is the synthesis of the Scarecrow and Tin Woodman. And since all three of them, in my interpretation, represent the urban and rural working class, their central problem is their lack of self-confidence; having this confidence is what they need to overthrow the bourgeoisie.

The Lion also combines other aspects of the first two. Like the Scarecrow, he’s supposed to be scary, but feels he can’t be. Like the Tin Woodman with his sharp axe, the Lion has sharp claws and teeth.

His attacking of the Scarecrow and Tin Woodman makes sense in a way that Littlefield’s allegorizing of him doesn’t: as a symbol of another worker, the Lion attacks the other two symbols of workers because of a problem that’s common in the capitalist world–worker alienation leading to a lack of solidarity. Soon enough, though, the Lion will become a friend to Dorothy et al, and their new solidarity will lead to their ultimately getting what they want…the same way worker solidarity will lead to the revolutionary overthrow of the bourgeoisie.

X: The Poppy Field and the Emerald City

They get out of the forest, and in the film, they can see the Emerald City (fittingly, a matte painting that as such emphasizes the city’s illusory, fake nature) in the distance. A field of poppies, the scent of which puts the smeller to sleep, lies in their way.

They all run through the field, only to find Dorothy, Toto, and the Lion falling asleep. Now, the Emerald City can be seen to represent America, “the land of opportunity,” or by extension, the First World, as opposed to the forest they’ve just come out of, which in its scarcity of food for Dorothy and Toto, can be seen to symbolize the Third World.

Seeing the Emerald City, and believing that, being there, one can realize one’s hopes and aspirations, is to dream the American dream: one has to be asleep to believe it, as George Carlin once said. Hence, the poppies. Such frustrated hopes would have been as true of late 19th century American farmers as they are of most of us today.

If one wishes to make one’s allegory of Baum’s story specific to late 19th century America, one needn’t be preoccupied solely with the gold vs. silver controversies of the 1890s. One need simply consider the wealth inequality of the Gilded Age: an outer patina of economic prosperity (the Emerald City) hiding abject poverty (the want of food in the forest for Dorothy and Toto).

In Baum’s story, Dorothy et al must wear glasses to protect their eyes from the blinding gleam of the ubiquitous emeralds of the city (chapter 11, page 121). We later learn that the glasses make them see green and emeralds everywhere, when in fact there is none of either (chapter 15, pages 187-188). These glasses are the reverse of those worn by Nada (Roddy Piper) in They Live. Instead of revealing that our normal lives are a capitalist illusion, the green glasses provide that illusion.

The illusion of shiny, green emeralds is symbolic of American greenbacks, the illusion of money as an exchange-value for other commodities. The Wizard of Oz, representing the politician whose promises are never kept, and who represents the interests of capital, has fittingly had the Emerald City built for him to hide in, protected from the witches, protected from his own people, and protected from reality.

XI: The Wizard

In the film, we see Dorothy et al merrily prettied up to see the wizard; this beautifying is symbolic of how all of us in society must falsify our appearance to be ‘presentable,’ just as the wizard falsifies his own image. Frank Morgan plays not only the wizard, but the gatekeeper, the guard, and the carriage driver: it’s as if we were already aware that the wizard is no wizard, but is just an ordinary man.

The merry song of Dorothy et al getting prettied up, then being interrupted by the threat of the Wicked Witch of the West, who represents Western capitalism, indicates perfectly how the Gilded Age, as symbolized by the Emerald City, is at first all deceptively merry, then the ugly truth displays itself…in a form equally green (i.e., the witch’s skin), the ugly side of money.

When Dorothy et al finally meet the wizard, he presents phoney images of himself to trick them into thinking he’s far more powerful than he really is, just as all politicians deceive the people into thinking they are far more capable that they really are. In Baum’s story, Dorothy sees a huge head (chapter 11, page 127); the Scarecrow sees a beautiful woman (page 130); the Tin Woodman sees a terrible beast (page 132); and the Lion sees a ball of fire, which, when he gets too close, singes his whiskers (page 134). This last apparition, and the Lion’s reaction to it, are again related to Bryan by Littlefield (pages 54-55) in a way that, to my eyes, isn’t backed up with any evidence.

In the film, all of them see the wizard together, and the apparition is essentially a combination of what Baum has Dorothy and the Lion see. In any case, as we all find out at the end, these apparitions are all fake, and the real “wizard” is just a “humbug”…just as your average politician is.

XII: Killing the Witch

The Wicked Witch of the West’s enslavement of the Winkies and of the Winged Monkeys, just as is the case with the Witch of the East’s former enslavement of the Munchkins, can be seen to represent class conflict in general, be it in the ancient form of master vs. slave, of feudal lord vs. serf, or of bourgeoisie vs. proletariat. Slavery is slavery, regardless of if it’s the explicit ancient form of slaves sold on a market, feudal servitude, or the wage slavery of today.

What we shouldn’t forget is that slavery never died: it’s alive and well, and existing in many forms in the Third World. Many impoverished families find themselves in debt, and the only way out of that debt is to perform years of servitude to their creditors. There are literal slave markets in Libya, which used to be a prosperous country under Gaddafi’s benevolent dictatorship before the NATO intervention and his brutal murder.

To relate Baum’s story more directly with the political issues of the US in the late 19th century, one can consider how, though the black American slaves were freed, a clause in the 13th constitutional amendment has allowed for the continued enslavement of the incarcerated; and with the prison-industrial-complex of today, in which corporations can make prisoners toil away for long hours and for next to nothing in money, we can see how slavery in its more or less pure form still exists in the US.

As Dorothy et al are on their way to the witch’s castle, the witch commands her flying monkeys to fetch Dorothy and Toto. The contemporary use of the term ‘flying monkeys‘ has deep resonance when retrospectively used on the Winged Monkeys of Baum’s story and the 1939 film. The notion of blindly obedient servants to an evil master can vividly describe the American military, slaves of Western imperialism.

In Baum’s story, this symbolic servitude to capitalist imperialism is made even more explicit in the use of a golden cap (chapter 12, page 146), which is worn to command the monkeys three times. The witch has used it to have the monkeys help her enslave the Winkies, and she’s used it to drive away the wizard from the West; now she wants to use it to get Dorothy so she can get her hands on those shoes. Like the monkeys, we’re all slaves to wealth and power, be it in the form of the gold standard or other forms.

When the witch has Dorothy in her clutches, it’s only natural that the hag covets the silver/ruby slippers. This covetousness is representative of the greed of capitalists, who–no matter how rich and powerful they may already be–they always want more.

In Baum’s story, the witch makes Dorothy her slave and has the Lion her captive (chapter 12, pages 149-150). In the film, the Lion is with the Scarecrow and the Tin Woodman; looking at the witch’s castle, the Scarecrow has a plan. How can he have a plan without a brain? The Tin Woodman can’t bear to think of captive Dorothy’s suffering; how can he feel that way without a heart? The Lion goes in with the other two to rescue her: how can he do that without courage? As I mentioned above, their only real lack is self-confidence, something they can acquire through solidarity and mutual aid.

When the witch corners all of them, the witch threatens the Scarecrow with fire, symbolic of her evil passions, and so, something that needs to be quenched, extinguished. The Scarecrow, being representative of the rational element of Dorothy’s group (despite his belief that he lacks brains), is the opposite of the witch’s fiery passions…and thus, he’s afraid of “a lighted match.” Similarly, the water that quenches fire, and is thus symbolic of the extinguishment of the passions, and of a oneness with everything, is an opposing force that the witch fears. (Water may rust the Tin Man, but at least he can be oiled back to normal.)

Dorothy’s splashing of water on the witch–be it to extinguish the flame on the Scarecrow’s arm, as in the film, or to express her outrage to the witch for taking one of her silver shoes, as in Baum’s story (chapter 12, pages 153-154)–kills the witch by melting her because her evil is based on egoistic individualism, a defining symptom of capitalism, as opposed to the formlessness of water, a symbol often used to express the non-egoistic unity of the cosmos. The witch’s death by melting is thus symbolic of a death of the ego.

XIII: The Humbug of Oz

Dorothy’s second killing, however unintended, of a witch represents another revolutionary victory of the poor peasant farmers (recall that she’s from a family of farmers) and urban workers against the ruling class, be they slaveowners, feudal lords, or capitalists. She and her comrades now imagine they can return to the wizard and get what they wish of him.

His procrastinating on fulfilling his part of the bargain, a typical problem with politicians, angers Dorothy et al. Then Toto exposes where the wizard is hiding, and we see that the wizard is a bald little man (in Baum’s story, chapter 15, page 183), or an old man, played by Frank Morgan, as he played other men in the Emerald City. The wizard, like most politicians, is a fake…just an ordinary man, like any other.

He has no real powers, only a talent at creating clever illusions. We all know about this illusory quality of politicians, but we keep believing in them and hoping for the best of them all the same. Hence, when the wizard puts bran in the Scarecrow’s head (chapter 16, page 196), gives the Tin Woodman a heart “made entirely of silk and stuffed with sawdust” (page 197), and gives the Lion a drink (pages 198-199) that supposedly will fill him with courage, all three believe they’ve really been given what they need, though they’ve always had what they wanted from the start. The same goes for when, in the film, the Scarecrow gets a diploma, the Tin Woodman a testimonial in the shape of a heart, and the Lion, a medal for heroism.

As for Dorothy, the wizard says he’ll take her to Kansas himself, though he’s from Omaha (chapter 15, page 186), and he hasn’t “the faintest notion which way [Kansas] lies.” (chapter 17, page 204) He entrusts the rule of the Emerald City to the Scarecrow by virtue of his great brain (chapter 17, page 206); in the film, the wizard has the Scarecrow, Tin Woodman, and Lion rule together in his stead, whereas in Baum’s story, the Tin Woodman will rule over the Winkies now that they’re freed of the witch, and as we know, the Lion will rule over that forest.

Either way, the new rule of Dorothy’s three comrades over these sections of Oz–since all three, in my allegory, in turn represent the peasant farmers and industrial workers–represents the dictatorship of the proletariat, now that the oppressive rule of the wicked witches and fraudulent rule of the wizard are over. The notion of the dictatorship of the proletariat was already known in the late 19th century through the writings of Marx and Engels, as well as through the example of the short-lived Paris Commune.

Now, if the above speculation about the film’s Glinda is true–that is, that she is secretly trying to dominate all of Oz by removing the other witches and the wizard–then the worker rule symbolized by the triumvirate of the Scarecrow, Tin Woodman, and Lion will have the same challenge, symbolically speaking, that the socialist states of the 20th century had in dealing with reactionaries and capitalist encirclement.

XIV: No Place Like Home

But with the mishap of Toto running off to chase a cat, and the wizard’s balloon taking off without her, Dorothy thinks she’s lost her last hope of getting back to Kansas. Then Glinda comes (or, as in the book, Dorothy goes to Glinda) to tell her she’s always had the power, in those shoes, to go home herself, as her comrades have always had what they’ve thought they lacked.

In a sense, Dorothy’s discovery is like that of the Buddhist prodigal son, who returns home to do menial labour for years, only to learn he’d already had his father’s love and forgiveness from the beginning, but would never have believed it had he been told before. We the people are also fooled into thinking we need some charismatic leader to guide us to what we need, when we have the power to get what we want ourselves…we just need to band together, as Dorothy and her comrades have done.

The spirit of working together, mutual aid, and solidarity will help us defeat the wicked witches of the ruling class, not reliance on the fraudulent wizardry of politicians. We already have the basic building blocks to organize a revolution: we have the brains, the heart, and the courage, though we may not believe we do. We just need the self-confidence and camaraderie to pull it off.

So when Dorothy gets home–whether it’s her running to her Auntie Em in stocking feet, as in Baum’s story (chapter 24, page 261), or it’s her waking up to see her aunt, uncle, the three farmhands, and Professor Marvel, as in the film–she may no longer have the valuable shoes, but she has the love of all those around her. Together, they all can bring about the revolutionary change needed to end the harshness of their rural life, a real revolution to parallel the wish-fulfillment revolution of Dorothy’s Oz-dream…a true homecoming, to a better life that they’ve deserved from the beginning.

Bullies Are the Worst People in the World

Photo by Andrea Piacquadio on Pexels.com

When I speak of bullies, I’m not limiting my meaning to the big, bad kid at school who picks on kids smaller and weaker than he is. I don’t just mean the muscleman at the beach who kicks sand in the face of a skinny man. I don’t speak only of gossips who spread false rumours to destroy their victims’ reputations.

I speak of anyone who uses intimidation, violence, and manipulation to gain power and control over others. Rape, in this sense, is a kind of bullying. Spousal abuse is. So is emotional abuse, whether in the family, at school, in the workplace, or online.

There is geopolitical bullying, too, in the form of imperialism. For example, apparently, it isn’t bad enough that there are military bases surrounding China in what John Pilger has called “a giant noose.” Nor is it bad enough that there are threatening US navy ships in the South China Sea. Or that the US was giving financial and propagandistic support to the Hong Kong rioters. Or that the Trump administration sold over a billion dollars in weapons to Taiwan to point them at China.

Now, in part because of Trump’s racist blather about the “China virus” and “kung flu,” Asian Americans have been subjected to racially-motivated attacks and hate crimes, including the recent shootings in massage parlours in Atlanta.

Other forms of geopolitical bullying include the Israeli oppression of the Palestinians, the Saudi war on Yemen, with billions of dollars in weapons sold to the Saudis by the US, the UK, Canada, and European countries. The ongoing American military presence in so much of Africa, in Iraq, and in Afghanistan are also examples of such bullying.

Erich Fromm

Erich Fromm, in his book, The Anatomy of Human Destructiveness, discusses what he called the sadistic character, that of someone given to violence towards others not just for its own sake, but for the sake of having power and control over others. “Sadistic character traits can never be understood if one isolates them from the whole character structure. They are part of a syndrome that has to be understood as a whole. For the sadistic character everything living is to be controllable; living beings become things. Or, still more accurately, living beings are transformed into living, quivering, pulsating objects of control. Their responses are forced by the one who controls them. The sadist wants to become the master of life, and hence the quality of life should be maintained in his victim. This is, in fact, what distinguishes him from the destroying person. The destroyer wants to do away with a person, to eliminate him, to destroy life itself; the sadist wants the sensation of controlling and choking life.” (Fromm, page 325)

Bullies gather in groups with a charismatic leader backed by flying monkeys and enablers. This back-up helps to perpetuate the illusion that the leader, typically a narcissist or psychopath in reality, is a good person. On the other side of the coin, these bullies paint a false picture of the victim as a victimizer, or as someone deserving of only contempt.

A historical example of such collective narcissism as a group of bullies persecuting people in the millions was Nazi Germany, with Hitler as their charismatic, but narcissistic leader, with the SS and SA as his flying monkeys and enablers. The Jews, Roma, gays, the mentally and physically disabled or ill, and political and religious opposition to Naziism were all the victims, their victimhood being rationalized by their tormentors as a kind of ‘retribution’ for having somehow ‘victimized,’ ‘polluted,’ or ‘burdened’ the ‘Aryan race.’

The point is that bullies engage in projection, pretending that their victim is the villain, in order to justify the horrible things they do. On the other hand, bullies like to fancy themselves as the ‘good guys.’ They project their viciousness and introject their victim’s goodness. Not a fair trade.

The virtues that bullies assume include a false sense of moral, intellectual, and physical superiority, while they denigrate their victims as selfish, stupid, and weak. To use the political example again, the imperialist bully countries fancy themselves as more democratic, more civilized, more modern and progressive, and more respectful of human rights. (e.g., so-called “American exceptionalism.”)

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In my post, The Toxic Family of Imperialism, I compared what the Western imperialists are doing to the people, for example, in the Middle East and China to what a narcissistic family does to the assigned family scapegoat. This comparison is important in understanding how serious a problem bullying is. My political application of the problem is meant to show that bullies aren’t just bad people–they’re the worst of the worst.

The only real difference between a bully in the ordinary world and one in the upper echelons of political and corporate power is a difference in opportunity. Just because a bully at school, in the average lower or middle-class family, or at work, hasn’t terrorized anywhere near as many people as, say, a politician who orders drone bombings, who imposes starvation sanctions, or who engineers a coup d’état to replace a leftist Latin American government with a right-wing dictatorship, doesn’t mean the former kind of bully is somehow less merciless than the latter kind. If given the chance, the former would probably love to exercise power and dominance over a large number of people, because it’s in the nature of the sadistic character to enjoy stepping on as many people as possible.

Bullies enjoy exploiting unfair advantages over others rather than bettering themselves through their own personal efforts. Accordingly, they rarely pick on those their own size and strength, but go after those weaker than them. They like to twist this around and call their victims ‘wimps,’ ‘cowards,’ and ‘weaklings,’ but it is the bully who is the coward for attacking only those whom it’s easy to attack, instead of looking at him- or herself in the mirror and facing up to, and dealing with, his or her own personal problems.

To use the political analogy one more time, consider, for example, how right-wing Americans will denigrate countries like the DPRK, Cuba, Venezuela, etc., as ‘failed socialist states,’ yet fail to see the spectacular failures of their own capitalist state. If we can see this hypocrisy on a political level, we should be able to see it on a personal level, too. Just as the bullied countries aren’t really the failures, and the bullying countries are not only the cause of those failures, but also have many failures of their own, so are ordinary, individual people who are bullied not the problem, but rather, their bullies are the problem, because they’re the cause of their victims’ problems, a projection of their own pathologies.

So if you, Dear Reader, have been victimized by bullying, especially to the extent of having C-PTSD and therefore having a cruel inner critic, you need to stop blaming yourself for having suffered such victimization. You weren’t bullied because you are weak: how weak or strong you personally happen to be is irrelevant; you were bullied because bullies are assholes. Just because they can bully you, doesn’t mean they should.

You don’t need to improve yourself to be worthy of love. You’re already worthy of being loved.

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Repeat to yourself these words: “The bullying wasn’t my fault. It wasn’t my fault.” Over and over again.

It was their fault.

Bullies are the worst people in the world.

Victims, for all our faults, are far better than them. Never forget that.

The Ouroboros of the Tendency of the Rate of Profit to Fall

In the third volume of Capital, Marx explains, using a formula, how there’s a tendency of the rate of profit to fall. The numerator is the surplus value (s), and the denominator is the total capital (C) invested. This total capital is the sum of variable capital (v), or wage labour, plus constant capital (c), or money spent on the means of production (machines, equipment, raw materials, etc.–Marx, page 317). The quotient of s over C (or s over c + v) is the rate of profit. If constant capital rises, the denominator rises while the surplus value doesn’t, and there is a fall in the rate of profit.

Sometimes, in order to gain a (however temporary) competitive advantage, a company will invest in higher technology (i.e., new machines) to boost production. This means a rise in constant capital as against surplus value, resulting in a lower rate of profit.

Since value in a commodity comes from the socially-necessary labour time put into it, having a greater involvement of machinery in production means less human labour is going into it, so less value and a lower price. The lower price means people buy this company’s commodity more than that of the competition, hence this company’s competitive advantage.

Still, this advantage is only temporary, since the competition will learn of the new machinery/technology and will soon be compelled to use it in their own production, and the price of all commodities in this branch of industry will go down. With the lowering of the cost price will come a fall in the rate of profit.

Now, the fall in the rate of profit is only a tendency, happening gradually over a period of decades. It isn’t a straight, diagonal drop; there are many small bumps upward that accompany the overall drop. These upward bumps are caused by countervailing factors in the capitalist class’s attempts to reverse the fall in the rate of profit. These countervailing factors include such things as opening up branches in foreign countries, particularly in the Third World, for the sake of exploiting cheap labour.

Nonetheless, the fall in the rate of profit is never fully reversed, and the result of the unemployed and underemployed (because machines are gradually replacing them) not having the money to buy so many commodities means there is overproduction. This problem snowballs into the economic crises that plague us every ten to fifteen years.

Though Marx predicted that one crisis too many would result in a socialist revolution, crises don’t stop capitalists from being capitalists. For all of the blather we hear from right-wing libertarians that the “free market” is antithetical to the state, we Marxists know that the capitalist (not the “corporatist“) class always has used and always will use the state to further their interests. Hence, the bailing out of the banks by Bush, Obama, and Trump, and Keynesian economics‘ use of government intervention and spending to prevent or mitigate economic crises from 1945-1973.

So in these crises, we see a rise in the money of the ruling class along with the further immiseration of the poor. Along with that contradiction come others: the tendency of the rate of profit to fall (TRPF) can be accompanied by a rise in the mass of profit; and the TRPF results from the temporary rise in profits as a result of those boosts in production from the early improvements in machinery/technology.

Thus, the rising vs falling of profits, as well as the accumulation of wealth vs immiseration of the poor, are to be understood in terms of dialectics. If, Dear Reader, you have been following my posts on the symbolism of the ouroboros, you’ll know that I use the serpent’s biting head and bitten tail to represent dialectically meeting extreme opposites on a circular continuum, which in turn is symbolized by the serpent’s coiled body.

So, as profits go up temporarily with boosts in production for particular businesses against their competition, we see a movement along the serpent’s body towards its head. We see similar movements towards the head when companies try to offset the TRPF by keeping wages down, intensifying worker exploitation, ensuring a sizeable reserve army of labour, imperialist inroads into foreign markets, etc.

Still, the reaching of the serpent’s head biting its tail will inevitably come, and the bitten tail of an economic crisis will come. The working of our way to an economic recovery is the movement from the bitten tail to the middle of the coiled body of the ouroboros; then the irresistible temptation to raise profits through increases in constant capital will lower the value of products through a lesser proportion of variable capital, and a move toward the biting head will come again. The cycle, a downward cycle leading to worse and worse crises, always repeats itself.

So, when is that ‘one crisis too many’ going to happen?

The socialist revolutions of the twentieth century happened in backward, pre-industrialized, Third World countries, not in the developed West of Marx’s predictions, where the flourishing of the productive forces were supposed to bring forth such abundance that communist society would be possible. Instead, the scheming capitalist class has figured out ingenious methods to adapt capitalism and help it survive even the most apocalyptic of crises.

As David Harvey said, ‘Capital is not a fixed magnitude!! Always remember this, and appreciate that there is a great deal of flexibility and fluidity in the system. The left opposition to capitalism has too often underestimated this. If capitalists cannot accumulate this way, then they will do it another way. If they cannot use science and technology to their own advantage, they will raid nature or give recipes to the working class. There are innumerable strategies open to them, and they have a record of sophistication in their use. Capitalism may be monstrous, but it is not a rigid monster. Oppositional movements ignore its capacity for adaptation, flexibility and fluidity at their peril. Capital is not a thing, but a process. It is continually in motion, even as it itself internalizes the regulative principle of “accumulation for the sake of accumulation, production for the sake of production.”‘ (Harvey, page 262)

With the Great Depression came FDR’s New Deal and the beginning of the dominance of Keynesian government interventions to save the capitalist system from itself. Many desperate people at the time were considering communism. A lot of people confuse the ensuing post-war capitalist accommodations (strong unions, high taxes for the rich, extensive state regulation of the economy) with socialism (rather than associating it with social democracy and welfare capitalism). On the contrary, the idea was to keep the Western working class from sympathizing with Marxism-Leninism by making capitalism seem ‘more comfortable.’

At the same time, a ruthless anti-communist propaganda campaign was going on during the Cold War, manifested in such varying forms as the spurious writing of ‘historians’ like Robert Conquest, books like The Black Book of Communism, the CIA‘s infiltration of the media, Ayn Rand‘s hack writing, and the Austrian School of economics.

So many people don’t realize how thoroughly they have been brainwashed with anti-communist propaganda, and this is especially true of those who grew up during the Cold War years, having heard, as naïve, impressionable children, about how ‘evil’ and ‘tyrannical’ the Soviet Union and Mao‘s China were. It’s gotten so bad that many today equate any kind of political corruption with some form of communism.

The political right extended their notion of ‘toxic socialism’ to include any form of government intervention, particularly those involving social programs and welfare, but in the context of a capitalist state. Hence such right-wing libertarians as Milton Friedman, Murray Rothbard, etc., started recommending a rollback of those left-leaning programs in favour of the “free market” around the time of the oil crises of the 1970s.

Whenever times are difficult, one tends to want to change from the hitherto dominant system; in the case of the 70s, it was a change from the Keynesian/welfare capitalism to what would become our neoliberal nightmare today. Sadly, far too few people were well-versed enough in history to know that what Rand, Friedman, Rothbard, Ludwig von Mises, and Friedrich Hayek were espousing was simply a return to the Gilded Age capitalism that had started the chain of events that ultimately led to the Great Depression in the first place.

The changes were small at first, since the focus of the 1970s and 80s was dissolving the Soviet Union and making all the socialist states return to capitalism. Reagan busted unions in the form of firing striking air traffic controllers, and he and Thatcher cut taxes for the rich and deregulated the economy. None of this constituted the ‘small government’ that libertarians fetishize, since Reagan bloated military spending at the same time. It’s not ‘big’ vs ‘small’ government; it’s government for the rich vs for the people.

Meanwhile, the Soviet/Afghan War that Brzezinski, during the Carter administration, had goaded the USSR into fighting was bleeding the Soviet economy dry. This problem, combined with the weakness of Gorbachev, means the Western imperialists knew what was coming; hence George HW Bush’s speech on September 11th, 1990, that we were entering a “new world order”…not that of the conspiracy theorists, since “new world order” can mean many things to many people, but the heralding of our post-Cold War, neoliberal, “free market” era.

Funny thing: around this time came another recession, which should have reminded us of the unstable nature of capitalism, and of the TRPF. But the fall of global communism was seen as a triumph for ‘freedom and democracy’ over ‘tyranny and totalitarianism,’ even though Russians unsuccessfully tried three times to save/restore the Soviet system, first through a brief coup ousting Gorbachev, second through an uprising against the Russian parliament, repressed by Yeltsin’s tanks, and third through an attempt to elect the Communist Party of the Russian Federation in 1996, but through the Clinton administration’s machinations, the extremely unpopular Yeltsin was reelected.

Isn’t democracy a wonderful thing?

Polls have since consistently shown that not only Russians but also East Europeans and East Germans, in large numbers if not majorities, have been nostalgic about the socialist systems of government that they lost over three decades ago. While things were generally bad throughout the twentieth century (and obviously throughout all of history, for that matter), if you were paying attention, Dear Reader, you’d have noticed that things started to get really…really shitty around the time of the dissolution of the Soviet Union.

Without much of a major socialist alternative in the world to challenge global capitalism, the neoliberals knew they could do anything they wanted…to anybody. Accordingly, Clinton introduced NAFTA, he gutted welfare, ended the Glass-Steagall legislation that many think was a huge factor causing the 2008 financial crisis, enacted the Telecommunications Act that allowed mergers and acquisitions in American media, leading to most of it being owned by only six corporations, and had NATO bomb Kosovo, leaving a huge US military base there.

9/11 was a dream come true to defence contractors like Raytheon, Boeing, and Lockheed-Martin, since the US needed a new enemy, after the fall of communism, to justify the inflated budget of the military-industrial complex. Such is the logic, however diabolical, of capitalism: production and sales have to be kept up to counteract the TRPF. World peace? Ecological health? Social justice? All of these things be damned if they disrupt the steady flow of profit. Opposing those good things, for the sake of profit, may be evil, but it isn’t irrational.

The promotion of perpetual war, against Al Qaeda and ISIS, and threats of war against Russia, China, North Korea, and Iran, has come to such a point that the American army has become a huge refuge for the unemployed, all for the sake of keeping defence contractors’ profits up. Not that the ruling class cares about the needs of the unemployed, of course.

What is particularly galling about not only the 2008 financial crisis–the worst since the Great Depression–but also the current financial crisis, surely an outright economic meltdown, is that while millions of people are being plunged into poverty, homelessness, and despair, the ruling class is doing better and better. The billionaire class grew tremendously in the 2010s, while for the rest of us the economy only ever so slowly pulled itself out of the mire. The same has been happening over this past year.

This is what I mean when I speak of the ouroboros of the TRPF: the problem moves in an endless downward spiral. There’s the reckless, unrestrained pursuit of profit, whose rate falls, resulting in a crisis (movement along the serpent’s body to its biting head). The crisis plunges us all into misery, but the capitalist class is bailed out by the bourgeois state instead of punished for its excesses, so it’s free to resume its rapacious pursuit of profit (movement from the serpent’s bitten tail along its coiled body towards its biting head once again). There is no learning from mistakes, only continued, unchecked greed.

This lack of learning, however, doesn’t mean the capitalist class isn’t getting nervous about the rising anger of the people. Our overlords have used one devious tactic after another to distract us and goad us into fighting with each other instead of fighting them. These tactics range from resorting to fascism (Bolsonaro, the far-right in Ukraine, Anez in Bolivia, Trump’s tendencies, etc.) to exploiting the Covid-19 pandemic to isolate (lockdowns) and alienate people from one another (social distancing) on the one hand, and to generate profits from it (the sale of masks and repeated vaccinations) on the other.

Regardless of where we, as leftists, stand on the coronavirus controversies (yet another way for the ruling class to divide us)–Do we believe it’s real, or a rebranding of the flu?–we should at least agree that the capitalist class and their media are exploiting the issue for their own private gain. From Pharma man to ‘farmer,’ Bill Gates, who has no background in medicine, way too much money, and therefore way too much influence over the WHO, CDC, etc. shouldn’t be trusted. Meanwhile, millions of Americans are losing their jobs (and with that, their already-shitty-as-it-is medical insurance), their homes, and their already teetering mental health.

Are we going to allow yet another movement along the ouroboros’s body until it reaches its biting head again? Will this or the next crisis lead to “the Great Reset” of what suspiciously sounds like a return to some form of feudalism, or will it lead to a socialist revolution? This bullshit stops when we all put our feet down and say, “Enough!”

Analysis of ‘Seven Samurai’

Seven Samurai is a 1954 Japanese epic film directed by Akira Kurosawa, and written by him, Shinobu Hashimoto, and Hideo Oguni. It stars Toshiro Mifune, Takashi Shimura, Isao Kimura, and Daisuke Katō, with Keiko Tsushima, Seiji Miyaguchi, Yoshio Inaba, Yoshio Tsuchiya, and Minoru Chiaki.

It is widely regarded as one of the greatest films of all time, having a great influence on innumerable films after it. The Magnificent Seven is a 1960 cowboy adaptation of it. The assembling of the team of men to fight the villains, having originated in Seven Samurai, is a trope used by many films since, including even Marvel‘s Avengers. The climactic fight in torrential rain has been imitated in films like Blade Runner and The Lord of the Rings: The Two Towers.

Quotes from Seven Samurai in English translation can be found here.

Though few will doubt the greatness of this film, many will find its length, almost three-and-a-half hours, daunting; and non-Japanese viewers may be bored with having to read the subtitles of a black-and-white film set in feudal Japan. So how can we help a young, Western audience used to the flash of contemporary action and superhero films appreciate this old classic? How can we get the current generation to relate to the predicament of its protagonists, peasants from a world long gone?

I believe we can achieve this by doing a Marxist allegory of the conflict between bandits and peasant farmers, who enlist the aid of samurai to stop the bandits from taking their food, as a conflict between capitalist imperialists, who invade Third World countries, and the oppressed poor of those countries, who need the aid of a revolutionary vanguard to stop the imperialists.

After all, what are the imperialist countries of the US and NATO, if not bandits who invade, bomb, and steal resources from other countries, as they have in Afghanistan, Iraq, Libya, and Syria? If the American imperialists don’t steal by direct means as these, they’ll do so through orchestrating coups d’état, as they have in countries like Iran in 1953, Guatemala in 1954, Chile in 1973, or the ultimately failed coup in Bolivia in 2019-2020.

Only through the organization of a vanguard political party could the Soviets have succeeded in repelling the White Army during the Russian Civil War, and in the Red Army‘s defeat of the Nazis during WWII. The peasant farmers in Seven Samurai are powerless against the bandits, who are armed not only with swords but also with muskets; just as the global proletariat is helpless against the imperial war machine, armed with state-of-the-art weapons technology…and with nukes. The proletarians of the global south need the leadership, training, weapons, and encouragement of a vanguard.

The film begins with the thundering hooves of the bandits’ horses as they approach the village of the peasants. Civil War in late 16th-century Japan has left the land lawless. Since Japan in my allegory is representative of our world today (recall that the film was made in 1954, when US imperialism was a big enough problem even then [e.g., the total destruction of North Korea during the Korean War, something Japan herself had experienced not quite even a decade before] to justify my allegory), the civil war can be seen to symbolize the current state of perpetual war, and its lawless disregard for the sovereignty of nations.

A peasant overhears the bandits discussing the plan to return to the village and steal the farmers’ barley once it’s harvested many months later. The peasant goes to tell the other villagers of the future danger, and they all plunge into grief and near despair.

The fear of a future attack can be compared to how Russians today must feel, with NATO activity near the Russian border; or to how Chinese must feel, with not only American military bases virtually surrounding their country in the shape of a giant noose, as John Pilger has described it, but also the US-backed provocations of the Hong Kong protestors, the American navy in the South China Sea, and the sale of over a billion dollars in weapons to Taiwan.

On top of this are the starvation sanctions imposed on North Korea, Venezuela, and Iran, and the continuous threats to their countries, as well as the economic embargo on Cuba and its recent labelling by Mike Pompeo, who freely admits to being a liar, as a state sponsor of terrorism.

Back to the film. While Manzō (played by Kamatari Fujiwara) suggests simply giving in to the bandits and hoping enough food will be left over so they’ll have enough to survive, one hot-headed peasant named Rikichi (Tsuchiya), angry because of a particular outrage (to be revealed later) done by the bandits against him the last time they attacked, wants to fight back. The willingness to acquiesce to the bullying bandits parallels how many today passively accept rising income inequality, endless wars, surveillance, and the piecemeal removal of all of our freedoms, while Rikichi’s hunger for revenge is comparable to those of us who know that revolution is the solution to today’s ills.

Other, more despairing peasants complain of land taxes, forced labour, war, droughts, and a useless, unsympathetic magistrate, and now there are bandits! These peasants wail that the gods never help them, and they wish just to die. Here we see parallels to today’s world, in which the middle classes are taxed up the kazoo rather than the rich; the government, which works for the rich, doesn’t care about the poor, and religion increasingly shows itself inadequate in giving us comfort.

The peasants decide to ask Gisaku (played by Kokuten Kōdō), a wise elder of the village, what he thinks they should do. He knows of a time when samurai saved peasants from a bandit attack, so he suggests finding samurai to help them. His declaration of the effectiveness of this plan is like a prophecy: thus he is like Marx, foreseeing the revolutionary uprising against our rich oppressors.

The peasants have no way of paying the samurai, though. All they have of value is their food. The old man suggests, therefore, that they find hungry samurai. We today must also find leaders who are as desperate as we are to help us free ourselves from oppression.

Millions of Americans find themselves jobless and in danger of being thrown out on the street; meanwhile, the wealth of the billionaire class continues to rise. They are today’s bandits, making peasants of us all.

Rikichi, Manzō, and their scouting party leave the village and go to a city in search of samurai, several of whom can be seen walking about with their sheathed swords. The peasants try asking a few for help, but are rebuffed by the arrogant samurai, who think it galling that lowly farmers would ask to hire men of their higher social class.

Since I consider the seven samurai who will help the peasants to represent the vanguard, these unwilling samurai can be seen to represent those more snobbish leftist academics and intelligentsia who would rather talk the Marxist talk than get their hands dirty and be in touch with the working class. Similarly, Trotsky didn’t think much of peasants, as contrasted with the sympathetic attitude of Lenin, Stalin, and Mao toward them.

And since we learn, later in the film, that samurai have actually attacked peasant villages, we can compare these arrogant samurai to the class traitors among the would-be vanguard, like Trotsky, Khrushchev, etc. This arrogance leads us to a discussion of one of the central themes of Seven Samurai: pride/honour vs. humility/shame, and the dialectical relationship between the two.

The peasants’ fortunes change when they encounter an aging rōnin willing to rescue a boy being held hostage by a thief in a small house. This samurai, named Kambei Shimada (Shimura), cuts off his chonmage (deemed a shocking degradation for a samurai) and dresses in a monk’s robes to trick the thief into thinking Kambei won’t hurt him.

Upon killing the thief and saving the boy, Kambei wins the admiration of all witnessing the rescue. He’s humbled himself by shaving his head and pretending to be an unassuming monk, but in doing so, he’s also raised his status among his onlookers to such a point that not only do the peasants hope for his help against the bandits, but the young son of a samurai named Katsushirō (Kimura) bows before him and begs him to let the boy be his disciple.

We see more of the dialectical unity of opposites when, after Kambei–humbly denying his greatness as a warrior (i.e., he’s typically lost battles)–refuses to be Katsushirō’s master, we see proud, buffoonish Kikuchiyo (Mifune) claim he’s a samurai; then Kambei, not wanting the boy to be influenced by such a fool, becomes his master.

At this point, it is apposite to explore how the characters compare and contrast with each other. These are fully-rounded characters, each with his or her share of faults, but still sympathetic and likeable.

Kambei is wise, reserved, and humble, but still able to laugh and be merry. Katsushirō is naïve, inexperienced, and eager to find men to look up to and idealize, and the handsome boy’s youthful passion allows him to be distracted by the charms of Manzō’s pretty daughter, Shino (Tsushima); but he has a noble heart, and he fights bravely.

Kikuchiyo may be a loud-mouthed ass who acts impulsively and earns the ridicule of the samurai far too often, but he also earns our sympathy when we learn that he was a peasant who lost his family in a samurai raid; and when he fights bravely and sacrifices his life to kill the leader of the bandits in the final battle, he earns our respect.

Rikichi is quick to anger, especially when the samurai tease him about needing a wife. He takes offence to these taunts because, as we learn later in the film, during the previous raid, the bandits abducted his wife (played by Yukiko Shimazaki) and made her their concubine.

Manzō is absurdly over-protective of Shino. Fearing she’ll be a target of samurai lust, he insists on cutting her hair short (making her feel dishonoured in a way comparable to how one would think Kambei would feel after his shaving of his head) and making the samurai think she’s a boy. Manzō’s patriarchal pride turns to shame when he sees his greatest fears realized: Katsushirō has seduced her. The shame is Manzō’s, though, not the young lovers’, for Katsushirō doesn’t see her as a mere plaything…he’s in love with her, and her foolish father doesn’t want to accept it.

So in these, and in all the other protagonists, there is a humanity that inspires sympathy in us and justifies the length of the film, for we learn to care about them. When we consider who these characters represent in my allegory, our caring for them can inspire us to care about the poor all over the world. These characters all have their needs, desires, hopes, fears, and pain, just as the global proletariat do, however invisible they may be to us in the First World.

Our introduction to the stoic master swordsman, Kyūzō (Miyaguchi) is another opportunity to see the dialectical relationship between pride/honour and humility/shame. Kyūzō tests his abilities with another man in an open area, but they use lances. Kyūzō says he struck first, while the other man insists it was a tie, and he is so offended with the pride he projects onto Kyūzō that he challenges him to a swordfight.

Kyūzō warns him not to be foolish, but the proud opponent won’t take no for an answer. They fight with swords this time; Kyūzō’s opponent is loud, blustery, and ostentatious in his aggression, as against Kyūzō’s quiet poise and calm. Predictably, Kyūzō strikes first and kills the man.

Kambei and the peasants would have such a skilled swordsman join their cause, but he joins them only after a period of time to consider it. Kambei’s old friend and comrade, Shichirōji (Katō), joins them, as does good-natured Gorōbei (Inaba) simply because he finds Kambei an intriguing fellow samurai to work with.

Another example of nobility in humility is when Gorōbei meets Heihachi (Chiaki), a samurai of moderate ability who is willing to chop wood for an elderly man in exchange for food. These are the kind of people one wants for a vanguard: not careerists or opportunists who will drop us at the first sign of promotion or higher pay, but who understand the nobility of helping the poor for its own sake.

Near at hand is Kikuchiyo, who has been following the samurai and insists on joining them. His pride shifts dialectically into shame when he produces a scroll purportedly of his samurai lineage, though the name “Kikuchiyo” on the scroll indicates someone who’d be thirteen years of age as of the time of our story, not the actual thirty-something samurai wannabe.

Nonetheless, he is accepted into the group, if only because his asinine behaviour amuses the others; and so the group of seven samurai is complete. Indeed, when it is announced to the villagers that the samurai have arrived, and the villagers–under the paranoid, anti-samurai influence of Manzō–are afraid to come out of their huts and meet their seven visitors, Kikuckiyo sounds the village alarm, suggesting a bandit raid, and the villagers come out, begging the samurai to protect them. He has thus shown his usefulness.

Three samurai look over a map of the village and surrounding area, planning how they will defend it from a bandit attack. Shichirōji will have a fence made to block the western entry point, the southern entry will be flooded, and a bridge will be destroyed to prevent entry from the east. This use of tactics is paralleled by the use of theory by Marxists: without revolutionary theory there can be no revolutionary movement, something many on the left fail to understand.

The vanguard is also typically not appreciated by many on the left, just as the samurai aren’t initially appreciated by the peasants. Many on the left, if not most of them, sadly, believe the bourgeois lies and propaganda vilifying Lenin, Stalin, and Mao, failing to put the problems of the years of their leadership in their proper political and economic contexts; it’s assumed that the vanguard are the same as any other power-hungry group of politicians and demagogues.

Similarly, the villagers, having listened to Manzō, are afraid their daughters will be used by the samurai for their sexual sport, or are afraid that these seven samurai are no better than the typical, arrogant, predatory samurai. These forms of dissension are as bad for the peasants as is the danger of the bandits; just as the anti-communist left is as bad for the global poor as the capitalists are.

Another difficulty the samurai must deal with is their inability to defend the three outlying buildings. The core twenty in the centre are the priority, but those villagers living in the outlying areas don’t want to accept having to give up their homes and move into and crowd the centre.

In fact, while Kikuchiyo tries to raise the morale of the villagers by joking about the men giving their wives some loving that night, those villagers from the outer areas get angry and try to walk out. Kambei scolds them and, threatening them with his sword, makes them return.

Here we learn an important message about solidarity. We can’t repel imperial invasions and capitalist plunder without a unified working class and peasantry helping each other. Dissension among the various factions of the Soviets in the early 1920s, during a dangerous time when capitalist encirclement threatened the end of the USSR, forced the vanguard to be authoritarian.

Still, most of the Soviets backed their government, and poll after poll since the USSR’s dissolution has shown that a majority of Russians consider life under the Soviet system to have been a happier one than the current capitalist one in their country. Similarly, in the movie, the peasants come to love and appreciate the protection they get from the samurai.

After the intermission, we see the peasants harvesting the barley in the fields, and Kikuchiyo is eyeing the young women workers lustfully. Rikichi gets offended at some banter from Heihachi about getting a wife. That night, Heihachi talks to Rikichi about what’s troubling him and tries to get him to open up, which he won’t do, for he’s too ashamed to let the samurai know his wife has been abducted to be used to satisfy bandit lust.

Still, part of solidarity is the need for open communication among comrades, something difficult to achieve when there’s so much alienation caused by class conflict. Though the world depicted in Seven Samurai is that of late 16th century feudal Japan, the class conflict of such a world is easily compared with that of the modern world of capitalism. For as Marx stated in The Communist Manifesto, “the history of all hitherto existing society is the history of class struggles.”

The conflict between feudal lords and peasants is clearly paralleled with the conflict between bourgeois and proletarians. Poverty and want compels many to commit theft in order to live, hence the bandits, as well as all the crime we witness in modern capitalist society. Providing for people’s basic needs–food, shelter, health care, education, employment, etc.–would reduce the compulsion to commit crimes to a minimum…except that the capitalists, who exploit workers and get rich off their value-producing labour, are the greatest bandits of all, and won’t allow for the needed provision.

Back to the film. Three bandits are spotted in the hills and, later, looking through the fence onto the village. Kikuchiyo opens his big mouth, endangering the village by revealing to the bandits that samurai are there to defend it. Kyūzō, Kikuchiyo, and Katsushirō are tasked with leaving the village and catching the three bandits before they can tell the others.

Kambei instructs Katsushirō only to watch the other two men catch the bandits. He lies hiding among the flowers while Kikuchiyo is up in a tree, ready to pounce on a bandit, and Kyūzō is sitting at the foot of the tree, hiding behind it and meditating as the three bandits approach.

In his meditation, Kyūzō is demonstrating No Mind, or wuxin. By emptying his mind of all distracting thoughts, he is embracing the void that dialectically encompasses nothing, or No-thing, and the Brahman-like everything, or what I would call the Infinite Ocean. This focus gives Kyūzō the connection to divinity needed to be ready to strike and kill without missing his target. The wise, in doing nothing, leave nothing undone, as it says in the Tao Te Ching.

When the bandits appear, Kyūzō strikes down and kills two of them, while Kikuchiyo falls on and captures the third, who–bound–is taken back to the village and forced to disclose the location of the bandits’ hideout. The villagers want to kill him, something to which the samurai are opposed; but an old woman whose son has been killed by the bandits wants her revenge (as does Rikichi, of course), so the samurai reluctantly allow her to have it.

Now Rikichi, Heihachi, Kikuchiyo, and Kyūzō go off to find the hideout. It’s burned down, with many bandits killed, but Rikichi discovers his wife-turned-concubine there, too; too ashamed to return with him, she runs into the flames and dies. In an attempt to rescue Rikichi, Heihachi is mortally wounded in the fighting, and his death compounds Rikichi’s grief.

Immediately after the burial and mourning of Heihachi, the bandits attack. It is discovered that they have three muskets, so the samurai and peasants must be careful. Kikuchiyo foolishly taunts the users of the muskets, and he’s lucky not to be shot by any of them.

Those who own the three outlying houses are not so lucky, though, for the bandits burn down those houses in revenge for the burning down of their hideout. The old man, Gisaku, is too stubborn to leave his house, so he dies in the fire. A mother who has been speared stays alive just long enough to save her baby. Kikuchiyo takes the child and wails in grief, for he is reminded of how he and his family suffered the exact same fate when he was a child.

In the context of my Marxist-Leninist allegory, the bandits’ reprisal, as well as the suffering it causes, is a symbolic reminder of the constant danger of counterrevolution, that with every small victory can come new threats from those who would try to restore the oppressive, predatory old way of doing things. This danger is what forces socialist states to take harsh measures to defend themselves.

The three muskets represent a superior form of technology (in today’s world, that would be nuclear weapons) that must be appropriated–not for attack, but for self-defence. People in the West often decry the ‘danger’ that the DPRK supposedly poses with its nuclear weapons programme, while hypocritically oblivious to the double-standard that indulges Western possession of such weapons (England, France, surely Israel, and the one country to use them to kill people, the US). Socialist states like the USSR and Mao’s China needed nuclear weapons to deter a Western attack, not to attack the West, as is popularly assumed.

Similarly, the samurai know that they need to get their hands on those muskets, so Kyūzō runs off to get one. His success awes Katsushirō, who gazes in admiration at a swordsman so humble that he doesn’t even seem to understand why the boy is idolizing him so much.

Later, Katsushirõ tells Kikuchiyo about how impressive he finds Kyūzō; the fool pretends he couldn’t care less, but he secretly envies the swordsman, and in his pride, Kikuchiyo goes off to the bandits to steal another musket. He too succeeds, having disguised himself as a bandit and tricking one who has the second firearm. When Kikuchiyo proudly returns to the village with the musket, though, Kambei’s reaction to his recklessness is only anger.

Here again we see the film’s dialectical presentation of the relationship between pride/honour and humility/shame. Kyūzō gets a musket, but not for his own personal glory; he does so out of duty. Hence, he is admired by Katsushirō. Kikuchiyo covets that admiration, and in doing the same thing as Kyūzō, though with selfish motives, he is shamed.

With each ensuing battle, many bandits are killed, and we see Kambei paint Xes in the circles representing the bandits on a sheet of paper. He does so with a mix of satisfaction and sadness, for with these killings of bandits, there have also been deaths on their own side, in particular, the deaths of Gorōbei and timid, simple old Yohei.

Despite having been verbally abused as stupid and weak throughout the film, Yohei dies (with an arrow in the back) honourably, having bravely helped defend the village as best he could. (Earlier, we see Yohei, having speared a bandit, in an absurd pose of paralytic shock, his mouth agape at its jaw-cracking widest.) Again, humility/shame and pride/honour are dialectically united.

Also, the deaths on both sides can be seen to symbolize, on the one hand, the progressive erasure of class differences (the bandits, understood as personifying the predatory bourgeoisie), and on the other, the withering away of the state, as personified by the seven samurai as vanguard.

The samurai must prepare for the final confrontation with the remaining bandits, which will happen on a morning of heavy rain. The night before, tensions are high in anticipation of the morning’s danger, and a furious Manzō has discovered his daughter in a tryst with Katsushirō.

Manzō beats her and publicly shames her, but the other samurai try to get him to forgive her, explaining that the tensions of the moment can provoke reckless behaviour. Rikichi scolds Manzō, saying there’s nothing wrong with being in love; at least Shino wasn’t raped by the bandits, as Rikichi’s wife was.

In this night of wild emotions, we see the opposite of the wuxin mindset that is ideal for preparation for battle. Instead of emptying one’s thoughts to find one’s connection with the divine, one is overwhelmed with one’s preoccupations, leading to confusion and raising the level of danger.

The rainy morning of the battle, however, finds the samurai and peasants in a focused mindset; it’s as if the passions of the preceding night have purged them of preoccupations, causing a dialectical shift from extreme distraction to extreme focus; it’s as if they’ve all learned from the foolishness of Manzō’s anger. (Recall his previous worries about Shino being seduced by a samurai, and Gisaku telling him how foolish it is to fear for one’s whiskers when one’s head is to be cut off.) One might think a torrential downpour would be irritating and distracting, but our protagonists don’t allow themselves to be swayed by such discomfort in the least.

The bandits are clearly losing, one of them having fallen off of his saddle and being dragged in the mud by his horse. Still, the leader of the bandits has the last musket, and like a coward, he hides in a house with the screaming women of the village, whom he threatens to kill if they make more noise.

He shoots and kills Kyūzō, enraging Katsushirō and Kikuchiyo, the latter racing after the villain in the house and getting mortally wounded himself. Still, the dying man proves his worth in the end and stabs the bandit before falling to the ground himself. Kambei tells Katsushirō they’ve won; all the bandits are killed. The boy wails in anguish, though, for he never got his chance to avenge Kyūzō.

On a pleasant, sunny day afterwards, we see the peasants planting crops in the fields and playing celebratory, victory music, with Rikichi–smiling, for a change–chanting and playing a drum, and Manzō playing a flute. The three surviving samurai–Kambei, Shichirōji, and Katsushiro–are standing by the burial area of their fallen comrades and frowning. Shino passes by and snubs Katsushirō, for the patriarchal influence of her father has made her too ashamed to continue her romance with him, however much he sill loves her, and doesn’t care about their class differences.

Kambei sadly observes that the victory belongs to the peasants, not to the samurai. In the context of my allegory, this makes sense, for in spite of the anti-communist slanders about a vanguard’s supposed hunger for power, the vanguard–as symbolized by these seven samurai–really want to have the power to end hunger. The battle was never about glorifying the higher-caste samurai; it was about liberating the peasants, as is the vanguard’s intention for the working poor of the world.

This understanding should be our response to critics’ allegation of Kurosawa’s ‘elitism.’ Though it is more than safe to assume that Kurosawa was nowhere near being a communist, making my Marxist allegory seem out of place, he was a more progressive writer/director than he seemed. Having seen only Seven Samurai, Throne of Blood, and Ran, I can’t speak with any measure of authority on most of his films; but in the case of this one, the presentation of social class and sex roles isn’t meant as a defence of the old traditions, but as a critique of them.

Remember that his heroic samurai are the exception, not the rule, in this film. Most of the samurai are arrogant, and it’s known that they are often the attackers, rather than the defenders, of peasants, who are regarded most sympathetically, in spite of how bumbling they are often portrayed. For these reasons, I consider the critics’ charging of Kurosawa of elitism to be invalid, at least with regard to Seven Samurai. In any case, his one non-Japanese language film, Dersu Uzala, was partly Soviet-financed, so I doubt that he was all that inimical to the more egalitarian leanings of socialism.

The analysis and interpretation of a film needn’t strictly conform to what its auteur has said about it, since–as I’ve learned from psychoanalysis–unconscious meaning can be expressed through parapraxes, revealing intent far removed from what the creator has explained in interviews. Therefore I stand by my leftist interpretation, especially since I believe it can inspire new viewers of Seven Samurai to apply its notions of heroism and sacrifice to today’s problems.

Analysis of ‘Johnny Got His Gun’

Johnny Got His Gun is a 1938 anti-war novel written by Dalton Trumbo, published the following year, and adapted into a 1971 film, which was also written and directed by him (with an uncredited writing collaboration from Luis Buñuel). The film stars Timothy Bottoms, with co-stars Kathy FieldsMarsha HuntJason RobardsDonald Sutherland, and Diane Varsi.

The book was temporarily taken out of print several times, when such wars as WWII and the Korean War broke out; for the book’s anti-war sentiment was deemed inappropriate at those times. Having been a member of the Communist Party USA during WWII, Dalton agreed to the non-printing of his novel, as long as the Soviet Union remained allies with the US against the Nazis during the war. As for the far right, isolationists among them sent Trumbo letters asking for copies of the book while it had been out of print. He reported the letter-writers to the FBI, but it turns out the FBI was far more interested in him, a leftist, than in the rightist writers.

The novel tells the story through a third-person subjective, or limited, narration, meaning we get the story from the protagonist’s point of view, that of Joe Bonham (played by Bottoms in the film). This means that the perspective of the medical staff is given only in the film adaptation. Other differences between novel and film include the rearrangement of some scenes into a different order, and the inclusion of scenes in the film with Christ (Sutherland) generally having been written by Buñuel (assuming IMDb is trustworthy here), although the scene of Christ playing cards with Joe, the redhead, the Swede (played by David Soul), and the other soldiers is in the novel (Book II, Chapter 16), and around 27-30 minutes into the film.

The film was originally a modest success, but became a cult film after Metallica‘s video for their songOne,” which included scenes from the film, revived interest in it. In fact, Metallica bought the rights to the film so they could use scenes from it in their video without having to pay royalties on it.

Links to quotes from the film can be found here.

Joe Bonham, a young American soldier in WWI, has been severely injured from the blast of an artillery shell, rendering him limbless, eyeless, deaf, and without a nose, tongue, or teeth. To make matters worse, the army medical staff taking care of him, not knowing who he is (three minutes into the film), and mistakenly thinking he’s decerebrated from his injuries, assume that he feels no pain or pleasure, and that he has no memories or dreams; so they keep him alive for medical research.

Joe gradually comes to the horrifying realization that all that’s left of him are his torso, genitals, and mutilated head (from Chapter 3 onward), with only the sense of touch left to link himself with the world, and with his consciousness intact to realize the virtually hopeless state that is the remainder of his natural life. This is alienation in the extreme, as only war can cause it.

The medical staff are keeping him alive so they can study him, the rationalization being that such study can be a help to future injured soldiers. When he realizes fully what’s been done to him, he’d like to kill himself by cutting off his own breathing, but he can’t, because the staff have him breathing through tubes directly connected to his lungs (Chapter 5, pages 28-29).

So, the overarching theme of the story is loss, lack. Joe has lost not only all the body parts that can make him useful, help him to enjoy the company of other people, or give his life meaning; not only has he lost his will to live and his faith in God (especially by the end of the story); but he has lost the very ability to end his life.

Normally, desire is aroused by a stimulation of the senses, so we’d think that a lack of those senses might cause one to be able to resist the sensual temptations of the world and attain peace, nirvana; but Joe is someone used to the physical pleasures of the world, to the enjoyment of relationships with other people, so being deprived of all of that, all of a sudden, is something he cannot accept. His is a Lacanian lack giving rise to desire: a desire to be useful to others, to be recognized and acknowledged by others, to be wanted by others (e.g., his girlfriend, Kareen [Fields]).

How can he be worth anything to anybody (other than that impersonal medical staff who are exploiting him for their own purposes) in his mutilated state? As a quadruple amputee with his face blown off, he’s been symbolically castrated, though, ironically, his genitals are still intact (Joey’s got his gun), they being the symbol of desire par excellence. Instead of letting go of his desires, which would lead to nirvana, he has them all the more, trapping him in a symbolic samsara. His is a living death: note how the novel is divided into two books, called ‘The Dead,’ and ‘The Living.’ It’s as if he’s dying (despair), then living again (new hope), then dying again (frustrated hope), then living again (revived, if feeble, hopes), a symbolic reincarnation into a world of endless suffering, of hell.

His hell is the undifferentiated world of what Lacan called the Real. He cannot tell day from night, dream from waking life, or fantasy from reality (especially with all the sedatives he’s getting). He cannot measure time with any degree of accuracy, though he certainly tries very hard to.

Communication borders on impossible for him, except towards the end of the story, when a nurse uses her finger to spell “MERRY CHRISTMAS” on his bare chest (Chapter 17, page 86); and when he uses the Morse Code, tapping the back of his head on a pillow, to communicate with the army brass, only to have his wishes rejected. Therefore, his connection with the Symbolic Order, the therapeutic world of language, culture, and society, is a tenuous one.

The paradoxically terrifying/beatific world of the Real, or to use Bion‘s terminology, O, is one beyond the senses, a suspension of memory and desire. James S. Grotstein says, “A transformation in ‘O’ is attainable only by the disciplined abandonment of memory, desire, understanding, sense impressions — and perhaps also the abandonment of ego itself.” Such a place could be heavenly, like nirvana, if Joe could just let go of his ego and the world he’s lost; but of course, he’ll never do that, so he can only experience the hellish aspect of O, the Real, which is dialectically right next to the heavenly aspect (consider my use of the ouroboros, which symbolizes a circular continuum, the dialectical relationship between opposites [i.e., the serpent’s head biting its tail], to get at my meaning), depending on whether or not one clings to desire.

Trumbo’s novel begins with memories of sounds, like the sound of the telephone ringing. His hearing is the first thing he discovers he’s lost, and ironically, he has a ringing sound in his ears, reminding him of the telephone. Added to this, he remembers a sad phone call at work in the bakery: he must go home, for his father (Robards) has died. More of the theme of loss.

Other sounds Joe remembers are of music, his mother’s singing (beginning of Chapter 2) and piano playing (Chapter 1), something he’ll never get to enjoy again. In subsequent chapters, Joe remembers other sensory pleasures, like his mom’s home cooking (Chapter 2), a listing-off of various delicious foods (her baked bread, her canned peaches, cherries, raspberries, black berries, plums and apricots, her jams, jellies, preserves, and chilli sauces; the sandwiches of the hamburger man on Fifth and Main, etc.), all foods he’ll never get to taste again. He describes the aches and pains in his arms and legs, doing hard physical labour, in the hot sun, to the point of exhaustion (Chapter 4, pages 19-21).

He describes going to bed with Kareen (Chapter 3, page 15; and about nine minutes into the film), their one and only intimate time before he’s shipped off to fight the war, an indulgence her father allows, amazingly. All of these vivid sensual descriptions are here to underscore, for the reader, all that Joe has lost.

The film symbolically reflects the difference between what he had (and what he wishes he still had) and what he’s lost by showing his memories, dreams, and fantasies in colour (the dreams and fantasies being in saturated colour), and showing his current, hellish reality in the hospital in black and white. Indeed, all he has left are his memories and fantasies.

All these memories of his reinforce in our minds that Joe is a human being, with a heart and feelings, with dreams, hopes, and desires, like everyone else. He’s more than just a guinea pig for the medical staff to study and experiment on.

This understanding is the anti-war basis of the story: soldiers aren’t just pieces of meat (like the piece of meat that Joe has been reduced to) for the army and ruling class to use for their selfish purposes. Of course, these selfish purposes–the imperialist competition to control the lion’s share of the world’s land and resources–are cloaked behind rationalizations of keeping the world “safe for democracy.”

Now, what is meant here by “democracy” is not really the power of the people, but what is properly called the dictatorship or the bourgeoisie, or the rule of the rich. Boys like Joe are recruited to kill and die to protect and serve the interests of the capitalist class. This story’s setting during WWI is significant in how Lenin at the time wrote Imperialism, the Highest Stage of Capitalism, a polemic against the war (understood as an inter-imperialist competition among the great powers of the time for land and resources), which was very unpopular in Russia. And as soon as the Bolsheviks took power, they worked to get Russia out of the war.

If only American communists could have been so successful.

The novel’s defiant, anti-war tone reaches its highest pitch at the ends of Books I and II, in which Joe speaks contemptuously of that old lie about the “fight for liberty.” As Joe says on page 49, “What the hell does liberty mean anyhow?” His response to the importance of liberty is “my life is important” (page 50). As for Joe’s defiance of the war machine and what it has done to him, hear Donald Sutherland’s reading of passages from the end of Book II (pages 103-104).

Now, since Joe has realized what a big mistake he made believing the bourgeois imperialist lie of ‘fighting for democracy,’ we should try to understand what originally drove him to buy into that lie. It was his love of his father and his wish to identify with him, to win his father’s love. Though his father cynically realizes that ‘defending democracy’ is really just about “young men killing each other,” Joe as a naïve little boy just goes along with the apparent virtue of such a fight. After all, as his father says, “Young men don’t have homes; that’s why they must go out and kill each other.” (Recall, in this connection, the fourth line in the bridge to the lyrics of the Black Sabbath song, “War Pigs,” which came out close to the same time as the film.)

Joe deems his father a failure who has nothing but his phallic fishing pole to give him distinction (not even Joe has distinction, apparently, as his father frankly tells him), but this is the only father little Joe has. Joe manages to lose that fishing pole one day when fishing not with his dad, but with his friend, Bill Harper (Chapter 9, and at about 1:16:30 into the film). The loss of the fishing pole is another symbolic castration. Joe’s memories of his father hugging him, and wanting to receive a hug from him, are–I believe–wish-fulfillments of Joe’s (the line separating his actual memories and how he wishes to remember his past is a hazy one). His father’s death, and the loss of the fishing pole, goad Joe–through guilt feelings–into being willing to do what “any man would give his only begotten son” for…kill and be killed for democracy.

This choice of words, “only begotten son,” is intriguing. It reminds one of John 3:16. Joe’s father would give his only begotten son to die for an ideal, freedom, which sounds like God the Father giving His only begotten Son to die for our sins, so sinners can live in an ideal world, heaven, which is freedom from sin and death.

This comparison leads us to the understanding that Joe, in the extremity of his suffering, is comparing himself, however obliquely, to Christ. He is suffering in an excruciating manner similar in a number of ways to how Jesus suffered. In his state of living death, Joe is harrowing Hell, so to speak, as Christ did.

The two books of Trumbo’s novel, recall, are named “The Dead” and “The Living.” The reverse order of these names suggests resurrection. On the other hand, Christ will return to judge the living and the dead (1 Peter 4:5). This understanding gives depth to Joe’s dreams and fantasies of conversing with Christ, for it gives meaning–and a sense of grandeur–to Joe’s suffering.

His dream of a rat biting into a wound behind a bandage on his side, or his chest (something he, at first, can’t tell from waking reality–Chapter 7, page 41; and 45 minutes into the film) suggests the spear in Christ’s side. The loss of Joe’s limbs is analogous to the stigmata in Christ’s hands and feet; recall how he believes the doctors have amputated his arms and legs–for example, he feels the pinching and pricking of sharp instruments when they remove the bandages from where his left arm would have been (Chapter 3, page 13). And the mutilation of Joe’s face parallels Christ’s crown of thorns, the digging of those thorns into His head.

The mutilation of Joe’s body, and the mental disorientation he feels as a result, symbolizes and literally means that he is in danger of suffering psychological fragmentation. Pathological narcissism–in Joe’s case, the covert kind in which one sees oneself as a grandiose victim–is an effective–if dysfunctional–defence against such fragmentation. In Joe’s case, this narcissism expresses itself by his comparing of his suffering to that of Christ.

In the film, when Joe is with Christ in one of his fantasies (46-50 minutes into the film)–when Christ is doing His carpenter work–and Joe is speaking about his fears of having the rat nightmare again, the two are looking in each other’s faces as if Joe were looking into a mirror…that is, the narcissistic mirroring of the self in the other. As a dream, the scene is a wish-fulfillment for Joe in which he hopes to find a solution to the rat nightmare problem, which of course Christ can’t solve, because Joe’s problems are material, not spiritual, ones: Joe has no mouth with which to yell himself back into consciousness, he has no eyes to open, and he has no limbs with which to knock the rat off of him. This must have been a scene that atheist Buñuel wrote, for Christ is no help to Joe, and He Himself acknowledges that no one really believes in Him.

Joe remembers his Christian Science preacher from childhood telling him that God is Spirit (35 minutes into the film), as is man in his true nature, which makes Christ vaguely comparable with Joe, who barely has a body anymore, and barely has any sensory contact with the physical world. Joe, like Christ on the Cross, feels “forsaken” (Chapter 20, page 101) by the medical staff, who refuse to grant him his request to be taken around in a glass box and presented as a kind of freakish icon to teach people about the horrors of war.

To be taken all over the US and displayed thus, as an anti-war icon, is comparable to Christian missionaries traveling the world and spreading the Word of the Gospel (Matthew 28:19). Joe’s message of saving lives, though, is the salvation of physical lives, not that of spiritual ones. “He had a vision of himself as a new kind of Christ as a man who carries within himself all the seeds of a new order of things. He was the new messiah of the battlefields saying to people as I am so shall you be.” (Chapter 20, page 103)

As we can see, this association of Joe with Jesus is far more apparent in the novel, especially towards the end, than in the film. And if he is like Christ, we can find Mary parallels, too.

First, when Joe realizes the extremity of his predicament, he feels as helpless as a baby in the womb (Chapter 7, page 37), and he–in his thoughts–calls out to his mother for help (Chapter 5, page 25). This association of limbless Joe with a baby in the womb can also be linked with his recollection of his mother’s telling of the Christmas story, with Joseph and pregnant Mary trying to find an inn in Bethlehem to spend the night (Chapter 17, pages 88-90).

Without his mother to know of his mental cries for help, Joe must rely on the care of the nurses, on whom he transfers his Oedipal feelings, which have resurfaced as a result of his regression to an infantile state, this being part of his coping mechanism.

Having transferred feelings of Oedipal love from his mother onto the nurses, Joe finds one nurse in particular–as noted especially in the film (Varsi)–whose tearful compassion for him is receptive to that love. Accordingly, she masturbates him (Chapter 14, page 72); about an hour and fifteen minutes into the film). Remember, though, the blurred line between his fantasy world (i.e., wish-fulfillment) and his reality. How much of her massaging is real, and how much is his imagination?

Since the Oedipal transference is sent to her, and since it is she who writes “MERRY CHRISTMAS” with her finger on his chest, this nurse can be seen as the Mary to his Jesus. The tears in her eyes over his suffering make her a kind of mater dolorosa, Our Lady of Compassion.

Now, these Christ and Mary parallels do not mean that Trumbo was trying to present a Christian “prince of peace” kind of anti-war story. Such symbolism only serves to express the gravity of Joe’s suffering through the use of familiar religious imagery. This is no story about “faith, hope, and charity“: on the contrary, it is about bottomless despair, which is especially apparent at the end of the film.

Joe’s pitying nurse would be an exterminating angel, were one of the doctors not to stop her from cutting off Joe’s air supply to euthanize him. The doctor, whose “stupidity” is bluntly noted by the chaplain in the film, would keep Joe alive in that hellish state so he can continue to be studied. For this is the whole point of war: the exploitation of young men to kill, to be killed, and to be otherwise used as a kind of commodity for the benefit of the powerful.

Unable to kill himself, unable to live in any meaningful way, unable to communicate and be listened to (i.e., to re-enter the social world of the Symbolic; our libido seeks other people’s company, as Fairbairn noted), and hovering between consciousness and unconsciousness because of the sedatives the doctors keep giving him, Joe is trapped in the undifferentiated void of the Real. If he could only let go of his attachment to his ego, that illusory self we all have from our contemplation of our mirror reflection, the Imaginary, then he might find peace.

But his was never a Buddhist or Hindu upbringing, of course: it was a Christian one, from which he derived his narcissistically amplified ego by identifying with Christ. And since even the religious systems of the Far East typically hold up the authoritarian and class basis of their respective societies, they would be of little help to him, anyway. His predicament is a material one, not a spiritual one. The eternal death of his Hell is not being able to choose when he can die.

He might see himself as Christ-like, as a fisher of men, but he lost his father’s fishing pole…just as he’s lost everything else. And just as Joe’s father is dead, so is God the Father dead…hence, there’s no Christ to wake Joe out of his nightmare.

Analysis of ‘The Miraculous Mandarin’

The Miraculous Mandarin (A csodálatos mandarin in Hungarian; Der wunderbare Mandarin in German) is a pantomime/ballet composed for full orchestra by Béla Bartók from 1918 to 1924. It premiered in 1926 at the Cologne Opera, in Germany. The story is based on a libretto by Melchior Lengyel. The violence and sexuality of the story caused a scandal at its premiere.

What also would have caused distaste for the audience, whom I’d presume to have been mostly conservative in their musical tastes, was the extreme dissonance of the music. Indeed, Bartók’s toughest, most dissonant music was written in the 1920s, with such pieces as his third and fourth string quartets, his first piano concerto, Out of Doors for solo piano, and his second sonata for violin and piano. At times, this music would get so dissonant as to border on atonality.

Though he insisted that his music, while using all twelve semitones, was tonal (a reaction to Schoenberg‘s atonal use of all twelve semitones), Bartók essentially abandoned the major/minor system in favour of one based on axes of symmetry. These axes are at the intervals of the diminished seventh chord; this isn’t to say that he made constant use of that particular chord, but that he would do modulations and chord changes–and use such scales at the octatonic (and its alpha chord)–based on the minor third, the tritone, and the major sixth, pivot points, if you will, which are comparable to shifts from the major key to its relative minor, and vice versa.

These–at the time, unusual-sounding–melodic and harmonic experiments, as well as the extensive influence of the folk music of his native Hungary and neighbouring countries (around which he traveled much in his younger adulthood, recording and studying the music), gives Bartók’s music its unique sound.

A few YouTube videos of performances of The Miraculous Mandarin can be found here, here, and here. A video with the score, which includes written indications of developments in the plot of the story, can be found here. And here is a link to the concert suite, which removes about a third of the score, mostly the last twelve or thirteen minutes, which musically depicts the tramps’ robbing and attempting to kill the mandarin.

Bartók insisted it was a pantomime rather than a ballet, since the only dancing in the story is supposed to occur when the pretty girl–forced to lure male victims into the tramps’ den to be robbed–seductively dances with the victims (Gillies, page 373); nonetheless, performances tend to have everyone dancing throughout–see the links above, and a few brief excerpts of performances in links given below. The pantomime begins with the chaos of the city. The orchestra assaults our ears with dissonances.

The second violins play a flurry of quick ascending and descending sixteenth notes in septuplets of G-A-B-C-D-E-F#-G#, up and down and up and down, the outer edges making a dissonant minor ninth. This up-and-down cycle I see as symbolic of the boom-and-bust economic cycle, a manifestation of the instability of the capitalist mode of production. Such economic uncertainty leads to an aggravation of crime, which in turn leads to the next issue.

A hectic rhythm in 6/8 time is heard with notes in minor seconds, a motif that will reappear whenever we encounter the violence of the tramps (also referred to sometimes as apaches or vagabonds), three male criminal thugs who find themselves without money and resolve to rob others, using a pretty girl to dance seductively and lure the victims in.

The brass section adds to the dissonance by imitating the honking of car horns. Flutes are now playing waves of shrill, quick chromatic notes in a manner similar to the opening second violin waves. The horns get much harsher. The violent tone of the pantomime has been established. We have in this music a vivid depiction of the neurotic, alienating, and violent modern urban world. The stage has been set for the entry of the three tramps. The curtain rises.

A tense theme is played on the violas (later taken over by the first violins) when we see the tramps; the first checks his pockets for money, and the second tramp checks the desk drawers of their den for money, of which they haven’t any. This lack of theirs gives rise to desire, which is one of the dominant themes of the pantomime, as we’ll see with the old rake, the shy young man, and especially the mandarin, when they behold the beauty of the dancing girl, who now appears on the stage.

The third tramp violently tells her to dance alluringly for any male passer-by, so they can sneak up on him and rob him. She refuses to, of course, but the tramps force her to all the same. Here we see how desire gives rise to suffering, just as lack gave rise to desire–the three go round and round in a cycle–for the tramps, lacking money and desiring it, are now exploiting her for the hopes of gain. Such exploitation is the essence of the relations between the owners of the means of production (the capitalists) and those who have only their labour to sell to survive (the proletariat).

Thus we see how the tramps, in spite of their momentary pennilessness, represent the bourgeoisie. Their den represents the land and means of production owned by the capitalist class. The girl, who can do nothing other than dance and arouse men’s lust, has only her body to sell; thus, she represents the disenfranchised working class. She is being, in essence, a prostitute for the pimp tramps (and pimps, as mafia, are a perfect metaphor for capitalists, as I’ve argued elsewhere); small wonder The Miraculous Mandarin was banned on moral grounds.

There is probably no worse example of worker exploitation than that of pimps exploiting prostitutes, something euphemistically expressed in this pantomime through the girl’s erotic dancing. Thus we can easily see why Lenin, in his agenda to promote equality for women, wanted to end prostitution.

The concert suite version of The Miraculous Mandarin cuts out a brief section of the music at around this point, at a ritardando when the girl refuses to dance for male passers-by. We hear a plaintive melody played on the first violins; then, when the tramps repeat their brutish demand of her and she, however reluctantly, acquiesces, the section cut out from the suite ends, and the discords in the music sadly begin to calm down in a decrescendo. The girl is about to do her first seductive dance.

She begins a lockspiel–a “decoy game”–by a window to attract the first victim. We hear a clarinet solo as she dances. The first victim is an old rake, who sees her and is immediately enticed by her. Musically, he is represented by trombone glissandi spanning a minor third, which is an important interval heard at various points throughout the pantomime.

A minor third is suggestive of sadness. It is significant that we hear so much of it in this piece, for it reflects the universality of suffering as experienced in the world of this story. Hearing the minor thirds in the trombone glissandi, representing the lecherous old rake, is important in how it links lack and suffering with desire, an important combined theme in The Miraculous Mandarin.

As György Kroó explains in his analysis of the pantomime: “The minor third has a special function in The Miraculous Mandarin. Because of the central role of the ‘desire’ motif this interval is the differentia specifica in the work’s score.” (Gillies, page 380)

As the shabby old rake lustfully watches her dance, she asks if he has any money, during which time we hear a flirtatious melody on the cor anglais. He replies, “Never mind money! All that matters is love.” Useless to the tramps, the penniless man is thrown out, at which time we hear the tense 6/8 motif with the minor seconds.

Part of how the capitalist class keeps the poor in control is by dividing them; one common division is made between the sexes. We’ve already seen how women are exploited and injured because of this divisive use of sex roles, in making women into sex objects. Men have their lust exploited through how society addicts them to beautiful women; and if men don’t provide money, they’re deemed useless, as the old rake is, and as the shy boy will be.

The girl returns to the window and resumes her dancing. We hear the clarinet again during this second lockspiel. The shy young man appears, and he is as captivated by her beauty as the old rake was. His shyness makes his seduction more difficult; the clarinet solo is longer and more florid.

Soon, he and the girl dance to a haunting theme on the bassoon, a melody featuring tritones, in 5/4 time, backed up by rising notes on the harp; then the theme is played on the flute, then there are crescendi and decrescendi on the clarinet, suggesting a heating-up of the dancers’ passion. Finally, the haunting theme is heard briefly on two solo violins, and finally, climactically on all the first and second violins. The boy has been successfully drawn into the den, where the hiding tramps are poised to strike.

They attack the boy, and we hear the opening 6/8 motif with the minor seconds again. The tramps learn that the shy young man hasn’t any money either, so he is quickly thrown out, too.

The girl gets ready to do a third lockspiel at the window, and we hear the solo clarinet again. This time, a wealthy mandarin appears at the door. We hear a kind of parody of a stereotypically pentatonic Asian melody here, harmonized in tritones. She is terrified of him; next, we hear three loud brass glissandi (trombones and tuba) in descending minor thirds (recall how the minor third suggests sadness, so in this moment of the tramps’ desire of the mandarin’s money, and the mandarin’s growing desire of the girl, we have desire again as the cause of suffering). The mandarin stands immobile at the doorway, and her dancing only very slowly arouses his desire.

An interesting question needs to be addressed here: why a mandarin, of all male victims, to be the most important one of the story? György Kroó explains: “The chief male figure of the pantomime, the mandarin, is not typical of modern urban society–as are all the other characters–but is a force existing outside society. He is, to some extent, an unreal and symbolic figure. It is this unreality and symbolism which lend him a fearful greatness, enabling him to stand isolated above the world of the vagabonds, and to defy them. But the mandarin’s triumph is only symbolic: he raises the girl to his own level of existence by making her aware of herself as a human being and aware of the existence of true love. For this victory, of course, the mandarin has to die, and the girl is left standing beside his body, shocked and lost in wonder, unable now by herself to progress to a better life, unable alone to oppose the evil surrounding her.” (Gillies, pages 372-373)

This “force existing outside society,” an East Asian in a European city, can be seen to personify the East Asian Third World, just as the girl represents the exploited proletariat of the First World. The tramps, representing the rapacious bourgeoisie, have failed to get any money from the men of their own society, so they must find riches from men of foreign countries.

What we see being expressed here allegorically is the shift into imperialism, the highest stage of capitalism, as Lenin theorized. The tendency of the rate of profit to fall forces capitalists to seek out counteracting factors, one of the chief ones of these in the modern world being the exploitation of foreign markets. The robbing of, and violence against, the mandarin thus represents the invasion and plunder of the Third World.

We often speak of the Third World as poor, as undeveloped or underdeveloped. Actually, these countries are rich, like the mandarin who personifies them in the pantomime. It’s the people of the Third World who are poor, like the mandarin after he’s been robbed and brutalized. The Global South isn’t underdeveloped, it’s overexploited.

The China of the time that The Miraculous Mandarin was composed and premiered was similarly exploited by imperialism; but like the defiant mandarin, Mao Zedong stood up to the imperialists. (More will be said below about how The Miraculous Mandarin can be retroactively allegorized on contemporary China.)

As I said above, the girl is scared of the mandarin and runs off to the other side of the room. Much of her reason for being scared is presumably out of xenophobia and racism against Asians, a common feeling in the West, especially at that time. In the context of the allegory I’m presenting, this xenophobia is significant, for it is a kind of tragic flaw that will ensure that the girl can never escape her exploitation (refer back to the Kroó quote above).

After the loud brass dissonant introduction of the mandarin, the music dies down with the sound of minor thirds in decrescendo in the French horns (F# and A). At this point, the concert suite cuts out another short passage of the music, during which we hear cello, bass, and viola pizzicatos in the background, and the tramps push the girl to get over her fears and dance to lure in the mandarin.

The concert suite resumes with the music at the point in the story when the girl, however reluctantly, begins to dance for the mandarin. We hear flurries of shrill, quick ascending and descending notes in the piccolo and celesta, with a dark back-up in the pizzicato and arco cellos. As I said above, the mandarin’s desire is aroused much slower than that of the previous two men, but when his desire is at its peak, it’s an explosion of lust.

His intensity of passion makes us realize that the mandarin doesn’t merely lust after her. Sexual desire for her is there, to be sure, but for him to survive the lethal assaults of the tramps means that his feelings for her must be more than merely physical. He is touched by her, as I see it: he sees not only her beauty and sex appeal, but also her vulnerability and suffering because of the tramps.

My allegory can explain the transcendent nature of his desire. I say that she represents the Western proletariat; he represents the exploited Third World. Sexual union between the two thus represents the needed solidarity of the global proletariat. He wants her because he empathizes with her.

The relative comforts of living in the First World, even for the working poor amongst us, cause us to have limited revolutionary potential. The desperate poverty of the Third World, on the other hand, gives the people suffering there far greater revolutionary potential (consider that huge general strike in India to see my point).

The girl is repelled by the mandarin, just as the First World poor pay far too little attention to the suffering of those in the Third World. The mandarin’s desire for the girl grows and grows, just as the poor of the Global South, growing ever more desperate, needs the help of the First World (consider the oppression of the Palestinians to see my point).

The girl gets over her inhibitions, and she and the mandarin begin dancing a waltz whose melody is full of minor thirds and tritones. Again, we see lack and sorrow (symbolized by the minor thirds and the diabolus in musica) linked with desire (the soon-to-be lovers’ romantic waltz).

As I said above, his desire isn’t merely lust. It’s more of a Lacanian desire, the desire of the Other, to be what the Other wants, to be recognized by the Other (in this case being, of course, the girl). This wish for recognition from the Other, to be as desired of the Other as one desires the Other, means we’re not dealing with the selfish lust of the old rake or the shy young man. Those two just wanted to get from her; the mandarin wants to get and to give. This wish for desire to be mutual between the mandarin and the girl again, in the context of my allegory, represents the need for solidarity among the oppressed of the world.

The waltz that they dance grows louder, faster, and more impassioned, and the hitherto reticent mandarin suddenly goes wild with desire, terrifying the girl. He chases her all over the tramps’ den. The music gets barbarically dissonant, with pounding drums and a fugue passage representing (fittingly, given the etymology of fugue) his pursuit of the girl. He seizes her, and they struggle.

After this music reaches its most chaotic, brutal point, the concert suite ends with four bars in 2/2, and a tense chord featuring minor thirds is played three times to give the suite a sense of finality. (This three-chord repetition isn’t heard in the full pantomime performance.) It is at this point that the tramps come out of hiding and attack the mandarin. The music isn’t as loud now, but it’s still just as tense.

The tramps strip him of his riches and finery. All he can do is stare longingly at the girl. Having wondered what to do with the mandarin now that they’ve taken all of his valuables, the tramps decide to kill him. This violence against him symbolizes the plunder of the Third World, the taking of its valuable resources and the killing of anyone living there who dares to resist.

The tramps grab pillows and blankets, put them on the mandarin’s head, and try to smother him by sitting on him. After a while, they figure he must be dead and get off of him. The music softens. He’s still alive and looking at the girl. His would-be killers are amazed and horrified.

The tramps make a second attempt to kill him; this time, one of them grabs a sword and stabs him three times with it. Still, he won’t die. Still, he stares at the girl. The tramps cannot believe their eyes.

This miraculous refusal to die may remind us, in a symbolic way, of how the victims of imperialism won’t back down after being invaded. To see what I mean, look not only at the Chinese resistance to Imperial Japan in the 1930s and 40s, not only at the USSR’s successful repelling of the White Army during the civil war of around the years 1918-1921, and of the Nazis during WWII; but also look at the continued resistance to the American empire in Afghanistan and Iraq. China is a miraculous mandarin in its own right these days, surrounded by US military bases, and on the receiving end of hostility from Hong Kong and Taiwan; but China keeps getting stronger and stronger…and richer.

A third attempt is made to kill the mandarin, this time by hanging him from a lamp hook. It falls to the floor, and instead of the hanging killing him, the light of the lamp goes out and seems to be transferred onto him, for now he–always with his eyes on the girl–is glowing with a greenish-blue aura. A wordless chorus (alto and basso at first; later, tenors and sopranos will harmonize) begins singing a melody in mostly minor thirds as he glows, suggesting a superhuman quality in him.

This superhuman quality of the mandarin, with the suffering he’s being put through while cheating death, suggests a Christ symbolism for him. His hanging from the lamp can be associated with the Crucifixion, while his glow–suggesting the spiritual body of the Resurrection–and the almost angelic choral singing lend a kind of mysticism to him.

Now, when I compare the mandarin to Christ, I don’t mean the ecclesiastical Christ whose “kingdom is not of this world” (John 18:36), He who died on the Cross to save us from our sins; rather, I mean the Jewish messianic conception–that of the revolutionary who attempted a defiance of ancient imperial Rome. This was the Jesus of such books as Hyam Maccoby‘s Revolution in Judea, in keeping with the anti-imperialist allegory I’ve been outlining here.

The desire that this messianic mandarin has for the girl can thus be associated with the sexual desire expressed in the Song of Songs, as allegorized as the love of Christ for his Church (i.e., the girl). So this mandarin, in his defiance of the brutality of the exploitative tramps (symbolic of capitalist imperialists), is making revolutionary overtures to the girl (representing the First World proletariat), hoping she’ll join him in solidarity against their oppressors (i.e., through their sexual union).

Finally, she realizes what must be done. She understands the true nature of his desires, and just as he is touched by her vulnerability and suffering under her exploitation, so is she touched by his love for her: this is the only reason she could have for doing what she’s about to do. She has the tramps untie the mandarin. She lets him have her.

Now, she satisfies his desire, but it’s far too late: the injuries that the tramps have inflicted on him can’t be undone. His wounds open, and he finally dies, with lethargic, anticlimactic music playing as he collapses on the floor bleeding, her watching in horror. This ending relates to my allegory in the following way. There is a danger in not responding quickly enough to the call for revolution in today’s late stage capitalism. The global proletariat must unite, and they must do so…fast!

As with sex roles, racism and xenophobia are used by the ruling class to divide the people. Look at Trump’s “Build the wall!” nonsense to see my point. The excessive nationalism of fascism is used to prevent international solidarity.

The girl’s xenophobic prejudice against the mandarin is what makes her take so long to unite with him. Imagine if, instead, not only were she and the mandarin to unite immediately upon meeting each other, but if they, the shy young man, the old rake, and any other men potentially tempted by her dancing, were to combine their strengths against the tramps and end their exploitation and victimization once and for all?

Selfishness and alienation are inimical to the solidarity of the people against their ultimate enemy, the capitalist class. Now that the mandarin is dead, the girl is alone against the now-monied tramps. She is in an evil trap she cannot escape.

In composing The Miraculous Mandarin, Bartók was warning of the growing evils of the world. “Between 1919 and 1924, while working on this work, Bartók was experiencing a great sense of loneliness. He felt quite isolated in his efforts to warn society of the evils he could see. By setting the ‘elemental life force’ in opposition to ‘degraded emotion’, he cried ‘No!’ to the world of evil, and to the immorality of the dehumanized apaches. And as an example to those who had confidence and hope, he presented the figure of the mandarin who, like Bartók himself, is a constant reminder of courage in opposition, determination in thought and feeling–the very triumph of man.” (Gillies, pages 383-384)

Consider the evils of today’s world, the contemporary exacerbation of those Bartók had been aware of a century ago. Consider what might happen if we lack the “courage in opposition” and “determination in thought and feeling” needed to end those evils. Though the danger of nuclear war between the US on one side, and China and Russia on the other, is more than possible, all we need to do to end life on the Earth is to continue to be passive in the face of growing climate change. Then the moribund musical ending of the pantomime will express what TS Eliot once did: “This is the way the world ends/Not with a bang but a whimper.”

Malcolm Gillies, editor, The Bartók Companion, London, Faber and Faber, 1993

Analysis of ‘The Birds’

The Birds is a 1963 natural horror film produced and directed by Alfred Hitchcock and written by Evan Hunter, based on the horror short story by Daphne du Maurier. The film stars Tippi Hedren and Rod Taylor, and costars Jessica Tandy, Veronica Cartwright, and Suzanne Pleshette.

The film is so completely different from the short story that the only two things they have in common are the title and the premise of birds violently attacking people, the attacks being interrupted by pauses, rests of several hours each. Everything else–the setting, characters, and the incidents–are completely reworked to the point of the film being an utterly different story from du Maurier’s version.

In 2016, The Birds was deemed “culturally, historically, or aesthetically significant” by the United States Library of Congress, and selected for preservation in its National Film Registry.

Here are some quotes:

Melanie: Have you ever seen so many seagulls? What do you suppose it is?
Mrs. MacGruder: Well, there must be a storm at sea. That can drive them inland, you know.

Mitch[deliberately mistaking Melanie for a sales clerk] I wonder if you could help me?
Melanie: Just what is it you’re looking for, sir?
Mitch: Lovebirds.
Melanie: Lovebirds, sir?
Mitch: Yes, I understand there are different varieties. Is that true?
Melanie: Oh yes, there are.
Mitch: Well, these are for my sister, for her birthday, see, and uh, as she’s only going to be eleven, I, I wouldn’t want a pair of birds that were too demonstrative.
Melanie: I understand completely.
Mitch: At the same time, I wouldn’t want them to be too aloof either.
Melanie: No, of course not.
Mitch: Do you happen to have a pair of birds that are just friendly?

Mitch: Doesn’t this make you feel awful… having all these poor little innocent creatures caged up like this?
Melanie: Well, we can’t just let them fly around the shop, you know.

Mitch: We met in court… I’ll rephrase it. I saw you in court… Don’t you remember one of your practical jokes that resulted in the smashing of a plate-glass window?
Melanie: I didn’t break that window. What are you, a policeman?
Mitch: No, but your little prank did. The judge should have put you behind bars. I merely believe in the law, Miss Daniels… I just thought you might like to know what it’s like to be on the other end of a gag. What do ya think of that?
Melanie: I think you’re a louse.
Mitch: I am.

Mitch: Well, small world…How do you know Annie?
Melanie: We went to school together – college…
Mitch: So you came up to see Annie, huh?
Melanie: Yes.
Mitch: I think you came up to see me.
Melanie: Now why would I want to see you of all people?
Mitch: I don’t know. You must have gone to a lot of trouble to find out who I was and where I lived.
Melanie: No, it was no trouble at all. I simply called my father’s newspaper. Besides, I was coming up anyway. I’ve already told you that.
Mitch: You really like me, huh?
Melanie: I loathe you. You have no manners, you’re arrogant, and conceited, and I wrote you a letter about it, in fact. But I tore it up.

“I’m neither poor nor innocent.” –Melanie

Annie[after birds attack the children at a party] That makes three times.
Melanie: Mitch, this isn’t usual, is it? The gull when I was in the boat yesterday. The one at Annie’s last night, and now…
Mitch: Last night? What do you mean?
Melanie: A gull smashed into Annie’s front door. Mitch – what’s happening?

“I wish I were a stronger person. I lost my husband four years ago, you know. It’s terrible how you, you depend on someone else for strength and then suddenly all the strength is gone and you’re alone. I’d love to be able to relax sometime.” –Lydia

“Oh Daddy, there were hundreds of them… Just now, not fifteen minutes ago… at the school… the birds didn’t attack until the children were outside the school… crows, I think… Oh, I don’t know, Daddy, is there a difference between crows and blackbirds?… I think these were crows, hundreds of them… Yes, they attacked the children. Attacked them!” –Melanie, on the phone

“Birds have been on this planet, Miss Daniels, since Archaeopteryx, a hundred and forty million years ago. Doesn’t it seem odd that they’d wait all that time to start a…a war against humanity.” –Mrs. Bundy

“It’s the end of the world.” –drunk

“I think we’re in real trouble. I don’t know how this started or why, but I know it’s here and we’d be crazy to ignore it… The bird war, the bird attack, plague – call it what you like. They’re amassing out there someplace and they’ll be back. You can count on it.” –Mitch

“Look at the gas, that man’s lighting a cigar!” –Melanie, as she sees a man lighting his cigar as gasoline is leaking around him

“Why are they doing this? Why are they doing this? They said when you got here, the whole thing started. Who are you? What are you? Where did you come from? I think you’re the cause of all this. I think you’re evil. EVIL!” –mother in diner, to Melanie

Cathy: Mitch, can I bring the lovebirds in here?
Lydia: No!
Cathy: But Mom, they’re in a cage!
Lydia: They’re birds, aren’t they?
Mitch: Let’s leave them in the kitchen, huh, honey?

Cathy: Mitch, why are they doing this, the birds?
Mitch: We don’t know, honey.
Cathy: Why are they trying to kill people?
Mitch: I wish I could say.
Cathy: I-I’m sick, Melanie.

There is no apparent reason for birds of all kinds to be suddenly swooping down on and attacking people, pecking and clawing at them. I find the best way to find meaning in these attacks is to see them as symbolic of something else…a different attacker from the skies.

To determine what, or who, this other attacker could be, I recommend a reading of du Maurier’s short story. Hints can be found in such things as the different setting. In her story, the bird attacks occur not in California, but in England; they also occur not in the early 1960s, but just after WWII.

When one considers the destruction Nazi Germany’s bombings of England caused, as well as the trauma they caused the survivors, we can see how du Maurier’s The Birds can be seen as a near pun on the Blitz, and therefore also be symbolic of it.

So the birds, in her story and–by extension–Hitchcock’s film, can be seen to symbolize bomber planes. Nat Hocken, the farmer and protagonist of the short story, believes it’s the colder weather that’s making the birds so aggressive. Later on in the story, a farmer claims it’s “the Russians” who have somehow incited the birds to attack by poisoning them (page 9 from the above link). Mrs. Trigg, the wife of his boss, wonders if the cold weather is coming from Russia (page 4).

Given that du Maurier’s story takes place shortly after the end of the Second World War, and therefore at the beginning of the Cold War, we can now see what the colder weather and reference to Russians are hinting at: the attacking birds represent a paranoid fear of a Soviet invasion.

A few bird attacks on Nat, a WWII veteran, would trigger PTSD responses in him, making him fantasize about bird attacks happening all over England, symbolic of airstrikes. Since the story is essentially–though not exclusively–from his point of view (even though it isn’t a first-person narration), we can easily view the story as a hallucinatory fantasy in his mind.

With these insights from the short story, we can gain an understanding of what’s going on in the film. Hitchcock spoke of how the birds are getting revenge on man for taking nature for granted; instead of birds being caged, they force people to cage themselves in houses, restaurants, telephone booths, etc.

The changing of the setting to California (in the coastal town of Bodega Bay, about an hour-and-25-minute drive from San Francisco) is instructive in this regard of birds’ revenge on man. If their attacks symbolize aerial bombardments (kamikaze-like in the short story, with birds dying upon hitting the ground), we could see this revenge as symbolizing that of those countries the US had so far bombed: Japan and North Korea; also, there was the US-supported coup in Guatemala in 1954, which included air bombings of Guatemala City and the threat of a US invasion. The birds’ attacks thus can be said to symbolize a fear of other nations bombing the US in revenge for having been bombed.

This theme of revenge first appears right at about the beginning of the movie, when Mitch Brenner (Taylor) enters a pet store where birds are sold on the second floor, and pretends that he thinks Melanie Daniels (Hedren)–who has played a practical joke leading to a broken window and a legal case that he, a lawyer, knows of–works in the store. He plays this trick on her in retaliation for her practical joke, which caused such annoyance to those affected by it.

He asks her about buying a pair of lovebirds as a gift for his younger sister, eleven-year-old Cathy Brenner (Cartwright). Annoyed at the comeuppance she’s received, yet also finding him attractive, Melanie wants to spite Mitch by, on the one hand, delivering a pair of green lovebirds to his home personally, and on the other, writing a note to him that she hopes the birds would “help [his] personality”…though she tears up the letter.

It’s interesting in this connection to note that, for pretty much the remainder of the film, she is dressed in a distinctive green outfit. A green ‘bird’ is giving Mitch green birds. This ‘bird’ also played a practical joke resulting in a broken window, just like the many broken windows caused by the bird attacks, which have begun since her arrival, in that green outfit, in Bodega Bay. Indeed, a hysterical mother in a diner blames Melanie for bringing the bird attacks to the town.

So we shift from lovebirds to violent ones, suggesting a dialectical relationship between love and hostility. This dialectical tension is sublated in how Mitch and Melanie are themselves two lovebirds who, in spite of how annoyed they are with each other at first, are attracted to each other.

Film critic and historian Andrew Sarris noted how complacent and self-absorbed the main characters are: Mitch, Melanie, Annie, and Lydia. Such self-absorption and egotism suggest the effects of alienation in a capitalist society, one about to be attacked in symbolic revenge for the attacks of imperialism on other countries. One manifestation of contradiction in dialectics is that of attack vs. counterattack, or revenge; another such manifestation is action vs. passivity, or resting. In the short story, Nat speculates that the birds attack at high tide (thesis), and at low tide (antithesis), the birds rest (page 12 of the above link).

The first major bird attack and the climactic last one are on Melanie (the bird nips at Mitch’s fingers and ankle at the very end are so brief as not to count for much). This is her karma–birds attacking a bird, the dialectic of attack vs. counterattack.

Another thing to remember about Melanie is that she is a bourgeois. Her father owns a newspaper, and she drives into Bodega Bay wearing a luxurious fur coat over that green outfit. So as the deliverer of the green lovebirds to Mitch and Cathy, Melanie–as an embodiment of capitalism and a personification of the birds–is symbolically bringing the avian aerial bombardment on the town. This linking of capitalism with aerial bombing is brought to you courtesy of imperialism. The hysterical mother in the diner is right to blame Melanie for all the mayhem.

The US bombed Japan and North Korea. Due to racist immigration policies, only limited numbers of Asians had been allowed to live in California by the time of the filming of The Birds. Melanie tells Mitch her family is sponsoring a Korean boy, but her charity won’t come near to compensating for the imperialist destruction she personifies, or the racism of the government that supports her class interests: those bird attacks are symbolic of, in part, an Asian, avian revenge.

This 1963 film came out at the height of the Cold War, just a year after the Cuban Missile Crisis, when the world came inches close to nuclear war. During the previous decade, there had been the McCarthyist Red Scare, the fear of which I dealt with in my analysis of The Manchurian Candidate.

The bird attacks can thus be seen to represent a repressed fear of a communist invasion, a revenge bombing for all the American imperialist bombings and coups that went on between the end of WWII and the early 60s. Now, what is repressed will return to consciousness, though in a new, unrecognizable form: thus, bomber planes resurface in the conscious mind in the form of birds.

This is the fear of a socialist revenge on capitalism, a repressed fear, since bourgeois Hitchcock would never have seen it as such in his own film; he’d instead speak of caged birds getting revenge on man, their cagers and polluters of the air. Recall the amateur orinthologist, Mrs. Bundy (played by Ethel Griffies), speaking of how peaceful birds usually are, and that it’s man who makes life unliveable for all. Those who have a historical materialist understanding of the world can easily translate “man” as ‘the capitalist.’

Now, just as capitalism (personified here in rich bitch Melanie Daniels) destroys everything around it (symbolized in her arrival in Bodega Bay with the lovebirds, followed soon after by the bird attacks), so will capitalism ultimately crumble under its own contradictions, as Marx predicted in Capital, Vol. 3, in his discussion of the tendency of the rate of profit to fall (in the film, symbolized by the birds attacking Melanie, ‘the bird,’ at the end, almost killing her).

Another issue capitalism raises is alienation, shown symbolically in the film through the love/hate relationship of not only Mitch and Melanie, but also that of him and his mother (Tandy), who sabotaged his relationship with Annie Hayworth (Pleshette), his previous girlfriend. On top of this is Melanie’s estrangement from her mother, who ran off with another man.

To get back to Lydia, who disapproves also of her son’s budding relationship with Melanie and tries to sabotage it by telling him of a scandal involving Melanie falling naked into a fountain, his mother fears his commitment to a woman will result in him abandoning his mother. Mitch’s father died several years before the beginning of the film, so Lydia is afraid of having to carry on life alone.

This fear of loneliness, coupled with difficulties forming healthy relationships, is often a consequence of alienation under capitalism. Dialectically speaking, this clinging love of Lydia’s, which spoils Mitch’s love life, is another sublation of the film’s theme of the love/hate opposition, which is symbolized by the green lovebirds and Melanie in her green outfit on the one hand, and the attacking birds on the other.

One interesting contrast between the short story and the film is how, in the former, the first of the bird attacks happens on page two of the link provided above, but in the latter, we must wait about fifty minutes until a group of birds attacks children at Cathy’s birthday party. Prior to that attack, there’s only the one gull that hits Melanie on the head, the one that crashes into Annie’s front door, and the ominous hovering and resting of birds on several occasions throughout the film.

Because all that matters to imperialists is the controlling of other countries, the ruling class gives not a second of thought to how their bombs not only kill people, but also traumatize and disrupt the lives of the survivors. The lengthy process of developing the main characters, prior to the birds’ first major attacks, humanizes them for us in a way that the East Asian or, more recently, Middle Eastern victims of bombings are never humanized.

We see the traumatized reaction of Lydia when she sees her neighbour’s eyeless corpse, and we sympathize with her. We rarely contemplate the trauma of the surviving Japanese after the nuking of Hiroshima and Nagasaki. We imagine North Koreans to be neurotically servile to the ruling Kim family; we never consider how the North Koreans’ collective trauma, after the US bombed their whole country, drove them to look up to the strength of the Kims to ensure that such a bombing will never happen again.

We see the terror of the children attacked by the birds at Cathy’s party, then later as they run from their school. We seldom consider, for example, the Yemeni children killed in a school bus after being hit by an airstrike. The only way many of us in the West can contemplate such horrors is if they’re inflicted on us, but with the bombs replaced with birds. Recall how, in the diner scene, the bird attacks are sometimes referred to as a “war” being waged against man.

Speaking of the diner scene, a tense discussion of the bird attacks there brings up responses as varied as the denials of Mrs. Bundy, the hysterics of the mother of two children, and a drunk Irishman proclaiming doomsday. His insistence on it being “the end of the world” makes me think of Biblical allusions other than his to Ezekiel, though.

Recall how this all more or less started not only with Melanie’s buying a pair of lovebirds, but also, just before her entrance into the pet store, hearing a boy on the sidewalk whistling at her, all while we hear the cawing of a huge flock of black birds in the sky; the boy’s and birds’ sounds are similar enough to suggest that the whistling may not have been from him, but may have actually been one of the birds screeching. It’s as if the birds were the ones making the pass at her.

These associations symbolically suggest the sons of God in Genesis 6:1-4, who are sometimes identified as angels (i.e., winged ones!), looking down from heaven onto the daughters of men (e.g., Melanie) and wishing to mate with them. This unnatural love union led to the sinfulness of the world that led, in turn, to the Great Flood, another ending of the world. Here again we see the birds’ dialectical linking of love and violence. (Recall also how Nat, from the short story, theorized that the birds’ attacks coincided with the high tide, a rising of water that can be associated with the Flood.)

Another way the bird attacks suggest “the end of the world” is how they symbolize avenging angels, coming down to earth with Christ’s return and bringing about Armageddon (Matthew 16:27).

To return to the airstrike symbolism, a closer linking of the birds with bomber planes is suggested when–after a bird attacks a man at a gas station and causes him to drop the fuel dispenser of a gas pump, spilling gasoline all over the ground–a man parks his car by the spillage and, unaware of the gas, lights a cigar. His dropping of a match causes an explosion, killing him and causing a huge fire in the area. Bird-bombers, as it were, have caused explosions and a fire, however indirectly.

The disruption of people’s lives continues when we learn that Annie, Mitch’s original flame, has been killed by the birds, her corpse lying out by the stairs in front of her porch and traumatizing poor Cathy, who looks on from inside Annie’s house. We rarely think, however, of how bombings cause the same kind of suffering in those countries victimized by imperialism.

The self-absorption and narcissism we have seen in the main characters, especially in Melanie, have abated now that the terror of the birds has forced everyone to work together, help each other, and sympathize with each other. Since bourgeois Melanie–bringer of the lovebirds and, symbolically, the bird attacks–represents capitalism, her subsequent helpfulness should be seen to represent how capitalism sometimes tries to make accommodations to appease the working class, as was seen in the welfare state from 1945-1973. Nonetheless, accommodations to the labour aristocracy of the First World are never good enough to compensate for the wrongs done to the Third World.

Holed up in the Brenners’ house, Mitch, Melanie, Lydia, and Cathy are safe for the moment. Cathy would like to bring her lovebirds into the living room, but Lydia won’t tolerate even those birds, as harmless as they are in their cage. These two birds are the dialectical opposite of the violent ones, though, so there’s no need to fear them.

No one knows why the birds are trying to kill people; neither, I imagine, do many of the poor people in the humble, provincial villages of the Third World understand why drones fly over them and kill innocent civilians there. Especially ignorant of the reasons for this violence against them are their children…just like Cathy.

More bird attacks come, even after Mitch’s efforts to board up the windows. Melanie goes up to the attic, and she experiences the climactic bird attack. Just as she’s learned “what it’s like to be on the other end of a gag,” now she learns what it’s like to experience an extreme, life-threatening bird attack, just as eyeless Dan, Lydia’s neighbour, and Annie have. Luckily, though, she barely survives.

Imperialists sometimes treat their bombing atrocities as if they were as trivial as practical jokes, the way Hillary Clinton cackled at the brutal murder of Muammar Gaddafi. Sooner or later, though, all empires fall, as the American one is expected to do within the next ten to fifteen years or so. Just as birds attack Melanie, so will the ‘practical joker’ US/NATO one day get their comeuppance, perhaps in the form of a bombing.

If and when that happens, it truly will be the end of the world…the world of capitalism, that is, since many have speculated that the latest economic collapse could very well be the self-destruction of capitalism that Marx predicted, symbolized in the film by the near-fatal attack of birds on the green-suited bird.

After the attack on her, the birds are at rest. Now would be a good chance to get Melanie to a hospital in San Francisco; Mitch and the others would be putting themselves at great risk of being exposed in their car to another bird attack, but Melanie’s injuries are so severe that her life depends on getting her to a doctor.

As Mitch gets the car ready for Melanie, Lydia, and Cathy, he hears a radio newscast mentioning the possibility of involving the military. Naturally: the bird attacks symbolize a foreign aerial invasion. Indeed, as Melanie, Lydia, and Cathy get into the car, we see the tense enveloping of the area with resting birds. The sight of so many birds suggests the occupation of a foreign army…or air force. In this symbolic sense, Americans can get an inkling of what other countries must feel when they have US military bases in them.

So the ending of the film is an ambiguous one: how much longer will the bird attacks continue? The short story’s ending seems more pessimistic, as we find Nat smoking a cigarette–like a man condemned to a firing squad–as he awaits the next bird attack. He seems resigned to his fate. Many victims of US imperialism must feel the same resignation when confronted with endless air strikes.

The hope that Mitch et al must feel, as they drive Melanie to a San Francisco hospital, would symbolically reflect the Western hope of reviving from a vulnerability that other countries have felt, courtesy of the US/NATO alliance. As we witness the geopolitical shift from a unipolar world to a multipolar one, Westerners may find their hopes dwindling.

Analysis of ‘King Kong’

King Kong is a monster movie of which three versions have been made, in 1933, 1976, and 2005, the three that I’ll be focusing on. I’ll also make a brief reference or two to the giant ape’s other appearances in the franchise.

The 1933 film stars Robert Armstrong, Fay Wray, and Bruce Cabot, and was produced and directed by Merian C. Cooper and Ernest B. Schoedsack. The 1976 remake stars Jeff Bridges, Jessica Lange (in her first movie role), and Charles Grodin; it was produced by Dino De Laurentiis and directed by John Guillermin. The 2005 remake stars Jack Black, Naomi Watts, Adrien Brody, and Andy Serkis (as Kong in motion capture, and as a cook on the ship); it was co-written, produced, and directed by Peter Jackson.

The 1976 version is considered the weakest of the three, but it offers a few interesting variations on the plot, including an oil company instead of a moviemaking crew searching for Skull Island, and Kong takes the blonde beauty (Dwan, played by Lange, instead of Ann Darrow, played by Wray and Watts) up to the top of the World Trade Center instead of the Empire State Building. What’s interesting about these changes is how they develop the central theme of the story: exploitation, which I’ll elaborate on below.

Here are some quotes from all three films:

1933

And the Prophet said, “And lo, the beast looked upon the face of beauty. And it stayed its hand from killing. And from that day, it was as one dead.” –Old Arabian Proverb in the opening scenes of the film.

“It’s money and adventure and fame. It’s the thrill of a lifetime and a long sea voyage that starts at six o’clock tomorrow morning.” –Denham, to Darrow

“You won’t find that island on any chart. That was made by the skipper of a Norwegian barque…A canoe full of natives from this island was blown out to sea. When the barque picked them up, there was only one alive. He died before they reached port, but not before the skipper had pieced together a description of the island and got a fairly good idea of where it lies.” –Denham, on Skull Island

“I think Denham’s off his nut taking you ashore today…Denham’s such a fool for risks, there’s no telling what he might ask you to do for this picture….He’s crazy enough to try anything. When I think what might have happened today. If anything had happened to you…I’m scared for you. I’m sort of, well I’m scared of you too. Ann, uh, I, uh, uh, say, I guess I love you…Say, Ann, I don’t suppose, uh, I mean, well you don’t feel anything like that about me, do you?” –Jack Driscoll, to Ann

Denham: Wait a minute. What about Kong?
Driscoll: Well, what about him?
Denham: We came here to get a moving picture, and we’ve found something worth more than all the movies in the world.
Captain: What?!
Denham: We’ve got those gas bombs. If we can capture him alive.
Driscoll: Why, you’re crazy! Besides that, he’s on a cliff where a whole army couldn’t get at him.
Denham: Yeah, if he stays there. But we’ve got something he wants [looking at Ann].
Driscoll: Yep, something he won’t get again.

Denham: Well, the whole world will pay to see this.
Captain: No chains will ever hold that.
Denham: We’ll give him more than chains. He’s always been King of his world. But we’ll teach him fear! We’re millionaires, boys, I’ll share it with all of you. Why, in a few months, it’ll be up in lights on Broadway: ‘Kong — the Eighth Wonder of the World!’

“Ladies and gentlemen, I’m here tonight to tell you a very strange story — a story so strange that no one will believe it — but, ladies and gentlemen, seeing is believing. And we — my partners and I — have brought back the living proof of our adventure, an adventure in which twelve of our party met horrible deaths. And now, ladies and gentlemen, before I tell you any more, I’m going to show you the greatest thing your eyes have ever beheld. He was a king and a god in the world he knew, but now he comes to civilization merely a captive — a show to gratify your curiosity. Ladies and gentlemen, look at Kong, the Eighth Wonder of the World.” –Denham, to New York audience

“Don’t be alarmed, ladies and gentlemen. Those chains are made of chrome steel.” –Denham

Police Lieutenant: Well, Denham, the airplanes got him.
Denham: Oh no, it wasn’t the airplanes. It was beauty killed the beast.

1976

“I’m Dwan. D-W-A-N, Dwan. That’s my name. You know, like Dawn, except that I switched two letters to make it more memorable.” –Dwan

“You know I had my horoscope done before I flew out to Hong Kong. And it said that I was going to cross over water and meet the biggest person in my life.” –Dwan

Fred Wilson[As the “Petrox Explorer” comes in sight of Skull Island] Did you ever wonder how Hernando Cortez felt when he discovered the Lost Treasure of the Incas?
Jack Prescott: That wasn’t Cortez; it was Pizarro. And he died flat broke.

“You Goddamn chauvinist pig ape!” –Dwan

Dwan: How can I become a star because of… because of someone who was stolen off that gorgeous island and locked up in that lousy oil tank?
Fred Wilson: It’s not someone! It’s an animal, a beast who tried to rape you.
Dwan: That’s not true. He risked his life to save me.
Fred Wilson: He tried to rape you, honey. And before you cry a lot, you should ask the natives on that island what they thought loosing Kong.
Jack Prescott: Actually, they’ll miss him a lot.
Fred Wilson: Like leprosy.
Jack Prescott: No, you’re dead wrong. He was the terror, the mystery of their lives, and the magic. A year from now that will be an island full of burnt-out drunks. When we took Kong we kidnapped their god.

“Lights! Camera! Kong!” –Wilson

Jack Prescott: Even an environmental rapist like you wouldn’t be asshole enough to destroy a unique new species of animal.
Fred Wilson: Bet me.

2005

“What are they going to do, sue me? They can get in line! I’m not gonna let ’em kill my film!” –Denham

“Goddammit, Preston, all you had to do was look her in the eye and lie!” –Denham

“Defeat is always momentary.” –Denham

Carl Denham: Ann, I’m telling you. You’re perfect. Look at you, you’re the saddest girl I’ve ever met. You’re gonna make ’em weep, Ann. You’re gonna break their hearts.
Ann Darrow: See, that’s where you’re wrong, Mr. Denham. I make people laugh, that’s what I do. Good luck with your picture.

“Actors. They travel the world, but all they ever see is a mirror.” –Jack Driscoll

Jimmy[Referring to Heart of DarknessWhy does Marlow keep going up the river? Why doesn’t he turn back?
Hayes: There’s a part of him that wants to, Jimmy. A part deep inside himself that sounds a warning. But there’s another part that needs to know. To defeat the thing which makes him afraid. “We could not understand because we were too far and could not remember because we were traveling in the night of first ages of those ages that are gone leaving hardly a sign, and no memories. We are accustomed to look upon the shackled form of a conquered monster, but there, there you could look at a thing monstrous and free.”
Jimmy: It’s not an adventure story, is it, Mr. Hayes?
Hayes: No, Jimmy. It’s not.

“There’s only one creature capable of leaving a footprint that size… the Abominable Snowman.” –Lumpy (Serkis)

[recognizing Jimmy, he confiscates the gun] Hayes: Jesus, Jimmy!
Jimmy: Hey, I need that!
Hayes: I’m not giving you a gun!
Jimmy: You were younger than me when they gave you one!
Hayes: I was in the army. I was trained. I had a drill sergeant!
Jimmy: I wanna help bring her back.
Hayes[haltingly giving him the gun] Don’t make me regret it.

Jack Driscoll: I always knew you were nothing like the tough guy on the screen. I just never figured you for a coward.
Bruce Baxter: Hey, pal. Hey, wake up. Heroes don’t look like me, not in the real world. In the real world they got bad teeth, a bald spot and a beer gut. I’m just an actor with a gun, who’s lost his motivation. Be seein’ ya.

“That’s all there is. There isn’t any more.” –Ann Darrow, to Kong

Preston: He was right. About there still being some mystery left in this world… and we can all have a piece of it… for the price of an admission ticket.
Jack Driscoll: That’s the thing you come to learn about Carl. His unfailing ability to destroy the things he loves.

A lot of what is, or at least seems, implied in the 1933 film is made explicit in the 2005 remake. The film is set in what was the present, that is, the early 1930s, and therefore in the grip of the Great Depression. We are introduced to poor Ann Darrow (Wray), who is so hungry, she attempts to steal an apple; she’s also in old, rather shabby-looking clothes.

Moviemaker Carl Denham (Armstrong) doesn’t come off as overtly exploitative, since as one of the main characters, he’s more sympathetic; added to this, since people back in the 1930s were, on average, far less sensitive to the plight of animals in captivity, they were far less likely to judge Denham for wanting to capture Kong and put the giant ape on display for human entertainment. Nonetheless, he is an exploiter, even if the audience doesn’t think of him as much of one.

In the 2005 film, also set in the 1930s, the plight of the poor during the Great Depression is shoved in our faces right from the beginning. Darrow (Watts) is struggling as an out-of-work vaudeville performer, and Denham (Black) is a certified snake ready to take advantage of her desperation.

The 2005 remake also makes shrewd use of the old Al Jolson recording of “I’m Sitting On Top of the World,” which in the context of the film is an obvious reference to Kong on top of the Empire State Building, at the time the tallest building in the world. Because we hear the song during shots of the poor in New York City, its gaiety comes off as bittersweet, especially with the line, “Just like Humpty Dumpty, I’m going to fall.” Similarly, though Kong is regarded as a king on Skull Island, he’s a brutally exploited and ultimately victimized animal in the ‘civilized’ world, killed for being in a place he should never have been brought to.

Armstrong’s 1933 Denham is criticized only for being “reckless” and “crazy,” but he should be seen as every bit as exploitative as Black’s Denham of the 2005 version. He lures poor Ann onto the boat, knowing full well what potential danger he’s bringing her into, all just to give his audience what they want: a pretty girl as the love interest in his new movie.

Though he promises her “no funny business,” he also promises her “money and adventure and fame…the thrill of a lifetime,” with a big smile on his face, as if he were the director of a pornographic movie tricking a pretty young woman into participating in it by pretending he’s going to make her a Hollywood movie star. Even if the more innocent audiences of the 1930s couldn’t see it at the time, Denham, I insist, is an exploiter.

The Denham of the 2005 film is even more overtly exploitative, even tricking his screenwriter, Jack Driscoll (Brody, as opposed to the sailor in the 1933 film who is played by Cabot), into staying on the boat–with a promise to pay him–until it sets sail and he’s stuck for the ride to Skull Island.

When they get there, they discover a tribe of natives getting ready to sacrifice a girl to Kong. Here we see the natives exploiting one of their own to appease their giant simian god; but then they see Ann, with her golden hair, and decide they’d rather exploit her, since Kong will surely like her better.

Ann, back on the boat with the crew, is abducted by the natives and given to Kong. It’s interesting here to compare the different Kongs of the three movies, and even with those of the others of the franchise. He is usually a giant ape with humanoid characteristics, that is, standing more or less upright and with some of the features of human understanding–greater intelligence, as well as his love of, and willingness to risk his life to protect, Ann; the exception to this is the 2005 Kong, who is more or less just a gigantic silverback gorilla with no anthropomorphic features. So, his capture and exploitation by Denham can be seen to represent that of animals, as in a zoo, or it can symbolize the exploitation of primitive man, as seen in human zoos.

The encroachment of Denham and the crew onto Skull Island–first to exploit it in order to make, as he originally hopes, a hit movie, and then to capture Kong and get rich using the giant gorilla as an entertaining spectacle–is easily seen as symbolic of the capitalist exploitation of the Third World. The 1976 remake–with the Petrox Oil Company hoping initially to secure vast untapped deposits of oil on Skull Island, then when realizing there’s minimal commercial oil there, Fred Wilson (Grodin), the remake’s equivalent of Denham, decides to capture and capitalize on Kong instead–is all the more a comment on capitalist exploitation.

The wall separating the tribe from the jungle represents that last remaining vestige of civilization, as against the wild, chaotic, vicious world of might makes right and everyone for himself. Such desperate circumstances are what the Third World is left with after having been so over-exploited by the imperialist First World, so we see Kong surrounded by hostility, always having to hate, and always having to fight.

Kong’s encountering of Ann/Dwan, her beauty symbolic of her gentleness, makes him see for the first time that kindness and love can exist. He is touched by her. The 2005 Ann does her vaudeville routine to entertain him, and instead of scowling, the big ape actually laughs. She looks out at the sunset/sunrise with him, and says, “Beautiful,” to teach him how to appreciate it.

In the 1976 film, Dwan–an anagram of Dawn–is the dawn of an understanding for Kong that love and beauty do exist. Her calling him a “chauvinist pig ape,” saying “eat me” gets him to empathize with her vulnerability. Kong in all three films represents the stereotypical brutish male, and Ann/Dwan is the stereotypical woman as civilizing influence on the male. Beauty truly kills the beast.

A parallel situation can be found in the 1933 film, in the relationship between first mate Jack Driscoll and Ann. At first, he speaks contemptuously of women, regarding them as a nuisance; but her beauty and sweetness tame the cool macho man in him, so that by the time they reach Skull Island, he’s in love with her. After he rescues her and they return to New York, they’re engaged.

To return to Kong, though, he still has to contend with the hostile world around him. In the 1933 film (and the 2005 remake), we see him fight off a Tyrannosaur (or T-rex-like predatory dinosaurs) and a pterodactyl (or giant bats) in his efforts to defend Ann and himself; and in the 1976 film, Kong fights with a giant–and fake-looking–giant snake.

It’s interesting in this connection to discuss Toho‘s King Kong vs. Godzilla, with Kong fighting another dinosaur-like monster. Since Godzilla, or Gojira, is a kaiju-sized reptile woken and empowered by nuclear radiation, he is symbolic of the horrors and destructiveness of nuclear war.

Kong (as representative of the people of the Third World) fighting Godzilla thus can be seen to symbolize the people of oppressed nations fighting off the imperialist threat of aerial bombardments, nuclear or non-nuclear. For not only did Japan suffer a thorough American bombing from both nuclear and non-nuclear bombs, but so did North Korea, though only with non-nuclear bombs, prompting the DPRK to create a nuclear weapons program to ensure that such a bombing will never happen again.

Kong takes Ann up to a cliff where they will be safe from attack, at least for the moment. In his sexual curiosity, Kong can’t resist the temptation to see how beautiful Ann’s/Dwan’s body is without her clothes on, so he tries to peel some of them off. When the prudish Production Code was established a year after the 1933 film was made, scenes like this one, as well as many of the other violent scenes (Kong’s victims in his mouth, stomped on, or dropped to their deaths) were censored and removed later in the 1930s.

Some have accused King Kong of reinforcing racist attitudes, by suggesting that Kong represents the ‘brutish, uncivilized’ black male stereotype. This scene of him peeling off her clothes would thus seem to imply the ‘dangers’ of race-mixing. Now, the film’s creators insisted that they intended no allegorical meaning, let alone a racist one; I, however, would see Kong’s voyeuristic curiosity about Ann’s body as symbolic of how those in poor countries must wonder about the wealth of the West.

The scene of Kong fighting off the pterodactyl/giant bats on that cliff, as Driscoll rescues Ann, parallels the final scene of Kong fighting off airplanes on the top of the Empire State Building. Just as he literally dies at the end of the film, he metaphorically dies when Ann is taken away from him. This metaphorical death is emphasized in the 2005 remake, when we see Kong chained up on display in New York, with that despondent look on his face from having lost her.

This capturing of Kong, without the slightest regard for the ape’s feelings, this turning of a living being into a mere commodity so Denham can get rich, is the essence of capitalist exploitation. New markets have to be opened (displaying Kong) when others fail (Denham’s movie project; Petrox not finding any oil on Skull Island), in order to offset the tendency of the rate of profit to fall.

This spectacle, symbolic of human zoos (for recall Kong’s anthropomorphism and superior intelligence by gorilla standards, as seen in all King Kong films other than Jackson’s), shows the one valid way we can compare him with black people: not as a racist caricature meant to promote xenophobia or to discourage interracial marriage, but as a pitiable victim of Western imperialism.

Here we can see an irony in naming the giant ape King Kong (in the 1976 film, he is even wearing a giant crown): as Denham says in his introduction to his New York audience: “He was a king and a god in the world he knew, but now he comes to civilization merely a captive — a show to gratify your curiosity.” As a symbol of the conquered and oppressed people of the Third World, Kong has been degraded, lowered from his rightful place as ruler of his own destiny, to a merely entertaining spectacle for the white bourgeoisie.

While some might do a racist interpretation of Kong’s size, strength, and aggressiveness by seeing them as representative of the traits of blacks, something terrifying to white supremacists, I see something far more fundamentally threatening in these attributes of Kong. These can be attributed to the global proletariat, provided they all come together in solidarity and rise up against the ruling class. Together, we’re as big and as strong as Kong; but separate and alone, we’re small and weak.

Indeed, when Kong sees Ann again–by the stage in the 1933 film, and when he sees a tied-up lookalike of her in the 2005 remake–he is reminded of what he lacks, which gives rise to his desire to have her again. This drives him to break free from his chains and get her, an act symbolic of that proletarian revolution, since her beauty represents all the First World luxury the global poor lack.

Kong breaks out of the theatre and rampages through the streets of New York City, the centre of global capitalism. Indeed, when imperialism goes too far in oppressing the Third World, sometimes the oppressed fight back…and that’s what we see symbolized in Kong’s rampage.

The bourgeois producers of the 1933 film are scarcely sympathetic to Kong, so he is portrayed as bestial and terrifying; but much more sympathy is shown to him in the 1976 and 2005 remakes, so we see Dwan and Watts’s Ann in tears when the men in their flying machines shoot at the ape. Such growing compassion reflects the changing values of Western society towards a more loving and sensitive attitude to animals…and to the poor, of whom I see Kong as symbolic.

The World Trade Center had replaced the Empire State Building as the tallest in the world, hence the change in the 1976 remake. Kong’s ascent to the top of this pair of buildings with Dwan, especially when seen in light of my interpretation of him as representative of the people of the oppressed Third World (e.g., the Middle East), makes it irresistible for me to make associations of it with the 9/11 terrorist attacks (including when Kong makes a helicopter crash into the side of one of the buildings).

Now, I don’t mean to suggest that the 1976 remake is in any way prophetic of 9/11, as many conspiracy theorists have imagined with other examples of pop culture, including this fanciful one of Supertramp‘s Breakfast in America album cover. I only mean, through my associating, that Kong’s ascent, and subsequent battle with the fighter helicopters (as with his ascending of the Empire State Building with Ann, and subsequent confrontation with the fighter planes), symbolizes the kind of struggle the global proletariat has always had with US imperialism, the 9/11 attacks being the anti-imperialists’ greatest counterattack in recent memory.

So, Kong is “sitting on top of the world,” and “like Humpty Dumpty,” he is “going to fall.” If we see his rampage through downtown New York City as symbolic of a retaliation of the oppressed poor of the world, and Kong’s ascent to the top of the Empire State Building/World Trade Center as symbolic of a proletarian victory, this victory is a short-lived one, like those of the Paris Commune or the Spanish Revolution of 1936.

Those airplanes/helicopters shooting at Kong and killing him are thus symbolic of the forces of reaction, who fight to restore the original status quo of class and imperialist oppression. The raining of bullets that bloody Kong’s body represent such reactionary violence as the executions of 20,000 Communards, Franco‘s fascist repression of the Spanish revolutionaries, the IDF shooting at unarmed Palestinian protestors, the napalming of Vietnam (recall the flamethrowers used against Kong in the 1976 remake), and the imperialist invasions of such places as Afghanistan and Iraq, all in the name of the ‘War on Terror.’

Kong’s fall and death can be seen to represent the fall and destruction of so many states and societies that have dared to defy imperialism. Denham declares that “It was beauty killed the beast,” but we don’t see him punished for the mayhem he is responsible for having provoked. Similarly, far too few of the soldiers of imperialism have ever been adequately punished for their war crimes. Bush has even been rehabilitated by the public…for being seen as not as bad as Trump!

As people mourn the almost 3,000 deaths from 9/11, they should also condemn the imperialism that provoked it. Similarly, those whose loved ones have been killed by Kong should demand justice from reckless, exploitative Denham. At least his equivalent in the 1976 film, Fred Wilson, is crushed under Kong’s foot. That’s some justice, at least.

If my imperialist allegorizing of King Kong seems far-fetched to you, Dear Reader, consider the explanation of the original film’s meaning, as given by one of its producers/directors. Cooper said that his movie represented how primitive societies were doomed under modern civilization. My allegory is only a slight variation on that comment: the Third World has been, and continues to be, doomed by the First…unless something can be done about it.

Analysis of ‘The Manchurian Candidate’

I: Introduction and Quotes

The Manchurian Candidate is a 1962 political thriller directed by John Frankenheimer and written by George Axelrod, based on the novel by Richard Condon. It stars Laurence Harvey, Frank Sinatra, and Janet Leigh, with Angela Lansbury, James Gregory, Henry Silva, Khigh Dhiegh, John McGiver, Leslie Parrish, and Douglas Henderson.

The story is about a communist conspiracy to use a sleeper agent, Raymond Shaw (Harvey), to assassinate the American president so his chosen vice-president, Senator John Iselin (Gregory)–a McCarthyite red-baiter in public, but secretly a communist–will become the new president, using the assassination to gain emergency, dictatorial powers, thus making the US into a socialist state. Put another way–and as a leftist myself, I must be blunt here–this film, as entertaining and thrilling as it is–is simply a piece of Cold War, anticommunist propaganda.

So, Dear Reader, you might ask why I would choose to write up an analysis of a film to whose ideology I’m so opposed? Because, apart from my ability to distance myself emotionally and ideologically from such a film in order to appreciate its artistic merits (good acting and writing, etc.), I find it interesting to do a kind of psychological study of the story, to unearth the unconscious motives of the writers (Axelrod and Condon). Since, apart from the McCarthyist paranoia of the time, there were very real capitalist conspiracies aimed at subverting and undoing the socialist states, to restore capitalism to them, I shall endeavour to prove that the writers were projecting their own conspiracy-mindedness onto the USSR and Maoist China, while little Freudian slips popping out here and there reveal who the real conspirators were and are.

Here are some quotes:

[Repeated line] “Raymond Shaw is the kindest, bravest, warmest, most wonderful human being I’ve ever known in my life.” –said by Major Ben Marco and Cpl. Allen Melvin (James Edwards)

“Allow me to introduce our American visitors. I must ask you to forgive their somewhat lackadaisical manners, but I have conditioned them – or brain-washed them, which I understand is the new American word. They believe that they are waiting out a storm in the lobby of a small hotel in New Jersey where a meeting of the ladies’ garden club is in progress.” –Dr. Yen Lo

Chairlady: You will notice that I have told them they may smoke. I’ve allowed my people to have a little fun in the selection of bizarre tobacco substitutes… Are you enjoying your cigarette, Ed?
Ed Movole: Yes ma’am.
Dr. Yen Lo: Yak dung!… hope tastes good – like a cigarette should!

“The Queen of Diamonds is reminiscent in many ways of Raymond’s dearly loved and hated mother and is the second key to clear the mechanism for any other assignment.” –Dr. Yen Lo

[repeated line, to Raymond] “Why don’t you pass the time with a game of solitaire?” –Mrs. Iselin, etc.

“His brain has not only been washed, as they say, it’s been dry-cleaned.” –Dr. Yen Lo

Dr. Yen Lo: Attractive plant you have here.
Zilkov (Albert Paulsen): Thank you, doctor. It’s actually a rest home for wealthy alcoholics. We were able to purchase it three years ago. Except for this floor and the floor above it, which is sealed off for security purposes, the rest functions quite normally. In fact it’s one of the few Soviet operations in America that actually showed a profit at the end of the last fiscal year.
Dr. Yen Lo: Profit? Fiscal year? Tsk! Tsk! Tsk! Beware, my dear Zilkov, fires of capitalism are highly infectious. Soon you’ll be lending money out at interest. [Chuckles] You must try, Comrade Zilkov, to cultivate a sense of humor. There’s nothing like a good laugh now and then to lighten the burdens of the day. [To Raymond] Tell me, Raymond, do you remember murdering Mavole and Lembeck?

“I have here a list of the names of 207 persons who are known by the Secretary of Defense as being members of the Communist Party… I demand an answer, Mr. Secretary. There will be no covering up, sir, no covering up. You are not going to get your hands on this list. And I deeply regret having to say…” –Senator Iselin

Mrs. Iselin: Would it really make it easier for you if we settled on just one number?
Sen. Iselin: Yeah. Just one, real, simple number that’d be easy for me to remember.[Mrs. Iselin watches Sen. Iselin pour Heinz Tomato Ketchup (with its “57 Varieties” slogan on its label) onto his dinner plate]
[Cut to Senate chamber]
Sen. Iselin: There are exactly 57 card-carrying members of the Communist Party in the Department of Defense at this time!

“Why don’t you go and take yourself a cab and go up to Central Park and go jump in the lake?” –Bartender, overheard by Raymond, who had just primed himself to receive a command by dealing the Queen of Diamonds

“I keep telling you not to think. You’re very, very good at a great many things, but thinking, hon’, just simply isn’t one of them. You just keep shouting “Point of Order, Point of Order” into the television cameras and I will handle the rest.” –Mrs. Iselin, to Senator Iselin

“What was Raymond doing with his hands?… How did the old ladies turn into Russians?… What were you doing there?” –Marco, to Chunjin, while they’re fighting

“My mother, Ben, is a terrible woman. A terrible, terrible woman… You know, Ben, it’s a terrible thing to hate your mother. But I didn’t always hate her. When I was a child, I only kind of disliked her. But after what she did to Jocie and me, that’s when I began to hate her… Jocie Jordan – Senator Jordan’s daughter… Thomas Jordan’s daughter and Johnny Iselin’s step-son… Years later, I realized, Ben, that I am not very loveable… Some people are loveable and some people are not loveable. I am not loveable. Oh, but I was very loveable with Jocie. Ben, you can’t believe how loveable I was.” –Raymond Shaw

“I despise John Iselin and everything that Iselin-ism has come to stand for. I think if John Iselin were a paid Soviet agent, he could not do more to harm this country than he’s doing now.” –Senator Thomas Jordan

“I’m gonna beat that vile, slandering, son-of-a-numbskull to a bloody pulp.” –Shaw, of Iselin

“So the red Queen is our baby. Well, take a look at this, kid… and while you’re looking, listen. This is me, Marco talking. Fifty-two red Queens and me are telling you – you know what we’re telling you? – it’s over. The links, the beautifully-conditioned links are smashed. They’re smashed as of now because we say so, because we say they ought to be smashed. We’re bustin’ up the joint, we’re tearin’ out all the wires, we’re bustin’ it up so good all the Queen’s horses and all the Queen’s men will never put ol’ Raymond back together again. You don’t work anymore. That’s an order. Anybody invites you to a game of solitaire – you tell ’em: ‘Sorry, buster, the ball-game is over!'” –Marco, to Shaw

“You are to shoot the Presidential nominee through the head. And Johnny will rise gallantly to his feet and lift Ben Arthur’s body in his arms, stand in front of the microphones and begin to speak. The speech is short, but it’s the most rousing speech I’ve ever read. It’s been worked on here and in Russia on and off for over eight years. I shall force someone to take the body away from him. And Johnny will leave those microphones and those cameras with blood all over him, fighting off anyone who tries to help him, defending America even if it means his own death, rallying a nation of television-viewers into hysteria to sweep us up into the White House with powers that will make martial law seem like anarchy. Now this is very important. I want the nominee to be dead about two minutes after he begins his acceptance speech, depending on his reading time under pressure. You are to hit him right at the point that he finishes the phrase, ‘nor would I ask of any fellow American in defense of his freedom that which I would not gladly give myself – my life before my liberty.’ Is that absolutely clear?” –Mrs. Iselin, to Shaw

“I know you will never entirely comprehend this, Raymond, but you must believe I did not know it would be you. I served them. I fought for them. I’m on the point of winning for them the greatest foothold they would ever have in this country. And they paid me back by taking your soul away from you. I told them to build me an assassin. I wanted a killer from a world filled with killers and they chose you because they thought it would bind me closer to them. [She places the sides of his face in her outstretched hands.] But now, we have come almost to the end. One last step. And then when I take power, they will be pulled down and ground into dirt for what they did to you. And what they did in so contemptuously under-estimating me.” –Mrs. Iselin, to Shaw

“You couldn’t have stopped them, the army couldn’t have stopped them. So I had to.” –Shaw, to Marco, after killing his mother and Senator Iselin

“Made to commit acts too unspeakable to be cited here by an enemy who had captured his mind and his soul, he freed himself at last and in the end, heroically and unhesitatingly gave his life to save his country. Raymond Shaw… Hell… Hell.” –Marco

II: A Brief but Necessary Digression

American paranoia about foreign governments trying to undo American “democracy” is not limited to communist conspiracies, of course, though in recent years such paranoia has been linked with communism. For the past four years, we’ve heard nonsense about Trump being a supposed puppet of Putin and the KGB (which hasn’t even existed since the dissolution of the Soviet Union!); now, Trump’s supporters are claiming that Biden is a puppet of Xi Jinping…a Manchurian candidate for our times, as ridiculous and unfounded an idea as the Russophobic one.

What is never acknowledged in any of this paranoia and red-baiting is that the US and its capitalist and fascist allies, past and present, have conspired to undo socialist governments all over the world. The rise of fascism and Nazism in the 1920s and 30s, bankrolled by capitalists, thwarted attempts at socialist revolution in such places as Italy and Spain, and helped Hitler rise to power.

Elsewhere, corrupt Nikolai Yezhov, head of the NKVD and traitor, helped the imperialists in their attempt to tear apart the USSR from within, necessitating Stalin‘s purge. Trotsky, though paying lip-service to antifascism, was willing to work with fascists in his attempts to overthrow Stalin, who as General Secretary was so far from being an actual dictator that he attempted to resign from the position four times, but he couldn’t because the Central Committee knew he was doing such a good job, and because the Russian people loved him. Decades of treasonous acts in the USSR slowly helped weaken the system until its final dissolution in 1991.

Elsewhere and more recently, Juan Guaido is a kind of ‘Manchurian candidate’ for imperialists in Venezuela, as Añez was in Bolivia. Then there are the pressures being put on China now, from such collective ‘Manchurian candidates’ as the imperialist collaborators in Hong Kong and Taiwan.

During the Cold War, the CIA manipulated the media through such diverse methods as Operation Mockingbird, the diverting of left-leaning intellectuals away from Marxism-Leninism towards Trotskyism, postmodernism, abstract expressionist art, etc., and through the production of such anticommunist movies as The Manchurian Candidate.

III: Nothing Is As It Seems

The point I was trying to make in the last section is that what we’ve been taught was true during and since the Cold War (including this current cold war) has typically been far from the truth. This sense of deception pervades the film, too…in ways both intended and unintended.

The world is tricked into believing that Staff Sergeant Raymond Shaw rescued his squad from the enemy during the Korean War. Two of his men were killed during the rescue…or so the story goes. Actually, Shaw killed the two men himself. We are also tricked into believing that his mother and stepfather, the Iselins, are ultra-patriotic, far right-wing fanatical anticommunists. Actually, it seems they’re working for the USSR and Maoist China, in full knowledge that Shaw is their sleeper agent.

I’m arguing that we can carry the film’s deception even further. The fear of communist ‘totalitarianism’ is, as I said above, a projection of the Western imperialist ambition to rule the world and impose predatory capitalism on all countries, whether they wish it or not. So, the narrative of a communist takeover attempt on the US is itself a deception. There are occasions even in the film itself that suggest that the narrators are, if only unconsciously and in a piecemeal fashion, willing to reveal this deception.

IV: The Korean War

To put the opening scene–of the American soldiers with the South Korean prostitutes in the brothel–in its proper context, we have to understand the true context of the origin of the South Korean state. It was never a democracy to be contrasted with the ‘totalitarian’ North. South Korea was always an American military occupation, part of the Cold War effort to contain communism.

The two Koreas are more than willing to have their nation reunited, but the West would want the North first to embrace capitalism, even if only in the way that Vietnam did. Continued military exercises between the American military and their South Korean collaborators have continued to build tension, justifying the DPRK’s nuclear weapons program, since they’ll never allow the US to repeat their having bombed every inch of the North during the Korean War.

The procuring of South Korean prostitutes, something these conservative, modest people would never have normally allowed, for American soldiers was one of the many ways that the US forced their way on the Korean people. Now we see who is really trying to take over another country…and we see it right at the beginning of The Manchurian Candidate, the film’s first Freudian slip.

Chunjin (Silva) appears to be a collaborator with the Americans until their ambush by the communists. Later in the film–once we’ve understood him to have been working with the communists–he’s become Shaw’s personal servant, and here we see Chunjin as the stereotypical Asian: meek and subservient. (It’s also interesting to point out here that the two main Asian characters in the film–Chunjin and Dr. Yen Lo–aren’t played by Asian actors, but by American ones in Yellowface.) In his service to Shaw, we see no connection with the communist conspiracy; he doesn’t do anything to advance the Iselins’ cause. It’s as if he were just working for a bourgeois, just for the employment. This mundane employment of him is another Freudian slip.

V: Sleeping With the Enemy

The scene with the demonstration of Shaw’s abilities as a killer–that is, the first of the nightmare scenes–begins as a seminar of sorts on the topic of flowers, held by a group of daintily dressed old ladies. What strikes me about the ladies we see, be they the white ones of Marco’s dream or the black ones of the dream of Cpl. Melvin (Edwards), is how bourgeois they look, in stark contrast to the Soviets and Maoists who, we understand, are really in attendance. And bourgeois is bourgeois, regardless of sex or skin colour.

We’re to understand that these recurring nightmares are, as it were, video replays of the exact same incident that occurred with the communists; even the soldiers’ impression that they’re actually with the ladies discussing flowers, as a result of brainwashing, is a repeat of their experience as captives in Manchuria during the Korean War. Since when are dreams ever detail-for-detail repeats of past experiences from beginning to end? The only aspect of the dreams that seems dream-like is Shaw playing solitaire, but with no cards in his hands.

I would say instead that these dreams are just dreams, symbolic of a more general experience of being indoctrinated and transformed into mindless, remorseless killers–the unthinking American soldier who just obeys orders. The traumatic element of waking up screaming from a nightmare is just symbolic of soldiers’ PTSD. As far as the communists are concerned, their giving of orders to kill people, without mercy or pity, is a projection of ruthless imperialists onto their enemy. In any case, according to the Communist Interrogation, Indoctrination, and Exploitation of Prisoners of War (pages 17 and 51), there is no evidence that ‘brainwashing’ results in the kinds of permanent radical changes in personality and loyalty of those subjected to it, as seen in The Manchurian Candidate.

As I see it, the ladies, symbolic of the imperialist bourgeoisie, are the ones giving the orders to kill. We are led to believe that they are the illusion, and that the communists are the real indoctrinators; I’d say it’s the other way around. Recall that the triggering of Shaw to obey orders unquestioningly is–upon playing a game of solitaire (a card game played alone, this solitude being symbolic of alienation), caused by the uncovering of the Queen of Diamonds–symbolic respectively of both maternal authority and capitalism.

That it’s also called the red Queen may, on the surface, suggest the red of socialism. It may also be the red of the Republican Party, of which the Iselins are more than likely members. And the maternal authority of the red Queen links well with Shaw’s domineering mother.

It’s important also to link the notions of sleeping, dreaming, brainwashing, and the unconscious. These soldiers are unaware of what they’re doing; they’re being hypnotized into a state of unquestioning obedience. In a larger sense, this is what happens to soldiers in general, regardless of their political affiliation or what country they’re loyal to: they’re transformed into unthinking, killing machines–unthinking, unconscious, unaware automatons.

And while we’re on the topic of the unconscious, Jung noted a tendency, called enantiodromia, in which an extreme conscious urge can provoke its dialectical opposite in the unconscious. This notion in turn leads us to a discussion of the dialectical unity of opposites. One tendency will phase into its diametrical opposite if pushed to an extreme, an idea I’ve symbolized in previous posts with the ouroboros, the serpent’s biting head and bitten tail representing those meeting extreme opposites on a circular continuum, which is symbolized by the coiled length of the serpent’s body.

So, in the unconscious, in this dream of a switching back and forth between ladies discussing flowers and communists discussing the brainwashed American soldiers, we can switch from the notion of the former discussion being the illusion, and the latter being the real event, to the notion of the former being real and the latter being the illusion. We switch from one extreme opposite to the other, through Jung’s enantiodromia.

In other words, in a dream in which the writers of this story would have us believe that ladies discussing plants is really communists discussing their plot involving Shaw as their sleeper agent/assassin, I would argue that it’s the communist conspiracy that is only apparent, and that the bourgeois ladies, symbolic of imperialism, are the real conspirators whose schemes are projected onto the Soviets and Maoists. The ladies’ inclusion in the dream, however symbolic it may be, is therefore the key to understanding who the real manipulators are.

VI: A Few Capitalist Freudian Slips

One Freudian slip, in my interpretation, occurs when the chairwoman of the flower ladies talks about indulging the American soldiers’ smoking of cigarettes; then she turns into Dr. Yen Lo (Dhiegh), who jokes that this indulgence “tastes good, like a cigarette should,” a reference to a commercial slogan, something inherently capitalist. What seems to be a communist joking about capitalism should be seen as a capitalist promoting her economic ideology.

Later in the film, when Shaw is in a rest home the Soviets have purchased, supposedly healing from an injury from a hit-and-run incident, he has actually had the brainwashing mechanism activated, and he finds himself part of a conversation Yen Lo is having with the Soviet Zilkov (Albert Paulsen) over whom Shaw should kill to test if his brainwashing is still functional. In his brainwashed state, Shaw can be described as being in a dream, unconscious; therefore the sight of conversing communists can be deemed an illusion, an unconscious projection of American, imperialist plotters.

So when Zilkov tells Yen Lo that the purchasing of the rest home has yielded a profit, and the latter light-heartedly speaks of the evils of the profit motive, we can see this as yet another Freudian slip revealing capitalist, rather than communist, plotters (at least symbolically speaking); for communists would never speak of worker exploitation in a spirit of levity. To show further what a capitalist in communist clothing Yen Lo is, we learn that he leaves to go shopping at Macy’s [!].

VII: Who are the Oppressors, and Who are the Liberators?

It is assumed throughout the movie, as it was throughout the Cold War and up until this day by most people, that the Soviets and Maoists have just wanted power for its own sake. No reference is given anywhere in the film to all of the achievements of the communists in their efforts to eliminate famines (contrary to the lies that communists deliberately starved people), illiteracy, unemployment, homelessness, discrimination against women, etc. There’s no reference to their efforts at establishing universal healthcare, free education, the reduction of poverty, or the transformation of backward, peasant societies into modernized, industrialized superpowers in a matter of a few decades. Since the end of the Soviet era, we find a consistently large number of East European people nostalgic for the old socialist states, as well as having a love of Stalin.

On the other side of the coin, the US is portrayed as a bastion of freedom and democracy rather than a nation founded on the slavery of blacks, the genocide of the American aboriginals, and a class system that keeps the poor poor in spite of the lies of the “American Dream.” On the one hand, we have an African-American psychiatrist in the film (played by Joe Adams), but on the other, the supposedly leftist Mrs. Iselin mocks Chunjin’s name in the typically racist bourgeois fashion.

Hence, my charge that the accusation of a tyrannical nature in the communist characters is really a projection onto them from the real tyrants, the capitalists. An epidemic of homelessness can be seen in such cities as Los Angeles, San Francisco, Toronto, London, and Dublin. Such forms of hostile architecture as spikes put on the ground and bars on benches, to prevent the homeless from resting on private property, and laws against feeding them, are clear indications of the cruelties of capitalism; yet millions are still deluded that capitalism is freedom, and that socialism is oppression.

The liberal bias of this film would have us believe that the extreme right-wing thinking publicly displayed by the Iselins–a reaction formation against their, as we understand, private communism–is no more uncomfortable an extreme than socialism is, and in fact is also virtually identical with it. This is that old, pernicious horseshoe theory, as unfair to communism as it is inaccurate.

VIII: Shaw’s Relationship with his Mother

It is clear from the outset that Shaw is a sick man. His brainwashing, being made to follow orders that would be repellant to his nature, can be seen as symbolic of a kind of psychotic break with reality; for if one’s sense of reality were intact, one would never put a bullet in the head of one’s beloved wife or her father, and one would never ride in a taxi to Central Park and jump in the lake.

(Recall the link above [Part V] that concluded that there’s no evidence of brainwashing having a permanent effect on the psyche; in fact, the original Chinese use of brainwashingxinao, had a positive meaning, that of purifying the mind of unwholesome attitudes and beliefs, which the Maoists used with the intent to rid people of reactionary thinking…though not with the sense of forcefulness and manipulation that the anticommunist propagandists have accused the Maoists of.)

Shaw’s being triggered to obey on the sight of the Queen of Diamonds–associated with his “dearly loved and hated mother,” as Yen Lo says–shows how powerful Mrs. Iselin’s influence is on Raymond. His being made to play solitaire, as I mentioned above, is symbolic of his loneliness, for as we know, “Poor friendless, friendless Raymond” is “not loveable.” In Condon’s novel, Raymond’s father divorced Raymond’s mother (then committed suicide) long before the beginning of the story (when he was a twelve-year-old boy), so for many years, it is as if he never existed for Raymond at all.

Lacan‘s theory of psychosis, of which delusional paranoia is a manifestation, is based on something he called foreclosure, which is a disavowal of, and a refusal to acknowledge, the existence of one’s father. Shaw is so repudiating of his father that he won’t even acknowledge his stepfather, Senator Iselin, when Chunjin makes the faux pas of referring to Iselin as Shaw’s father.

According to Lacanian theory, the father is crucial in bringing a child out of the dyadic relationship with the mother (part of the narcissistic, mirror-like Imaginary Order) and into the broader society (the Non! du père forbids the child to indulge in an Oedipal, incestuous relationship with Mother, making him enter the Symbolic Order, a world of language, social customs, laws, culture, etc.). Any child who fails to make this transition from one-on-one with Mother to a wider relationship with friends is going to be in trouble. Such trouble is what we see in friendless Shaw.

Something that is only implied in the film (Mrs. Iselin giving Shaw a long kiss on the lips) is made explicit in the novel: her committing incest with him. Though partly motivated by sexual perversity (she had powerful Oedipal feelings for the father who sexually abused her as a child, and she transfers these feelings onto Shaw towards the end of the story because he reminds her of her father at this time), she seduces her son, in all likelihood, as an extension of her long-existing narcissistic wish to control him.

So the trauma of having an incestuous relationship with his mother has compounded the difficulties he has in his dyadic relationship with her, this trap that won’t allow him to have healthy relationships with other people. This makes it easier for her to control him.

Now, her total control over him raises a significant question: if she and Senator Iselin are secretly communists, how come Shaw doesn’t know anything about it (until the end of the movie), or even suspect it? Perhaps the novel, which I haven’t read, has a rationalization for keeping him in the dark for so long; but I don’t buy it, whatever it is. With Mother and son being so close [!] for so many years, something had to have slipped out at some point, exposing her hidden ideology.

We can suspend our disbelief that his brainwashing has made him unaware that he’s a sleeper agent (for this assassination mission is classified information), but not for his ignorance of his mother’s ‘communism.’ For if her right-wing blustering is just a charade, why does she do it with him in private places, too?

Her maternal dominance would be enough to make him not only keep her secret, but make him a secret ‘commie,’ too. Her dominance pervades his life in more than her physical presence: it’s symbolized in the Queen of Diamonds (symbol of a capitalist mother, in my interpretation), in the old ladies’ discussing flowers, and in his transference of his mother onto Jocelyn Jordan (Parrish), his sweetheart when she wears the card as a costume at the party meant to reunite her with him.

It’s interesting to contrast his relationship with his mother with that of Jocelyn. His mother is the whore, the bitch; Jocelyn is the sweet, nice girl, the angel. A similar submissiveness can be seen in Eugenie Rose (Leigh) and her relationship with Marco. This Madonna/Whore dichotomy is typical of the right-wing ideology of the writers, who would project the whore aspect onto communism, rather than admit that their sexism is a part of capitalism.

IX: The Assassination

It’s understood that, according to Dr. Yen Lo, the key to triggering Shaw’s obedience (as well as freeing him from it, as Marco will realize) lies in the Queen of Diamonds, symbol of his (as I’d have it) capitalist mother’s dominance. Marco presents a forced deck of all Queens of Diamonds to Shaw’s face in the hopes of freeing him from the brainwashing.

We don’t know if Marco’s plan works (Shaw is supposed to call him before the assassination of the president, but he doesn’t) until the very end, when Shaw, instead of pointing the rifle at the president, points it at the Iselins and kills them.

The plan has been to kill the president, followed by a short but rousing speech by Senator Iselin, giving him sympathy and emergency, dictatorial powers: those of a communist, or of a fascist?

If the Iselins really are communists, then the film’s lampooning of paranoid McCarthyism through clownish Senator Iselin is self-defeating, since the very premise of the film and novel is that there indeed were communists who had infiltrated American politics. The Manchurian Candidate intends both to satirize and to justify Joseph McCarthy, an odd thing to do.

On the other hand, contrast the obvious opulence of the Iselins (private jet, Mrs. Iselin’s pretty clothes, their beautiful home) with the far more modest possessions of even the top-ranking Soviets and Maoists, whose privileges over those of the proletariat were small compared to the privileges of the bourgeoisie over the poor in capitalist countries. Neither Mao nor Stalin ever wore finery or had scores of luxuries, but Mrs. Iselin does.

She leads me to another point: she says to her son that she’s worked and fought for the communists, and that once she and Johnny Iselin have taken power after the president’s assassination, she will get revenge on those very communists who have taken Raymond’s soul away from him, they who have also underestimated her. How has she, who wants revenge on them, worked for them? As Yezhov did? That is, pretending to be a communist while secretly working to undo them?

Such duplicity on her part makes perfect sense, given the nature of the film’s themes. At first, the Iselins seem like McCarthyist cartoon characters; then they seem–in a shocking plot twist–to be the very communists they accuse other American politicians of being; and finally, upon blaming the assassination of the president on the communists, the Iselins assume emergency, dictatorial powers and–in my interpretation–reveal themselves to be outright fascists!

Since the liberal writers of this story think, as many today do, too, that there is little if any difference between fascists and communists, it should matter little to them if the Iselins are on the far right or the far left. But to leftists like me, who know of the huge sacrifice that Stalin’s Red Army made in defeating the Nazis and saving the world from fascism (for the time being, at least), losing about 27 million Soviet lives in the process, the difference between fascism and communism is like that between night and day. Indeed, the only unity to be found between these opposing extremes is a dialectical one, that is, a struggle between the two, of the one passing into its opposite once the former has been defeated, like going past the ouroboros’ biting teeth over to its bitten tail.

When I write of the projection of conspiratorial intent from the capitalist West onto the socialist East, as I sense is in the creators of the novel and movie, I understand the use of this defence mechanism, to deflect guilt away from the writers, to be unconscious. The writers weren’t consciously aware of how they were denying their own guilt in slandering socialism with the attribution of imperialist vices. Ego psychology explains how much of ego defence is unconscious, and thus more effective when undetected (see also Mitchell and Black, page 26), since much of the ego itself is unconscious and preconscious.

This unconscious state is perfectly symbolized by the way Raymond doesn’t know of the crimes he’s committing. He imagines someone else has shot his wife and father-in-law, just as we assume that communists are responsible for the deaths of tens of millions of people, rather than capitalists.