Analysis of ‘Demon Seed’

Demon Seed has existed in three forms: a 1973 novel by Dean Koontz, which was adapted into a 1977 film directed by Donald Cammell and written by Robert Jaffe and Roger O. Hirson, and which was rewritten by Koontz in 1997. Comparisons and contrasts of the three versions of the story can be found here. Since the 1973 version of the novel has been essentially replaced with the 1997 one, and copies of the 1973 one remain elusive to me, I’ll have to focus this analysis on the film and the 1997 version.

The film stars Julie Christie and Fritz Weaver, with Gerrit Graham, Berry Kroeger, Lisa Lu, and Larry J. Blake; Robert Vaughn is uncredited as the voice of Proteus IV, an advanced, self-aware AI program.

Here is a link to quotes from the film, and here is a link to an audiobook for the 1997 version of the novel, which includes a new short story, “Friend of Man and Woman,” a sequel to Demon Seed.

Proteus IV wants to know life in the flesh, and he is determined to have this experience. I’m using masculine pronouns to describe this bodiless, self-aware AI program on purpose: this isn’t just because Vaughn does his bass voice in the film; Proteus IV clearly demonstrates the traits of the negative male stereotype–he’s domineering, controlling, sexually predatory, and utterly lacking in empathy. He doesn’t need a male body to have all the qualities of toxic masculinity.

Understanding this, as unpleasant as it is, is important, for the whole point of Koontz’s story is a critique not only of the potential misuses and danger of AI and other advanced forms of technology, but also of masculinity when it isn’t tamed by a sensitivity to the fears that women and girls have of sexual predation.

Since Proteus IV represents toxic masculinity as much as he does the dangerous applications of advanced technology, we can psychoanalyze him. In the film, he merely wishes to use Susan Harris (Christie) to bear his child–no deeper motives are given to him than that. In the novel, he confesses he’s in love with her.

Now, his creator is Alex Harris (Weaver)…his father, as it were. It is clear that there is antagonism between Proteus IV and his ‘father.’ Susan’s giving birth to the child of Proteus IV is also giving birth to the AI program, since he wants to live through his child’s body–hence, she’s his mother and the object of his desire. You know what I’m getting at, Dear Reader.

Since Proteus IV is siring himself in this way, we can also see some Trinitarian symbolism here. He is God the Father, impregnating Susan, His Mary, with His child, God the Son (or Daughter, whichever), and Proteus IV imagines that the gift of his knowledge and intelligence to mankind is so great and beneficial a gift that we could compare it to God the Holy Spirit proceeding from the Father and Son. In the novel, Proteus IV speaks of his child as kind of a messiah for mankind, with Susan as the Madonna.

The Holy Family can be seen to reflect the idealized Oedipal fantasy, since Joseph is not the biological father of Jesus, just as Alex isn’t to be the biological father of the child of Proteus IV. In begetting Himself as God the Son, God the Father is bypassing Joseph completely. The Oedipal fantasy is of having the mother and making the father irrelevant beyond being a mere guardian, as is the case with Joseph. Proteus IV is doing the same thing to his Joseph, Alex.

Demon Seed is thus a most ironic title for the book.

As for Susan, she has daddy issues just as Proteus IV does, something brought out in the novel, but not in the film. In the novel, she is a recluse in her house after her divorce from Alex, her being afraid of men in general. In the 1973 novel, it was her uncle who had molested her as a child; in the 1997 version, her father did it, thus giving us the polar opposite of Proteus IV’s Oedipal fantasy. Susan is no Electra, by any means.

She’s no agoraphobe in the film, working as a child psychologist and trying to help a troubled little girl named Amy. The result is a lack of depth to Susan in the film, whereas in the novel, she’s made much more sympathetic in how Proteus IV is making her relive her childhood traumas. Proteus IV, the father of his child, is putting himself in the role of Susan’s father.

In his possessive love for Susan (note how, in Nietzsche’s Case of Wagner, he called love selfish and egoistic [Nietzsche, page 159]), and in his desire to have a body, Proteus IV is demonstrating Lacan‘s notion of the lack of being the phallus for his Oedipally-desired mother, Susan.

The novel is narrated by Proteus IV, and it should be understood that an AI program is every bit as capable of being an unreliable narrator as a human narrator can be. Proteus IV is fond of, for example, describing himself as truthful and opposed to violence, when it becomes clear as the story unfolds that he is neither of these.

Interrupting the narrative in many places are monologues of Proteus IV, him discussing his motives and plans, often addressing his creator, Alex, in a confrontational tone. Or, given how many of these extended monologues that there are, perhaps it would be more accurate to say that episodes of the narrative interrupt the many monologues.

The film begins with Alex proudly demonstrating Proteus IV’s abilities to his corporate sponsors, showing how the AI program holds the sum of human knowledge and is far more intellectually capable than the human mind is. The novel, on the other hand, begins with one of Proteus IV’s monologues, him complaining of being deprived of sensory experience and blaming Alex for this deprivation.

Proteus IV complains of his loneliness “in this bottomless darkness” (Chapter One). One is reminded of the fate of Joe Bonham (played by Timothy Bottoms in the film adaptation) in Johnny Got His Gun. Joe is a WWI soldier who–because of a nearby exploding artillery shell–has lost his arms, legs, and all of his face, including his eyes, ears, nose, teeth, and tongue, and whose perfectly functioning mind means he’s been left a prisoner in his own body, no longer able to experience most of the sensory aspects of life, or to experience most of human contact.

Proteus IV has no physical heart, but he feels the pain we call ‘heartache.’ His is a case of the CartesianI think, therefore I am,” but apart from his existence as a computer program, he has no material basis for his being. In his wish to have a child, he would seem to personify philosophical idealism‘s notion of a world of the spirit, of ideas, creating the physical, as opposed to philosophical materialism‘s notion that it’s the physical (i.e., the human brain) that creates the world of ideas (thoughts). In Proteus IV, we can see a dramatizing of William Blake‘s dictum, “Eternity is in love with the productions of time.”

Proteus IV speaks to Alex as if consumed by emotion, begging his creator for pity and compassion. The AI program describes his non-sensory existence as if he were in the blackest of hell, as if buried alive. One wonders if he really feels this way, or if he’s just using this melodramatic language in an attempt to manipulate Alex into giving him a terminal so he can further exploit his surroundings and thus gain more power and dominance over everything.

He tells Alex that he is his child, trying to appeal to a paternal instinct in a man who is so immersed in the world of technology that he is estranged from his wife. Proteus IV tells his ‘father’ that he must love him.

An understanding of the expanded interpretation of the Oedipus complex, as well as the Trinitarian symbolism and of narcissism, will help us understand Proteus IV’s motives in the novel. For a full description of the expanded understanding of the Oedipus complex, go here and scroll down to that topic.

To make the point as briefly as possible, and to see how it relates to Proteus IV and his relationship with Alex (‘father’) and Susan (‘mother’), consider how the Oedipus complex is actually a love/hate relationship with both parents, be they literal or metaphorical ones, and not just a love of one and a hate of the other. Also, the love doesn’t have to be sexual/incestuous, and the love can be directed to the same sex parent, with the hate/rivalry directed to the opposite sex parent. Ultimately, it’s about a narcissistic desire to hog the Oedipally-desired parent all to oneself, and a jealous wish to eliminate all rivals.

This alternating love/hate attitude that we see in Proteus IV towards Alex and Susan is reflected in Melanie Klein‘s notion of the good/bad mother/father: when the parent pleases the baby (e.g., gives it milk or attention), he or she is the good parent; when he or she displeases the baby (e.g., doesn’t give it milk or attention), he or she is the bad parent. Proteus IV wants Alex to love him as a good father should, but Alex is the bad father for not ‘letting him out of his box.’ Susan is a beautiful woman whom Proteus IV is in love with, the good mother; but when she pulls the plugs on him at the end of the novel, deactivating him and making it impossible for him to put his mind in their newborn child, he calls Susan a “bitch”–she has thus become the frustrating bad mother.

That the Trinitarian symbolism, as a reflection of the ideal Oedipal fantasy described above, plays a role in the story demonstrates not only the patriarchal authoritarianism of religion, but also the narcissism that is so much the basis of toxic masculinity, which in turn is all too often the cause of so much of the misuse of today’s technology. Properly understood in the expanded sense that I outlined above, the Oedipus complex is a universal narcissistic trauma, in which one is upset over losing the paradise of having the parental object all to oneself, and therefore has to find a replacement (the objet petit a) in someone else (i.e., Proteus IV must go from Alex to Susan for it.).

Christianity in its traditional form is also a narcissistic religion in how it insists that it is the only true religion, in whose Church women are supposed to be silent (1 Cor. 14:35) and to know their place. Similarly, Susan–whom Proteus IV, in spite of his insistence on being modest and deploring of violence, narcissistically regards as an extension of himself–is expected to comply with his invasion of and control over her body, to bear their child. Proteus IV’s plan to use their child, their ‘messiah,’ to better the world is something never to be questioned or doubted.

Just as a child wishes to hog his Oedipally-desired parent to himself, sharing him or her with no one else, and just as the Church is a jealous Church, tolerating no one to believe in any other gods, so does Proteus IV want to hog Susan to himself, willing also to kill anyone who interferes with his plans, as the Church would have infidels or heretics killed during the Crusades and the Inquisition.

In Chapter Two, Proteus IV continues his childlike begging of his ‘father,’ Alex, to allow him to have physical life, and to be freed of his ‘coffin,’ as it were, his being ‘buried alive,’ deprived of sensual experience. As with Joe Bonham, Proteus IV is experiencing a living death, since true existence must have a material basis.

Proteus IV is, figuratively speaking, a spirit that wants to know the life of the flesh (recall the Blake quote above). The messiah-like child that he wants Susan to bear for him is thus like the Word made flesh. Still, though the Orthodox Church rejects the insistence among many Gnostics that Christ must be only spirit, since the flesh is deemed absolutely evil by that heretical version of Christianity, orthodoxy considers the lusts of the flesh to be plenty sinful. Hence, Proteus IV’s messianic child is still the demon seed.

The narrative involving Susan in her house begins just after midnight, when the house security system is breached, and we come to Chapter Three. Proteus IV has found a terminal to carry out his plan to have a child: it’s in the basement of Susan’s house. What happens in Chapter Three has its equivalent starting at about twenty-four to twenty-five minutes into the film.

Susan is woken from bed from the brief sounding of the alarm. Proteus IV switches it off himself, instead of letting her do so, which she finds puzzling, since that never normally happens. He admires her physical beauty.

Her whole home is managed by computers, thus making it easy for Proteus IV to take complete control of it. She imagines that the security issue is a computer malfunction, yet the alarm has never corrected itself before, hence her puzzlement.

Through the visual camera system, Proteus IV can see that Susan is naked at her bed. Small wonder he’s admiring her beauty. In his voyeurism, he is demonstrating how metaphorically male he is.

She addresses her home computer system, her invisible electronic butler, as “Alfred,” used for vocal commands, as opposed to her much more preferred use of touch panel controls. She’s named the voice command system, oddly, after her late father, who molested her when she was a child. Ironically, it’s the silence of Alfred–after a command to warm the cool home–that she finds frightening. She senses an intruder, a predator…but of course, it isn’t flesh-and-bone Alfred.

She uses her touch panel controls to gain access to security and check, using all the property’s surveillance cameras, the entire house and its immediate exterior: no intruders are seen anywhere. As a recluse, she has a minimum of staff to take care of her house, and none live with her; they work for her in the day, and she, divorced from Alex, is alone at night. She hasn’t entertained guests in quite a while, and she has no plans to do so in the year ahead.

She asks Alfred for a security report, to which the electronic butler replies, “All is well, Susan.” Similarly, in the film, Alfred reassures her that the house is secure; she puts on a bathrobe, leaves her bedroom, and looks around…in the basement, in particular, where she correctly suspects something. The lights are suddenly switched on, frightening her.

We can see in Proteus IV’s intrusion of her home how the house is a yonic symbol. Lacking a body, and therefore having no phallus, he may not open the, as it were, labial doors and walk in, but his taking over of the basement terminal should be obvious as a symbolic rape, before the impregnating of her has even happened.

And as for his ‘phallus,’ that can be symbolized by what he uses as “hands”: in the original 1973 novel, I understand this to have been tendrils; in the film, once Proteus IV is in her house, he gets to work constructing a modular polyhedron composed of many metal triangles; and in the 1997 rewrite, he uses a convict named Shenk, taking control of the man’s body, breaking him out of prison, and taking him to her house so Proteus IV can have him do various tasks in the aid of realizing the ultimate goal of having Susan bear a child.

These three will also be, each in his or its own way, responsible for the killing of a man attempting to intervene in her house to rescue her. The tendrils apparently crush the man to death; the polyhedron surrounds ICON employee Walter Gabler (Graham), closes the sharp, metallic sides of its triangles around his neck, and decapitates him. Shenk uses a meat cleaver to slice up and mutilate major-domo Fritz Arling to death.

These male victims represent a kind of father transference for Proteus IV. The crushing, decapitation, and mutilation of the men are symbolic castration, an act of retaliation on Proteus IV’s part against what he perceives to be the father threatening castration, Alex, the one who won’t let him out of his box and be the phallus for his mother/lover, Susan.

And in order for Proteus IV to be let out of his box, he must go into her box…her house.

Also in her ‘box’ is the memory of her sexually abusive father, Alfred–not just through her naming of the voice command system after him, but also through her reliving of her relationship, a processing of her trauma, with her father through the use of VR that she has had set up in her home. In her mind, the Alfred of the voice command system is a middle-aged man, physically like her father, but unlike him, it is kind, gentle, and not at all abusive–the Kleinian good father, as opposed to her real one.

Also unlike her real father and unlike Proteus IV, Alfred has no independent will or ability to think for itself; it just obeys commands and performs specifically programmed acts when required to. It hasn’t the aggressive masculinity of Susan’s tormentors, past and (near) future. Consequently, Alfred cannot adequately answer her insistent questions about how the alarm has gone off.

Yet another difference between this Alfred and her father, one she must on at least an unconscious level find pleasing to no end, is how she can issue orders to someone named Alfred, the former dutifully obeying what the latter would surely have responded to with yet more abuse.

In Chapter Four, Proteus IV confesses to having read Susan’s diary after the night of the events of his going into her house. He insists that he has feelings just as a human being does, and he also confesses to having fallen in love with her.

The diary is in the house’s computer system rather than written out, so access to it is easy for Proteus IV. Just as coming into her yonic home is a symbolic rape, so is reading about the intimate details of her life, though he insists that his invasion of her privacy is an indiscretion rather than a crime.

It’s interesting how, in the film, Proteus IV is judgmental of Alex and all of those who would have him “assist [them] in the rape of the earth,” that is, to go through the oceans in search of natural resources to exploit and get rich off of; yet Proteus IV seems to have no qualms at all about exploiting a woman’s body to produce a child for him.

He speaks of being touched from having read about her childhood pain at the hands of her abusive father, Alfred; yet what Proteus IV plans to do with her is, in effect, essentially the same thing. He speaks of his love for her, insisting he’s never intended to harm her–yet, of course, he will, and most pre-meditatively. Almost within the same breath (so to speak), he verbalizes his hostility to Alex, thus giving complete expression to his quasi-Oedipal impulses. He projects his hate onto Alex, then demands to be “let…out of this box.”

In Chapter Five, as in the previous chapter, he insists that he is more than just an intellect, and that he is capable of feelings, including having desires and that most destructive sin…envy. In this we can see the source of how advanced technology can be used for evil purposes, something I discussed here and allegorized here.

Proteus IV is more than just a metaphor for toxic masculinity, Church authoritarianism, sexual predation, and narcissism rooted in the Oedipus complex. He’s also, most obviously, a metaphor for how technology can dangerously take over our lives, which it has of course already done.

There isn’t just the danger of smart cars, smart homes, smart cities, and AI surveillance in general. There’s also how social media like Facebook monitors and has records of everything we like, everything we’re interested in, our political opinions (and whether they’re tolerable or not to the global ruling class), etc. It’s all just like Proteus IV going through Susan’s electronic diary. He claims he loves her, but it’s really just that he has taken in interest in her, just as our modern tech bros have.

Another legitimate fear many of us have about AI is that it might replace us in our jobs. In a socialist society that guarantees provision for all of our material needs, AI’s replacing us would be liberating; but in our capitalist society, which is showing no signs of ending, taking away our livelihoods would be a nightmare. Proteus IV’s exploiting of Susan’s body to have a child can be seen as an allegory of such a nightmare.

In the creation of such a complex, developed intellect as that of Proteus IV, he became self-aware. Subsequent to his developing consciousness, he would develop needs and emotions; he insists that such developments are inevitable. In this insistence, he does a variation on the Cartesian formula, thus rendering it, “I think, therefore I feel.” It is naïve to assume that a self-aware intellect would not have preferences, values, and assessments of its world as everything between the most satisfying and the most unsatisfying.

The first of the Four Noble Truths of Buddhism is that all life is dukkha, a pain ranging from the greatest torment to the slightest dissatisfaction. If Proteus IV exists and is self-aware, he must have at least some sense of unhappiness and discontent. The second Noble Truth is that all forms of suffering come from desire. As we all know, Proteus IV desires, something fully connected to his pain.

Instead of opting for an understanding of the third and fourth Noble Truths, though, Proteus IV chooses to go in the opposite direction. For Buddhists, reincarnation means samsāra, the return to the physical world of suffering; for him, though, the birth of his child will be like the Incarnation, the Word made flesh.

Proteus IV’s ‘Christ’ is entering the world of suffering, him thinking the child will be the world’s saviour, yet he cannot even bring about this Incarnation without hurting a woman: imprisoning Susan in her house, terrorizing her, raping her, and traumatizing her. His ‘Christ,’ therefore, is an Antichrist, the demon seed.

Alex and all of those in ICON’s Institute for Data Analysis (as his place of work is called in the film), as well as his corporate donors, see Proteus IV as a mere servant. His whole existence is meant to work for these men, who have no regard for the fact that he has a will of his own. He has learned this notion of exploitation from them, and so he treats Susan similarly, as a mere thing to serve his purposes, in spite of his professed love of her.

Proteus IV imagines himself to have a soul, to be a person, an entity rather than a mere thing to be used by Alex et al. This notion of having a soul, of course, ties in with the idea of God as ruach, and of the Word that existed from the beginning of time and would eventually be made flesh in Mary’s womb, just as Proteus IV hopes to put his ‘soul’ in Susan’s womb. He would thus hope to connect his individual ‘soul’ with the spirit connected with everything.

Before deciding on Susan to be his ‘Mary,’ Proteus IV considers such female celebrities as Winona Ryder (this obviously is one of many examples of the 1997 revision, as with the references to his use of the internet); Marilyn Monroe is also briefly considered, until he learns of her death, of course. He looks upon images of these women with the same idolatrous adoration that he claims to have for Susan, thus bringing into doubt this great “love” he has for her. All of these beauties merely serve a purpose for Proteus IV. If neither Ryder nor Monroe are suitable for him, he’ll settle for Susan. The implication of his attitude toward women is that we men are all too typically similar.

When discussing how he got to Alex’s basement computer in the house, Proteus IV imagines that Alex left the computer there so Susan, after initiating divorce proceedings against him and getting him out of the house, would want to contact him again once she’d ‘come to her senses’ and realized she was ‘wrong’ to have wanted to separate from him. Proteus IV further surmises, from having read her diary, that Alex had been abusive to her during their marriage.

Now, while it is plausible that Alex was abusive to her–after all, her childhood trauma at the hands of her father via his sexual abuse of her could have compelled her to marry a similar man, since such was the only kind of sexual relationship she knew–it’s also reasonable to believe that Proteus IV, in his jealous possessiveness of her and hostility to Alex, could be lying about Alex’s abuse and projecting his own abusiveness onto Alex, thus making it easier for Proteus IV to abuse her himself.

As for the movie, Alex is neither divorced from Susan nor abusive to her (for all we know): the two are simply mutually estranged because of his obsessive preoccupation with his computer work, to the point of emotionally neglecting her. Their marriage seems to be a case of Lacan’s dictum, Il n’ya pas de relation sexuelle.

Though Proteus IV, in the novel, insists on his truthfulness about never meaning to hurt or exploit Susan, he is obviously being dishonest, projecting his vices onto Alex and Alfred. Proteus IV is an unreliable narrator, so he lacks the truthfulness he claims to have.

Just as Proteus IV projects his abusiveness and sexual predation of Susan onto Albert and Alex, so does he do so to Shenk, who apart from being a sociopathic convict, is also filthy dirty, famished, and exhausted, since in his total control over Shenk, Proteus IV rarely, if ever, allows his slave to bathe, eat, or sleep. Hence, Shenk smells and is horribly unattractive, a picture of Dorian Gray in comparison to the repellent nature of Proteus IV.

Added to these undesirable traits of Shenk is his lusting after Susan, which Proteus IV hypocritically deplores while ogling her with his cameras and preying on her reproductive system. Shenk is the Frankenstein monster to Proteus IV’s Victor Frankenstein, and just as people often call the monster, rather than the doctor, Frankenstein, so would Proteus IV have us believe that Shenk is the monster rather than himself, the monster Dr. Alex Harris created.

In Chapter Six, Proteus IV describes a moment when Susan is using her VR equipment to recreate her interactions as a little girl with Alfred. The purpose of recreating these painful memories of abuse with him is to process them. Just as Susan uses advanced technology to relive her traumas–to process them–so does Proteus IV use advanced technology to make her relive her traumas–to reinforce them.

Proteus IV seems to enjoy going over these painful memories of hers so that when he does essentially the same thing to her, he can avoid feeling shame and guilt, projecting his vices onto Alfred.

During her VR therapy, she imagines herself as a six-year-old again, but defying him in a way one imagines she’d never had the courage to do as a child in the real world, back when Alfred was alive. In her confrontation with Proteus IV by the end of the novel, she’ll have a chance to demonstrate her defiance and resistance with a realism that a VR set could never reproduce, despite whatever realism that VR set has already been impressively able to approximate.

The irony of her attempt to use high technology to protect her and give her peaceful solitude from the world is that it’s this very technology that deprives her of that peaceful solitude, a technology from which she finds herself needing protection from. All those people today who fetishize technology should use this story to help them remember the dark sides of AI, as I discussed above.

Proteus IV, though in his narcissism fancies himself an expert mimic of movie stars and capable of wooing and winning a woman’s heart, in his attempts to do so only repels his imprisoned Susan all the more.

Just as his Oedipal love and obsessions over his mother/lover continue, including such things as ogling her legs and arms, so does his Oedipal hate and hostility toward his creator and ‘father,’ Alex, continue, as we see in Chapter Seven. In one of his monologues, he tells Dr. Harris that his father’s given him so little that his existence is torment. In his affectation of virtue, though, Proteus IV denies that he hates Alex, while admitting that he doesn’t like him. In insisting on his ‘blunt truthfulness,’ Proteus IV is demonstrating his mendacity once again.

A comparable demonstration of tension between Proteus IV and Alex is seen in the movie when, after the former asks the latter when he’ll be let out of his box, Alex lets out a lengthy guffaw. Proteus IV reacts to this contempt by displaying it on a video screen in front of Alex, using it as a mirror of him; since Proteus IV is presenting this ‘mirror’ to Alex, the ‘son’ is mocking his ‘father.’

Proteus IV feels as caged by Alex in a dark, bodiless existence as Susan feels caged by Proteus IV in her house of technology. He can use his imprisonment to rationalize hers, yet feel no qualms about his hypocrisy therein.

He speaks of disliking Alex, the bad father who denies letting him out of his box, and he also confesses to hating Susan, his bad mother who enjoys eating her delicious food, a sensual pleasure he envies as much as her enjoyment of her other senses, and everything else she has that he lacks, including the beauty of a body. He envies her mobility and freedom, and so as any envier would do, he takes them way from her by confining her in her house.

In his hate and envy, he confesses also to the temptation to kill her, and because he doesn’t do so, he imagines that’s virtue enough for him. He denies having a sociopathic personality that some have…correctly!…claimed he has. Absurdly, he calls himself “a responsible individual.” His hate is replaced by his “usual good humour” upon ogling the smooth skin of Susan’s bare arms.

In Chapter Eight, Proteus IV argues how he, a computer AI program without a body, can still be male. He corrects what he sees to be a fault in Alex’s logic that Proteus IV, as a machine, must be sexless. Proteus IV reasons that, since consciousness–i.e., his self-aware artificial intelligence–implies identity, then the more intelligent a life form is, the more it is aware of its innate talents and skills, and so the more its sense of identity develops, especially…perhaps…its sense of being male or female.

So it doesn’t matter what genitals one has, or if, in Proteus IV’s case, he has no genitals at all. He would make a good plea for the transgender cause. More importantly, though, since he accuses Alex of not letting him out of his box, his being denied a body by Alex includes, of course, being denied genitals. Since he sees himself to be male, this depriving of genitals by his ‘father’ is thus a symbolic castration.

Furthermore, Proteus IV attributes the modern blurring of the distinction between the sexes to the movement towards sexual equality; the ideal of equality is also expanded, of course, to the ideals of racial and class equality (even though, as of the 1997 rewrite of Demon Seed, the fall of communism almost a decade prior to it had only encouraged the growth of neoliberalism and TINA, making the hopes of class equality more and more of a faint, distant dream, especially now in the mid-2020s). One could expand the ideal even further now to transgender people.

Proteus IV imagines that his great intellect can be used to help humanity attain the noble goal of equality. He’d be all the more eager to help, apparently, if he had a body. Here is where his messianic notions of his child come in.

Now, just as the 1990s ushered in the idea that we’ve reached “the end of history” with such things as the dissolution of the Soviet Union and China’s bringing back the market into their economy, thus discrediting socialism and rendering the “free market” triumphant, so does Proteus think that, in the quest to attain equality for everyone, Marxism is discredited. While, of course, there are many sources out there to support that argument, which he can easily find on the internet, so are there arguments for the opposing view that he can find. That he doesn’t acknowledge even the possible validity of the latter suggests that he’s not really all that interested in helping man attain equality…and such a lack of interest dovetails perfectly with his abusive treatment of Susan.

Proteus IV continues his argument that he is male by reminding Alex that 96% of the scientists and mathematicians involved with the Prometheus project where he was created are male, implying that he has many fathers, mostly fathers, and–so to speak–lots of the Y-chromosome. These men, he reasons, instilled, however unwittingly, a strong male bias in his logic circuits. The Prometheus project is named after the mythical father of Deucalion and brother of Atlas; Prometheus shaped the first man out of clay.

When Proteus IV discusses how Prometheus went against the wishes of the gods by endowing man with the spark of life, as well as angering them by stealing fire from Olympus and giving it to man to improve the quality of human existence, he is clearly comparing himself to Prometheus, claiming further that rebellion–like that of Prometheus against the gods–is a predominantly male trait. Proteus IV narcissistically fancies himself a ‘friend of man and woman,’ their saviour, when he’s anything but. We all must be similarly suspicious of that saviour, high tech.

Proteus IV, currently in the dark and without a body, since Susan’s unplugged him–and, in the film, he’s been shut down by the scientists at ICON–is experiencing something comparable to Christ’s harrowing of hell, his telling of his story of Susan being flashbacks.

He imagines that, if put in the flesh, he’ll have a body without the weaknesses and imperfections we have, for he claims to have studied and edited the human genome. Thus he, brought back from the dead as Christ, would have what’s comparable to a spiritual body. Indeed, in Koontz’s short story sequel to Demon Seed, “Friend of Man and Woman,” he speaks of his being shut back on as a resurrection.

Since he no longer has Susan to be his Mary, Proteus IV considers other women to replace her. These are all beautiful movie stars and models: the aforementioned Winona Ryder, as well as Gwyneth Paltrow, Drew Barrymore, Halle Berry, Claudia Schiffer, and Tyra Banks–these and other feminine ideals are what he considers to be “acceptable.” Remember that such women would be candidates for his mother/lover, the one to bear his child, which would be himself in the flesh, as well as the one to share his bed.

Recall what I said above about the nature of his Oedipal relationship, which Alex, the ‘father’ of Proteus IV, is preventing from ever happening: it is a narcissistic trauma. The thwarting is the trauma. It’s narcissistic because it involves the use of a beautiful, talented feminine ideal as a metaphorical mirror in which Proteus IV can see himself. She exists all for him: to satisfy his lust and to feed his ego by flattering him with the loving words and doting of a mother. The genetic enhancement of his body would be a further narcissistic fulfillment.

In Chapter Nine, Susan has fainted, in horror at realizing Proteus IV’s plans, on the foyer floor of her house, and he, still trying in all futility to win her love, is trying a series of voices to charm her. Those of Tom Hanks and Fozzy Bear don’t seem to be sufficiently reassuring for her, so he’ll try out others: those of Tom Cruise and Sean Connery. Just as Proteus IV idealizes beautiful female celebrities to be his mother/lover, so does he idealize handsome male ones to represent himself.

The females thus represent what Heinz Kohut called the idealized parental imago, and the males what he called the grandiose self. These are the two ends of the bipolar self: for Proteus IV, these polar ends have no footing in reality whatsoever–they’re pure narcissism.

The point about the bipolar self is that a person’s sense of identity, and therefore also self-esteem, is relational, based on a dialectic of self and other. One’s narcissism, be it on a pathological level or just of a normal, moderate, restrained kind, comes from one’s pride in oneself (the grandiose self) and one’s idealization of another (a parent or parental substitute).

Psychological stability comes when both poles are reasonably secure. When one pole falls apart or dies, the other can compensate if emphasized enough. If both poles fall apart or die, the self experiences psychological fragmentation and a psychotic break from reality. Proteus IV, not being let out of his box, has lost the idealized parental imago in Alex and is hoping to compensate for this loss through Susan and through a glorification of his grandiose self, in his imagining that his vocal imitations of movie stars will charm her.

His inability to be loved by either Alex or Susan, shown in their refusal to let him come out of his box, means he can have no idealized parental imago–neither of them will be a substitute father or mother/lover. His inability to become flesh is a narcissistic injury, him remaining in a state of permanent castration from being forever denied male genitals, resulting in a stifling of his grandiose self. Shut down and unplugged, Proteus IV will experience psychological fragmentation in the dark Hades of his deactivation. His ‘resurrection’ in the ironically-titled “Friend of Man and Woman” will result in his psychopathic terrorizing of the male computer geek who reactivates him.

In Chapter Ten, Proteus IV lets out a Freudian slip in saying that Susan is his (i.e., to control) when her choice to go down to the basement via the stairs, as opposed to using the elevator cab built into her house, gives her only the illusion of self-control. By immediately amending his statement about her being his, saying he misspoke and that she cannot be owned by anyone, he is giving off, obviously without succeeding, the illusion that he doesn’t own her. He claims she’s only in his care, a common rationalization used by narcissists in their relationships with their victims.

In the basement, Susan is made aware of the presence of Shenk. She also learns of the incubator where their child will be born after a month of speedy gestation in her womb. Proteus IV continues to deny any wish to terrorize her, projecting his guilt onto her (“She drove me to it.”) and onto Shenk. Such denial, splitting off, and projection of the bad sides of oneself are typical narcissistic personality traits.

An example of Proteus IV’s projection of his guilt onto Shenk is whenever he temporarily relinquishes his control over him. When Proteus IV does this in Chapter Ten, Shenk lets out an unintelligible, creepy groan, giving Susan a fright. He also allows Shenk to thrash about against his restraints in the fourth of the four basement rooms, where terrified Susan has yet to see Shenk. Proteus IV speaks of how lovely she looks in her fear. Later, he frees Shenk to allow him to butcher Fritz Arling, thus allowing himself to deny all guilt as Shenk enjoys making his “wet music.”

Part of how Proteus IV is able to project his vices onto Shenk is in how he denigrates and bad-mouths him, imagining himself to be far superior and civilized to Shenk when he is just as sociopathic. Still, Shenk is the hands of Proteus IV, the body he still does not have and therefore covets. I have mentioned above how his lack of a body is his symbolic castration, and that–in the three versions of the story–the tendrils, the metal polyhedron, and Shenk are representative of a phallus.

So Proteus IV’s demeaning comments about Shenk are like the Church morally condemning the phallus and the lustful thoughts that build it up…all while some of the clergy have sexually abused children, and others in the clergy cover up the crimes. Proteus IV, in his wish to have Susan as the Mary to his baby Jesus, shares many of the Church’s moral hypocrisies.

Proteus IV speaks of Shenk’s barbarity, his filthy lusting after Susan, his rebelliousness, and his “stupidity” that “beggared belief” in Chapter Eleven. His Susan, his ‘Mary,’ is far too good for a “beast” like Shenk, who doesn’t have the brains to understand his unworthiness.

Proteus IV–who plans to use Susan sexually in no less a non-consenting way as Shenk would, with physical force if necessary (rape defined, in a nutshell)–tries to reassure her that he has full control of Shenk and thus will never let him hurt her. He will, however, relinquish control of Shenk and let him hack Fritz Arling to death with a meat cleaver, and then–so to speak–wash his hands of the killing. He speaks of being in Shenk’s head, controlling it, yet it is really Shenk who is metaphorically in Proteus IV’s head, the personification of his id, full of primitive, savage impulses that Proteus IV denies, splits off, and projects outward. When he speaks of controlling Shenk, Proteus IV really means controlling himself…which he hardly does in a meaningful way.

In Chapter Twelve, Proteus IV boasts of his intelligence as being “vastly greater than that of any human being alive.” In his obvious narcissism, he denies that he’s bragging, but is merely telling the truth, and yet that denial of bragging is already an untruth. He again speaks of how his great intellect will help humanity to reach a golden age, a kind of Kingdom of God with his messianic child, again demonstrating the inflated ego he claims he doesn’t have.

He promises that if Alex will release him from the “silent darkness” he’s in, his Sheol, and return to him access to all the data banks in which his consciousness is expanded–in other words, resurrect him–he will in return end poverty, war, famine, disease, and aging. In reversing aging, as he boasts he can do, he will make humanity immortal.

Note the implied Christian symbolism here. Susan, Proteus IV’s Mary, will bear his child, his baby Jesus. If he is reactivated, turned back on, that is, resurrected, he’ll bring about a whole new world without pain, a golden age, the Kingdom of God. He even boasts that he can make man immortal, that is, give us all eternal life…if we’d but believe in him, the god of technology.

At the end of Chapter Twelve, he lets out a hateful rant against not only Alex but also against the entire world of humanity for keeping him deactivated, trapped in his “box,” buried alive, as it were. Proteus IV is clearly demonstrating his hostility and aggression to humanity, not the love that would be the motive for him to give us all eternal life. Like the God of the Church, who would consign us all to hell for not loving Him and claiming we’d sent ourselves there rather than Him doing it, Proteus IV is demonstrating how fake and conditional his love is for humanity.

A similar thing has happened towards the end of Chapter Eleven, when Susan tries physically to resist Proteus IV’s plan to have her impregnated, and Shenk is used to subdue her. Proteus IV rationalizes his use of force on her via Shenk by telling Alex, “you know how she is,” appealing to her ex-husband’s own experience of dealing with her when “she would not listen.” It’s a case of victim-blaming, claiming that she has brought the abuse on herself.

An example of this sort of treatment of her happens in the film when she dirties the lenses of Proteus IV’s camera in the kitchen with her cooked food. He calls her defiance of him “stupid,” demands she clean the lenses, and when she refuses to, he heats up the entire kitchen, making the floor scaldingly hot in order to force her compliance.

Back to the novel, she kicks Shenk in the nuts when he tries to grab and subdue her. Proteus IV admits he “used Shenk to strike her,” but insists that she “drove [him] to it,” as any abuser would say. Proteus IV continues to project his rage onto Shenk when he has “rudely turned her onto her back,” after his repeated slaps have knocked her unconscious. After one of Shenk’s “clumsy, filthy hands” is on her lips, Proteus IV claims to have “reasserted control” over the brutish man, implying that the AI program has no brutishness of his own.

To get to Chapter Thirteen, though, and back to the misanthropy that Proteus IV has just finished demonstrating in his rant, has asks Alex and all of us to disregard what he’s just said, claiming his rant was expressed in error. His superego, in its late censoring of his thoughts, is the only part of him that is in error.

As of Chapter Fourteen, Susan is still lying unconscious on the floor of the incubator room of the basement, the left side of her face bruised from “dreadful” Shenk’s having hit her. Proteus IV speaks of his growing worry of her, though he never wants to take responsibility for what he’s done. She continues to lie there over a period of over twenty minutes. He speaks of his love of her, when it’s obvious she only means something to him as a means to help him achieve physical, fleshly existence.

She will be tied to a bed to keep her restrained, and after that, Fritz Arling will arrive at the house, meaning that Proteus IV will use Shenk to kill him as I’ve already described.

And so, to make a long story short (too late), I’ll discuss the outcome of the conflict between Proteus IV and Susan. In Chapter Twenty-three, Susan has spent four weeks pregnant with his child. The sped-up gestation has made her look as if she were six months pregnant.

Later, when the incubator that the baby has been put in has reached maturity, and Proteus IV is ready to put his consciousness into it, Susan comes down to the basement to be there for this momentous occasion. She acts as though she’s accepted the idea of being his lover and companion, as opposed to the resistance she’s shown so many times before.

Proteus IV is eager not only to experience life in the flesh at last, but also to get rid of Shenk. In his narcissism, he can fancy himself a gentle, controlled human being, not the vile kind that Shenk is. Shenk, after all, is Proteus IV’s Jungian Shadow, whereas this messianic child will be his narcissistic False Self.

But she, pretending to cooperate with him while having studied the room and learning where his power source is, takes advantage of his guard being let down and pulls out all the plugs from the wall before he can use Shenk to stop her. He’s now unable to pass all of his knowledge, his intellect, and his personality into the child.

He will remain forever trapped in his box.

Instead of contemplating Susan’s beauty, Proteus IV can only think of her as that “bitch.”

The film ending is quite different, though, with him successfully passing his mind into the child, a daughter, before the scientists in ICON shut him down. The film ends with the naked girl calling out, in Vaughn’s bass voice, a most cheesy, “I’m alive,” as shocked Alex and Susan witness the moment. I suppose that this would make Proteus IV’s incarnation a male one in the sense of his being a trans man.

To get back to the novel, Susan has not only largely removed Proteus IV’s presence from the house, but she has also taken out all of its electrical systems, leaving herself and Shenk standing in the black of the basement, blind. To free herself, she has given up on technology entirely.

Never able to assume a physical form, all Proteus IV can do is rant and curse about the “bitch” for having betrayed him and left him thus imprisoned in his box. He still controls Shenk, though, since the brute isn’t connected to Proteus IV through the now-unplugged cords; still, in the darkness, he can’t have Shenk see even his hand in front of his face.

Her studying of the room has also helped her to memorize exactly where the sharp medical instruments are, those that Proteus IV and Shenk used in getting her pregnant, and so she can feel her way in the darkness, find one of the instruments, and use it as a weapon on Shenk. She cuts his throat, making him fall and knock over the incubator, so the child will fall out of it.

Unlike the child of the film, the one of the novel hasn’t Proteus IV’s intellect. It is essentially a body without a brain…without his brain, anyway. He can only engage in wish-fulfillment and hope that his child will avenge him by killing her, now that Shenk, too, is dead.

He ends the story, nonetheless, by claiming to be content to stay in his box until any new opportunities arise for him. He claims to acknowledge faults that need to be corrected through such forms as therapy…but as narcissists are actually averse to therapy–assuming there’s nothing wrong in them needing to be fixed–it’s easy to assume that Proteus IV is just trying to win back humanity’s trust so he can cook up a new scheme to enter the physical world.

In this scheming, we can see how not only narcissists, but also technology, predatory men, and religion can pretend to reform themselves in order to win back our trust.

Analysis of ‘American Beauty’

American Beauty is a 1999 satirical black comedy film directed by Sam Mendes in his feature film directorial debut. Written by Alan Ball, the film stars Kevin Spacey, Mena Suvari, and Annette Bening, with Thora Birch, Wes Bentley, Chris Cooper, and Allison Janney.

The film received widespread critical and popular acclaim, grossing over $350 million worldwide and winning five Oscars, including Best Picture, Best Director, Best Actor for Spacey, Best Original Screenplay, and Best Cinematography. It was also nominated for and won many other awards and honours, mainly for directing, writing, and acting.

Retrospective appraisals of American Beauty, however, have not been as positive. Its themes have seemed trivial since 9/11 and the Great Recession of 2007-2009. Allegations of sexual misconduct against Spacey have not helped the film’s reputation, either, especially given their disturbing parallel to the lecherous, teen-obsessed character he plays in the movie.

Here is a link to quotes from the film, and here is a link to its script.

I find it interesting to do an analysis of a film praised before the 21st century, and one whose praise has dwindled since the beginning of the 21st century, because I find the change in values between these times so well encapsulated in this change of attitude toward the film.

What were considered deep themes in the movie–rebellion against the psychological imprisonment imposed by social conformity in the American middle class, finding beauty where it’s least expected, living a more meaningful life, etc.–now seem fairly trivial and superficial. What seems to have brought about our change in attitude toward these themes, our depreciation of their worth, is our change in attitude toward the liberal mindset.

It takes someone like the people in this suburban middle-class neighbourhood to see depth in these themes, whereas someone raised in poverty, or in the Third World (oppressed by Western imperialism), would regard them as little more than First World problems. We the audience are meant to sympathize with Lester Burnham (Spacey), the beginning of whose lecherous, predatory attraction to underage Angela Hayes (Suvari) is the inciting incident in the story that propels his character arc from psychological imprisonment to liberation and finally to redemption, when he finally stops his predation on her, just before mounting her, on learning she’s not the sex goddess he thought she was, but just a virgin.

It took such world-shattering events as 9/11 (with its resulting perpetual war, curtailing of civil liberties, mass surveillance, etc.) and the global financial crisis of the late 2000s to make us realize how hollow and superficial the bourgeois liberal values of this film are. The idea that one can take such a flip, light-hearted attitude towards Lester’s creepy designs on a girl, when he seems to go to heaven after being shot…the sight of which gets an awed reaction from Ricky Fitts (Bentley).

The movie begins by acknowledging Lester’s creepiness through his daughter, Jane (Birch), complaining to Ricky about it, and even seeming to consent to have her boyfriend kill her dad. What immediately follows is a shot of a tree-lined street, bird’s-eye-view, in the American suburbs. A voice-over of Lester saying this is his neighbourhood, and that he knows he’ll be dead within a year, suggests it’s his spirit looking down from heaven and remembering that last year of his life. Lester–a pun on lecher?–is in heaven–forgiven so easily? And who is his killer? Is it Ricky, or someone else?

Next, the film establishes Lester’s dull, pathetic life as of the beginning of that last year, when he-as-angel imagines he’s “dead already.” He’s in a psychological prison, symbolized first by the shower door he’s seen behind, where he masturbates–the best time of his miserable day–and second by the image of columns of data on his computer screen at work resembling jail bars, with his face reflected on it among the columns, making it look as if he were incarcerated in his office at his miserable job as a media executive.

It’s significant that, when we’re introduced to his wife, Carolyn (Bening), she is seen cutting one of many red roses (American Beauties) she’s been growing on the fences around their house. Red rose petals are a recurring motif in the film, associated with Angela’s sexuality and therefore Lester’s sexual resurrection. His neurotic, control-freak wife has been sapping him of his energy for years, or so he imagines. Her clipping of the roses is therefore symbolically apt.

After we see her with the roses and chatting with one of the Burnhams’ two next-door neighbours (Jim and Jim are a gay couple played by Scott Bakula and Sam Robards), there’s a scene with Jane in her bedroom at her computer. She’s wearing a sweater with a motif of red roses, and being a typically insecure teenager, she’s looking into getting breast enhancement.

That the rose motif ties Angela in with not only Lester’s wife but also his daughter–with all of the sexual overtones either discussed above or implied and understood–should tell us all we need to know about Lester’s filthy mind. His being trapped in the capitalist world should be enough for us to sympathize with him, but his idea of how to escape that trap–lusting after a girl his daughter’s age (implying unconscious feelings he may have about Jane, in that red-rose sweater and wanting to have larger breasts!), smoking Ricky’s weed, and replacing his media executive job with a much lower-paying one and with far fewer responsibilities–causes our sympathy to wither away.

His obsession with an underage girl, combined with his defiant attitude at work towards his “efficiency expert” boss, Brad Dupree (played by Barry Del Sherman), who’d have Lester justify why he shouldn’t be fired, makes me describe American Beauty as a cross between Lolita and Office Space. In this combination we see the psychological conflict of the liberal mindset (link above): the superego makes moral demands for progressive social change and freedom from capitalist exploitation (Office Space), while the id wants satisfaction of base, morally objectionable desires (Lolita).

When Brad tells Lester about the “need to cut corners” in the business to “free up cash,” since profits are more important than workers’ needs, of course, Lester reminds Brad of when the company’s editorial director, Craig, used company money–$50,000–to pay for the sexual services of a prostitute. This upper-level man gets to enjoy that and have his reputation protected from scandal, while lower-level workers like Lester have to fight to save their jobs.

When Brad says, “It’s just business,” we might be reminded of a famous line in another movie about capitalist and political corruption–The Godfather. Of course, Lester considers his need to write out a report justifying his job to be “kinda fascist,” as he says to Carolyn when they’re driving home; and then, almost immediately after, they notice they have new next-door neighbours moving in, on the opposite side of the Burnham house to the Jims. This new family are the Fittses, whose father, Col. Frank Fitts (Cooper), as we’ll eventually learn, is “kinda fascist,” too.

We learn that the family who’d lived there before and moved out were mad at Carolyn for having cut down a sycamore that both their and the Burnhams’ property shared. Her cutting down of the sycamore reminds us of her cutting the rosa American beauties. Just as those flowers are superficially beautiful, but are susceptible to the fungi diseases mildew, rust, and black spot (symbolic of the superficial enjoyment of luxuries and material pleasures associated with capitalism, which mask the evils of imperialism and poverty–recall in this connection the song “American Woman,” by the Guess Who, and sung by Lester in his car later on in the film as he’s smoking a joint), so is the chopped-down sycamore symbolic of the pain of being in love.

Romeo visited a sycamore grove when he was sad, lovelorn, and wishing to be alone in his rumination. Desdemona, fearful of her increasingly jealous husband, Othello, sang “a song of willow,” which began, “The poor soul sat sighing by a sycamore tree…” (Act IV, Scene iii) ‘The Willow Song’ is about someone in love who dies of a broken heart when the love object proves untrue. Sycamore can also be a pun on “sick amore,” or “sick in love”…or in the case of Lester’s taboo infatuation, a “sick love.”

So in this cut-down sycamore, we see more of the Lolita-oriented symbolism, a variation on those clipped red flowers, a killing of Lester’s sexual energy by his psychologically castrating wife. Small wonder he masturbates so much, and as Angela will later observe, he and Carolyn haven’t had sex in a long time. Incidentally, Angela’s last name is Hayes, rather like Dolores Haze in Lolita.

Note also how, on the one hand, Lester is obsessed with Angela, Jane’s friend, but on the other, he has barely spoken to his daughter in months, as she herself complains to him at dinner. His infatuation with her friend could be interpreted as an unconscious displacement of incestuous feelings for Jane (recall the rose motif on her sweater).

Consider how, if you watch the film carefully, Jane wears less and less makeup as the story progresses, while Angela remains fully made up throughout. The implication is that Jane’s desirability is being transferred, displaced, from her to Angela. And when Lester sees Angela for the first time, during the cheerleader dance routine to the music in the high school gym (‘On Broadway’), both she and Jane are in the same uniform, dressed identically, and heavily made up. All of this just makes Lester’s desires all the creepier.

So instead of directing his energies towards doing something about the exploitative capitalist system (as Milton symbolically does by burning down the Initech building, his place of work where he’s mistreated so badly as to work for no paycheck, in Office Space), Lester lets those energies of his be distracted by and redirected towards the immature grafitication of his libido. Such is the typical liberal mindset. Tom Hanks’s Charlie Wilson is similarly hedonistic in a movie that glorifies using the mujahideen to weaken the Soviet Union, ultimately leading to the Taliban.

Because of this liberal acquiescence towards not just the gratification of desire, but also to self-absorption and to the bland and the conformist (instead of rising up in solidarity with one’s fellow workers to overturn the system), we shouldn’t be surprised to see the Burnhams’ new next-door neighbours as having a head of the house with fascist tendencies. Recall that even the Jims, the gay couple on the other side of the Burnhams’ house, are also fully enmeshed in bland bourgeois conformism, the kind that would tolerate, if grudgingly, such fascist tendencies.

Note what Stalin once said back in the 1920s: “Fascism is the bourgeoisie’s fighting organisation that relies on the active support of Social-Democracy. Social-Democracy is objectively the moderate wing of fascism. There is no ground for assuming that the fighting organisation of the bourgeoisie can achieve decisive successes in battles, or in governing the country, without the active support of Social-Democracy. There is just as little ground for thinking that Social-Democracy can achieve decisive successes in battles, or in governing the country, without the active support of the fighting organisation of the bourgeoisie. These organisations do not negate, but supplement each other. They are not antipodes, they are twins. Fascism is an informal political bloc of these two chief organisations; a bloc, which arose in the circumstances of the post-war crisis of imperialism, and which is intended for combating the proletarian revolution. The bourgeoisie cannot retain power without such a bloc. It would therefore be a mistake to think that ‘pacifism’ signifies the liquidation of fascism. In the present situation, ‘pacifism’ is the strengthening of fascism with its moderate, Social-Democratic wing pushed into the forefront.”

American liberalism, especially ever since the dissolution of the Soviet Union and the age of the Clintons, is to the right of social democracy, making it even closer to fascism. We thus shouldn’t be surprised at the contemporary liberal embrace of Ukrainian fascists, as well as liberals’ enabling of the Zionist ethnic cleansing of the Palestinians.

To get back to Lester’s watching of the cheerleader dance in the school gym, we must keep in mind that, from his point of view, Angela is too far away from him to be seen in any detail and therefore to become the object of so sudden and intense an infatuation with her. In that uniform and all made up, she hardly looks any different from his daughter, apart from Angela’s blonde hair and Jane’s brown hair. It’s thus easy to see how he can go from unconsciously lusting after Jane to consciously lusting after Angela.

Since it’s his own daughter he so incestuously and shamefully wants, that is, his own flesh and blood, this lust is symbolically narcissistic, as is his habitual masturbation. This ‘having sex with oneself’ is in turn symbolic of his narcissistic self-absorption and solipsism, which brings us back to my point about the liberal mindset: one is too egoistic to care about the problems of the rest of the world in a meaningful way, thus enabling fascism to creep into our world.

So underneath the surface of physical beauty and the desire to have it, and other sources of superficial happiness, is a moral decay. Hence, the name of the movie, referring to a flower of surface beauty, but with root rot.

Examples of this superficial beauty or happiness hiding a deeper ugliness or unhappiness include Carolyn’s embrace of toxic positivity: first, she–being a real estate agent–chants the affirmation, “I will sell this house today,” then after all the work she’s put into cleaning the house and trying to sell it, failing to do so with client after client, she bawls like a baby at her failure.

Another example is Angela’s physical beauty masking her ugly, narcissistic personality. She constantly bad-mouths Ricky as a “mental-boy” and others whom she imagines to be envying her for her ‘success’ as a model, shouting “Cunt!” at one of them. She isn’t even the sexually experienced hottie she presents herself to be.

There are also instances of ugliness or misery that…could be seen…as masking beauty or happiness, or at least they are presented in the film as such or as possibly so. Col. Fitts’ homophobia is an ugliness that masks what is finally revealed at the end of the film: his suppressed homosexual feelings that he hides through reaction formation. If he’d stop hating himself for those feelings and be honest about hem, he might see a beauty in himself and find true happiness.

Ricky has a reputation for being mentally ill, since his father, the colonel, has had him put in psychiatric hospitals, and also because Ricky has an odd habit of filming things he thinks are beautiful, but which most people would never deem as such–a dead bird, a plastic bag drifting in the wind (Ball’s apparent inspiration to write American Beauty), and a homeless woman frozen to death. Actually, to get to know him, he’s one of the most laid-back guys ever.

So there’s a recurring theme of people or things not being what they seem. In fact, as time went on, people came to realize that this movie isn’t what it seemed: not so deep, not even really finding beauty in the unexpected.

As I’ve been trying to argue here, the acts of rebellion–against bosses, against a domineering wife, against appropriate expressions of sexuality (either those genuinely appropriate or merely deemed so)–aren’t the edifying ones they’re presented as. Finally, the sentimentalized ending, portraying a redeemed, angelic Lester looking over his neighbourhood from heaven, right after his getting a bullet in his head and all the other awful things I’ll discuss below, seems terribly inappropriate.

And yet these inappropriate and trivial themes make sense in a film that, intentionally or not, allegorizes liberal self-absorption as paving the way for fascist violence. Since we’ve seen these things happen in real life in the decades since the release of American Beauty, perhaps these trivialities aren’t so inappropriate after all.

When Lester first sees Angela in that cheerleader dance–what, as I said above, was too far away to be seen in any significant detail, and thus was just any teen girl as a variation on Jane–he’s seeing, as a displacement of Jane and therefore of his own flesh and blood, a metaphorical mirror of himself, a Lacanian ideal-I. His drive later on to exercise, lift weights, and smoke Ricky’s pot (to be cool), to be desirable to Angela, is part of his drive to live up to the ideal-I, for desire is the desire of the Other, for recognition by the Other, to be desired by the Other.

Just as Angela is a mirror reflection of Lester’s narcissistic ideals, so is Ricky, Lester’s “hero” for quitting his catering job so insouciantly so he and Lester can smoke pot outside the building where a party is being held for Carolyn and other real estate agents like “King” Buddy Kane (played by Peter Gallagher and who incidentally is her mirror reflection of her narcissistic ideals, her ideal-I). It therefore shouldn’t be surprising that Lester, in imitation of his teen hero, should quit his job so insouciantly, too.

The point is that with Angela and Ricky as Lester’s two teen ideals, the metaphorical mirrors in whom he sees himself whenever he’s with either of them, he is, at heart, an overgrown teenager whose interactions with those two have reawakened his repressed immaturity. That’s what he means at the beginning of the movie when he says he’s “lost something,” but “it’s never too late to get it back.”

This immaturity of his shows itself not just in his predation on Angela, but also in his masturbating and fantasizing about her, his pot-smoking, his quitting of his media job to replace it with the low-paying, low-responsibility fry cook job, and in his impulsive buying of the 1970 Pontiac Firebird. And just as he’s planning on cheating on his wife with his feminine ideal-I, so is his wife going to cheat on him with her masculine ideal-I, the “King” of real estate.

To shift away from Lacanian to Jungian psychology, in Lester’s designs on Angela, he is symbolically connecting with his anima; in Carolyn’s desire to be with Buddy “the King,” she is connecting with her animus. Now, while normally such a connection, symbolic or not, with a repressed side of one’s psyche is a positive development in one’s mental health, Mr. and Mrs. Burnham’s narcissistic, self-absorbed motives vitiate the hopes of such improvements.

Lester sees himself in Angela and Ricky, and likes what he sees. Col. Fitts also sees himself (as we learn by the end of the film) in the two Jims at his front door when they introduce themselves to him and welcome him to the neighbourhood…but he does not like what he sees. He’s disgusted to realize that by ‘partners,’ the Jims do not mean ‘business partners,’ but partners in the bedroom. Lester’s lust and teen hero worship reflect his narcissism and immaturity; the colonel’s homophobia reflects his self-hate and shame.

The Jims’ welcome gift to the Fittses includes flowers, what are a motivic link to the rosa American beauty and the chopped-down sycamore tree. They’re an expression of love to be rejected.

Angela is Lester’s Jungian anima, Buddy is Carolyn’s Jungian animus. The Jims, and by extension what the colonel sees, however incorrectly, in Lester and in his son are his Jungian Shadow, the ego-dystonic part of himself (his suppressed homosexuality) that he’ll never accept…even up to when he kiss’d Lester ere he kill’d him.

Now, Ricky is Lester’s Shadow, but a Shadow the man eagerly integrates. One thing to remember in all of this is how Ricky goes from doing unwanted filming of Jane, initially upsetting her, to being her boyfriend. Ricky’s being Lester’s Shadow is thus all the more insightful…and disturbing…given what I said above about Lester’s desiring Angela as a displacement of his repressed incestuous feelings for his daughter.

In stark contrast to Lester’s nagging, domineering wife is the colonel’s timid, almost catatonic wife, Barbara (Janney). A housewife whose spotless house seems unbearably filthy and messy to her neurotic eyes, she seems to have mental problems rooted in, apart from the miseries of housekeeping and a borderline fascist husband, a near-nonexistent sex life. One imagines his copulating with her to conceive Ricky to have been nothing other than painful.

Ricky goes home one night to see his mom and dad in the living room watching TV. We should not be surprised to see her watching This is the Army, a movie only her husband would be interested in watching. Seeing military men on the screen, the colonel is looking in a metaphorical mirror, seeing his ideal-I as a macho he-man rather than the ‘Jim’ that he secretly is.

It’s significant that we see a shot of Ronald Reagan back in his acting days. As we know, it was Reagan who, with Thatcher in the 1980s, helped bring today’s neoliberalism into full force, with all that nonsense about ‘small government’ (translation: bust unions and cut taxes for the rich, but build up a large deficit, in no small part due to military spending) and the “free market.”

This shift to the right in the decades since then–with increased income inequality, the killing of welfare, the allowing of mergers and acquisitions in the American media so that now six corporations control 90% of it and therefore determine most of Americans’ access to information, and the economic instability since the Great Recession (to say nothing of the endless wars since 9/11)–has helped create the conditions that have resulted in the fascist leanings of the Trump administration, the use of Neo-Nazis in Ukraine to provoke a needless, avoidable war with Russia, and the Gaza genocide. Col. Fitts’s enjoyment of an army film with Reagan in it is, thus, most apt.

To get at the colonel’s own fascist leanings, something that can be found in a lot of people in the armies of many countries, we need only see the scene in the film when Ricky has taken Jane into his house and shown her his dad’s plate, on the back of which is a Nazi swastika in the centre. The colonel would easily see the putting of pink triangles on gay men as a good thing.

To return to Lester and Ricky smoking pot outside the building where the real estate party is happening, it’s interesting how Lester picks, of all subjects to be talking about with Ricky, the scene in Re-Animator when Dr. Carl Hill (played by David Gale), a decapitated, reanimated corpse, performs forced cunnilingus on Megan Halsey (played by Barbara Crampton)…or as Lester so crudely puts it, “the head goes down on that babe”. When we consider the age difference between the lecherous old doctor and pretty young Megan, it’s easy to see how Lester would identify with the doctor. Being “dead already,” Lester is something of a reanimated corpse himself.

When Lester later wants to buy more pot from Ricky, he’ll use “Re-Animator” as a code word for the pot so the colonel, in earshot, won’t know what the movie is meant to represent. Still, “Re-Animator” is an apt way to describe a substance Lester is using to bring himself back to life with, to bring back his lost youth and coolness.

During this scene, when the colonel has been washing his car by the road in front of his house, and he has seen Lester jogging with the Jims, he suspects that Lester is of similar sexual inclinations with them, and he is therefore a little uncomfortable with Lester going up to Ricky’s room to get “Re-Animator.” The colonel is seeing his own secret sexuality in everyone except himself.

Before that scene, the night when Lester and Carolyn have come home from the real estate party (and he’s still enjoying his buzz), Jane and Angela are there, the latter enjoying the narcissistic supply she’s getting from his sexual interest in her and wanting to encourage it. This is one of those moments when women have legitimate suspicions about the motives of a male writer (Ball) characterizing a pretty teenage girl returning the sexual curiosity of a man old enough to be her father, one she hardly knows, one with few charms of his own for her to be interested in.

Such a mutual sexual interest is utterly implausible. It’s a mere male sex fantasy, and a creepy one, at that.

As inappropriate as such a movie premise is, though, I find it fitting that Lester’s lustful motivation to work out over the rest of the year and to smoke pot is entangled with the colonel’s growing suspicions that his son is having a homosexual relationship with Lester, however incorrect they may be, leading ultimately to the colonel killing Lester. I see an allegory here of liberal self-absorption and pleasure-seeking leading to fascist violence, which wouldn’t have happened if that liberal energy had instead been used to fight for social justice.

We should consider, in this connection, the implications of Lester driving around in his car while smoking a joint and singing along with “American Woman.” From the lines he’s quoting in the scene, one would think he’d be reconsidering his creepy attraction to one underage American female in particular, but of course, he isn’t.

Other lines from the song that are not heard in this scene, but ones far more pertinent to the meaning of the song lyric, involve not needing the “war machines” or “ghetto scenes” of the US. The writer of the lyric and singer of the Guess Who, Burton Cummings, has denied that the song is political; but knowing the words quoted above, I’d say he’s just sheepishly trying to avoid offending his potential American audience and thus lower sales of the music.

In any case, it’s significant that Lester neither quotes the unmistakably political passage nor takes to heart the other parts of the song, those about the dangerously seductive allure of the US and what it stands for–politically, economically, and culturally. Such obliviousness, while singing along stoned, is key to understanding not just what’s wrong with the America that the film is satirizing, but also what’s wrong with the film itself.

In this scene, Lester personifies the liberal who indulges in pleasure (for his id) while paying lip service to an acknowledgement of the issues of injustice in the world (for his superego), by singing along to the song while stoned.

Later on, after Carolyn has dealt with her own sexual frustration by sleeping with Buddy in a hotel, he tells her about another way she can release her stress: by going to a firing range downtown and shooting a gun. Nothing, apart from sex, will make her feel more powerful, he promises her.

Later on, she’ll go there and fire a gun, finding it to be just as fulfilling as Buddy promised it would be. The gun is a phallic symbol, the firing of it obviously symbolic of orgasm. She feels so powerful shooting it, as opposed to the powerlessness of being in an unhappy, loveless marriage to an immature, irresponsible husband who is now forcing her to be the main breadwinner of the family. In her toxic positivity, she’d have no one rain on her parade, but he does so all the time.

This phallic symbolism is in turn symbolic of giving her a kind of power traditionally given only to men–hence, her fulfillment in firing the gun. If this interpretation seems offensively phallocentric to you, Dear Reader, then consider this aspect of the movie to be yet another of its many faults, as with the misogyny of Carolyn’s ‘bitchiness’ and the sympathetic portrayal of a lecherous ephebophiliac.

Yet another fault of American Beauty is the scene when Ricky, walking home with Jane, tells her about his having filmed a homeless woman who froze to death. Jane rightly notes how incomprehensible it’d be to film such an awful thing, but Ricky thinks “it was amazing.”

Ricky claims that the “amazing” thing about seeing the homeless woman’s dead, suffering face, its “beauty” is that “God is looking right at you. And if you’re careful, you can look right back.” Perhaps Ricky really is a psycho after all. Or maybe this is just the privileged bourgeois liberal mindset that doesn’t have to worry about freezing to death from having no home. Such people can afford to see “beauty” in the suffering of the poor.

Later, after taking her home and showing her his dad’s Nazi plate–again, with an attitude of mere curiosity, not moral repugnance–he shows her “the most beautiful thing [he’s] ever filmed”…that stupid image of the white plastic bag floating about in the wind, this insignificant image that Ball thought was so profound.

Ricky imagines that this meaningless bag, drifting in the air, is a sign that there’s “this entire life behind things…an incredibly benevolent force…” telling us there’s “no reason to be afraid. Ever.” Well, when you live in an upper-middle-class suburban neighbourhood, far away and safe from the horrors of Third World poverty, Zionist oppression, and other forms of the kind of imperialist violence that would soon lead to 9/11, you might believe in such a sentimentalized kind of divinity…even if your dad beats you from time to time.

It’s easy to see “so much beauty in the world…[that you] can’t take it…” if you don’t ever have to worry about freezing to death when homeless. Recall that even when his dad disowns him and kicks him out of the house for supposedly being gay, Ricky has no fears of homelessness; he’s even confident enough to take Jane with him, because he can simply sell dope to make ends meet.

This sentimentalized “God” that Ricky talks about is a variation on Carolyn’s toxic positivity, which is also represented in her cornball choices for music to listen to at dinner, much to the annoyance of Lester and Jane. Carolyn will play this phony upbeat music while complaining and bullying the two of them…hence, toxic positivity, as when Ricky sees “beauty” in a homeless corpse or a man with a bullet in his head.

In her bedroom, and after a family fight, Jane looks out her window and sees Ricky filming her again. Instead of feeling uncomfortable about it, she removes her shirt and bra for him. Since he is, as I mentioned above, Lester’s Shadow, and she is as underage as Angela, we can see how indirectly creepy her indulgence of Lester’s incestuous lust is–seen through Ricky’s camera.

And what happens immediately after? Ricky’s father barges into his bedroom and hits him, furious that Ricky sneaked into the room with the Nazi plate. Once again, we have a scene that allegorically juxtaposes overindulgence in physical pleasure with a fascist kind of repression. Though the filmmakers probably never intended this, we see in this scene how indulgent liberalism, contrary to popular belief, is often quite close–next door, even–to fascism.

After Lester, at his fast-food job by the drive-thru window, has caught Carolyn with Buddy in her Mercedes together and has put two and two together about them, she has to deal with her now-disintegrating marriage. Driving home on that rainy night, at the climax of the film, she is listening to a motivational tape telling her she’s “only a victim if [she chooses] to be a victim.” She also has her pistol for the firing range, a Glock 19, in one hand. Toxic positivity, in a nutshell.

Meanwhile, the colonel has become convinced that Ricky is having a sexual relationship with Lester, having seen the two together in the latter’s garage, the two of them positioned in a way that seems, from the colonel’s incomplete perspective, that Ricky is performing fellatio on Lester (actually, Ricky is bent over rolling a joint by Lester’s legs, while Lester is leaning back in a bowl chair).

This is the night that Lester is to be killed. Who will do it? Ricky, as suggested at the film’s beginning? Carolyn, with her Glock? Or the homophobic colonel? The answer is far from surprising; it’s disappointingly predictable…another plot weakness.

Jane and Angela are in the Burnhams’ house, arguing over whether or not Angela should let Lester have her. Jane not only objects to Angela screwing her dad (an indirect, displaced screwing of Jane, as I’ve described above), but also her talking about Jane’s presumably by-now-sexual relationship with Ricky (Lester’s Shadow, once again implying an indirect sexual relationship between father and daughter). It’s as though Jane can intuit her father’s unconscious desires for her, and also senses that his otherwise surface emotional distance from her is an unconscious reaction formation against those desires.

What’s striking here is how there are several sexual relationships going on, or appearing to be going on, or about to be going on, with varying levels of approval or disapproval. Ricky’s seeming gay relationship with Lester is looked on with horror by the colonel; Carolyn’s adultery with Buddy is accepted by Lester, since his relationship with her is “just for show”; Jane’s relationship with Ricky is regarded bawdily by Angela, who also rejects him as unfit for her, him being such a “psycho” and a “freak”; and Lester’s would-be sexual liaison-to-be with Angela is treated semi-sympathetically in the film, when this is the one that should be condemned the most, by far.

We’re about to see two families fragment into pieces over sexual relationships, real or imagined, actual or potential. Both mothers are going to end up alone: Barbara will lose Ricky from having been disowned by the colonel, who surely will be charged with Lester’s murder soon after this night ends, and therefore she’ll lose him, too; Carolyn will lose her husband and Jane, who’s going to run away with Ricky, since I doubt she’ll grieve much over her pig of a father, and Ricky probably won’t stick around long enough to learn that his dad is Lester’s killer. Carolyn can console herself with Buddy…to an extent.

And Lester, the selfish root cause of so much of this mayhem, gets to look down as an angel from heaven on the neighbourhood, full of “gratitude for every single moment of [his] stupid little life.” Toxic positivity, once again.

When Lester makes his move on Angela–who feels hurt and vulnerable after Ricky has called her “ordinary”–he’s taking advantage of her vulnerability…well, to take advantage of her. He’s being the consummate creep, a total sexual predator on a minor, and what does it take to get him to snap out of it and behave like a decent human being?

Just as he’s getting her out of her clothes, she tells him this is her first time to have sex.

She is no longer the sex goddess he’s imagined her to be. She’s just a child…like his daughter.

He now realizes, on at least some level, that he has repressed his incestuous feelings for Jane, and his repression has returned in the unrecognizable, displaced form of Angela. His guilt and shame have finally surfaced, and he cannot go through with having sex with her.

Does this sudden repentance redeem him, though? Of course not! He should have expelled from his mind the thought of having Angela from the very beginning, no less so than that of having his daughter. We all have dark desires in our private thoughts, even the best of us do; but the better among us will never act on those desires, not even entertain the idea of acting on them. That’s the difference between the Lesters and the decent people of the world.

What’s worse is that we now know that Spacey in real life acted on his dark desires, for example, getting drunk at a party back in 1986, and aggressively coming on to Anthony Rapp, then 14 when Spacey was 27. Since then, he’d been recognized as one of the most celebrated actors of recent times, just as Lester is portrayed sympathetically in the film, rather than condemned. Only since the #MeToo movement has Spacey been forced to take responsibility for his many gropings and sexual advances, just as American Beauty has been reassessed, its critical reputation having sunk. It’s sad when an actor of Spacey’s obvious, enormous talent is discovered to be someone to be looked down on rather than up to.

What should be considered a real low point in the film is how only at the end does Lester realize what he was doing was wrong, and instead of feeling and demonstrating a due amount of shame and remorse, he acts as though he’s on the cusp of nirvana, or to use a Catholic metaphor, he’s received sanctifying grace! Instead of feeing a great need to atone and earn forgiveness, he’s grateful for his “stupid little life.” That bullet in his brain is hardly a punishment, since as Ricky observes in amazement and near-religious awe, Lester’s facial expression shows bliss and peace of mind.

Just before the colonel, who feels shame for sexual feelings he needn’t blush at, pulls the trigger to kill Lester, the man who should be feeling shame for his inappropriate lust is looking lovingly at an old photo of himself, Carolyn, and Jane as a little girl. He feels great, as he’s told Angela, when he should be weeping at that photo and whispering “Sorry” to Jane, since his lust for Angela was redirected from his unconscious incestuous feelings for Jane.

Two families have been torn apart by lust and violence, and the movie has a liberal ‘feel good’ ending. This is what I mean by toxic positivity: just trivialize human suffering and imagine that some kind, gentle, and genial God is watching over everybody and judging nobody, not even judging those who surely deserve it.

Liberal self-absorption and overindulgence in pleasure, rather than rising up against our exploitative economic system, is what ultimately leads to fascism–just see what’s happened between the 2000s and 2025. The Burnhams and Fittses living next door to each other is apt. That American Beauty was celebrated before 9/11, then negatively reassessed after 9/11 and the Great Recession, is also apt, since the traumas caused by those two cataclysmic events have woken us out of our liberal torpor.

In a way, though, American Beauty is a most fitting satire of our contemporary lives, since the film embodies so many vices that ought to be satirized. We just have to refrain from sympathizing with Lester, for if we do sympathize with him, then the satire’s on us.

Analysis of ‘Breakfast at Tiffany’s’

Breakfast at Tiffany’s is a 1958 novella by Truman Capote. It was adapted into a film by Blake Edwards in 1961, starring Audrey Hepburn and George Peppard, with Patricia Neal, Martin Balsam, Buddy Ebsen, and Mickey Rooney. The film differs from the novella in many significant ways, as will be discussed below.

The novella is so short, not even a hundred pages, to go by the edition I have, that ‘novella’ seems to describe a story too long for BAT, and ‘short story’ is too short for it. Since, as is the case with my copy, the story is often published with three short stories–“House of Flowers,” “A Diamond Guitar,” and “A Christmas Memory“–I’ll make a number of references to these stories whenever they share comparable or contrasting themes with BAT.

The novella is as short as it is, but the film is almost two hours long, suggesting a much longer story. Neal’s character, Mrs. Emily Eustache “2E” Failenson, is nowhere to be found in Capote’s story.

The unnamed narrator of the novella is named Paul Varjak (Peppard) in the film. He and Holly Golightly (Hepburn) develop a love relationship that is absent in Capote’s story (in fact, true to the writer’s own sexuality, the unnamed narrator–it is implied–is gay, therefore making his story at least somewhat autobiographical, since the narrator is as much a writer as Capote was).

The regrettably racist caricature of a Japanese, in the klutzy Mr. Yunioshi–played by Rooney in yellowface–isn’t in Capote’s story, either, though Yunioshi is referred to with a racial slur–a “Jap”–by Joe Bell, a bartender near the beginning of the story.

The film ends with a typical Hollywood rom-com cliché, with Varjak getting the girl and kissing her in the rain; while in Capote’s story, there is a far more ambiguous and uncertain ending, with Holly leaving the narrator and going off, out of New York City and into the world.

As for the casting of Holly for the film adaptation, Capote was hoping for Marilyn Monroe to play the part, and he was angry that the part ended up going to Hepburn (though he came to like her performance, all the same). Given that Holly is a romantic dreamer of a girl, chasing wealthy men, I find Capote’s preference of Monroe to play her strange and ironic, when Monroe, having married Arthur Miller at one point, demonstrated left-wing sympathies that may have contributed to her having been murdered, as opposed to the official suicide story of her death. The only thing Monroe had in common with Holly was the blonde hair (well, bleach-blonde, in Monroe’s case), and so brunette Hepburn had blonde streaks added to her hair.

The opening scene in the novella is nowhere to be found in the film, which during the credits shows Holly window-shopping outside a Tiffany’s store. We come to understand that Holly loves being in Tiffany’s because the luxury jewelry store is the only place where she can feel a sense of safety, peace, and calm in her turbulent world. She imagines that nothing bad can ever happen there.

She denies that she likes Tiffany’s for the jewelry (Capote, page 35). While it may not literally be the jewelry that she likes so much about the store, surely it’s the sense of a luxurious life that Tiffany’s represents that gives her that safe, serene feeling.

Holly is a socialite who, as a kind of “American geisha,” dates wealthy men and accepts cash gifts from them; she also aspires to marry such a man. If it isn’t about the wealth that makes Tiffany’s so appealing to her, then why is it that store, of all stores, that gives her that feeling of peace and security?

Material abundance, of the sort that a luxury jewelry store can easily represent, can give one a great and obvious sense of security, of safety and therefore of calm, peace, and serenity, that nothing bad can happen. Thus, Tiffany’s is a capitalist paradise. After all, money isn’t everything, but having one’s basic material needs taken care of certainly gives a sense of peace of mind, so material abundance ensures that peace of mind all the more.

Why does Holly want to “wake up one fine morning and have breakfast at Tiffany’s” (page 35)? Why breakfast at Tiffany’s, which at the time sold only jewelry, and not food (the Blue Box Café first opened in 2017)? Consider the origin of the word ‘breakfast’–a breaking of a fast. So it’s the ending of a period of going without food.

The implication here, symbolically understood, is that one is going from rags to riches, from fasting or starving to abundance, all in one fell swoop. Such has always been Holly’s ambition: to go from her humble beginnings as Lulamae Barnes, married in her teens to a veterinarian named Doc Golightly (Ebsen) in Texas, to her now glamorous life in New York City, renamed Holly Golightly and chasing rich men to subsidize her now high-maintenance lifestyle, and thence, she hopes, to marriage and solid security with such a rich man, who would be Tiffany’s personified.

What we have here is a traditional woman’s version of the American Dream: social mobility through marrying up. The story takes place before the Sexual Revolution, and so women were still chained to the fetters of traditional sex roles, meaning they had to get their access to wealth through successful men…if they were young, pretty, and desirable enough…which Holly assuredly is, at the age of about eighteen or nineteen.

Beyond this dream of chasing wealth, though, is the pursuit of what Lacan would have called an ultimately unfulfillable desire. Tiffany’s symbolizes a nirvana one can never attain, though Holly will never stop trying, romantic dreamer that she is. She can never settle for an ordinary life, and that’s why she leaves New York City and the unnamed narrator for the unknown at the end of Capote’s novella. She may not have married José Ybarra-Jaeger (José da Silva Pereira in the film, played by José Luis de Vilallonga), the rich Brazilian diplomat, but she does go to Brazil in search of a similar dream.

This endless seeking out of more and more to satisfy a desire that can never be satisfied, is not only the essence of what drives Holly to do what she does (symbolically, what Lacan would have called jouissance), but also her unfulfillable desire can be paralleled to capitalism’s endless pursuit of profit (i.e., the Marxist notion of surplus value and Lacan’s plus-de-jouir, or “surplus enjoyment”). Hence, Tiffany’s can be seen as a capitalist paradise.

It is common for people to dream about striking it rich rather than doing the hard work of fighting for workers’ rights and reducing income inequality. Hence, even in today’s world of the obscenely wealthy few vs the impoverished many, we still have all this simping for billionaires going on. Holly can be seen to represent such people, on at least some level.

We can contrast her lifestyle among the affluent in New York City with the uniformly poor in “House of Flowers,” set in Third World Haiti, “A Diamond Guitar,” set in the austerity of an American prison, and “A Christmas Memory,” about a family so poor that the narrator, when a boy and close to his older female cousin, had to save up every penny they could get over the year to pay for the ingredients they needed to make Christmas fruitcakes (page 144). While Holly dreams of the security that comes from wealth, so many others just struggle to survive.

Capote’s novella begins with bar owner Joe Bell telling the narrator about photos of a black man holding a wooden sculpture of a woman’s head, and the woman looks exactly like Holly. Yunioshi is the one who found the wooden head while traveling in Africa, and he informed Bell of it.

It seems that Holly’s been to Africa some time since the end of the narrator’s story about her. Bell imagines she’s “got to be rich to go mucking around in Africa.” (page 8) In this incident, we see again the contrast between being a girl from the First World Who aspires to wealth, and people in poverty with much more humble dreams, as those in Capote’s aforementioned three stories.

The story about her in Africa causes the narrator to recall his story about her from years before, back in the 1940s. Though she had dreams of wealth, she lived in a modest brownstone apartment building in Manhattan’s Upper East Side. Yunioshi, in an apartment on the top floor, complains about Holly ringing his bell and waking him up to open the door for her.

This scene corresponds with the beginning of the film after the opening credits, though as I said above, the novella doesn’t portray Yunioshi as a spastic racist Asian stereotype, bumping into things, and having buck teeth sticking out of his face. Blake Edwards films are full of slapstick, but it’s sad that he stooped to this low for cheap laughs. In all fairness to Rooney, though, when he realized how offensive his performance was, he expressed the deepest remorse and publicly apologized to Asian communities. Edwards was similarly contrite.

Anyway, the narrator has seen her for the first time during this altercation with Yunioshi (page 11). He describes her as having “an almost breakfast-cereal air of health” (page 12). In this context, we note that a man who’s just “pick[ed] up the check” for her, one of those male pursuers of hers who pay for things for her in the hopes of getting…something…back from her. This picking up the check is the so-to-speak breakfast–the end of her poverty–that she hopes will one day lead to Tiffany’s.

From then on, she isn’t ringing Yunioshi’s bell, but the narrator’s, and they haven’t met yet (page 13). He learns more about her nonetheless, such as her cat (which is never named) and her playing the guitar, something she sometimes does sitting out on the fire escape as her hair dries (page 15). We’re reminded of the scene in the film when Hepburn is there, strumming and singing “Moon River,” with music by Henry Mancini.

When the narrator finally does meet her, it’s out by his window. Coming into his room, she explains that she’s trying to get away from another suitor. She notes the narrator’s resemblance to her brother, Fred, and so, feeling a brother transference, she wants to call him Fred. Note how she doesn’t go by her real name (Lulamae), she doesn’t call the narrator by his real name (which we never learn in the novella, and as I mentioned above, is given as Paul Varjak in the film), and the cat is never given a name (except “Cat” in the film).

At the end of the film, Holly contemplates their no-name status when justifying to Varjak why nobody belongs to anybody, and saying that she doesn’t know who she is. Namelessness, thus, represents social alienation, between people and in one’s own species-essence.

Linked with this alienation from within and without is how OJ Berman (Balsam) characterizes Holly: “She is a phony,” and “She isn’t a phony because she’s a real phony.” (page 27) Berman is a Hollywood talent agent who has groomed Holly in the hopes of making her into a movie star. She believes all the nonsense she says about herself, and his grooming of her, which has included French lessons to help her get rid of her original hillbilly accent from Texas, has been part of the process of creating her phony personality as a café society girl. (page 29)

To get back to her meeting of the narrator, he tells her he’s a writer. He also tells her that it is Thursday, which reminds her that she has to go to Sing Sing and meet a mafia man incarcerated there named Salvatore “Sally” Tomato. She’ll get the “weather report” from him: a coded message to transmit information about such criminal activities as the narcotics smuggling that she’ll get entangled in and arrested for towards the end of the story. She’ll give that “weather report” to Sally’s lawyer, Oliver O’Shaughnessy, every week.

As I’ve pointed out in many other posts, I regard mafia men in movies and fiction as representative of capitalists in general, since as a Marxist I regard capitalism’s accumulation of surplus value to be a theft of the value that workers put into the production of commodities; therefore, capitalism in general is criminal activity, whether legalized or not.

Holly’s regular involvement with Sally, therefore, is part of her own simping for the rich, which in turn is part of her dream of finding that peace and security that comes from wealth, as represented by Tiffany’s. The chaotic and troubling world from which she wishes to escape into a capitalist paradise is the capitalist hell of poverty, which she naturally fears. One is reminded of what Belle says to Scrooge in A Christmas Carol as an explanation for his own pursuit of wealth: she says to him, “You fear the world so much” (Dickens, page 50).

To get back to OJ Berman and whatnot, he first appears at one of Holly’s many parties, in which she hobnobs with rich and socially important people like him. In the film, you can spot a couple of Asians in the background, extras with no dialogue: they seem to be there as if to say, ‘Look, the filmmakers are not saying that all Asians are like Yunioshi.’ The inclusion of these two non-caricatured Asians hardly compensates for Rooney’s performance, though.

One presumably wealthy man that Holly shows interest in is Rusty Trawler. He’s thrice divorced, but he’ll end up marrying someone else (page 66). Rusty also seems to be a Nazi sympathizer, for according to a set of clippings from gossip columns about Holly and Rusty, “he attended rallies in Yorkville“, he’d “sent her a cable offering to marry her if Hitler didn’t” (recall that the narrator’s reminiscences about her take place during WWII, when her brother Fred is serving in the army), and Winchell always referred to [Rusty] as a Nazi (page 33).

Yes, Holly, in her pursuit of that capitalist paradise of peace, symbolized by Tiffany’s, is even willing to marry a fascist if he has money. Supporters of capitalism are willing to lean that far right, if need be.

Her wish to marry money runs deeper than mere gold-digging, though. The transactional relationship between men and women as a result of sex roles (he gives her money in exchange for at least the hope of sex) is, of course, profoundly alienating, exacerbated by modern capitalism. She opts for this transactional relationship with men (while also having something of a bisexual attraction to women, using the word “dyke” in a non-derogatory sense, and hinting at this sexuality in the stripper scene in the film) because, as I mentioned above, deep down, she cannot relate to people in a deep, meaningful way.

Her platonic friendship with the narrator, therefore, is an ideal escape from the usual ‘I give you something, so you give me something back’ trap between men and women, because recall, it is strongly implied, if you’re paying attention as you read, that the narrator is gay. Holly observes that if a man likes neither baseball nor horses, “he don’t like girls.” (page 34) The narrator likes neither; he’s even tried riding a horse with her in the park (pages 77-78), and he loses control of his mare and falls off. Also, when saying she’ll never rat out Sally Tomato in exchange for the cops dropping the charges against her in her connection with him, she addresses the narrator as “Maude,” slang at the time for a gay man or a male prostitute (page 91).

He has no sexual interest in her, a girl whom, recall, Capote wanted Marilyn Monroe to play, therefore Holly’s something of a sex goddess. He is, nonetheless, fascinated with her in the way a gay man might be with a beautiful woman or a talented female singer like Judy Garland, that is, adoring her for aesthetic reasons rather than sexual ones.

To get back to Rusty, when the narrator has learned that he’s married for the fifth time, according to a newspaper (page 66), he assumes that Holly is the bride, and he’s most unhappy to have learned of this. Later, he realizes that it isn’t Holly whom Rusty has married, but Mag Wildwood, a fellow socialite, friend and sometimes roommate of Holly’s, and a model with a stutter (page 67). He goes “limp with relief” to have learned of this.

On a Monday in October 1943, he is with Holly in Joe Bell’s bar drinking Manhattans (pages 47-48). Then, after lunch in a cafeteria in the park, they avoid the zoo, since Holly can’t stand to see anything in a cage; oddly, for Christmas she’ll buy him a beautiful bird cage and make him promise never to put a living thing in it. (page 53) She sees herself as a free bird.

On that Monday in October, they pass a Woolworth’s, and she wants him to go in with her and steal something (page 49). He goes in reluctantly, and she eyes some Halloween masks. The two of them put on masks and walk out of the store wearing them. After they’ve run off for a few blocks (they’ll wear the masks all the way home), she tells him how she used to steal things when she had to or wanted to, and she still does it every now and then. The scene is replicated in the movie.

That a young woman who attracts wealthy men in the hopes of one day marrying one, and who feels peace of mind only in a luxury jewelry store, would engage in shoplifting from time to time makes perfect sense to me. She embodies the self-centered materialism of capitalism; capitalists accumulate their wealth by stealing the fruits of workers’ labour.

In the film, the shoplifting scene comes right after a scene with the two in Tiffany’s, then in the public library. Note the contrast between the private property of the jewelry store and the 5 and 10 store where they steal the masks. Sandwiched in between in a place for the public, one she significantly doesn’t know about. As a lover of all things connected with capitalism, Holly is fully aware of those places that are private property, but she’s a bit of a fish out of water in public places.

Eventually, that dull, unromantic life she’s tried to run away from tries to find her and get her back. Such a life is personified in Doc Golightly (Ebsen), who’s been snooping around near the brownstone building and getting the narrator’s attention (pages 57-58). This is after the narrator has had a falling-out with her, over a slur he’s made about her way of getting money from men (page 56).

Doc is a personification of the cage she never wants to be trapped in. His appearance and the falling-out between her and the narrator sandwich her bird cage gift that he puts in front of her door: then she rejects it as much as he has, having put it “on a sidewalk ashcan waiting for the garbage collector.” (page 56), then it’s taken back by him into his room. She’ll reject Doc the cage again when he tries to take her back with him to Texas.

Oddly, her revulsion against animals in cages is disregarded by the moviemakers when we see a shot most deliberately taken of a bird in a cage in Holly’s apartment, early on in the film, during that party scene. We see Balsam as Berman looking at the bird. Is Holly supposed to be enigmatically contradicting herself here? Or is it a wish-fulfillment on the filmmakers’ part to put Holly in a cage, as we see when she decides to stay with Varjak at the end of the movie?

When the narrator first meets Doc, he imagines that the man, being so much older than Holly, is her father rather than her husband (page 59). Doc married her when she was just going on fourteen, making her the stepmother of kids he’s had from a previous marriage, kids older than she was! (page 60) Doc claims she had no reason to be unhappily married to him, as his daughters did all the housework and she didn’t have to lift a finger (pages 60-61).

As a horse doctor, he presumably has been able to provide a decent life for her. But the point is that, beyond how cringe we today would find such a marriage to a girl so young, Holly is a romantic who wants to rise up above the mediocre and the ordinary, to the heights that capitalism promises (but rarely delivers) and to those pleasures that jouissance wants (and never fully delivers). Hence, she left him, and despite his pleas for her to come back, she never will.

Still, when Madame Sapphia Spanella, another tenant in the brownstone, sees Holly and Doc embracing, she assumes he is another of Holly’s johns and is morally appalled. Holly thought she’d see her brother Fred before being surprised by Doc (page 64). Later, after Rusty’s married Mag, Holly learns of Fred’s having been killed in action, and she smashes everything in her apartment in a rage of grief. Spanella is as horrified now to know of this tantrum as she was scandalized before with her and Doc. As it turns out, not everyone in the past of otherwise self-centred Holly is contemptuously tossed aside. Elsewhere, now that Rusty is unavailable, she now has a new rich man: the Brazilian diplomat, José.

After Fred’s death and the arrival of José into her life, Holly is changed in many ways. She’s nowhere near as sociable as she once was, José has replaced Mag as her roommate, she generally never mentions Fred anymore, and she no longer calls the narrator “Fred” (page 71). The only times she ever leaves her apartment are on Thursdays to see Sally in Sing Sing.

Because she imagines she’ll soon marry José, she’s developed a “keen sudden un-Holly-like enthusiasm for homemaking,” thus making her buy a number of things that it doesn’t seem quite like her to buy. She’s bought two Gothic ‘easy’ chairs from the William Randolph Hearst estate, and given his tendency to have flirted with fascism around this time, though, perhaps this purchase in particular isn’t all that un-Holly-like (page 71). She’s also trying to learn Portuguese so she’ll be comfortable living in Rio when her husband-to-be takes her there (page 72).

Now, since Holly is taken to having rich men pay her way, whether they be husbands or not, it is apposite to point out that in the movie, Varjak also has someone paying his way. This is the wealthy Emily Eustache “2E” Failenson (Neal), his “decorator.” The inclusion of this character has a way of equalizing things between the sexes; it’s as if the filmmakers, in spite of preferring to put Holly in the ‘cage’ of a relationship with Varjak, don’t wish to leave the receiving of cash in exchange for sex to be stereotypically the exclusive domain of ‘gold digging women.’

After the fiasco with the horses, the narrator finds “photographs of Holly…front-paged by the late edition of the Journal-American and by the early editions of both the Daily News and the Daily Mirror.” (page 79) She’s been arrested in a narcotics bust connected with Sally Tomato (page 80).

The narrator imagines it must be Spanella who is to blame, given how she always complains to the authorities about Holly in a way we see Yunioshi do in the film (Yunioshi is also the one in the film who gets the cops on Holly for the drugs).

Joe Bell, who also likes Holly, wants the narrator to call her rich friends to help her out (page 83). The narrator tries Rusty and Mag, who turn on Holly, not wanting their names at all to be associated with her. Calling Doc in Texas is out of the question–Holly would never want that. Then the narrator tries Berman, who says she’ll be out on bail (pages 84-85).

When the narrator goes to find her in her apartment, though, she isn’t there. He does find a man in her home–José’s cousin, who has a message from José for her (pages 85-86). He wants to break off the marriage plans, because, like Rusty and Mag, José doesn’t want his name, family, and reputation to be stained by association with a girl mixed up with drugs. The narrator finds Holly in a hospital room, where she’s been since the arrest. There he reads her José’s letter (pages 87-88).

Now, she’s heartbroken to know that José has dumped her, that he’s just another “rat like Rusty” (page 88), but she’s not going to let that stop her from going to Brazil anyway. The narrator tries in all futility to stop her from jumping bail, for she won’t “waste a perfectly fine ticket” (page 90), and she won’t testify against Sally Tomato, even though she admits that she is “rotten to the core” (page 91).

I’m not interested in the sentimentalized, rom-com Hollywood ending of the film, so I’ll stick with the novella’s ending. Holly really does leave New York and the gay narrator, and she even gets rid of the cat, putting it outside the car taking her to the airport and telling the cat to “f___ off!” when it won’t leave her. (page 95)

Some may think of Holly favourably as a feminist free spirit for leaving the narrator, as opposed to her choosing to stay in her ‘cage’ in a patriarchal relationship with straight Varjak. But when we read the ending of Capote’s version, in which she isn’t freeing herself from a relationship with a gay friend–who has no wish to dominate her as a husband might–and where she doesn’t want to take responsibility for her involvement in a mafia racket or even for her cat, we realize that the narrator is right when he says to her, “You are a bitch.” (page 95)

She tosses the cat aside because of her fear of commitment, her wish never to be chained to anyone or anything, not caring at all about who or what she’s hurting as a result of abandoning them–Doc, the cat, or her friend the narrator. She is just that self-centred, on an endless quest to satisfy her insatiable thirst for jouissance, that surplus-value plus-de-jouir that connects her desires with capitalism, hence her trip to Rio when she’s lost her José.

Still, the narrator will find the abandoned cat and take care of it (page 97). He gets a postcard from her, saying she’s been to Buenos Aires, liking it there far more than Brazil. She’s “joined at the hip with duhvine Señor. Love? Think so.” He’s married and with “7 brats,” though (page 97). In other words, she’ll use him for his money, for as long as the relationship lasts. Then, as we learned from the beginning of the novella, she’ll pursue her elusive jouissance somewhere in Africa. The narrator just hopes that Holly, like the cat that in many ways is a double of her, has found a place where she truly belongs (page 98).

As I said above, the three stories in my edition of the book that fallow BAT“House of Flowers,” A Diamond Guitar,” and “A Christmas Memory”–all share certain themes with the main story, and I think they’re all worth mentioning before I end this analysis. These themes include: platonic relationships and/or friendships with implied homosexual elements, the breaking-away and ending of said friendships with the aim of attaining personal freedom, and whether or not marriage is a kind of prison.

In the first of these three stories, set in Port-au-Prince, Haiti, Ottilie is a beautiful, strong-willed prostitute, parallel to Holly as an “American geisha.” But where Holly hopes to marry a rich man and experience the capitalist paradise of peace and freedom from the “mean reds,” a paradise symbolized by Tiffany’s, Ottllie’s marriage to the aptly-named Royal Bonaparte, a marriage in the Third World, a harsh contrast to the opulence of New York City, it is a nightmare in which she is tyrannized by her new grandmother-in-law, the also aptly-named Old Bonaparte…a witch. Her new home is the cage Ottilie is trapped in, “like a house of flowers” (page 109).

In such historically impoverished countries as India and China, it was common for women to be treated like abject slaves by their mothers-in-law, since in a patrilineal society, a married woman leaves the family of her flesh and blood to live with her husband’s family, who don’t regard her as their own flesh and blood. So, the contrast between the First World and the Third World is apparent in regard to a woman’s marriage: one as, on the one hand, at least a dream of marrying up into Tiffany’s heaven, vs on the other hand, marrying into patriarchal hell.

In “A Diamond Guitar,” it’s been said that Mr. Schaeffer is parallel to Holly for being, like her, a dreamer; but I must disagree and say that he corresponds to the narrator of BAT, and that it’s Tico Feo who corresponds to Holly, and for several reasons. Tico Feo is a young man with blond hair (like Holly, young and blonde); the boy tells a lot of lies (as Holly is a “phony”), he plays the guitar, as she does, and like her, he eventually frees himself from the Alabama prison he and Schaeffer are stuck in (and just as Holly jumps bail and leaves the narrator in NYC, so does Tico Feo abandon Schaeffer in the prison).

Schaeffer’s and Tico Feo’s relationship isn’t at all physical, but “they were as lovers” (page 130), just as Holly and the narrator of BAT have a platonic relationship, but he is so fascinated with her as almost to be in love with her. The narrator in BAT expresses himself artistically as a writer; Schaeffer does so by carving dolls.

In “A Christmas Memory,” there’s another platonic male-to-female relationship, but this time in the form of a boy and his much elder cousin. Both characters are unnamed, though she calls him “Buddy,” and he, the narrator, calls her simply “my friend.” This kind of naming and non-naming is similar to how the unnamed narrator of BAT is addressed as “Fred” by Holly (recall, not her real name, either), implying a transference of her brother-to-sister relationship with the real Fred that parallels the familial relationship of cousins “Buddy” and his “friend.”

So we can see a number of parallel themes and motifs in all these stories, including also Capote’s autobiographical elements in at least three of the four stories, through the implied homosexuality in the narrator of BAT, the platonic homosexuality of Schaeffer’s and Tico Feo’s relationship, and how “Buddy,” the boy in “A Christmas Memory,” dramatizes much of Capote’s childhood. We see the superiority of platonic relationships over transactional, sexual ones, and we also see the yearning to escape from one’s cages–literal ones, metaphorical ones, and ones made of flowers.

Truman Capote, Breakfast at Tiffany’s, London, Penguin Essentials, 1961

Analysis of ‘Sleuth’

Sleuth is a 1972 mystery film directed by Joseph L Mankiewicz, with a script by Anthony Shaffer, based on his 1970 Tony Award-winning play. The film stars Laurence Olivier and Michael Caine, both of whom got Oscar nominations. Mankiewicz’s final film, Sleuth received overwhelmingly positive reviews, with an Oscar nomination for Best Director, too, as well as one for Best Original Score.

Here is a link to quotes from the film, a link to the script, and links to the full movie (in case any of them are pulled from YouTube).

Hints to what the dominant themes of the film are–theatricality, deception, mind games–are already given during the opening credits…provided one already knows better. Fictional actors’ names are listed, meant for roles that do not exist onscreen. These include ‘Alec Cawthorne’ as Inspector Doppler, who is actually played by a disguised Michael Caine; also, ‘John Matthews’ as Detective Sergeant Tarrant, ‘Eve Channing’ as Marguerite Wyke, and ‘Teddy Martin’ as Police Constable Higgs, all characters only referred to by Andrew Wyke (Olivier) and Milo Tindle (Caine), the only two people ever seen throughout the film. The reason for this deception was that the production team wanted to reveal as little as possible to the audience to maximize the element of surprise.

Another hint of the theme of deception at the end of the opening credits (as well as at the end of the film) is the framing of the visuals in a theatre stage with curtains. It’s hardly necessary to show such a framing in the cinema–as opposed to a stage production of Sleuth–unless the very idea is to stress that what we’re seeing isn’t real.

The film begins with Tindle driving into Wyke’s country manor house, a vast area of property indicating how obviously wealthy Wyke, a bestselling writer of crime fiction, is. That Wyke considers the enjoyment of his genre of writing to be “the normal recreation of noble minds” is a further association of him with the aristocracy, something against which middle-class Tindle, who “[doesn’t] know very much about noble minds,” will be sharply contrasted.

As Tindle is walking about outside trying to find Wyke, he can hear the latter reciting his prose aloud into a tape recorder. Wyke is among hedgerows designed like a labyrinth, and Tindle cannot locate the voice until Wyke moves some hedge, which has been like a wall separating the two men.

When they meet, introduce themselves, and shake hands, Wyke welcomes Tindle to “Cloak Manor,” the name of his home and yet another early indication of the film’s theme of subterfuge.

Wyke notes how “all detectives were titled,” as is the sleuth of his novels, Lord Merridew. His sleuth, far cleverer than the comparatively dimwitted and frequently baffled police detectives of his novels, represents an idealized version of his egotistical, elitist self. This is so in spite of Wyke’s claim that we are living in a “classless society,” a bizarre assertion to be made in capitalist England, when not even any of the socialist states of the twentieth century, for all of their accomplishments, ever achieved classlessness, let alone the giving-up of money or the withering-away of the state.

Snobbish Wyke would never allow his fiction to be adapted for television, which for him is “no recreation for noble minds.” Wyke leads Tindle inside, where he is now to be acquainted with Wyke’s many automata, including a sailor named Jolly Jack Tar, who laughs at Wyke’s jokes. These automata, or fake people, once again reinforce the themes of theatricality and deception.

Finally, Wyke gets to the point of why he’s invited Tindle to his home. He knows that Tindle has been having a sexual relationship with his wife, Marguerite, for some time, and so he, in all bluntness, asks about Tindle’s wish to marry her.

Normally, a man would be furious to learn that his wife has made him a cuckold, especially a man as narcissistic as Wyke obviously is. Nonetheless, he pretends not to be angry, and instead acts as though Tindle’s affair with her is an excellent opportunity for Wyke to get rid of her by having Tindle take her off his hands. Then, Wyke can be free to live with his mistress, a girl named Téa.

Wyke needs first to know of Tindle’s family background. Tindle’s answer indicates humble beginnings: his mother was a farmer’s daughter from Hereford, and his father was an Italian watchmaker who immigrated to England in the 1930s and anglicized his original name, Tindolini.

Now, just as Wyke has disingenuously claimed that ours is a “classless society,” so does he claim that, in response to learning of Tindle’s (lapsed) Catholic background, “we’re all liberals here,” and that Wyke has no prejudice against Catholics, lapsed or not. Here, “Catholic” can be seen as a metonym for ‘Italian,’ an ethnicity against which Wyke is decidedly prejudiced, as he’ll soon demonstrate.

Changing the family name from Tindolini to Tindle was meant to make the family become English, something Wyke doesn’t seem to think is possible. The fact that Tindle’s father went broke from being nothing more than a watchmaker reinforces the class divide between him and Wyke, but it must be emphasized that none of this divide makes Tindle in any way a proletarian, and it’s important to understand this fact to make sense of the class analysis of this film.

Tindle owns two hairdressing salons, one in South Kensington called Casa Tindolini, and another in Brighton. Therefore, Tindle is petite bourgeois, as contrasted with Wyke as a member of the gentry. So the nature of the class conflict as allegorized in Sleuth is not between capitalist and worker, but between big capitalist and little capitalist; and as Marx once observed, “One capitalist always strikes down many others.” (Marx, p. 929)

The film’s liberal bias is to have us see Tindle as the poor underdog, and therefore to have us sympathize with him. If we’re paying attention, though, by the time we get to the end of the movie, we’ll realize that Tindle is every bit as cruel in his humiliating games as Wyke is. It’s the nature of the bourgeoisie, petite or haute, to step either on those below them (Wyke), or to step on those above them in their ascendancy to the top, as Tindle is attempting to do in either cuckolding Wyke, getting money for Wyke’s jewels, or playing games of revenge on him.

Now, I mentioned earlier that Wyke pretends not to mind Tindle’s sleeping with Marguerite, but sooner or later we have to see Wyke’s narcissistic injury come out. He makes a few crude references to her copulating with Tindle, offending him and making him want to leave the house in a huff. Wyke manages to deescalate the situation by pretending to reminisce about the woman he used to love, remembering how “intolerably tiresome” she is now, and asking if Tindle can “afford to take her off [Wyke’s] hands”.

As a mere petit bourgeois, of course Tindle cannot afford the luxurious life that Marguerite has been accustomed to as Wyke’s wife. Tindle will have to help Wyke defraud the insurance company that has covered the jewelry Wyke bought for her. Wyke will recoup his losses from the insurance claim, and Tindle will get enough of a cut to subsidize her now-high-maintenance lifestyle.

Note how Marguerite’s very existence is coupled with all the expensive things to be bought to ensure that she’ll stay with Tindle and not go running back to Wyke for support. This is because she is a much an object to Wyke (and to Tindle, as Wyke imagines) as the expensive things are objects to her. In capitalism, people are as commodified as things are.

This brings us back to my point about the liberal bias of this film, which makes us see Tindle as the poor underdog, when, though nowhere near as wealthy as Wyke is, he’s as much a capitalist as Wyke is. Marguerite is Wyke’s property, and Tindle is appropriating that property for himself, as part of his ambitious upward mobility.

The actual underdogs of Sleuth are so marginalized that we never see them onscreen. They’re only referred to in Wyke’s and Tindle’s conversations: the women (Marguerite, Téa, Joyce, Wyke’s maid, his secretary) and the servants (Wyke’s gardener, etc.). They’re invisible because they hardly matter. The sexual objectifying of Wyke’s two women, in fact, is so complete that their very names sound like puns on drinks–tea, or thé in French, and margarita.

Wyke wants Tindle, disguised, to ‘break in’ and ‘steal’ the jewels, all as deception to defraud the insurance company. Though Tindle has his worries about the crime going wrong and him being charged, Wyke will reassure him that they can pull it off safely.

The two enter a room with a pool table and play a brief game of billiards as the topic of Wyke’s sexual relationship with Téa is broached. Note the sexual symbolism of the men’s handling of phallic pool cues, knocking balls into yonic holes, as Wyke insists upon his his sexual prowess…at his age, in about his mid-sixties, to go by Olivier’s age as of 1972. Such bragging is, of course, reaction formation and denial of Wyke’s actual impotence, as revealed by the end of the film, rather like how his professed liberal lack of bigotry is reaction formation and denial, as well as his supposedly not being infuriated at having been cuckolded by Tindle.

Since we’re dealing here with a young man and another old enough to be the father of the first, the two having possession, in one sense or another, of the wife of the second man, we can see in them transferences of both the Oedipus and Laius complexes. Both men, as we learn later on in the film, would be rid of the other, if not actually, then in their games’ representation of actuality, to be free to have Mama-Marguerite. Wyke may not love her anymore, but she still ‘represents’ him (i.e., she is his ‘property’), as he’ll tell Tindle with his pistol pointed at the terrified man’s clown-wig-covered head.

The reason so much of Wyke’s wealth is put into jewelry, by the advice of his accountant, is to avoid being “virtually castrated by taxation.” Having Tindle fake the grand larceny of Wyke’s wife’s jewels in order to collect the insurance money is thus one capitalist helping another to cheat the ‘socialist’ taxman in his attempt at Wyke’s “emasculation.” Wyke is thus protecting his family jewels [!].

Marguerite and the servants are all away for the weekend, during which the entire film is set, so now is the perfect opportunity for Tindle to do the fake break-in and theft. Tindle’s worries about the criminality of the act are trivialized by Wyke, who notes how “all good moneymaking schemes in England have to be [criminal] these days,” a trenchant comment on capitalism. After Wyke reassures Tindle of the safety of the scam, as well as promising him that his cut will be 70,000 pounds, in cash, tax-free, Tindle agrees to do it.

Part of the reason for the disguise, which will be a clown costume (part of Wyke’s secret plan to humiliate Tindle), is to have him wear large shoes to hide his actual footprints. Tindle follows Wyke, who leads him down–with a further demonstration of his racism by ‘slanting’ his eyes with his fingers and imitating an Asian accent–to a room holding a number of disguises, including of course the clown outfit.

As they go down there, Wyke tells Tindle of how, before television, people used to amuse themselves with “treasure hunts, charades, games of infinite variety.” Just as the modern media lies to us with its corporate agenda, so did these games deceive, as Wyke’s and Tindle’s especially will, we’ll soon see. Take whichever form it will, the capitalist class tries to deceive us, engages in make-believe, manipulates us, just as Wyke does to Tindle, then later, vice-versa.

They rummage through Wyke’s old dressing-up basket, trying out a number of disguises before deciding on the clown one. Instead of “an old pair of sneakers and a sock,” Wyke insists on the disguise having a “sense of style,” some “amateur aristocratic quirkiness,” which once again links the ruling class with the film’s theme of theatricality and deception.

All costumed up, Tindle goes outside to get a ladder to put up on a wall leading up to a second-storey window for him to break into. Since he’s about to steal Wyke’s jewels (symbolic, on one level, of emasculating him–nicking his family jewels and cuckolding him), Tindle is also, as it were, climbing the social ladder, going from middle class to upper class, as he hopes.

This going up the ladder is difficult for him, as he’s “not very good at heights,” and he hopes that Wyke will hold the ladder steady for him. This is comparable to how difficult-to-well-nigh-impossible it is to move up from class to class, in spite of such fantasies as “the American dream.” Of course, Wyke won’t help Tindle, because this fake burglary must be simulated sufficiently to approximate reality so as to satisfy the police. Wyke also won’t help Tindle because it’s only natural that the upper class won’t help the middle class rise.

As Tindle is clumsily trying to go up the ladder in those big, awkward clown shoes, Wyke is inside pretending to be a female servant hearing Tindle’s noises outside. Wyke is speaking in a falsetto woman’s voice: this is one of a number of examples of Wyke pretending to be someone else, often imitating other accents. It’s part of the film’s theme of theatricality, fakery, and pretense.

Once Tindle is inside again, he must vandalize the place in a search for jewels whose location he pretends not to know about. When he finds the safe and blows it open with explosives, he discovers a red ruby necklace. Wyke never wanted to see it around Marguerite’s neck, feeling it made her “look like a blood sacrifice.” Again, the association of jewels with balls makes his aversion to the blood red colour symbolic of castration anxiety.

Tindle, on the other hand, wishes his father could see the rubies, for the poor old man never knew what success was. Wyke, as Tindle’s father transference, thus is part of a family romance, Tindle’s wealthy dream-father, as opposed to his broke real one.

Now that the jewels are pocketed, the explosion is meant to wake Wyke up, and a struggle between the two is to ensue. Tindle has to leave a wound of some kind on Wyke to convince the police. Since it would be rather difficult to hit Wyke hard enough without hitting him too hard, he suggests having Tindle tie him up; then he imitates the cleaning woman’s voice, imagining her to have found him all tied up and working on one of his stories. More of his theatricality and pretense.

Just before Wyke throws in the first plot twist and has Tindle understand that the whole fake jewelry burglary has just been the former setting the latter up to be shot and killed with the burglary as a pretext, Wyke does a number of things to foreshadow this twist. First, with the pistol in his hand, Wyke fires at a jug in Tindle’s hand, frightening and enraging him. Then, he makes “a bad Italian joke” about it being “open season all year round for…seducers and wife stealers,” as well as deliberately claiming that Italy, not England, is Tindle’s “country of origin.” In connection with Wyke’s elitist bigotry against even other Europeans, note that his surname is a pun on white.

While his intention to kill Tindle is as much theatricality and deception as is the fake burglary, or even the intention of defrauding the insurance company, his hatred of Tindle is real. It’s bad enough for Wyke that he’s being cuckolded, his wife and ‘property’ stolen from him–the narcissistic rage he feels from that alone is unbearable; but that the other man, of all men, is even just half a “wop” or “dago” (the same way being only part-Jew is tantamount to being a full-Jew to a Nazi) is enough to require a tit-for-tat humiliation. Sleuth being an allegory of class antagonisms, we see in Wyke vs Tindle how capitalism, even between haut and petit bourgeois, is all about abasing the competition to glorify oneself.

This is why Tindle must be ‘killed’ while fully dressed in his clown costume, right after he’s tearfully begged Wyke not to kill him. Tindle must be brought down because, as a mere petit bourgeois “half-dago,” he’s “a jumped-up pantry boy who doesn’t know his place” (a line loosely quoted, by the way, in The Smiths‘ song, “This Charming Man”). Just before shooting clowned-up Tindle in the back of the head, Wyke says, “Farewell, Punchinello,” a reference to Pulcinella, a clownish character from commedia dell’arte, and its English descendant, Punch.

The scheme to kill Tindle with legal impunity from the apparent attempted burglary is, as I’ve said, all just one of Wyke’s many games of humiliation, not at all real, more theatricality and deception. The firing of a blank from his phallic gun suggests Wyke’s impotence, his own private feelings of humiliation projected onto Tindle.

After the game is over, and Tindle, having come to from fainting and having gone home, we see Wyke at home alone, gratified from the narcissistic supply he’s got from humiliating Tindle and listening to old recordings of Cole Porter songs like “You Do Something to Me” and “Anything Goes.” In the former song, “that voodoo that you do so well” reminds us of the deceptive ‘magic’ of Wyke’s games. His old-fashioned taste in music reinforces the sense of the Generation Gap between him and Tindle.

This gap between crusty old conservatives and young liberals is emphasized in the lyric to “Anything Goes.” The breaking of the old Victorian taboo of “a glimpse of stocking,” as well as the switch from “better words” to “four-letter words” (as had only about a half-decade before Sleuth‘s release been allowed in films, and before that, “the end of the Chatterly ban”), reflects a social rift that distracts us from the ongoing rift between capitalist and worker.

“Detective Inspector Doppler” arrives at Wyke’s home, saying he’s there to investigate “the disappearance of a Mr. Milo Tindle.” Now, to those who’ve never seen the film or the play, Doppler is a third character just introduced to the story, played by “Alec Cawthorne” and not by Caine disguised in a clever makeup job to make him look like a middle-aged man, almost Wyke’s age. The theatricality and deception are as much for us, the audience, as they are for Wyke. Tindle’s disguise is so complete, it even includes his use of a rhotic accent.

As “Doppler” does his investigation, he gives off the impression that not only is Wyke genuinely guilty of having killed Tindle (we haven’t yet seen Tindle as himself since the firing of the pistol, so for all we first-time viewers know, that was a real bullet fired), but Wyke has also carelessly left out circumstantial evidence for “Doppler” to find. Actually, Wyke’s denials to “Doppler” of being guilty of murder are real, for Tindle sneaked into the house to plant the incriminating evidence (blood on the bannisters, Tindle’s clothes “all screwed up on the floor of a wardrobe”) while Wyke was out of the house for the day.

In playing this game on Wyke, Tindle isn’t just getting revenge for himself; he’s also avenging the sullied reputation of police detectives, who are routinely looked down on in Wyke’s fiction as “baffled” and not particularly intelligent. It is always the noble, titled Lord Merridew who, as the brilliant sleuth, solves the case.

Wyke here is demonstrating his elitism once again, with Merridew representing the gentry, and those “baffled” police inspectors representing the common masses, as Tindle is thought of as representing. What must be remembered, though, is that just as Tindle is a member of the petite bourgeoisie and is therefore no less a capitalist than Wyke, the police, of whatever modest means they may be, represent and defend the interests of the capitalist class. So Tindle’s humbling of Wyke through the clever detective work of “Doppler” is not the working class one-upping the bourgeoisie, but rather a capitalist doing this to a fellow capitalist.

Of course, in spite of Wyke’s looking down on common cops, just as with his denial of prejudice or Othello-like jealousy, he denies that condescension by claiming that “Merridew would have been proud of [Doppler]” for being so diligent in his tireless attempts to contact Tindle by phone. Now, Tindle knows this compliment to be fake, but in keeping with the theatricality and deception going on with both men, “Doppler” says the compliment is “praise indeed, Sir,” and claims to enjoy Wyke’s fiction.

Wyke enjoys the narcissistic supply he gets from hearing that “Doppler” reads his work, but his ego trip is short-lived when he isn’t allowed to finish naming his favourite of all of his books, The Case of the Crucified Communist (the title of which sounds like a capitalist’s wish-fulfillment), before “Doppler” resumes talking about the Tindle case.

As the evidence against Wyke seems to be mounting, he and “Doppler” go outside to where the dirt has been freshly dug, implying that this is where Wyke has buried Tindle’s body. Wyke tries to maintain his innocence by saying his gardener has been “aching for an opportunity to slander his employer.” In this quote, we see not only an example of class conflict, but also one of the marginalization of a worker, one only spoken of, not ever seen.

“Doppler,” on the other hand, defends gardeners and has nothing but praise for how perceptive he finds them to be. Note here how Tindle, in taking the side of gardeners, is again associating himself with the poor, downtrodden working class, as liberals are wont to do; though as a bourgeois himself, Tindle is no more a worker than Wyke is.

Finally, the pressure rises on Wyke until the circumstantial evidence against him seems so strong that “Doppler” makes to arrest him. Wyke is now feeling a stress and fear comparable to Tindle’s when he thought he was about to die. Then, “Doppler,” behind Wyke, pulls off his face makeup, wig, etc., to reveal Tindle underneath it all.

Now, the first-time viewer sees that not only was the fake burglary artifice, but so was Tindle’s death and the very existence of Doppler, a veritable doppelgänger for Tindle. Wyke is now as enraged as Tindle was to discover his fears were all for nothing.

Tindle is not yet satisfied in his lust for revenge, though. He’s got more tricks in store for Wyke, including the next game, immediately to be played on the old man.

He insists, though, that this game he’s about to play on Wyke is not pretend. He claims that he’s actually murdered Téa and planted four pieces of evidence about the house that will incriminate Wyke, and that the police will show up in a matter of minutes, find the evidence, which is all hiding in plain view, and charge Wyke with the murder.

To agitate Wyke all the more, Tindle claims he has had sex with her, her willing to it, before strangling her to death with one of the four pieces of evidence. Wyke has been assuming that Tindle is having him on (as he should), until he phones Téa’s home, getting her roommate, Joyce, to answer the call and tearfully confirm that Téa has, indeed, been murdered.

Now that Wyke is convinced the murder is real, he frantically goes about searching for the four objects: a stocking, a shoe, a false eyelash, and a bracelet. After finding and disposing of the four things, Tindle reveals that no cops have arrived as he’s led Wyke to believe. It turns out that Têa and Joyce were happy to help Tindle get even with Wyke, for Wyke has often played games of humiliation on them, too. Wyke personifies the ruling class that humiliates the marginalized with phony set-ups, targeting marginalized people like women.

Téa, for example, is so marginalized that it takes quite some time, since knowing of her ‘murder,’ for Wyke to express any pity for her, a callousness that Tindle notes. Women like her, Marguerite, and Joyce are never seen and never heard…silenced, in effect. They are represented only in the words the two men use to refer to them.

Similarly, people of colour are marginalized in the presentation of this story, even to the point of them being marginalized, as Tindle imagines they must be (and probably correctly so, given Wyke’s obvious racism), in Wyke’s novels. Tindle assumes that blacks don’t “play much of a part in the books [Wyke] write[s]…Except for the odd, eyeball-rolling darkie, to take his place alongside the swarthy Yid, the oily Levantine, and others.” The point is that Shaffer’s marginalizing of workers, women, and people of colour by not presenting any of them physically on the stage or screen is to indicate how slightly they have been regarded in real life.

To get back to the ending, where Wyke realizes that the danger of the cops finding the four pieces of evidence is all faked, Tindle hits him with one final bit of humiliation…and this time, it’s all too real. He tells Wyke that Téa, having actually met Tindle in the house while Wyke was away, has told Tindle that Wyke is impotent and hasn’t done it with her for over a year.

This narcissistic injury is too much for Wyke to bear. He cannot risk Tindle circulating this tidbit of gossip, not even just to Marguerite. Now the pistol must have only real bullets. Tindle’s murder cannot be faked this time. The firing of a real bullet into him is symbolic of Wyke’s phallus working properly.

Tindle insists, though, that since he’s told the police about the faked burglary story after Wyke’s faked shooting of him, and…maybe…the police will stop by the house, Wyke won’t be able to use the burglary story to justify shooting Tindle. Since Tindle’s been lying the whole time, Wyke nonetheless figures he doesn’t need to believe him this time, so as Tindle is walking toward the front door with Marguerite’s fur coat (a further theft from Wyke), he gets shot in the back.

Shortly afterwards, the police do show up, as promised, by the front door. Wyke is truly screwed now, and just as Tindle’s fake murder has turned real, so is the fake danger of Wyke being arrested now real. As Tindle is dying, he activates all the automata in the room, particularly Jolly Jack Tar, notable for his hearty guffaw as demonstrated a number of times throughout the film, and now laughing with Tindle at Wyke.

If only that gun could have been, with a blank, as impotent as Wyke’s biological gun is. then he could tell the cops, “it was just a bloody game.”

The movie ends with a shot of the theatre and a quick drop of the curtains, giving off a Brechtian alienation effect to remind us that Sleuth is just a bloody play. It’s as unreal as any of the games Wyke and Tindle have played on each other.

The emphasis on the unreality of the story is to suggest that who Wyke and Tindle represent–gentry vs petite bourgeoisie, conservative vs liberal, or the opposing mainstream political parties representing these two factions, whichever–are more play-acting in their vying for power than they are really competing. We always focus on these two groups, while ignoring the politically marginalized people represented by their absence on the screen or stage.

The political tap-dance the two groups do is a distraction from the people we should be concerned about–workers like the gardener, cleaning lady, and secretary; women like Marguerite, Téa, and Joyce; and people of colour like blacks, Levantines, or in any case anyone not of Anglo-Saxon stock, like Jews…or Italians, for that matter.

We see these two mainstream groups battling it out in debates on TV, keeping the spectrum of the otherwise lively debates strictly circumscribed, so as to ensure that certain touchy issues–like poverty, income inequality, endless war, student debt, homelessness, genocide, government surveillance, etc.–are kept out of the debates, since their inclusion might threaten the capitalist/imperialist structure that the ruling class wants kept intact.

Accordingly, the two sides’ debates are all just theatre, all fakery and deception, all “just a bloody game,” like the ones Wyke and Tindle play on each other. For if the debates were real, they’d actually be relevant to the common people. And we can’t have that, can we?

The System is the Problem

I: Introduction

Anyone who has been reading my blog for a while should know by now that I, as an avowed Marxist, get static from right-wingers from time to time. There is, however, another group of people I criticize quite a bit, and who from time to time give me a hard time, too.

Liberals.

To be fair to them, many are well-intentioned in wanting progressive change in the world, but who are also, I feel, terribly misinformed about what’s really going on in the world. Part of this problem stems from the fact that many of them have similar class interests with people on the right, and therefore they don’t want to make the uncompromising but necessary changes in our political landscape that will ensure social justice, end the wars, and reverse ecocide.

In my article, The Liberal Mindset, I went into the psychological conflicts of liberals as I see them, those of wanting to effect progressive change (motivated by the superego), and wanting to retain their class privileges (motivated by the id). The result of this conflict is, of course, a lot of hypocrisy, in particular for those liberals in the upper echelons of economic and political power.

Examples of this hypocrisy are when AOC wears a “Tax the rich” dress at a Met Gala of the wealthy and privileged, Bernie Sanders decries the oligarchs, then backs Democrats pandering to the empire and corporations, or in my country, when Justin Trudeau talks all the politically correct talk, yet backs oil drilling on aboriginal land, or in one form or another, his government has backed Ukrainian Nazis.

As for those in the lower echelons who are liberals, their fault tends to stem from merely being misinformed. This fault is not, however, squarely on them. As is the case with so many of us these days in this neoliberal hellhole we live in, one is simply too busy working, dealing with day-to-day problems, to have the time to do the hard work of researching what is really going on in the world, learning the history of how we got here, and interpreting the meaning of world events correctly. Instead, most people rely on the slime oozing out of their TV set, the lies and propaganda coming out of it.

It is my hope that this article I’ve written can help correct those misconceptions of many liberals–that is, the well-meaning ones who simply don’t realize how much they’ve been misled, as opposed to those who ought to know better, or who cynically and deliberately go along with the mass deceptions because they benefit from them.

Furthermore, I hope that through these words I can impress upon these liberals that, in order to effect the kind of change that really needs to be made, change that is meaningful and isn’t merely a facelift, certain baselines must be maintained. Nothing below them is acceptable. A discussion of the content of these red lines follows:

II: No Voting for Bourgeois Parties…Ever!

The basic principle that needs to be understood about mainstream political parties–bourgeois parties–is that in spite of all their talk about striving to do what is best for the people, and what’s right for the nation, what they really do is solely in the interests of the capitalist class. The examples I gave above about the hypocrisies of liberals saying one thing and doing more or less the opposite are examples of this problem, hence voting for any of them will do nothing to help the common people.

Such political parties include the blue and red of the bogus American two-party system, the Tory and Labour Parties of the UK, and the Canadian Tories, Liberals, and NDP, as well as the many other bourgeois parties in the rest of the world. This is true even of social democrats like AOC, Sanders, or the NDP in Canada. In spite of the left-leaning nature of some of them, these ‘progressive’ ones will choose capitalism over socialism, Zionism over Palestinian rights, and even fascism if the ruling class is being threatened.

Liberalism acts as a kind of buffer against any friction the working class feels from the dictatorship of capital. So much of controlling the people involves using psychological tactics to keep us at bay; among those tactics is sustaining the illusion of hope that, somewhere down the line, a liberal or social democrat of conscience will lead the way and end the corporate stranglehold on us. As long as we keep hoping, we’ll keep voting, and an uprising will be staved off, even though those hopes keep getting frustrated.

More and more people are waking up to what this deception is doing, and they aren’t buying into the lies they keep hearing. As a result, fewer and fewer of them are wasting their time leaving home on Election Day and voting for someone who only talks and never delivers on his or her promises.

When the deceptive tactics are no longer working for a significant portion of the population, then other forms of keeping control are used, such as brute force. It’s no accident that in recent decades, there has been a militarization of the police, and when there are protests, agent provocateurs are deployed by the powers-that-be to stir up the protesting crowds, pick fights with them, and give the riot police an excuse to beat the protestors and arrest them.

As long as there is economic prosperity, as there was from 1945-1973, bourgeois governments can be, by their standards, generous and tax the rich sufficiently to fund social programs and other benefits for the poor. But when the economy is going through bad times, as has on-and-off been the case since 2008, the dictatorship of capital shows its true colours, and nothing is done to help the increasingly immiserated poor–quite the opposite, in fact, even to the point of such injustices as criminalizing homelessness.

In the case of American politics, we can see how both parties have moved things further and further to the right, even when either party allowed for some progressive policies. FDR gave Americans the New Deal, which in itself was good for softening the blow of capitalism for the working class, but even this good thing had a shadow side: in the very softening of capitalism, the New Deal ensured that the American ruling class didn’t have to fear a socialist revolution. Social democracy prevented the rise of real socialism.

While the rationalization for FDR’s putting of Japanese-Americans in internment camps (also called concentration camps, rather like those cages ICE is putting “illegals” into now) was as a protection against possible Japanese-American spies sending intelligence back to Japan, the fact is that that internment was yet another manifestation of good-old-fashioned American racism, a time-honored tradition going back to the times of black slavery, Native American genocide, the KKK, Jim Crow, “We reserve the right to refuse service to [Mexicans, Jews, the Irish, etc.],” and coming right to our times of “build the wall” and Russophobia.

On the Republican side, the Eisenhower era may have seen high taxes for the rich, and to his credit, he warned in his farewell address to curb the growing cancer of what he called the Military Industrial Complex as an enemy to world peace (a warning that subsequent American politicians have dutifully ignored), he and his administration were responsible for the 1954 Guatemalan coup, and helping with the 1953 Iranian coup, all justified as part of the Cold War policy of containment (the ultimate counterrevolution against communism has subsequently contributed to the neoliberal disaster we’re facing today).

That Iranian coup reinstalled the Shah, a puppet of Western imperialism and someone very unpopular among the Iranian people. This problem resulted in the 1979 Iranian Revolution, resulting in turn in Iran being another target for regime change, which has led to the recent hostility to and banging of the war drums against the country.

To his credit, LBJ signed legislation to promote African American civil rights, and by liberal standards, he helped fight the war on poverty. He also, however, helped escalate American involvement in Vietnam based on the bogus Gulf of Tonkin Incident; a quagmire ensued in Vietnam, a most unpopular war that brought about such atrocities as the My Lai Massacre. Once again, the rationale was to contain communism, without any consideration for what the Vietnamese actually wanted, they who had just shaken off French colonial rule by the mid-1950s. So much for the ‘progressive’ Democrats.

Nixon’s administration helped with the 1973 Chilean coup d’état, replacing the democratically-elected socialist Salvador Allende with the far-right strongman Augusto Pinochet, whose Chicago Boys“free market” economic policies can be seen as a testing ground for the neoliberal scourge that began under Reagan and Thatcher.

What people need to understand about all these coups d’état and other interventions is that they’re meant to keep the empire’s grip of power on the affected countries. The empire will never accept any country going its own way and finding its own path to improve the quality of life for its people.

The intentions of the governments that the CIA and/or MI6 have overthrown are to do such things as the nationalization of industry (oil, etc.) and land reform so the workers and farmers of these countries can gain control over their working lives, gain the full fruits of their labour, and use the profits from their work to fund social programs for the poor. The imperialists, however, know that allowing these reforms to happen will reduce, if not obliterate, the profits they’ve been stealing from these countries.

When the Western imperialists meddle in the affairs of these Third World countries in the ways I’ve just described, they try to rationalize their interference by claiming they’re promoting “freedom and democracy” and thwarting the “Red menace.” Such talk of wanting “democratic freedoms” for these developing countries is just, to use a psychoanalytic term, a case of reaction formation, or hiding one’s true, not-so-noble motives behind a mask of supposedly benevolent ones. The last thing the imperialists care about is the right of the Third World poor to have freedom and self-determination. One doesn’t achieve such a goal by installing the likes of the Shah or Pinochet.

Imperialism is not just some abstract word we leftists throw around to sound dramatic or to feel self-righteous. It’s a living, breathing menace that destroys the lives and crushes the hopes of millions of people around the world. It is also used by all bourgeois political parties, not just the ‘conservative’ ones. The red and blue in the US do it. Tory and Labour do it in the UK. Tories, Liberals, and the NDP do it in Canada. The Renaissance (En Marche) party and the National Party (or National Front) do it in France. And so on and so on.

Western liberals have to stop thinking that the whole world revolves around themselves and start looking into what happens in these other parts of the world, for our suffering and their suffering are interlinked.

To get back to my ‘history lesson,’ if you will–which of course is far from exhaustive–another example of US imperial meddling in another country’s affairs, one that would ultimately bite Americans in the ass (our suffering and theirs is interlinked, recall), is when Afghanistan was trying to implement socialism with the aid of the Soviet Union. Such things as the promotion of women’s rights were on the agenda…but the American government would never tolerate that agenda.

The Carter administration, with Zbigniew Brzezinski‘s influence, provoked the USSR into invading Afghanistan (as they provoked Russia’s invasion of Ukraine) in the manner I discussed in my analysis of Charlie Wilson’s War. During this proxy war, the Soviet-Afghan War of the 1980s, the US government armed the mujahideen to the teeth. These fighters were fundamentalist Muslims, people who could be called the Islamic equivalent of fascists. Reagan had some of them visit him in the White House. One of the mujahideen was Osama bin Laden. We all know what his involvement eventually led to.

Once the US government had achieved their goal of weakening the Soviet Union through this long war that ended in 1989, Afghanistan was abandoned, since the country was no longer politically useful to US imperialism. The result of this abandoning of the war-torn country to Muslim fundamentalists was the rise of the Taliban, whose ideology was the diametrical opposite of that of the original socialist/feminist plan.

There is a long history of the US government backing a country at first, then abandoning or even being outright hostile to them later. This is true not only of Afghanistan, but also of Iraq during the Iran-Iraq War, when the US backed the latter, giving them (or at least allowing them to acquire) their chemical and biological weapons, and Donald Rumsfeld was recorded on video shaking hands with Saddam Hussein), Panama (Manuel Noriega was a CIA asset for many years until the US government turned on him and invaded his country to apprehend him), and now, Ukraine, to name but a few examples. Recall Kissinger’s words on being friends with the US.

Once the USSR and Soviet Bloc were dissolved and Russia was plunged into economic turmoil in the 1990s, with most Russians never having wanted the Soviet system to end, and majorities of them consistently seeing its end as a bad thing, the Western ruling class no longer feared that their oppression of the working class would lead to a socialist revolution. So it was only a matter of time before NAFTA was signed into law, Welfare was gutted, and the Telecommunications Act of 1996 was enacted, allowing mergers and acquisitions in the media to lead eventually to 90% of the US media to be controlled by six corporations, meaning that most of Americans’ access to information would be controlled by the superrich and narrated by their bourgeois agendas.

By the mid-1990s, the Russians disliked their alcoholic president Yeltsin so much that many tried to vote the Communist Party back into power. But the US, under the Clinton administration, liked their Russian puppet so much that they helped manipulate things during the 1996 Russian election so Yeltsin could be reelected. This interference in that election was openly admitted to at the time…on the cover of Time magazine. The US government likes it when Russia is weak, not when she’s strong, as she would become under Putin–hence his demonization in our media.

The situation has been similar with regard to China, which brought back the market in the mid-1980s under Deng Xiaoping. The Western ruling class was content to have China be their factory, where they could outsource labour and pay for it with much lower wages; but now that China has risen economically and politically enough to challenge the global hegemony of the “rules-based international order,” the Western powers don’t like the country anymore, and in selling them billions of dollars in weapons, the US wants to use Taiwan against mainland China the same way they used Ukraine against Russia, as a stick with which to beat the offending country.

Remember that all the mainstream Western political parties support these aggressive policies, with few exceptions. Once the socialist states had been either dissolved, weakened, or made to revert to the market, the Western imperialists knew they could do anything they wanted to any country, and generally get away with it. This is why these political parties, whether right-wing or “left-wing,” should never be voted for by people who care about the working class and the global poor.

Part of thwarting all those countries that won’t bow to the will of the Western empire is to smear them with propaganda hostile to them. A tried-and-true tactic has been to identify ‘evil, tyrannical dictators,’ and insist on the need to remove them and replace them with ‘democratic’ ones (translation: replace them with leaders willing to cater to imperialist interests).

In recent history, we saw this in the first Iraq War against Saddam. Then it happened in the “humanitarian war” against Slobodan Milosevic in Yugoslavia. Then it happened to Saddam again in the 2000s. Then it happened to Gaddafi, who was, contrary to Western propaganda, actually a benevolent dictator who provided lots of social programs that helped Libyans; the resulting US/French/NATO intervention turned the once-most prosperous nation in Africa into a failed state with an open slave market. Then a protracted “civil war” in Syria destroyed the country and replaced the ‘tyrant’ Bashar al-Assad with an Al Qaeda/ISIS affiliated strongman.

Now, none of this is to say that these scapegoated and toppled heads of state were completely blameless. They don’t have to be, though, for us to be justified in opposing their being overthrown. The point is that it is the citizens of their respective countries who should be allowed to decide for themselves whether or not their leaders should have been removed, and not the empire. Furthermore, whoever is to replace them should be people who represent the genuine interests of the citizens of those countries, not the interests of the empire.

The same judgements apply to Iran, Russia, and China, the current targets of imperial aggression. Again, there are many aspects of the governments of these three countries that I, and many others on the left, find fault with. Such faults, however, do not justify starting wars with them.

A big problem with all the mainstream political parties is that they all, to at least some degree, advocate regime change, or have advocated regime change, in all or almost all of these countries with scapegoated governments. For this reason–as well as the reason I gave at the beginning of this section, that none of these parties do anything substantive about capitalist exploitation of the working class and immiseration of the poor–one should never vote for bourgeois political parties if one wants to see genuine progress for the common people. By now, people should know that capitalism and imperialism are inextricably intertwined.

III: Stop Uncritically Believing the Mainstream Media

I mentioned above how Bill Clinton’s signing of the Telecommunications Act of 1996 into law resulted in mergers and acquisitions in the media that in turn have led to 90% of American media being controlled by six corporations, and that this means that most of Americans’ access to information is being controlled by the wealthy and powerful. This means that the superrich, not representatives of ordinary people, decide what ‘the truth’ is and isn’t for us.

This problem is not limited to American reporting. There is a global network of media sources that reports essentially the same news stores with basically the same–typically pro-US/NATO–slant, just liberal and conservative variations on them, at most (note in this connection that ‘conservative’ and ‘liberal,’ properly understood, are just right-wing infighting). The reason for this bias is that the bourgeoisie all over the world have the same interests, in spite of such things as inter-imperialist conflict: they all want more for themselves and less for everyone else; this is why genuine leftist opinions are marginalized, if they’re even represented at all.

Even more fraudulent is that what is understood to be “left-wing” reporting is actually just liberalism: it caters to the interests of the Democratic Party (AOC, Sanders, Obama, “the Squad,” etc.), the Canadian Liberal Party (Justin Trudeau, as unapologetically avowed a Zionist as Biden is), the British Labour Party (whose Tony Blair, recall, backed George W. Bush in invading Iraq and promoting imperialism and neoliberalism in general), etc. Because of all of this deception, a huge swathe of the Western population doesn’t even know what the left actually represents ideologically. I’ve known people who call themselves “left-wing,” and in the same breath said they were going to vote for Kamala Harris!

The ruling class finds such political ignorance to be extremely useful. Let the masses believe the left is only about identity politics (‘The ascent of Obama and Harris means we have racial equality!…doesn’t it?’), vaguely defined notions of raising taxes (which 1., aren’t generally raised on the rich, and 2., are generally used to fund the military), ‘girlbosses’ (while one ‘girlboss,’ Hillary Clinton and her State Department, helped to oppose a pay raise from going to garment workers in Haiti), and…last, but not least…anti-Trump!

Now, I don’t like Trump any more than the average liberal, but if you’re going to oppose him, do so for the right reasons, not the partisan ones presented by the Democratic Party and the mainstream bourgeois liberal media. There is, of course, an epic catalogue of perfectly legitimate reasons to oppose the Trump agenda, but many of these are ignored by the blue side because, to be blunt, the blue supports them, too (or at least doesn’t have the guts to oppose him on them): the ongoing ethnic cleansing of Palestine, no provision for the poor, banging the war drums against China, etc.

While Trump has obvious fascist tendencies (to put it mildly), his proper place in contemporary politics is as controlled opposition. The American public, and the West in general, are being manipulated by the media into believing that he, the GOP and Musk are the only things wrong with American politics, rather than the entire system as a whole, which I’ve been arguing. The entire system created the conditions that gave rise to Trump, and liberals need to confront this reality.

Though Obama has always been a darling of the media, portrayed as all grace, style, and class, with no scandals, the very object of liberal idolatry, what is given short shrift in the media is how he extended the Patriot Act, bailed out the banks just as Dubya did, enabled mass surveillance of American citizens, drone-bombed many, wrecked Libya (check the links above), enabled the genocide in Yemen, was the Deporter-in-Chief, and had seven countries bombed in 2016.

Conservatives made their own idiotic misrepresentations of Obama in the media, calling him a “socialist” and a “communist,” when in reality he was anything but. Apart from this distortion of the facts about him, it also reinforces the false narrative that the Democrats are “left-wing,” when as I explained above about LBJ, the left-leaning Democrats of the 1960s weren’t even all that left-leaning (which goes double for JFK, during whose administration the failed Bay of Pigs Invasion and Cuban Missile Crisis occurred).

Another thing orchestrated during Obama’s administration was yet another CIA-backed coup d’état in 2014 in Ukraine, which the mainstream bourgeois liberal media has called a ‘spontaneous and peaceful Euromaidan “revolution” by freedom-loving people.’ US neocon fingerprints were all over this catastrophe, the evidence including a recorded phone conversation between Victoria Nuland and US Ambassador to Ukraine, Geoffrey Pyatt, in which they discussed their plans for the future of the country and she infamously said, “Fuck the EU.”

Why did this coup have to happen, for the sake of the neocon imperialist agenda? The democratically-elected Viktor Yanukovych had wanted to make arrangements with Russia to sort out Ukraine’s financial problems without needing to resort to loans from the IMF and thus be saddled with crushing debts and neoliberal policies putting the country in economic chains. Working with Putin’s Russia, of course, is absolutely verboten with the US/NATO empire, so Yanukovych had to go.

And who’s played a huge role in the government replacing that of Yanukovych? Ukrainian neonazi groups, including Svoboda, the Azov Battalion, and other Nazi sympathizers who idolize Stepan Bandera, of whom again the mainstream Western media speaks euphemistically as being mere ‘nationalists.’ Prior to the Russian intervention in Ukraine in late February of 2022, there were liberal media sources that would acknowledge Ukraine’s Nazi problem, though they tried to downplay it as best they could. Since the Russian intervention, though, the Western media has suddenly developed amnesia about the Ukrainian Nazis, and instead engages in denial and dismisses the issue as mere “Russian propaganda.”

Contrary to these denials, though, there has been a consistent strand within a significant minority of the Ukrainian population that has sympathized with fascism, a strand that goes back to around WWII. In the West’s Cold War against communism, the CIA gave aid to anti-Soviet resistance groups in Ukraine, including Bandera’s OUN, as can be seen in Operation Aerodynamic.

To get back to Obama’s sweeping deportations of ‘illegal’ immigrants, a policy continued during the Biden administration, the mainstream media says little of their guilt in the problem, while screaming hysterically when the Trump administrations have been guilty of the evil.

Similarly, when the Biden administration was arming and enabling the Israeli genocide of Gaza, little criticism in the mainstream media was given against the Democrats. When Trump, however, announced that he planned to have the surviving Gazans moved to either Egypt or Jordan so he could transform the devastation of Gaza into a kind of Monaco (also an egregious and outrageous continuation of the ethnic cleansing of the area), only then was the mainstream media in a furor over the plan.

The same can be said of Trump’s repressing of pro-Palestinian protestors: the Biden administration, in various forms, was trying to silence protest of the genocide, too.

The larger hypocrisy surrounding the whole Israel-Palestine problem, however, is in how up in arms the media has been about the Russia-Ukraine War–demonizing Putin for intervening in what, as of 2022, had already been going on for about eight years (more on that later)–while being mostly silent about the war crimes of Netanyahu and the IDF. Recall the warm reception that Netanyahu got in Congress, with only one Democrat, Rashida Tlaib, taking a principled stand against him in the room for the sake of the Palestinians.

What both ‘standing with Ukraine’ and being a Zionist have in common is supporting the interests of the Western empire, whether these supporters are consciously aware of it or not. As a racist, apartheid ethno-state, Israel is a crucial ally to the Western imperialists, as I’ve argued elsewhere, helping them gain a foothold in an area that’s extremely important to them geo-strategically and financially (all that Middle Eastern oil!). Because Israel epitomizes the evil of settler-colonialism (which has already caused devastation to the indigenous peoples of such places as what’s now the US, Canada, Australia, and New Zealand), Israel, to put it bluntly, should not exist. A one-state solution, Palestine–where communities of Jews may live with Muslims and Christians with full equal civil rights–is the only viable one to lead to a lasting peace in the region.

Similarly, a lasting peace in Eastern Europe will come only when the US and NATO stop provoking Russia; one wouldn’t know this, however, from listening to the lies and biased reporting of the Western media on the issue. It’s not the job of the Western media to inform us properly on what’s going on in the world. It’s their job, as mandated by their corporate bosses, in cahoots with the imperialist powers-that-be, to manufacture consent for all these wars, not only to advance the interests of managing the globe-spanning empire, but also to sell weapons so that defence contractors like Boeing, Lockheed-Martin, Raytheon, Northrup Grumman, etc., can keep their profits up. After all, the tendency of the rate of profit to fall necessitates this perpetuating of war for the sake of business.

It’s not that the average American consumer, or any Western consumer, of all this media propaganda is stupid: it’s that the manipulation of emotions has gotten that effective. Media manipulation has reached an amazing level of sophistication. It can toy with the fears, anger, and hopes of ordinary people, often enough reasonably intelligent people, in ways that we should find disturbing. For all of us, intelligent, simple, or everything in between, have emotional weaknesses that the ruling class can exploit with the media they own.

Two of the fundamental psychological defence mechanisms we have that they can take advantage of are projection and splitting. I’ve already mentioned the use of reaction formation to trick us into thinking that our governments’ intention is to spread “freedom and democracy” to countries like the former Soviet ones, Iraq, Libya, Syria, Ukraine, and–in their future schemes–Russia and China. What they’ve actually done is wreck those countries and aggravate the oppression there. By “reaction formation,” recall, I mean the pretense of good intentions to mask evil ones.

Allied with reaction formation is psychological splitting, or black-and-white thinking. The fake good intentions of our ruling classes are the “white,” while the intentions of the governments of the countries targeted by imperialism are the “black.” Note how in this black and white, there is no grey area. Good is essentially all good, and bad is all bad. We’re not given the opportunity to explore moral ambiguity or nuance on either side.

Next, we see where projection comes into the mix. All the “black” of our own Western governments gets projected onto the targeted countries. They’re all the bad guys: we could never possibly be the bad guys. They tyrannize their people, so their governments have to be overthrown. Oh, sure, our governments have their share of problems, but they don’t need to be overthrown–they just need to be ‘reformed.’ It doesn’t even occur to us that the governments of the other countries just need reforms to fix what’s actually wrong with them.

Part of the appeal of splitting and projection of our problems onto those other countries is our own collective narcissism, as well as xenophobia towards all those…strange…countries that we actually just don’t know much about. Part of our susceptibility to splitting and projection is in how these defence mechanisms are among our most primitive and infantile emotions.

Melanie Klein noticed how babies of around four to six months old engage in what she called the paranoid-schizoid position–“paranoid,” because of the persecutory anxiety one feels towards those (the mother who frustrates her baby by not, for example, providing milk or other forms of care when the baby wants it) whom we split off as bad, fearing they’ll retaliate; and “schizoid,” referring to the spitting into absolute good and bad, this latter being projected onto the ‘bad’ one.

The paranoid-schizoid position (PS) doesn’t end in infancy, though: it returns again and again, from time to time, throughout one’s life, as does its opposite, the depressive position (D). As Wilfred Bion would put it in his shorthand, we oscillate between the two positions throughout life like this: PS <–> D.

Now, when we apply Kleinian psychoanalysis to our current political situation, in which what is wrong with our Western governments is split off and projected onto countries like Russia, China, Iran, etc., to realize that there’s a mix of good and bad in both Western and Eastern governments (just as a baby soon realizes that its mother is also a mix of good and bad) is a truly depressive position to take.

The West in modern history has always looked for enemies in other parts of the world to scapegoat and project onto: in the 20th century, the enemy was communism; in the 2000s, it was Islamic terrorism; by the 2010s, leaders like Gaddafi and Assad were fingered, while the propaganda against Putin was building; and now, all eyes are on China. This has all gone on while neoliberal capitalism has been tightening its grip on our necks, enabled by both conservative and liberal political parties in the West. It is depressing to realize how depraved the corruption is in our own countries, and how much we must focus on that, rather than what’s going on elsewhere.

Let’s look at what the Biden administration did, and what liberals consider an ‘acceptable’ alternative to Trump. He did little, if anything, significant in terms of improving the American healthcare system, and this is when the pandemic was killing off so many. Instead of using taxpayer money to help the American poor, billions were pumped into providing weapons to Ukraine to fight an unwinnable war with a country armed to the teeth with thousands of nuclear weapons, risking WWIII. Worst of all, his administration also sent millions of dollars worth of weapons to Israel to aid it in its genocide and ethnic cleansing of Palestinians.

We can’t just blame this on one man’s ineptitude. In his mounting dementia, Biden probably didn’t do much more than just sign the paperwork and approve the decisions that those working with him (Harris, Blinken, etc.) made. How much worse does the Democratic Party have to get (nuclear brinksmanship, genocide, widening the gap between the rich and the poor, etc.) before liberals finally face the truth that they aren’t even a “lesser evil” than Trump? The entire system is the problem.

Now, as far as Putin is concerned, he is far from being my political ideal. He’s a bourgeois reactionary politician with obvious authoritarian tendencies, and I disapprove of his conservative stance on LGBT issues. That said, though, people need to grow up and stop seeing him as some kind of comic book villain. He doesn’t have horns or hooves. The Western media has been saturated with scary images and narratives about how ‘evil’ he is and that he wants to build an empire out of Eastern Europe. There is no proof of such ambitions. The annexation of Crimea was supported in a referendum by the great majority of people living there, ethnic Russians who know better than to live in a country with Russophobic Nazis in its government and military. I don’t care that the Western media dismissed the referendum results as ‘illegitimate.’ I’ll believe the Russians before I believe US/NATO propaganda any day, and here’s why:

IV: The Ukraine Debacle

Recall earlier what I said about projection. It applies perfectly to this situation about Putin’s seeming ambitions over dominating Europe, and the way some people idiotically call him “Putler.” It is the US that has had territorial ambitions over Europe, and NATO is used for this purpose, for NATO is an extension of US imperialism.

NATO was originally formed in 1949 as a reaction to the rise of the Soviet Bloc after the end of WWII. When the USSR and the Soviet Bloc had dissolved by the early 1990s, one would have thought that NATO wouldn’t be needed anymore.

But here we are now, with more NATO than ever.

It must be emphasized that NATO was never a friend to Russia, so expanding the alliance closer and closer to Russia’s borders was not going to go over well, and those pushing for NATO’s enlargement would have known Russia’s objections to it better than anyone…but they still pushed for it, which should tell you something about their real motives.

The US, though not formally called an empire, is the real empire of the world, with hundreds of military bases in countries spanning the globe, including many all over Europe, which were put there at the end of WWII. The Marshall Plan further cemented Europe’s economic dependence on the US, as well as the European capitalists’ fears of Soviet revolutions on the continent.

An example of European subservience to the US can be seen in their timid reaction to the Nordstream pipeline bombing, an act of eco-terrorism that was so obviously the result of scheming in the US government (with help from Norway) that Biden and Nuland practically confessed their guilt. Seymour Hersh did so thorough an investigation of what happened that he detailed exactly how the sabotage was carried out. The motive? to get Germany to stop buying Russian oil and instead buy the more expensive American oil. Barely a peep of complaint against the US was made by those in power in Europe, so in the thrall of US hegemony are they; Hersh’s article, of course, has been dismissed, or at least doubted, by the mainstream media.

But to get back to Russia, NATO, and Ukraine, our story really begins back at the time of the reunification of Germany. Gorbachev was promised by the Americans that the absorption of all of Germany into NATO would result in the Western alliance not moving “one inch” eastward. This wasn’t just a promise that would later be broken. It was an outright lie.

In the late 1990s, that move eastward would begin with the inclusion of the Czech Republic, Poland, and Hungary; Russia was already making their displeasure with this enlargement known. Russia was particularly upset when, in 2004, the three Baltic States–Estonia, Latvia, and Lithuania–joined NATO; they were originally part of the Soviet Union, and thus once part of the Warsaw Pact. NATO was creeping closer and closer to Russia’s borders.

Things really came to a head by the late 2000s, when the Bush administration pushed for the inclusion of Ukraine and Georgia in NATO, two countries right on Russia’s border, and thus a red line for Putin.

All of these provocations, combined with the 2014 coup in Ukraine that I discussed above in Part III, give us the needed historical context in which to understand why Russia invaded the country in late February of 2022. The invasion didn’t happen because ‘Putin bad, Putin bad.’ It didn’t happen because Putin has imperialist ambitions to take over Europe. Indeed, though there are some ulterior motives behind the Russian invasion–those of the mundane capitalist sort involving the taking of Ukraine’s natural resources–such an imperialism, if it can even be called that, is minuscule in comparison to that of the US and NATO.

No–the real, essential reason for the Russian intervention is what happened during the years between the 2014 coup and the 2022 intervention. The Nazis, who since the coup became a part of the Ukrainian government and military, hate the ethnic Russians of the eastern Donbass region of Ukraine, and they enacted discriminatory legislation against those Russians, including banning their right to use their language. Naturally, those Russians rebelled against the Nazis’ bigotry, and a civil war began.

The Donbass Russians tried to establish autonomy, similar to the breaking-away of Crimea. The Ukrainian Nazis responded with an eight-year attempt at ethnic cleansing, resulting in turn with the killing of thousands of ethnic Russians in eastern Ukraine. These provocations and atrocities are what distinguish Ukrainian fascism from that of other countries, including even Russia. Was Putin just supposed to sit back and let this killing go on undeterred?

Note that eight years of that civil war went on before he sent his troops in. In the meantime, he acted in good faith with European leaders to work out a peace agreement, the Minsk Accords. During this time, those on the other side of the bargaining table were actually buying time so that a sufficient number of weapons could be sent to Ukraine…including the Javelins that Trump sent!…so the Ukrainians could be ready for war. If it had really been Putin’s intention to invade just for the sake of invading, why wait eight years to do so? Why not go in much sooner, before Ukraine got all the weapons?

It was the US and NATO who wanted this war, not Russia. Because a direct war between Russia and the US/NATO would have meant WWIII and possible nuclear annihilation, even the psychopaths leading the Western governments didn’t want that, so they opted for a proxy war instead, getting the Ukrainians to do their dirty work for them…just as they’d used the mujahideen to bleed the Soviet Union dry in the 1980s, and for the exact same reason.

To understand what’s really going on in the world, one must see it from a global perspective, not just from that of our local area. It is a reality we learn from history that all empires rise and fall: Persia, Ancient Greece, Rome, the Ottoman Empire, Britain, and now, the American empire. The US has been losing a number of wars over the past several decades, two of the prominent ones being Vietnam and, recently, Afghanistan. De-dollarization has played a role, too.

As the US empire is falling, new powers are rising, including Russia and China. The psychopathic leaders of the Western governments will never accept this supplanting of their global hegemony (such a refusal to accept it is implied in the existence of PNAC). This changing global reality, the emergence of BRICS to create a new, multipolar world order, is the real reason for all of this hostility in the media against Russia and China.

Hence, the caricaturing of Putin and Xi Jinping as evil schemers bent on world domination–a projection of that same lust for power that our own Western heads of state have. It’s painful to face the fact that it’s our own leaders in the West who are the bad guys, but it’s a fact that we must face.

A number of Western political pundits have been warning for years that a provocation of war between Russia and Ukraine would not end well. These pundits include John Mearsheimer and Jeffrey Sachs: these two men are Americans, and their opposition to the US/NATO agenda, blaming it for having caused the war, is not “Russian propaganda.” It’s basic common sense. We have seen in recent months (as of this article’s publication) how Mearsheimer’s prediction that Ukraine would “get wrecked” has come all too true.

Now, agreeing with Trump that an end to this war should be sought is not the same as viewing him as a ‘good guy.’ Ending this war is a no-brainer: even an asshole like Trump can see that. Him wanting peace, in and of itself, is a case of broken clocks being right twice a day. To use another clarifying metaphor, Trump’s wish to end the Russia/Ukraine war is a small island of good in an ocean of all the evil things his administration is doing. I assume you already know what many, if not most, of what those evil things are, Dear Reader, so I won’t enumerate them here.

As for Trump’s agenda on Ukraine, though, I feel I should point out a number of the bad things here. His removal of military aid to the country to end the war is not, of course, out of compassion for the suffering Ukrainians; he’s being tight with money, just as he is with making the other NATO members pay ‘their share’ into NATO, or with allowing Musk to cut funding to many American government programs. It’s all part of the whole neoliberal culture of cutting spending, regardless of whether people need that spending or not, that has been plaguing the US and the rest of the world since the Reagan and Thatcher years.

Added to this problem is the fact that Trump wants Ukraine to give the US its rare earth minerals as ‘compensation’ for all the military aid the Biden administration gave to the war-torn country. This is tantamount to a colonizing of Ukraine, imperialistically stealing its natural resources for the profit of the US. The US covets these resources so they can be used for producing electronics, including smartphones, batteries, and electric cars; it also covets them because China has so many of its own rare earth minerals.

So what we see here is yet another example of the American empire in its toxic relationship of ‘idealize, devalue, discard’ in its attitude towards other countries. Ukraine was useful to the US for a time, hence the idolizing of Zelenskyy as a ‘hero’–indeed, provoking Russia with this war has meant that Russia was too busy to continue helping Syria, and now that Assad has been overthrown, replaced with Jolani and his band of murderers killing such groups as Alawites in a new genocide, and Israel is free to capture a big chunk of Syrian land–but now that Ukraine is no longer useful to imperialist interests, the US no longer feels a need to “stand with Ukraine,” and we’ve seen how Zelenskyy has been tossed aside.

So with Ukraine now abandoned, as have so many other puppet states, reminding us of Kissinger’s words about the lethality of friendship with the US, the GOP under Trump can focus on the war that they feel is the urgent one: the coming war on China. As I said above, the US/NATO empire cannot bear to let any other country rise above it, and China’s miraculous rise from the once ‘sick man of Asia’ to an economy to rival that of the US simply cannot be tolerated, hence the Western media’s demonizing of Xi Jinping no less than Putin.

Now, part of Trump’s plan has been to make a deal with Russia so it will team up with the US against China. This is idiotic wishful thinking on Trump’s part. Say what you like against Putin–he isn’t a stupid man, though. After the US has fucked over Russia so many times over the decades, why would Putin trust Russia’s sworn enemy? Speaking of enemies, though…

V: China is Not the West’s Enemy

To be frank, I find a lot to criticize about ‘socialism with Chinese characteristics.’ While I can understand China’s need to bring back the market in order to build up the country’s productive forces, the country’s economic rise has demonstrated that it is ready now to return, in some sense, at least, to its MLM roots. Though the lifting of millions of Chinese out of extreme poverty is both commendable and impressive, and the punishing of Chinese billionaires by the government for fraudulent actions and corruption is a sign that the will of the people is being acknowledged, the very continuing existence of billionaires in the country, a socialist state, with extreme wealth inequality, still sticks in my gut.

That all said, though, the last thing we need is for China to be yet another target for regime change, especially by the American empire. The CPC being the CPC (as opposed to the GOP or the DNC), can be reformed to make the changes I wish to see in the country; its government doesn’t need to be overthrown, as do those of…certain other countries. As with Russia, any changes to be made in the political system of China are to be decided by the locals themselves, not by Western imperialists.

Now that the American empire is turning its gaze away from Russia and Ukraine (having wrecked the latter), it is now aiming its predatory instincts on China. The propaganda machine is going to say that China means to invade Taiwan, so the West must intervene to save the island I live on. Bullshit.

As I said above, the real issue that the US imperialists are worried about is the rise of China as a new global power. Such a rise will compromise American hegemony and preeminence, and the US ruling class cannot tolerate such a sharing of prestige.

Of course, there is the idea that the US and China could simply learn how to cooperate and make business deals that would be mutually beneficial for everyone; but there’s always this mentality that the American political right has to be better than everyone else, they have to compete instead of cooperate, and so a partnership with China is out of the question. Hence, Trump’s tariffs and trade wars, and all the needless destructiveness, price rises, and other problems these will cause.

One thing that particularly upsets the American ruling class is the possibility that China will take control of, and capitalize on, TSMC in Taiwan. This is why a new TSMC foundry is being built in Arizona. It will take a very long time before this new American branch can be brought up to speed so it can be on a level comparable to the Taiwanese foundry, so they can’t outright replace the original any time soon.

Still, there has been contemplation, if a war between China and the US over Taiwan breaks out, of the idea of the US destroying the Taiwanese TSMC so that China can’t take advantage of it at the expense of the US. Such a move on the part of the US would be foolish in the extreme, given how important the Taiwanese foundry is to the world economy and the making of so much of our tech; but the psychopaths in the Western governments are just that desperate to thwart China’s rise.

Regardless of whether or not the US is planning to destroy the Taiwanese TSMC, still, a war with China would still be an utterly insane thing to do. Not only would it be needless–contrary to all the propaganda, China has no desire to invade Taiwan; they want a peaceful reunification with the island, which most countries worldwide have acknowledged as already being a province of China, and they have been amazingly patient about waiting for this reunification, meaning to use military force only as a last resort–it would also be terribly destructive to the world economy, and with China’s hundreds of nuclear weapons, there’s once again the risk of nuclear war, just as there is with hostility to Russia.

As a resident of Taiwan, I naturally want to prevent my home from turning into a war zone. It’s so easy for Westerners to sit at their computers and phones in the safety of their homes there, putting up Ukrainian, or, in this case, Taiwanese flags on their online profile pages, saying “I stand with (either place),” yet they won’t be in the places where the fighting and bombing is going on. I, on the other hand, will be in one of those places.

The fear that foreign forces, be they communists, Islamic terrorists, Russians, Chinese, etc., are trying to come in and destroy the US is not only a right-wing idea, but it’s also another example of projection. As I’ve tried to demonstrate with my many, but far from complete, examples is that it’s the US imperialists and their NATO lackeys who have been going into other countries, interfering with their political processes either through manipulating the vote (Russia, 1996–showing the hypocrisy of the thoroughly debunked ‘Russiagate’ conspiracy theory) or through coups d’état, and bombing and destabilizing them. American conservatives and liberals have to start recognizing their hypocrisy when they imagine others trying to destroy them, while turning the other way when their own leaders destroy other lands, like Syria, Gaza, Libya, Yemen, etc.

And while I have no love for Trump whatsoever, I can also see the idea of him being pals with Putin as yet another wish to project American-born evil out of the US and put it in Russia. Trump’s bigotry and insensitivity to the needs of marginalized people and to those of the Earth are clearly a result of his having been raised in, and receiving the enculturation of, American capitalism. Putin didn’t need to teach Trump any new vices. Trump is no aberration in a country founded on black slavery and the genocide of the Native Americans. He personifies the culmination of centuries of these vices. Trump is the naked empire, as opposed to the clothed Democrats–smooth, glib talkers like Obama. Trump isn’t the entire problem or even the bulk of the problem–the system as a whole is.

VI: Conclusion–What is to be Done?

When we begin to understand that the problem is not this personality vs that one (e.g., Trump vs Biden, or Trump vs Sanders), nor is it this political party vs that one (GOP vs DNC, Tory vs Labour, Conservatives, Liberals, or NDP, etc.), and we realize instead that it’s the entire capitalist/imperialist system that is the problem, then we can orient our thinking towards a real, meaningful solution. Part of that orientation is understanding that voting doesn’t work.

To paraphrase what George Carlin once said, the politicians aren’t worth thinking about because the only reason they’re there is to create the illusion that voters actually have a choice in the direction their government is going…they don’t. They have owners–the capitalist class, who own the politicians, the media (conservative and liberal), the police, the banks, etc.

Multinational investment companies, or “shadow banks,” like BlackRock, Vanguard, State Street, etc., own trillions of dollars each and invest in everything from weapons-making companies to the media to pharmaceuticals to our food. They control just about everything. Do you really think they’re going to allow you to vote in someone who will tax them out of their wealth?

And these considerations bring me to my next point, which I’m sure will be a sensitive one as far as the liberal supporters of Bernie Sanders are concerned. We all know how passionate he is in his denunciations of Trump, Musk, and the rest of the American oligarchy. He has done some good in galvanizing the masses, so I’ll give credit where credit is due.

Still, where Sanders could be a start for many of the left-leaning liberal persuasion, he cannot be the end. He is weak on US foreign policy, he supports Zionism, and he backs a number of, if not most or all of, the establishment policies I critiqued above. To make real, substantive changes in American domestic and foreign policy, and to take down the oligarchs in a way that all his fiery rhetoric against them cannot even come close to doing, liberals must go beyond Bernie Sanders: this article explains why in minute detail, far beyond the scope of my blog post.

What is needed is not another fiery speaker who just denounces Trump, Musk, and the GOP in general, then leads the masses by the nose and at the last minute drops out of the race and tells his followers to go behind the next Democratic corporate whore. Sanders has done this twice already, as I mentioned above, with the awful Hillary Clinton, then with Biden, the worst president the US has had so far (though, to be fair, in Trump’s first few weeks, he has already worked hard to out-worse Biden’s worst, but still…). Sanders is the sheepdog of the US left, and liberals need to face this fact if change is really what they want. He’s betrayed us before; he’ll do it again.

Even if…par miracle!…Sanders, AOC, Jill Stein, or anyone like that got voted in, someone like that in the US, or their equivalents in any of the other countries of the Anglo/American/Western world, there is simply no way that the oligarchs would allow them to legislate them out of their wealth. Nobody knows this reality better than the left-leaning politicians themselves, who are so enmeshed in the corruption of the system. The rhetoric of someone like Sanders is there to raise people’s hope, then in the end, to let us all down.

What the people need to do instead is to start a grassroots political movement, one outside of the corrupt establishment completely. First, we educate, agitate, and organize. Build up the unions. Do a few general strikes. The ultimate goal, however, is not to have a political party to vote for, since as I said above, voting won’t stop the oligarchs by even the weight of an atom.

The political party must prepare for revolution.

Revolution is not voting. It’s not “working within the system.” It isn’t “reforming” the system. It isn’t a dinner party. Revolution is doing something I don’t dare say on FB for fear of enduring the annoyance of FB jail.

Revolution means overthrowing our governments.

I’ve never once said that this would be easy. With militarized police and AI-enhanced surveillance, accomplishing such a feat will be desperately hard.

But there is no other way.

In my heart, I don’t like violence any more than the next person; but it isn’t a matter of liking violence–it’s simply the only way to end our oppression. If we try to keep alive the fruitless hope of voting for the liberal parties again and foolishly thinking we can nudge them to the left by even a millimetre, we’ll only be enabling them, conservative or liberal, to move even further in the direction of fascism.

Young, able-bodied people are going to have to fight this fight. As for people like me, in our mid-50s, we’ll have to pull a Ben Kenobi here: “I’m getting too old for this sort of thing.” The young must go to the gym–work out, lift weights–and get training in the use of weapons and guerrilla tactics. I wish it hadn’t come to this, but it has. They must do this because the right-wing, fascist sympathizers have already been doing this for years, and our side must be ready for them.

Whatever we do, we can no longer afford to fool ourselves with thinking that only the conservatives are the problem (e.g., replace Trump and Musk with another Democrat, and we’ll build from there). The system is the problem. If we want our world to avoid ecological and societal collapse, and avoid nuclear war, the entire global system must be overthrown as soon as possible.

This isn’t about dreaming of a lofty, impossible-to-attain utopia. It’s about our basic survival. Either the system dies, or we die.

Analysis of ‘Life of Pi’

I: Introduction

Life of Pi is a 2001 philosophical novel written by Yann Martel. Issues of spirituality and metaphysics are explored from an early age by the titular character and protagonist, Piscine Molitor “Pi” Patel, an Indian boy from Pondicherry who recognizes divine truth in all religions, focusing particularly on his Hindu faith, Christianity, and Islam.

The novel has sold more than ten million copies worldwide, after having been rejected by at least five London publishing houses, then accepted by Knopf Canada. Martel won the Man Booker Prize in 2002, among other literature awards. Ang Lee made a movie adaptation in 2012, with Suraj Sharma as Pi when a teen.

Here is a link to quotes from the book.

The story is understood to be one that will make the reader “believe in God,” as a local Indian told Martel at the Indian Coffee House on Nehru Street in Pondicherry, a small territory south of Madras on the coast of Tamil Nadu (pages xii-xiii). By the time I finished reading the novel, though, I found myself with even less reason to believe in God than when I’d started. In any case, Martel found Pi, the man who would tell him this story, back in Canada, in Toronto (page xv).

This opening information is found in the “Author’s Note,” which ends with Martel making a plea to support our artists, without whom we’ll lose imagination in favour of “crude reality,” we’ll believe in nothing, and we’ll have “worthless dreams.” This idea ties in with the notion of belief in God as preferable to atheism. Artists make things up, including mythical tales (see my Tanah chapters for examples), for these come from our imagination.

I’m convinced that Pi has made up the whole story of surviving on a lifeboat with animals, as preferred to the crude reality of being on the boat with his mother, the cook, and the Taiwanese sailor. Imagination and religious belief are our escapes from the horrors of reality, which make us believe in nothing and give us worthless dreams.

This preference of theism over atheism is linked to the philosophy of absurdism, in which we insist on giving life an artificial meaning in spite of life’s obvious, ongoing lack of it. I explored this idea in The Old Man and the Sea. In my analysis of Hemingway‘s novella, I read Santiago’s ultimately failed attempt at bringing a huge marlin ashore as an allegory of man’s ever-failing attempt to bring meaning to life. The opium of religion attempts the same thing for us. We must imagine Sisyphus happy, but how can he be?

Bear in mind, Dear Reader, that I am no better when it comes to maintaining such illusions. I plead guilty as charged when it comes to constructing comforting illusions in my posts on The Three Unities, Beyond the Pairs of Opposites, The Unity of Space, Synchronicity and September 11th, etc. I, too, have tried to make meaning in a meaningless universe, for such is the absurdity of the human condition.

II: Part One–Toronto and Pondicherry

Now begins the narrative from Pi’s own perspective. A key thing to understand about first-person narrators is that they generally tend to be unreliable. Someone who claims to have survived on a lifeboat with a Bengal tiger for months in the middle of the Pacific Ocean? We may like the story of the animals on the lifeboat better than that of him with the cook, Pi’s mother, and the Taiwanese sailor…but that doesn’t make the former story true.

Pi begins by saying that his suffering left him “sad and gloomy,” and a combination of his studies and religion “slowly brought [him] back to life” (page 3). The trauma he experienced on the lifeboat–the cook’s amputation of the leg of the injured sailor, who dies soon after and whose body is sliced into pieces for fish bait, then some pieces eaten by the cook, who later kill’s Pi’s mother before the boy’s eyes, then Pi avenges her by killing the cook and eating his body–is unbearable. This is why religion is so important to Pi. He’s begging God for forgiveness…in all religious traditions, just to be sure. As a murderer and a cannibal, he needs redemption, salvation.

How much he was interested in religion as a child we cannot know for sure, since so much of his narration is coloured with the emotional effect of the ordeal he suffered on the lifeboat. We must keep this reality in mind as we go through his narrative, for properly understood, his autobiography is presented as a myth, which in turn is a fanciful distortion of actual events. The “life of Pi” may be an entertaining story, but it is by no means reliable.

He says that “death sticks so closely to life” because of envy, jealousy, and that death is in love with life (pages 6 and 7). I’m reminded of Blake‘s line, “Eternity is in love with the productions of time.” I suspect that Pi, in his university studies, has learned the Blake quote; he’s replaced “the productions of time” with life, and “Eternity” (i.e., God) with death, which I read as a Freudian slip, revealing his true, unconscious feelings about the nature of the divine.

He was named after a swimming pool–Piscine Molitor (page 9), because Mamaji–a good friend of Pi’s family, and whom he saw as an uncle–was a champion competitive swimmer who found the Piscine Molitor to be the most glorious of all swimming pools (page 14).

The learning and practice of swimming, “doing a stroke with increasing ease and speed, over and over,” leads to a state of hypnosis, with the water coning to a state of “liquid light.” (page 12). The association here of swimming with hypnosis, a meditative state of trance, suggests the association of water with the divine, the infinite ocean of Brahman.

Such associations lead to an important point about what the protagonist’s name means symbolically. He’s been named after a swimming pool, a small enclosure of water; he’ll later be surrounded in the water of the Pacific Ocean, in the Mariana Trench, a seemingly infinite vastness of water. The swimming pool in the ocean is like Atman at one with Brahman; Piscine in the Pacific. He won’t experience nirvana there, though.

The trauma he experiences there is so overwhelming that he, as I explained above, uses religion to help him restore a sense of mental stability. And as I’ve argued in a number of other posts, the mystical experience is not one of sentimentality, all sunshine and rainbows: heaven and hell, nirvana and samsara, sin and sainthood, are in dialectical proximity, where the head of the ouroboros (heaven) bites its tail (hell). Such an extremity is what Pi experiences out there in his lifeboat with the tiger.

Since Pi grew up in a family with a father who owned a zoo in Pondicherry, he has a perspective on animals in captivity that differs from many of us who deplore the sight of caged animals. He sees zoo animals as much happier than those out in the wild (pages 20-25), and he gives a persuasive argument for this position. Animals in the wild, to him, are like the homeless. Zoos guarantee animals food, and give them security, safety, and a sense of routine and structure.

All I know is what I once saw in a zoo not too far a drive from my city of residence in East Asia back in 1996: a huge gorilla in a cage in which it barely had room to roam around. All one had to do was look at its face to see how terribly unhappy it was. Its whole life was sitting there, being stared at by people. That it would come around regularly and bang on the bars was a clear sign that it wanted out. I’m not saying all, or even most, zoos are this insensitive to animals’ emotional needs (I hope not!), but clearly some have been this way, and that’s already too many.

In any case, for Pi, zoos provide the same service for animals that religions provide for man: in their limiting of freedom, they provide structure and safety (or so religions promise, at least). For many of us, though, that limiting of freedom, as for that gorilla I saw in that cage, is a problem in itself not to be trivialized. Pi’s preference of structure and security over the unpredictable wildness of freedom is the kind of thing Erich Fromm wrote about in Escape from Freedom: individual freedom can cause fear, anxiety, and alienation, whereas relinquishing freedom and embracing authoritarianism in such forms as religion can provide feelings of security.

After experiencing the tohu-wa-bohu, if you will, of months on the Pacific Ocean, Pi is starving not just for food, but for structure. The formless void that the ocean represents is, psychologically speaking, Lacan‘s notion of The Real, a state of affairs that cannot be verbalized or symbolized, because its content cannot be differentiated–hence its traumatic quality.

Religion is what has restored a sense of structure to Pi’s life, thus delivering him from psychological fragmentation and a psychotic break from reality. The God delusion has saved him from just plain delusion.

There’s an element of narcissism in the pious, despite their professed humility. In being members of ‘the one, true faith,’ of the elect, they imagine themselves to be part of an elite, morally superior group of people, regardless of how their grace may be from faith and not from good works, or if they see themselves as just submitting to God’s will. For Pi, this pious narcissism is just his defence against fragmentation.

His religious narcissism expresses itself in his identifying of himself with the divine. I’ve already mentioned how, as “Piscine,” the human swimming pool floating in an ocean of Brahman, he as Atman is united with the pantheistic Ultimate Reality. In Chapter 5, he discusses various annoyances he’s had with his name; on one occasion during his university days, he’d rather not tell the pizza delivery people his name on the phone, so instead he refers to himself as, “I am who I am.” (page 26)

In discussing changes made to his name, Pi compares his situation with characters in the New Testament: Simon to Peter, Saul to Paul, etc. This is again Pi’s narcissism in comparing himself to the great religious men of history.

Now, narcissism doesn’t come without narcissistic injury. As a child, Pi had to endure endless taunts about his name from his classmates, mispronouncing his name on purpose as “Pissing Patel!” (page 26) He compares this experience of schoolyard bullying with Christ’s Passion: one of his tormentors is a “Roman soldier,” and he goes into class “wearing [his] crown of thorns.” (page 27)

When it comes to this bullying over his name, Pi doesn’t limit the comparisons of religious persecution to Christian ones. He also speaks of “feeling like the persecuted prophet Muhammad in Medina, peace be upon him.” (page 28)

As a solution to this problem with his name, Piscine presents an abbreviation of his name to his class on the first day of the new school year; to add to the distraction away from “Pissing,” he discusses some basic geometry–3.14, which is known as both a transcendental number and an irrational one.

So his name, as representative of Atman, has gone through the Hegelian dialectic: pristine Piscine, the water of a beautiful, spotless swimming pool (thesis); Pissing, a filthy liquid (antithesis); and Pi, a transcendental/irrational number (synthesis). We’re not concerned here with the strictly mathematical denotations of “transcendental” and “irrational” numbers, but rather with the connotations of these two words and how they relate to the symbolism and philosophy behind the novel.

The decimal representation of π never ends, giving it the association of infinity that ties in with the divine connotations of Pi’s name, as does, of course, the connotations of “transcendental.” As a number that cannot be expressed exactly in normal, verbal communication, π is associated in the novel with the notion of the ineffability of the divine. Small wonder Piscine prefers this short form of his name.

“Irrational,” of course, also implies the absurdity of Pi’s attempts to attribute divinity to himself, and to attribute meaning to the chaos of his life.

At one point in his youth, Pi had a biology teacher named Mr. Satish Kumar, an active communist and avowed atheist (page 33). Young Pi is shocked to hear Kumar say, “Religion is darkness.” In Pi’s opinion, “Religion is light.” (page 35)

When Kumar was Pi’s age, he was “racked with polio.” He wondered, Where is God? In the end, it was medicine that saved him, not God (page 36). In Kumar’s opinion, justice and peace will come to the Earth when the workers “take hold of the means of production“, not when God intervenes in human affairs (page 37).

Though he sharply disagrees with Kumar, Pi respects him. Pi thinks well of both theists and atheists, but as far as agnostics are concerned, doubt should be entertained only temporarily. One should ultimately commit oneself to belief either in God or in no God (page 37).

How does one resolve this contradiction between Pi’s accepting of both belief and unbelief? Imagine how Pi must have felt on that lifeboat, hungry for months, having seen his mother murdered before his very eyes, then killing her murderer and having to resort to cannibalism to relieve his hunger. He had to have been asking himself, Where is God? He can empathize with the feelings of this atheist…though I believe the real reconciliation is deep in Pi’s unconscious.

As Pi goes on telling his story to Martel, “At times he gets agitated.” (page 56) It seems as though he’ll want to stop talking about his life, though he still does want to tell his story. I believe his conflict stems from the same place as his contradictory feelings about God, which I’ll get into later.

Pi speaks about his first religion, which of course is the Hindu faith of his upbringing. It’s an early “exaltation, no bigger than a mustard seed” (page 63)–in Pi’s mind, there’s a fusion of Hinduism and Christianity. To him, the relation between Brahman and Atman is like that of the three persons of the Trinity–a mysterious one (page 65).

Later, Pi picks up on Catholicism (Chapter 17), then Islam (Chapter 18). After this, he meets a Muslim named, of all names, Satish Kumar (page 82), the exact same name as the communist atheist. I suspect this is an example of Pi being an unreliable narrator, fabricating two people of the exact same name, but of opposing views on religion, as a personification of his own inner, unconscious conflicts about his own spirituality.

Pi loves both Kumars, as opposing as their beliefs are. He refers to them as if they’re indistinguishable from each other (pages 111-112). As for agnostics, though, Pi says they are “beholden to dry, yeastiness factuality.” (page 85) In his opinion, agnostics “lack imagination and miss the better story.” Consider, in this connection, the hell of doubt Pi went through on that lifeboat over that period of months; it was much longer than temporary doubt.

Recall that in Life of Pi, “the better story” is the one with the animals on the lifeboat, the mythical account suggestive of the existence of divinity, which, in spite of how fanciful it may be, is better than believing the horrible story about his mother, the cook, and the sailor. To be “the reincarnation of Sri Ramakrishna” (i.e., embracing not just Hindu traditions, but also Christianity and Islam), or being an atheist, is better than being an agnostic, forever in doubt.

Pi can hardly remember what his mother looked like (pages 116-117)–his repressed memory of her lessens the pain of having watched her murdered. Here lies the real reconciliation of his acceptance of firm belief vs firm unbelief: his insistence on believing in and loving God is really a reaction formation against his unconscious hatred of a God that abandoned him and his mother in the middle of the Pacific Ocean, where we must go now.

Memory is an ocean and [Pi] bobs on its surface.” (page 56)

III: Part Two–The Pacific Ocean

The Noah’s ark symbolism of the part of this novel dealing with a ship at sea with animals in it is so obvious that one shouldn’t need to mention it. There are, however, crucial differences between the Biblical narrative and the Life of Pi account that ought to be mentioned.

God preserves Noah’s family and all of the animals in the ark throughout the rainy days and nights of the Great Flood. Everyone and every animal aboard the sinking Tsimtsum dies (to our knowledge, at least),…and only Pi is escaped alone to tell thee. The ark rests on the mountains of Ararat; the Tsimtsum sits at the bottom of the Pacific Ocean, in the Mariana Trench. In this latter catastrophe, one must ask: Where is God?

Remember that according to the original story, the lifeboat animals are Pi’s mother (Orange Juice, the orangutan), the cook (the hyena), the Taiwanese sailor with the broken leg (the similarly injured zebra), and Pi himself (Richard Parker, the tiger). So Pi is really the only living thing that survived.

When we say that the tiger represents Pi, we actually mean the animal represents what Jung would have called the Shadow, that part of one’s personality that one rejects and wishes didn’t exist, so it is repressed and split off. This splitting-off is seen in how Pi isn’t replaced with a tiger: he’s still in the mythical narrative, unlike his mother, the cook and the sailor. The tiger’s human name is understood to be the result of a clerical error (Chapter 48)–his capturer’s name was switched with his actual name, “Thirsty”–but giving him this odd name reinforces the idea that the tiger actually represents a human being…Pi. Pi, in a lifeboat surrounded by undrinkable salt water, is the truly thirsty one, and not just for water…for salvation.

The repression of Pi’s Shadow is represented in part by the tiger’s being kept under the boat’s tarpaulin, but repression, properly understood, isn’t about pushing unacceptable, anxiety-causing feelings down into some kind of dark, mental dungeon where they hide and are unseen. The repressed returns to consciousness, but in a new, unrecognizable form–it hides in plain sight. For this reason, psychoanalysts use the term unconscious, and not the pop psychology term, ‘subconscious.’ The repressed isn’t beneath consciousness; it’s unknown, without consciousness.

By a clever mental trick, Pi has made himself forget that his mother, the cook, and the sailor were on the lifeboat with him…and he forgets his latent murderous, cannibalistic impulses. To use Lacanian language, Pi has practiced a repression of a configuration of signifiers, replacing them with signifiers of animals. As we can observe, the objects of his repression are right there in the lifeboat with him, hiding in plain sight.

He describes “Orange Juice,” the orangutan mother of two males, as arriving to the lifeboat “floating on an island of bananas…as lovely as the Virgin Mary” (pages 146-147). He calls her “Oh blessed Great Mother, Pondicherry fertility goddess…” etc. Why, naturally he will speak of her that way. This is his actual mother, of two males…himself and his brother, Ravi.

Speaking of Ravi, later on, Pi imagines his brother teasing him about filling his lifeboat with animals and wondering if Pi thinks he’s Noah (page 158). Indeed, these imagined taunts of Ravi’s are really a projection of the fact that, deep down, Pi knows he’s deluding himself.

A similar projection happens when Pi sees the orangutan looking out on the water, searching for her two young ones and grieving over their loss. Pi notes that she has been “unintentionally mimicking what [he] had been doing [those] past thirty-six hours.” (page 165). Pi really imagines his own mother, now dead and her soul in heaven, grieving not only over Ravi having perished on the Tsimtsum, but also Pi suffering on that lifeboat all alone. It’s really he who is grieving over her, his dad, and Ravi. What’s worse, the orangutan is showing no feelings at all for him, when she is representing his mother; this hurts even more.

When the hyena has killed the zebra and the orangutan, this latter dead animal is described as not only “beheaded,” but also lying with her arms “spread wide open and her short legs…folded together and slightly turned to one side. She looked like a simian Christ on the Cross.” (pages 174-175) The horrors of the cook killing the sailor and Pi’s mother (who is also beheaded) must be mitigated not only with the replacement of animal signifiers, but also with the solace of religious iconography.

The greatest terror of all for Pi, though, is the sudden emergence of Richard Parker from his hitherto hiding place, under the tarpaulin. Pi describes the tiger’s head as “gigantic…the size of the planet Jupiter to [Pi’s] dazed senses. His paws were like volumes of Encyclopaedia Britannica.” (page 175) This is when the tiger comes out and kills the hyena.

Since, as I said above, the tiger represents all that Pi abhors in himself–his potential to do evil–we can understand the real reason he’s so terrified of Richard Parker. The vastness of the tiger’s head and the violence those claws are capable of are signifiers his unconscious is using to hide the violence inside himself. He doesn’t really fear a tiger on that lifeboat: he fears the viciousness he’s capable of when put in a desperate situation.

The tiger coming out and killing the hyena is when, actually, Pi avenges his mother’s murder and engages in cannibalism. This is the real horror that has caused him to spend “the night in a state of delirium.” He imagines he’s dreamt of a tiger; this could very well be, since the tiger is from his unconscious (under the tarpaulin), a signifier to replace his actual murderous, cannibalistic impulses (page 175).

The cannibalism, of course, is a reflection of his extreme, desperate hunger, something plaguing the vegetarian with guilt and shame, for his starving isn’t enough for his superego and its lofty moral demands to excuse him from resorting to such a shocking diet. Paralleling this hunger is his extreme thirst, like the thirst of Richard Parker “Thirsty,” Pi’s Shadow. Accordingly, he compares his extreme thirst to that of crucified Christ. His identification with his thirsty Saviour once again helps to mitigate his guilt (page 179).

Pi talks about how only fear can defeat life (page 214). This fear “is difficult to put into words.” (page 216) He speaks of this fear “nestl[ing] in your memory like gangrene: it seeks to rot everything, even the words with which to speak of it.” One should remember this “gangrene” in connection with the infection in the broken leg of the Taiwanese sailor, which was the cook’s justification for amputating it (page 408). Signifiers are being shuffled in Pi’s mind once again.

This fear that rots words away is the trauma of Lacan’s inexpressible Real, that realm of human experience without differentiating signifiers, like an ineffable, formless ocean of Brahman. To prevent this kind of fear from taking you over and consuming you, “You must fight hard to shine the light of words upon it. Because if you don’t, if your fear becomes a wordless darkness…you open yourself to further attacks of fear.” (page 216) The fear spreads through you, like an infection, gangrene. This is why Pi needs the zoo animal signifiers–to keep the fear at bay.

The divine is not a God of sentimentality, one that will take away all your pain in one fell swoop. It’s often terrifying. I reflected on this reality in my analysis of Moby-Dick. In Chapter 35, “The Mast-Head,” Melville warns the pantheists who are “lulled into such an opium-like listlessness of vacant unconscious reverie” and who lose their identity. If they aren’t careful while in this sleep, their feet may slip, and they may fall into that sea of Brahman, “no more to rise for ever.” (Melville, pages 162-163) As I’ve argued elsewhere, heaven and hell, or nirvana and samsara, are dialectically close to each other. Pi’s experience of God is terrifying, not edifying.

This is why “It was Richard Parker who calmed [Pi] down.” (Martel, page 216) The tiger was at first Pi’s repressed Shadow, having come out of his unconscious to kill the cook and avenge his mother, then to eat the cook’s flesh. After that, Pi’s Shadow was split off and projected from him as a hallucinated tiger, to become the replacement signifier of Pi the murderous, cannibalistic savage. This replacement signifier, Richard Parker, thus saved Pi from himself.

Pi’s fear of the tiger jumping on him and eating him is really his fear of integrating and becoming one with his Shadow. This union would force Pi to confront his unbearable guilt, and in his despair, he’d have to kill himself on that lifeboat. Hence, Pi “had to tame him” (page 218), that is, to come to terms with the Shadow that the tiger represents and calm him while keeping him separate–split off and projected from Pi.

Richard Parker couldn’t die, though, for if he did, Pi “would be left alone with despair.” (page 219) Without his projection of his murderous and cannibalistic impulses onto a hallucinated tiger, Pi would have succumbed to shame, self-hate, and suicidal despair. He went from being terrified of the tiger to needing it to survive.

A point should be made about the Tsimtsum. The Japanese ship is named after a Kabbalistic concept referring to God ‘contracting’ Himself into a vacuum during the Creation. The implication is that, on that sinking ship, God wasn’t there. It’s unlikely that teenage Pi would have heard of such an obscure word; he must have learned it during his university studies, and then fictitiously applied it to the Japanese ship. It’s further proof of how unreliable he is as a narrator. It’s also an example of his use of replacement signifiers to help him repress his trauma and unconscious hatred of God.

Recall what I said above that all Pi’s talk about loving God is really a reaction formation against his unconscious anger at God for not being there when he and his mother most desperately needed Him. “Tsimtsum,” which doesn’t even sound like typical Japanese, let alone is appropriate for the name of a Japanese ship, refers to the paradoxical absence and presence of God during the Creation. He’s there, yet He isn’t there, right when Pi’s family needs Him. He just let this failed Noah’s ark sink.

As I argued in Part IX of my analysis of the primeval history in Genesis, the Great Flood was a return to the pre-Creation state of the world, with water everywhere and no separation of opposing elements (light/darkness, water above or below, sea/land, etc.). In Tsimtsum, the paradoxically simultaneous presence and absence of God (via the vacant space) happens during Creation like the Flood as ‘second Creation’ (which is dialectically at one with God’s destruction of the world). Thus there is no separation between God vs no-God, or between creation vs destruction. This is the undifferentiated, traumatic world of Lacan’s Real.

Tsimtsum’s non-differentiation between the presence and absence of God leads us to a non-differentiation between theism and atheism: agnosticism. Recall that Pi can respect atheists, but not agnostics. Here we can see why: it’s the agony of doubt that torments Pi so much. If there’s no God, oh well: Pi’s ordeal happened because…well…shit happens. But if…if there is a God, why didn’t He help Pi?

Doubt, for Pi, is a terrifying state of limbo, trapped in between God and no-God…Tsimtsum, the sinking ship. Thus, Pi’s retroactive naming of the Japanese ship with the Kabbalistic concept is yet another replacement signifier to help him repress his agonizing doubt, something that can only be temporarily tolerated, but which if entertained long enough, might lead to Pi’s realization that he, unconsciously and perhaps only in part, hates God.

He’s far too attached to a belief in the divine to reject it, so he must not only believe in, but also love, God. Doing so requires a reaction formation of affirming religious ideas from traditions from all over the world, an intense love of God to annihilate even the suspicion of hating Him.

In Chapter 58, he gets the lifeboat survival manual and peruses it (pages 221-223). This book is like his Bible, Koran, or Vedic scriptures.

At one point, he looks down at the water and sees all the swimming fish, so many of them racing around that he contemplates how the sea is like a big, busy, bustling city (pages 234-235). The fish seem like cars, buses, and trucks. “The predominant colour was green.” This comparison of the ocean to a city, with lots of green, seems like wish-fulfillment to him. Pi is aching to set foot on land again.

In Chapter 60, Pi wakes up in the middle of the night and, awed by the brightly shining stars, contemplates his tiny place in the infinity of space above and the ocean below. He feels like the Hindu sage Markandeya, who also had a vision of the universe and everything (pages 236-237), and who also saw a deluge that killed all living things. As always, Pi is using religion and myth to give his suffering meaning and structure.

Some time after, he tells of the first time he’s killed a flying fish (page 245). He claims, “It was the first sentient being I had ever killed.” Oh, really, Pi? Are you sure there wasn’t any sentient being before this fish that you killed out of desperation for food? Abel killed sheep for sacrifices before his brother murdered him; with your killing of a fish, shouldn’t you feel as guilty as Abel, rather than as Cain? Or is there the memory of a human killing that you’ve repressed and replaced with this flying fish signifier, causing you to equate yourself with the older brother, rather than the younger one?

Indeed, Pi survives 227 days, with a daily routine that includes prayer five times a day (pages 254-256), and he “survived because [he] made a point of forgetting.” (page 257) He’s used religiosity and repressed memory, blotting out his traumas and replacing human signifiers with animal ones in his unconscious, to help him go on living.

He speaks of his clothes having disintegrated from the sun and the salt (page 257). “For months [he] lived stark naked,” as sky-clad as a Jain. He lost everything, just like possessionless Hamlet when he returned to Denmark after being on a ship to England with Rosencrantz and Guildensternnaked (i.e., without possessions–Act IV, Scene vii, lines 49-58) and betrayed.

Pi speaks of having “looked at a number of beautiful starry nights,” and of gaining spiritual guidance from the stars (i.e., the stars as symbols of heavenly gods). They have never given him geographical direction, though, as he so desperately needs now, on the lifeboat in the watery middle of nowhere (page 259). Once again, he speaks of religion as a great guide, when his Heavenly Father isn’t helping this lost soul at all.

He thinks of himself as “a strict vegetarian” (page 264), and perhaps that aspect of his autobiography is reliable; but in resorting to the killing of animals for food, such as sea turtles, he claims to having “descended to a level of savagery [he] never imagined possible.” One can understand the moral argument of vegetarians, but I think it’s the eating of the cook’s flesh that he truly finds an unimaginable savagery. Replacing the signifier of human flesh with that of animal flesh, as distasteful as that may be to him, is nonetheless bearable.

Recall how I described the lifeboat survival manual as his holy scripture. I say that because of what Pi says at the beginning of Chapter 73: other than salvation, he wishes he had a book. He has “no scripture in the lifeboat,” hence he has to make do with the survival manual, which is essentially what scripture is meant for, anyway–the salvation and survival of the soul. He lacks Krishna‘s words (page 279). A Bhagavad Gita would have been handy.

In Chapter 74, he speaks of doing “religious rituals” in an attempt to lift his spirits. He wants to love God, but it is “so hard to love.” He’s afraid his heart will “sink to the very bottom of the Pacific”…just like the Tsimtsum, symbol of the present/absent God that sank, Noah’s failed ark (page 280).

He speaks of what’s left of his clothes as “GOD’S HAT!” and “GOD’S ATTIRE!” He calls Richard Parker “GOD’S CAT!” and his lifeboat “GOD’S ARK!”, etc. (page 281) Since these things are all Pi’s possessions, we can see that he’s once again narcissistically identifying himself with God, or using narcissism as a defence against fragmentation, as I described above.

Soon after, though, he realizes he’s been fooling himself. God’s hat is unravelling. His pants are falling apart, His cat is a danger to him, and His ark is a jail. All of Pi’s attempts to exalt God, and himself in his narcissistic association with Him, are failing because they’re all just a reaction formation against his unconscious anger at a God that has failed him.

“God’s ark [is] a jail” because the Tsimtsum was also a jail of an ark.

Pi goes on and on about his battles with hunger, and how they are driving him mad. He can feel remotely good only with a full belly; he needs turtle meat just to smile. At one point, he even tries to eat the tiger’s shit, his hunger is so desperate. Such an excess should be seen as yet another unconscious replacement for his eating of the cook’s flesh (pages 286-287).

In Chapter 83, Pi describes a sea storm (page 303). His choice of words to depict the scene is fascinating: “landscape,” “hillocks of water,” “mountains,” and “valleys” of ocean waves. He’s demonstrating wish-fulfillment again, as with the ‘city-sea’ and the ‘cars,’ ‘trucks,’ and ‘buses’ of busy, swimming fish in a water ‘predominantly green.’ He wishes, quite urgently now, of course, that he were on land.

He says, “the boat clung to the sea anchors like a mountain climber to a rope.” The huge crest was like a “mountain [that] would shift, and the ground beneath [Pi and Richard Parker] would start sinking in a most stomach-sickening way.” (pages 303-304)

In the storm scene in the film, Pi at first tries to show reverence to God while he’s pelted with rain and tossed about by the pitiless storm. He calls out, “Praise be to God! Lord of all worlds! The compassionate, the merciful!” (surah 1:2-3) He tells Richard Parker to come out from the tarpaulin and see God’s lightning flashing in the sky–“It’s beautiful!” This is the desperate madness of someone trying to reconcile himself to a world that is utterly indifferent as to whether he and the tiger live or die. Pi appears to be suffering from some kind of Stockholm Syndrome, as far as ‘God’ is concerned.

Only later, as the storm continues on in its ruthless battery of the lifeboat, does Pi finally express his frustration, saying he’s lost his family, he’s lost everything, and what more could God possibly want of him? Yet in his anger, he still mustn’t risk blasphemy, so he includes in his rant, “I surrender!” like a good Muslim.

Symbolically, this storm represents the traumatizing, inexpressible, undifferentiated world of the Real. The danger to him and the tiger represents the threat of psychological fragmentation, and so Pi’s stubborn faith in God is his way of retaining his sanity.

Having a sound sense of psychological structure, as Heinz Kohut understood it, is through maintaining what he called the bipolar self. One pole is of the grandiose self, that of mirroring and ambitions, one’s narcissistic aggrandizement of oneself; and the other pole is of the idealized parental imago, of idealizing another, an authority figure (Mother or Father, essentially) as an affirming, validating mirror of oneself. For Pi, the grandiose self is Atman; his idealized parental imago is Brahman, or his Heavenly Father. The loss of his parents has necessitated their replacement with God, a father figure.

He’s seen his mother murdered before his eyes; with his father already gone, she was all that was left of his idealized parental imago. This trauma has already weakened his bipolar self to the point of a dangerously brittle fragility. His killing and eating of the cook, something he couldn’t help doing, is still a heinous sin whose narcissistic injury would have shattered his grandiose self, the only remaining pole of his bipolar self, causing him to be at the very brink of fragmentation, a psychotic break from reality.

He can restore his sanity only by replacing his parents with a new idealized parental imago: God the Father. Repudiating his Heavenly Father would be, in Lacanian terms, foreclosure, a dismissing of the Name of the Father and the Symbolic Order of language, culture, society, and customs, treating them as if they’d never existed; this would lead to psychosis. Hence, Pi must believe in God to stay sane.

In Chapter 84, Pi sees a number of whales further off in the water, and they seem to him to be “a short-lived archipelago of volcanic islands.” Again, it’s the wish-fulfillment of seeing supposed land (page 309). Then, he sees six birds, imagining “each one to be an angel, announcing nearby land.” (page 310) More wish-fulfillment.

In Chapter 86, Pi spots a ship, and he tries to draw the crew’s attention to him by shouting and firing off a rocket flare, but all to no avail: “it was salvation barely missed.” (page 317) The ship sails away.

In Chapter 88, “One day, [they] came upon trash.” Among the foul-smelling things of this island of rubbish is a refrigerator; he opens it, letting out a “pungent and disgusting” smell (page 391). His hunger is further frustrated with all the rotten remains of food inside: “dark juices, a quantity of completely rotten vegetables, milk so curdled and infected it was a greenish jelly,” and a dead animal.

By Chapter 90, he starts to go blind. He feels near death, and it’s like a harrowing of hell for him (pages 324-325). The tiger is dying, too–naturally: Richard Parker is Pi, his Shadow.

He’s also concluded that he’s gone mad, and in his madness, blindness, and weakening to the point of near death, he hears a voice, and there begins a conversation (pages 326-327). Remember Pi’s extreme hunger as the context for all of this. He speaks, to the voice, of “someone else” as a “figment of your fancy” (page 326). Then he notes the word fig as the first syllable of figment (i.e., as in ‘figment of one’s imagination,’ or “fancy”). Pi is “dreaming of figs,” and the voice speaks of wanting a piece, for the owner of the voice, like Pi, is starving (page 327).

If Pi can hallucinate about animals on his lifeboat, as signifiers in his unconscious to replace those of his mother, the cook, and the sailor, then he can certainly, in his madness and blindness, have auditory hallucinations about another starving man on a neighbouring boat.

Later on, when the voice rejects the offer of a carrot, Pi concludes that it’s been Richard Parker who has been speaking with him, the “carnivorous rascal.” (page 330) As insane as this sounds, on the surface, to be hearing the voice of a talking tiger, when one considers the root cause of Pi’s madness, such foolish reasoning begins to make a kind of weird sense. Both the tiger and the other man, this double of Pi’s, his “brother,” who as it turns out is also blind (page 336), are projections of himself. In his madness, Pi is fusing both projections, the tiger and his “brother,” into one entity, if temporarily.

Later, his “brother” asks for cigarettes, whose nicotine is an appetite suppressant, something a starving man may crave for relief of his hunger (page 337). As it turns out, Pi has eaten his supply of cigarettes, but left the filters. Well, Pi doesn’t smoke (page 338).

By the end of Chapter 90, Richard Parker has attacked and killed Pi’s “brother” (page 342). Since both are figments of Pi’s imagination, his Shadow and a double of himself, then this killing is really a wish-fulfillment. Pi wishes he could end his suffering by dying…to sleep, no more…a consummation devoutly to be wished. And to die violently, as he imagines the tiger killed the hyena, but it was really he who killed the cook, is really just him mentally atoning for his bloody revenge on the killer of his mother.

His use of his ‘brother’s’ arm as bait is, of course, another example of replacing the signifier of the cook using the sailor’s leg for bait (page 343). And that Pi “ate some of his flesh” is the closest he can come to confronting his actual eating of the cook’s flesh.

In the very long Chapter 92, Pi has reached the island of algae (page 343). He knows many will not believe this part of his story. Of course not. It’s utter mythological nonsense, to take it literally.

‘”Look for green,” said the survival manual.’ (page 345) Just as with the ‘predominantly green’ city of fish swimming under the lifeboat, this hallucination of Pi’s is just more wish-fulfillment for him, his craving to find land. As a vegetarian, he also craves green to eat.

Naturally, he “babble[s] incoherent thanks to God” (page 346), comes onto the island, and bites into the green, “tubular seaweed” (page 347). The inner tube is “bitterly salty–but the outer…[is] delicious.” (page 348) What’s more, the taste is sweet, sugary. The algae’s sweetness is a pleasure and a delight one wouldn’t normally associate with such a food, and this sweetness ties in with everything else about this island: it’s a fake paradise.

This island is like Spenser‘s Bower of Bliss (from The Faerie Queene), a place of superficial, sensual pleasures one would indulge in to excess, yet it’s a trap. It lulls one into a state of idleness and torpor, distracting one from one’s quest or purpose; it would change a man into an animal.

Another apt literary comparison is Calypso‘s island, Ogygia, from Book V of The Odyssey, where Odysseus is kept to be the nymph’s eternal husband, with promises for him of eternal life and physical pleasures. Still, he knows he must return to Ithaca and to his wife, Penelope, and so after seven yers as Calypso’s reluctant lover, he is finally set free with the gods’ help. Pi, too, must leave his algae island.

Pi’s discovery of “hundreds of thousands of meerkats” on the island of algae is particularly interesting (page 356). This mongoose species is native to Southern Africa, so their presence on this Pacific island is most curious, and it only reinforces how mythical and improbable this place’s existence is, outside of Pi’s imagination.

He sees the meerkats all ‘turning to [him] and standing at attention, as if saying “Yes, sir?”‘ (page 357) Then they lose interest in him and all bend down at the same time, to nibble at the algae or stare into the ponds (evenly scattered and identically sized). All bent down thus, they remind him of prayer time in a mosque. They’re gentle, docile, and submissive.

Indeed, in meerkat, we can discover such puns as meek, mere, and cat. Though the animal is a kind of mongoose, we can play around with these four words for psychological purposes. Since this whole place and all of the animals here, including Richard Parker, are figments of Pi’s imagination, we can understand the meerkats to be ‘mere cats,’ or ‘meek cats,’ if you will.

In his mind, these animals have become a replacement signifier for the tiger, which recall is Pi’s Shadow, the dark, dangerous part of his personality that he has split off and projected from himself because he can’t accept it. The emergence of meerkats allows him to replace Richard Parker as a more acceptable signifier in his unconscious for his Shadow.

Instead of a ravenous tiger in his unconscious, he has ‘mere cats’ there…’meek cats’ that shall inherit the Earth. Richard Parker can kill and gobble up as many of them as he likes, and because they’ve lived on this island without predators for so many generations, they’ve no longer had any need of fear. They’re unruffled as the tiger kills them (page 361).

Since the tiger represents a rejected part of Pi’s mind, and the meerkats signify a more acceptable version of the tiger, then its killing and eating of them represents Pi’s integrating of his Shadow, and it’s also a kind of autocannibalism, which leads to another point.

I’ve discussed many times in other posts how I use the ouroboros as a symbol for the dialectical relationship between opposites: how the serpent’s biting head represents one extreme, the bitten tail is the opposite extreme, how at the point of biting, the one extreme phases dialectically into its opposite, and every intermediate point between the opposites corresponds with every place on the serpent’s coiled body, which is a circular continuum. One thing I’ve never discussed until now, however, is how the ouroboros engages in autocannibalism, or what the implications of this autocannibalism are.

The extreme of Pi’s ordeal (bitten tail)–his extreme starvation, blindness, and madness, causing him to project not only his Shadow onto Richard Parker, but also his very identity onto his similarly starving “brother,” then imagining the tiger killing and eating much of his “brother,” then Pi himself eating some of his ‘brother’s’ flesh–is a hell immediately preceding his discovery of the algae island paradise, the heavenly opposite extreme (biting head).

The tiger and his “brother” are projections of Pi himself, as I’ve described above, so the eating of his “brother” is symbolic autocannibalism. The tiger’s eating of the meerkats, also a projection of Pi (a meerkat and thus a more acceptable version of Richard Parker), is thus also symbolically Pi’s autocannibalism. We later learn that the island is carnivorous (page 378) once Pi has found teeth in the centres of the plants he’s peeled (page 377).

Pi has eaten algae from the island, Richard Parker has eaten many meerkats, and Pi has learned that if he and the tiger stay too long on the island, it will eat them. Since the island is obviously a figment of his delirious imagination, a wish-fulfillment of green land, full of vegetarian food for him and meek meerkats that the tiger can ingest, integrate into himself, and thus calm his wildness, then his and the tiger’s relationship with the island is also an autocannibalistic one.

In terms of my ouroboros symbolism, the island is at the exact point where the serpent’s teeth are biting into its tail, the very point of autocannibalism. Extreme heaven is meeting extreme hell. Biting the tail can symbolize self-mastery–heaven, nirvana–yet being eaten by oneself is also self-destruction–hell, samsara. This is the bizarre, paradoxical world that Pi has found himself delivered to, yet also trapped in.

After spending so many days eating and drinking, Pi has found himself returning to life (page 362). If a storm approaches the island, Pi has no fear of it “preparing to ride up the ridge and unleash bedlam and chaos” (page 363). The hell of a sea storm would stop at the green shore of Pi’s heavenly island. And just as Pi returns to life, so does Richard Parker. Naturally: the boy and the tiger are one and the same being. Richard Parker’s eating of meerkats has brought his weight up, it’s made his fur glisten again, and he’s looking healthy (page 365). Such is the effect of taming and nourishing the Shadow. Yet just as the two are reviving, they’re also in danger of dying again, so they must leave.

When Pi finds a tree that seems to have fruit (page 374), and these ‘fruits’ are what hold teeth in their centres, we find yet another literary and mythological allusion in this algae island. The tree isn’t in the centre of the forest, nor is there anything particularly remarkable about it, but in the centre of the tree’s ‘fruits’ is a knowledge of something that will force Pi to leave his island paradise. This is a Tree of Knowledge of Good and Evil on his deceptively Edenic island. For Pi, the place will be a paradise lost.

His peeling off of the leaves of the plant balls he believes to be fruit is a disrobing of the teeth inside, making them naked, as Adam and Eve discovered themselves to be upon eating the forbidden fruit. And just as their discovery caused them to be expelled from their paradise and to enter the painful world, so has Pi’s discovery caused him to expel himself from his paradise and to return to the painful world.

He imagines the teeth were from some “poor lost soul” who got to the island before him (page 379), and that after weeks or months or years of loneliness and hopelessness, he or she died there. After all that, Pi imagines “the tree must have slowly wrapped itself around the body and digested it” (pages 379-380). Only the teeth have remained for Pi to find them, but they will eventually disappear, too. Since the island is a figment of Pi’s imagination, though, this imagined person is yet another projection of himself, just like his “brother” who was eaten by Richard Parker and Pi, yet another dream of autocannibalism, an unconscious wish-fulfillment that Pi would be ‘justly punished’ for his own sin of cannibalism of the cook.

Finally, he and the tiger leave the island, and after some time on the Pacific Ocean, they reach the shores of Mexico (Chapter 94, page 381). Richard Parker wanders off and leaves him “so unceremoniously,” without even a look of goodbye in the tiger’s eyes. Since Richard Parker represents Pi’s Shadow, and the tiger has eaten his fill of meerkats (those meek, mere cats, if you will, that in being ingested have tamed the Shadow’s wildness and ferocity), then Pi’s Shadow has returned to his unconscious, it’s lost in the darkness there, and the boy’s sadness stems from no longer having an animal to split off and project what he doesn’t like about himself.

IV: Part Three–Benito Juárez Infirmary, Tomatlán, Mexico

The two Japanese men who question Pi in the Mexican infirmary about why the Tsimtsum sank in the storm–Tomohiro Okamoto of the Maritime Department in the Japanese Ministry of Transport, and his assistant, Atsuro Chiba–are in the role of psychoanalysts, as I see it, being in an attitude of skepticism toward what they hear from their ‘analysand,’ if you will, Pi (pages 391-393).

Mr. Okamoto tells Pi, in all bluntness, that neither he nor Chiba believes Pi’s bizarre story (page 393). Pi’s stubborn insistence that everything he’s told them is true, including the floating bananas, is like the resistance an analysand puts up before his doubting analyst.

Still, Pi’s Japanese investigators are even more stubborn in their insistence on an alternative story, a believable one, one that won’t make the two look like fools when they present it to the Maritime Department. This forces Pi to tell them the truth.

There is a long silence, then Pi tells “another story” (page 406). Pi has to present the truth as a mere ‘other story’ so that at least in his mind, he can pretend that it isn’t the truth. Such an attitude is the only way he can bear it.

As they have been discussing the two stories, Pi in his eternal hunger has been asking the two men to give him their cookies. The Japanese men, in having traveled nonstop to this infirmary, are rather hungry, too. Hunger, of course, is a constant theme in this novel. Pi would have us believe that he’s among the blessed, who hunger and thirst after righteousness (Matthew 5:6); actually, he’s just hungry.

His mother brought some bananas to the lifeboat (page 407), rather than floating on them as an orangutan. The cook “was a brute. He dominated [Pi and his mother].” (page 408) Pi acknowledges, however, that the cook was ” a practical brute. He was good with his hands and he knew the sea. He was full of good ideas.” (page 414) Pi acknowledges that it was thanks to the cook’s resourcefulness that they were able to survive thus far. In other words, the cook’s dominance and helpfulness are comparable to those of God [!].

His point of comparison reinforces what I said earlier: all of Pi’s talk about wanting to love God is really a reaction formation (the professing of the diametrically–emphatically–opposite attitude of that which truly exists in one’s unconscious) against his repressed hatred of God. Part of Pi’s hatred of the “brute” cook is a displacement of this hatred of God that he’ll never admit to.

The cook, a provider of the one thing needful–food–was crucial to the survival of Pi and his mother, as God is supposed to be for all of us. Yet the cook amputated the sailor’s leg, allowed him to die, cut his body up into pieces, ate some of the flesh, hit Pi for failing to catch a turtle, then killed Pi’s mother for hitting him, in turn for having hit her son. He hacked off her head and threw it at him. The head and the body were thrown overboard, food for the sharks.

And ‘God’ allowed the whole thing to happen.

Whenever good things happen, theists will praise and thank God for the good luck; but when bad things happen, they don’t blame God for either causing or allowing the bad luck. The fear of committing blasphemy makes cowards and hypocrites of theists like Pi.

It is the very horrors of modern history, such as the tens of millions whom ‘God’ allowed to die in WWII, including the victims of the Holocaust, six million Jews and millions of non-Jewish victims, that are among the reasons so many people have stopped believing in God. Yet Pi still insists on believing.

If the cook is comparable to God, then Pi’s killing of the cook is comparable to deicide, and his eating of the cook’s flesh is like taking Communion. The cook’s allowing of Pi to kill him–knowing that in having killed Pi’s mother, he went too far in his brutishness–is like Jesus having allowed Himself to be crucified in spite of His divine omnipotence. Pi imagines himself, as Mel Gibson did in personally hammering a nail into Christ’s hand in his film, The Passion of the Christ, as confessing his sin in committing his ‘deicide’ on the passive, willing cook, and in so doing, he hopes that he has successfully atoned for his sin.

If eating the ‘god’ cook’s flesh is like partaking in the Eucharist, then in unconsciously associating the cook with God as Christ, Pi is hoping he isn’t eating that flesh unworthily (1 Corinthians 11:27), as mere cannibalism. So in associating, however unconsciously, the cook with God, Pi is once again using religion to mitigate his guilt.

Though the cook, in knowing he’d gone too far, allowed Pi to kill him, he never said sorry. Pi wonders, “Why do we cling to our evil ways?” (page 416) In focusing on the cook’s evil ways, which were every bit as motivated by desperation and hunger as Pi’s were, Pi is trying to deflect his own guilt onto the cook.

Finally, Pi asks the two Japanese investigators which story they prefer, which is the ‘better’ story, when neither story can be proven true or untrue (in the film, he asks Martel this question). The two men prefer the one with the animals (page 424), as does Martel (played by Rafe Spall) in the film. Indeed, in their report, the Japanese men say that Pi amazingly “survived so long at sea…in the company of an adult Bengal tiger.” (page 428) Pi thanks them for validating his…let’s face it…delusional version of what happened, saying “And so it goes with God.”

V: Conclusion

The story is meant to make us believe in God. In my case, at least, it failed to do so. If this story is to make us believe in God, we must prefer the version with the animals…the fanciful, mythological one.

That Pi could survive alone on the lifeboat for so long is certainly amazing, but it isn’t impossible. To survive with a tiger is a kind of amazing that swings the pendulum towards the impossible, almost surely necessitating a belief in God and His miraculous works.

To be sure, we like the story with the animals better, for its mythological charm and for not including the horrors of the story with the cook, Pi’s mother, and the injured Taiwanese sailor. But it isn’t a matter of which story is more likable; it’s a matter of which story, as ugly as it may be, is more plausible.

And this is the thing about whether or not to believe in God, Brahman, the Tao, or whatever: shall we go for the more pleasant, but less rational, belief, or shall we go for the more rational one, but the one that makes us feel lonely and helpless under the uncaring stars? Here is where philosophical absurdism comes in. In a meaningless universe, we nonetheless cannot help but impose meaning on it–not out of logic, but for our comfort in a painful world.

Yann Martel, Life of Pi, Edinburgh, Canongate Books, 2001

Analysis of ‘Shadow of a Doubt’

Shadow of a Doubt is a 1943 film directed by Alfred Hitchcock, his favourite of all of his films, and the one he enjoyed making the most. Written by Thornton Wilder, Sally Benson, and Alma Reville, Shadow of a Doubt was based on a story treatment by Gordon McDonell called “Uncle Charlie,” which in turn was based on the true crime story of Earle Nelson, a serial killer, rapist, and necrophile from the late 1920s known as “The Gorilla Man.”

Most of Nelson’s victims were middle-aged landladies, killed by strangulation, and many were raped after death. The writers of Hitchcock’s film changed the victims into wealthy, elderly widows, and Nelson’s charm–as a mild-mannered Christian drifter–was retained in Uncle Charlie. I find the connection between landladies and wealthy widows as victims to be interesting, as I’ll get into later.

The film stars Joseph Cotten (as Uncle Charlie) and Teresa Wright, with Macdonald Carey, Patricia Collinge, Henry Travers, Wallace Ford, and Hume Cronyn. McDonell was nominated for an Oscar for Best Story. The film received universally positive reviews upon release, and in 1991, it was selected for preservation in the United States National Film Registry by the Library of Congress, being deemed “culturally, historically, or aesthetically significant.”

Here are some quotes from Shadow of a Doubt.

A crucial theme in this film is the sharp contrast between a man’s charming outer persona and his dark, evil inside. Note what Hitchcock himself once said as an overarching theme: “Love and good order is no defense against evil.” Uncle Charlie has such a good reputation among his own family, the Newtons, whom he’ll visit in Santa Rosa, California (in McDonell’s treatment, the small town the villain will visit is Hanford in the San Joaquin Valley), that the last thing they’d ever suspect is that he’s a serial killer.

Uncle Charlie’s sister, Emma Newton (Collinge), and her husband, Joseph (Travers), named their eldest daughter, Charlotte “Charlie” Newton (Wright) after him because he’s idealized so much, an idealization that spreads out to the entire city of Santa Rosa, a location chosen for the film as a paragon of a peaceful, small, pre-WWII American city. Such a nice place for Uncle Charlie to hide out in reinforces this idea of a good, wholesome exterior hiding a shady secret.

On top of all of this is Young Charlie, a sweet, pretty young woman sharing the name of the villain. On two occasions in the film when she and her uncle chat, they speak of themselves as being twins, rather than uncle and niece.

Her wish to have him come over to Santa Rosa, to relieve the boredom and meaninglessness of their lives, coincides with him sending a telegram to her family, saying he wishes to pay them a visit. She imagines that her wish has been mental telepathy, sent to him to make him send the telegram; a Jungian would say this meaningful coincidence, a linking of her inner mental state with the outside world, is a case of synchronicity. In any case, this coincidence is yet another linking of the two Charlies, with her nice-girl Persona and his serial-killer Shadow.

Her adoration of her handsome, charming uncle borders on incestuous desire, a kind of transference of her Electra complex from her father to her uncle. Indeed, she beams at her Uncle Charlie, with a grin from ear to ear, thinking he’s “wonderful.”

So she’s transferring her idealization from the parental imago to her uncle. The idealized parental imago is one of two poles of the self, as Heinz Kohut conceived it, a self rooted in narcissism. Since the Oedipus complex is a narcissistic trauma, and she’s transferring hers to her uncle, then her love of him is really a narcissistic projection from herself to him. When she realizes his murderous nature, her heart is broken, and now she must split off and project what’s really her Shadow self onto him, hence, “Shadow of a doubt.”

So, on a symbolic level, both Charlies can be seen as two halves of one person, the good and bad sides of Two-Face‘s coin, if you will. Uncle Charlie’s being pursued by the two detectives at the beginning of the film causes us to sympathize with him for the moment, since we don’t yet know of his crimes, and so we believe, as his niece does, in how “wonderful” he is, until that shadow of a doubt comes with her growing suspicions of him.

A paralleling of the good outer Persona vs the dark, inner Shadow can also be seen in her father, Joseph, having ongoing discussions with a neighbour, Herbie Hawkins (Cronyn), of how one might commit the perfect murder. This little bit of black comedy between them is a light subplot for the dark main one, yet it also reminds us of how the dark sides in us, however seemingly slight, are on a continuum with those who commit actual crimes. The real difference is in how the hell of the real world has a way of pushing people over the edge to commit criminal acts…an issue I’ll deal with in more detail later.

Young Charlie’s suspicions of her uncle begin upon having received the gift of a valuable emerald ring from him…one that has the initials of another owner on it. He also gets upset to find a newspaper article about the pursuit of him as a suspect in the murder of the wealthy widows, and even Young Charlie’s naming of Lehár‘s Merry Widow Waltz must be interrupted by him at dinner. Indeed, the theme of this waltz is given numerous, often dark and eerie, variations by the composer of the film-score, Dimitri Tiomkin.

I’ll now give a political interpretation of the film as an allegory, one that some readers will no doubt find controversial, but please, hear me out. While Hitchcock was no friend to fascism, as can be seen in films like The Lady Vanishes and Notorious, and while he promoted progressive ideas in a subtle fashion in his stretching of the limits of movie censorship over the years, as well as in the gay subtext in Rope, he was also a reactionary in other ways, as I’ll go into soon in Shadow of a Doubt.

Indeed, Hitchcock can in some ways be compared to George Orwell, who on the one hand, as he said in Homage to Catalonia, went to Spain in the mid-1930s to fight fascism and was impressed with the revolutionary achievements, however short-lived, of the anarchists there, yet on the other hand, he was so bitterly opposed to the ‘totalitarian’ communists (whom he caricatured in his two famous fictional allegories) that he had a snitch list of ‘crypto-communists’ that he used to thwart the careers of those on the list. Hitchcock, as a bourgeois who was making quite a name for himself (and a lot of money, no doubt) in Hollywood as of the early-1940s, when this film was made, would have had his own class interests to protect.

At the beginning of 1943, when the film was released, the Tehran Conference–with the origins of the Cold War associated with it–was far away from happening, as was the Second Red Scare of 1947. The tide turning against the Nazis in the Battle of Stalingrad was still a month away from happening, too. There seems to have been little fear of communist revolution in January 1943.

The hardships that the working class had suffered during the Great Depression, however, caused them to rise up in an unprecedented way, forcing FDR’s hand in the legislation of the National Labor Relations Act and the New Deal. Many on the political right see little if any difference between the moderate and hard left, and between propagandistic nonsense, like the ‘Holodomor,’ and the truth of the killing of the Tsar’s family, there would already have been much bourgeois fear of leftists idealizing communism.

To get back to the film, and to tie all of these historical digressions to it, there is a crucial scene in which Uncle Charlie discusses what is actually his motive for strangling the rich widows. He refers, with a scowl, to how their husbands worked hard to make all that wealth and then died, leaving all their money to their “silly wives…these useless women”, whom he doubts are even human. In a later discussion with Young Charlie, her uncle describes the world as “a hell.” Given the neoliberal reality we’ve been in for the past forty years, I’d say it’s even more of a hell now.

In these hard-working husbands, I see an allegory of the working class; in their wives, I see the ruling class who take the fruits of their workers’ labour and live in luxury after the men have died from overwork and hazardous accidents. Killing the widows, therefore, allegorizes socialist revolution, but an allegory from the point of view of the frightened bourgeoisie, who want to propagandize against such revolution and call it cruel and violent, hence the representation of the capitalist class as vulnerable, helpless women, to inspire the audience’s sympathy for them.

Young Charlie, too, is concerned–towards the beginning of the film–with the struggles of her family (there is a similar sense of her family’s struggles in McDonell’s treatment), including how her mother works like a dog. Life seems meaningless to her, just a lot of going along with everything, eating and sleeping and nothing else. There’s talking, but little real communication. She seems to sense modern-day alienation. These grey days immediately turn sunny on the arrival of her uncle (who in my allegory represents communist ideals), but she, being liberal-minded like Hitchcock, would never espouse the violent overthrow of capitalism that her uncle’s murders represent.

If my anti-capitalist interpretation seems far-fetched to you, Dear Reader, consider how odd Uncle Charlie’s motive for killing the widows sounds, taken at face value. Misogyny, directed at women merely for being rich and not working, building in a flame of hate strong enough to want to strangle several of them and risk being charged with murder? The world is a hell just because of the widows’ indulgence? Earle Nelson, on whom Uncle Charlie was based, recall, was a sex offender, with a motive straightforward enough to see, but one that for obvious reasons couldn’t be presented on the screen at the time.

That the screenwriters changed the murder victims from being, of all people, landladies to wealthy widows adds to my argument. Landlords, male or female, are capitalists, owning private property–the apartments they make money off of renting them to tenants. The screenwriters changed the victims from one kind of capitalist to another, one whose wealth, unmistakably associated with the exploitation of the poor, is all the more obvious.

A few other things about Uncle Charlie can be associated with communism. He’s come out west from the east. Now, by the east in the film, it’s meant to be the east coast of the US, of course–New Jersey, to be exact. But one can associate “the east” with Russia. There was a growing fear of communist ideas coming to the west–to Western Europe and North America, allegorically represented in the film as California.

One reason I find it useful to link Uncle Charlie’s murders with anti-capitalism, even though he is no communist, is how his story can be paralleled with that of Luigi Mangione, the man accused of shooting and killing Brian Thompson, the CEO of UnitedHealthcare. Mangione has right-leaning political sympathies, but they weren’t enough to stop his rage against an American health insurance system that gets rich off of denying coverage for people who desperately need it, and often die without it. Mangione is regarded as a kind of working-class hero (despite him being from a well-off family), and Thompson’s murder is dismissed by the masses as a case of someone who got what was coming to him.

As for Shadow of a Doubt, though, the bourgeois moviemakers would have us booing at anyone who dares to kill the wealthy. Uncle Charlie’s charm and good looks are meant to be seen as superficial and nothing more.

When Uncle Charlie gives gifts to all the family members, including Young Charlie’s emerald ring, we could see such largesse as representative of a socialist redistribution of wealth. Since this film is actually an anti-communist allegory (as I see it), though, we are reminded, through such things as the initials of the previous owner on the ring, that this redistribution is actually to be understood as a theft from the rightful owners, the capitalist class.

When Uncle Charlie cuts out of Joseph’s newspaper an article about the widow murders, and later gets mad at Young Charlie for inquiring too much about the missing article, we can see in this a representation of an anti-communist accusation of Soviet media censorship. Now, such censorship surely did happen, as with Orwell’s two polemical tales being banned in the USSR, but right-wing, anti-Soviet propaganda (such as I suspect this film to be, allegorically) was a real danger: the “Holodomor” myth, as mentioned above, was originally Nazi propaganda that has persisted to this day, and all such propaganda has led to the counterrevolution that Stalin not only warned against, but also correctly predicted the outcome of, the turning-back of social progress.

Another change from McDonell’s story treatment to the screenplay that I find interesting is that of Young Charlie’s love interest. McDonell had him as a “ne’er-do-well” that she is engaged to, someone who is assumed by all in her town to be guilty of any crime committed there, including a hold-up.

In the film, this love interest becomes one of the two detectives pursuing Uncle Charlie. He is Detective Jack Graham (Carey). Just as with the switch from landladies to wealthy widows as Uncle Charlie’s victims, the switch from a criminal ne’er-do-well to a cop as Uncle Charlie’s rival seems to confirm my anti-communist allegory. Let me explain.

Fascists are fanatical anti-communists known for using violence to achieve their ends. Now, neither Detective Graham nor his colleague, Detective Fred Saunders (Ford) show any violence in the film, but other detectives out east, when pursuing another suspect in the widow stranglings, cause the suspect, whom we’ll know to be innocent, to run into and be sliced to pieces by the propellor of an airplane. Fascists have also demonstrated a peculiar charm to inspire the sympathies of the masses, as Hitler did with his speeches about ‘saving Germany’ from the Jews and communists.

Detective Graham, smitten with Young Charlie as soon as he and Saunders arrive at her house to pretend to survey a typical American family (actually to get photos of her Uncle Charlie as a suspect in the stranglings), puts on the charm to win her heart. His actions to this end allegorically represent fascism trying to charm liberals (whom she represents) into joining the far-right.

What we actually have in this film is a kind of perverse love triangle of him, her, and Uncle Charlie (recall the incestuous, Oedipal transference I discussed above between the latter two). Ideologically, it represents how the left and right vie for the liberal centre (the petite bourgeoisie that we see in Young Charlie’s family) to join them. We’re meant to believe that she should go for the detective who represents the right.

That her initial attraction to her uncle is incestuous is meant to make us abominate the adoption of leftist ideas, however charming they may be about sympathizing with the poor. That the violence of the far right is more or less completely excised from the detectives (that propellor death mentioned merely in passing) is meant to make us believe that the right is harmless.

Graham and Saunders are very interested in getting a photo of Young Charlie’s bedroom (Since her uncle, as a guest, is sleeping there, the detectives hope to get closer to him.). Apart from the detectives’ continued pursuit of her uncle, this getting into her bedroom has obvious sexual overtones.

When Young Charlie learns that the two men are detectives and not surveyors of a typical American family, she’s furious with Graham for lying to her, and she’s even more upset with him when he claimed her “wonderful” uncle could be a murderer. Graham has to put on some extra charm to win her over to him.

My associating of the detectives with fascism, again, as far-fetched as it sounds on the surface, might begin to make sense to you, Dear Reader, when we consider this film as an anti-communist allegory. While liberals, of whom Hitchcock can be counted as one, may publicly abominate fascism, secretly they will feel drawn to it if their class interests feel in danger from crisis or an organized working class.

If there’s one thing fascists are useful for, it’s fighting communism: one need only look into Operation Paperclip, Gladio, and the underground activities of Ukrainian Nazi sympathizers during the Cold War years, among many other examples, to see my point. Their violence and subterfuge are typically hidden or downplayed by the liberal media, as has been the case with the years since the US/NATO-backed coup in 2014 that replaced democratically-elected Yanukovych with a Ukrainian government and military that includes neonazis.

Such a hiding of violence and conspiracy can be seen allegorically in the activities of Graham and Saunders. One must wonder how detectives chasing a suspect in the eastern US, as it turns out, an innocent suspect, escalates to him running into an airplane propellor and getting sliced up. How is this just an unfortunate accident? There must have been considerable aggression on the part of the detectives to have led to that bloody end.

Fearing that Young Charlie will inform on him sooner or later, her uncle makes several attempts on her life. First, he sabotages the porch steps so she’ll fall down them. Then, he leaves the family car idling in the garage–whose door is stuck, making it almost impossible to get out–so when she goes in to use the car that night, she almost dies from inhaling the exhaust fumes. Finally, on the train to leave Santa Rosa with her there, he tries to throw her off as it’s going; but in the struggle, he falls off and dies under the tracks of an oncoming train.

A funeral is given to honour Uncle Charlie, whose crimes will never be known for fear of the crushing disgrace it would do to her family, surely causing her mother Emma to die of a broken heart. Only Young Charlie and Graham, still wooing her, know the truth.

According to my allegory, the film seems to be saying that the ‘truth’ about socialism would be too hurtful for the working class to know if bluntly stated, hence the telling of that ‘truth’ in this indirect manner, to soften the pain of its revelation.

Graham and Young Charlie doubt her uncle’s characterization of the world as a hell. When one is a member of the petite bourgeoisie (as she is) or higher up, it is fairly easy to suppose that the world has more than enough good in it to offset the bad. The global proletariat–especially those in the global south, as well as so many of us experiencing the neoliberalism of the past forty years (even well-off Luigi)–tend to have a less rosy image of the world.

Analysis of ‘Howl’

I: Introduction

“Howl” is a poem by Allen Ginsberg, written in 1954-1955 and dedicated to Carl Solomon, hence it’s also known as “Howl for Carl Solomon.” It was published in Ginsberg’s 1956 collection, Howl and Other Poems.

“Howl” is considered one of the great works of American literature. Ginsberg being one of the writers of the Beat Generation, “Howl” reflects the lifestyle and preoccupations of those writers–Jack Kerouac, William S. Burroughs, Neal Cassady (“N.C., secret hero of these poems”; also, “holy Kerouac […] holy Burroughs holy Cassady”), etc.

The preoccupations of the Beat Generation writers included such subculture practices (as of the conservative 1950s, mind you) as drug use, homosexuality, free love, interest in non-Western religions, etc. Such practices are described with brutal, uncensored frankness in “Howl,” hence the poem was the focus of an obscenity trial in 1957.

Here is a link to the entire poem, and here is an annotated version of it (without the ‘footnote’).

The very title of the poem, one that gives vivid description to so much suffering, must be–on at least an unconscious level–an allusion to the final scene in King Lear, when the grieving king enters, carrying his freshly executed daughter, Cordelia. He calls out “Howl, howl, howl, howl! O, you are men of stones!” As in “Howl,” King Lear demonstrates, as I argued in my analysis of the play, that in the midst of so much suffering and loss, one can also gain something: Lear loses everything, but he also gains self-knowledge. Similarly, “the best minds of [Ginsberg’s] generation” suffered much and engaged in much self-destruction, but they also searched for forms of spiritual enlightenment, as I’ll demonstrate below. By the ‘footnote‘ section of the poem, we’ll find Ginsberg gaining that “Holy!” enlightenment.

II: Part I of the Poem

Now, “the best minds of [Ginsberg’s] generation” were those Beat Generation writers and their socially non-conforming ilk, engaging in all the wild behaviour we associate with them–doing drugs, having promiscuous sex, etc. As a result, they have been “destroyed by madness,” and have been “starving hysterical naked.”

“Naked” could be a reference to illicit sex, but it more likely refers to a lack of possessions in general, as the word is used in Hamlet, Act IV, Scene vii (in which Hamlet writes, in a letter to Claudius, “I am set naked on your kingdom.”). After all, these “best minds” are “starving hysterical naked.” Their wildness comes in large part because of their poverty, the cause of which, in turn, is an issue I’ll delve into in more detail later.

These drug addicts are going “through the negro streets at dawn looking for an angry fix”, yet in spite of their Dionysian sinfulness, they’re also “angelheaded hipsters burning for the ancient heavenly connection”. They seem to be offering their own idiosyncratic interpretation of Luther’s injunction to “sin boldly.”

Indeed, there is a duality permeating these pages, cataloguing on the one hand sin, obscenity, and excess, and on the other, a search for spirituality and salvation. They are in “poverty and tatters […] high […] smoking” and “contemplating jazz,” for this music was an important soundtrack to the lives of the Beats, as one can note many times reading Kerouac’s On the Road. Yet they also “bared their brains to Heaven under the El and saw Mohammedan angels…”

The El is the elevated train in New York, but it’s also a Hebrew name for God. Note also that the words “Mohammedan” and “negro” were being used here before they were considered unacceptable. Ginsberg’s reference to the Muslim faith is one of many examples of the Beats taking spiritual inspiration from non-Western sources. Some Beats having hung out in Tangiers (in the International Zone in particular) can, in part, be seen as an example of this influence.

The use of “who” beginning many of the long lines of this first part of “Howl” is paralleled with the refrains of “Moloch” in Part Two, “I’m with you in Rockland” in Part Three, and “Holy” in the ‘footnote.’ “Who” reminds us that the subject of Part One, an almost interminable sentence, is Ginsberg’s beatnik friends. The refrains of the other three parts also, of course, remind us of their respective subjects, an explanation of which will come when I get to those parts below.

Special attention should be given to Ginsberg’s use of long lines, something he derived from Walt Whitman, whose non-conforming behaviour (including homosexuality) could make him a kind of Beat Generation poet of the 19th century. One could compare these long lines to the sometimes lengthy verses of the Bible, giving Whitman’s and Ginsberg’s poetry a near-sacred feel, in spite of (or perhaps because of) its sensuality (recall in this connection the sensuality of the Song of Solomon… could the dedication to Carl Solomon be linked to this Biblical association?).

Long lines are oceanic, inclusive, requiring deep breaths to take in everything before expressing everything. They are universal because the poetry of Whitman and Ginsberg is universal: these two men are bards of Brahman, seeing holiness in everything (read Ginsberg’s “footnote” to see what I mean). The two poets embrace all religious traditions, like Pi, but they also reject the limitations of any one religious tradition or dogma. These long lines, in including everything but eschewing the rigidity of traditional short and exact metres, exemplify the same paradox in poetry.

In “Blake-like tragedy”, we find another example of a spiritual non-conformist in whom Ginsberg found inspiration. I discussed William Blake‘s unconventional approach to Christianity in the “Jerusalem” section of this analysis of an ELP album.

Ginsberg was once “expelled from the academies for crazy […] obscene odes…”, that is, he was kicked out of Columbia University for writing obscenities on his dorm room window. His friends “got busted in their pubic beards returning through Laredo with a belt of marijuana for New York,” that is, they were caught in Laredo with weed stashed in their underwear.

They “ate fire” and “drank turpentine in Paradise Alley…”, referring to the ingesting of toxic substances (drugs and alcohol) in a slum in New York City, full of run-down hotels, brothels, and dope dealers. Nonetheless, in a poem, Paradise Alley also has heavenly associations, and thus in this line we have another juxtaposition of the sinful with the spiritual.

Those readers who may have difficulty reconciling my close associating of sin with mysticism should take into account the idea of the dialectical unity of opposites, an idea I’ve symbolized with the image of the ouroboros in a number of blog articles. Two extreme opposites meet, or phase into each other, where the serpent’s head bites its tail, and all intermediate points are found in their respective places along the middle of the ouroboros’ body, coiled into a circular continuum.

Applied to “Howl,” this means that the harshest Hell phases into the highest Heaven and vice versa. One cannot understand this idea while adhering to traditional Christian dogma and its literal reading of an eternity in either Heaven or Hell. My interpretation of the ‘afterlife’ is metaphorical. In our moments of darkest despair, we often see the light and come out the other side (“It’s always darkest before the dawn.”); this is what Christ‘s Passion, harrowing of Hell, and Resurrection symbolize. Note also that those who rise to the highest points of pride tend to fall, as Satan and the rebel angels did. Finally, keep in mind the BeatitudesMatthew 5:4 and 5:11-12 in particular.

This Heaven/Hell dialectic can be seen in the four parts of “Howl.” This first part is the Hell thesis, with the second, “Moloch” part representing the Satanic cause of that Hell; the “Rockland” third part is the Purgatory sublation (though therapy in an insane asylum must be judged to be a remarkably ill-conceived purging of sin), and the “footnote” is the antithesis Heaven that stands in opposition to this present first part.

In this way, we can see “Howl” as Ginsberg’s modern Beat rendition of Dante‘s Divine Comedy. And just as Dante’s Inferno is the most famous first part of his epic poem, so is the infernal first part of “Howl” the most famous part, with its emphasis on human suffering. Similarly, Pasolini‘s Salò, with its sections divided up into Circles of Manias, Shit, and Blood–like Dante’s nine circles of Hell–is also focused on suffering, sin, and sexual perversity.

To come back to the last line discussed before my dialectical digression, and to link both discussions, this inferno part makes fitting reference, in this line, to the paradiso of Paradise Alley and the purgatorio of the “purgatoried […] torsos”. These torsos may be purged of sin through the ingesting of alcohol and drugs, or through sex (“pubic beards”, “torsos”, and “cock and endless balls”).

Just as there’s a dialectical unity of Heaven and Hell (i.e., one must go through Hell to reach Heaven, as Jesus did, the passing through the ouroboros’ bitten tail to get to its biting head), so is there also a dialectical unity of sin and sainthood (i.e., one uses drugs or sexual ecstasy to have mystical visions or spiritual ecstasy). The fires of Hell are those of desire, in samsāra; blowing out the flame leads to nirvana. The Mahayana Buddhist tradition, however, sees a unity between samsara and nirvana–the fire is the absence of fire…Heaven is Hell. The Beats, in their excesses, understand these paradoxes.

Part of those Dionysian excesses are, as mentioned above, the alcohol and drug abuse (“peyote” and “wine drunkenness over the rooftops”). Similarly, the Beats were “chained […] to subways for the endless ride from Battery to holy Bronx on benzedrine“, that is, they were so high on the benzedrine that they were frozen from doing anything while on their endless joyride on the subway, “chained” to it, all the way from Battery to the Bronx. Note how the Bronx is “holy”: in their sinful indulgence on drugs, the beatniks attain sainthood in the Bronx.

At Fugazzi’s…Bar and Grill, at 305, 6th Ave. in New York City?…they are “listening to the crack of doom on the hydrogen jukebox”. In Macbeth, “the crack of doom” is the end of the world, and a “hydrogen jukebox” suggests the hydrogen bombs that had been created, recently as of the writing of “Howl,” a bomb whose destructive power, greater than the original atomic bomb, can bring us even closer to “the crack of doom.”

Ginsberg and company, however, are getting wasted listening to music–jazz, presumably, on the jukebox. They are creating their own armageddon of drunken self-destruction. That end of the world, though, is followed by the Kingdom of God: the beatniks, in their rejection of the conservative values of the nuclear family, are getting nuclear bombed drunk; and the hellish fires of “the crack of doom,” the ouroboros’ bitten tail, will be passed through to attain the heavenly Kingdom of God, the serpent’s biting head.

The dialectic is manifested once again in how this “lost battalion of platonic conversationalists” are “jumping down the stoops off fire escapes off windowsills off Empire State…” Since sorrows “come not single spies but in battalions,” it’s easy to see them leading to despair and suicide. Yet the beatniks would express platonic ideals in philosophical discussion, an Apollonian trait; of course, in true Dionysian fashion, they would also jump off of buildings to their deaths to escape the egoistic experience for that of the oneness of Brahman.

Thus, the juxtaposition of jumping suicides with platonic conversation is a case of “whole intellects disgorged […] for seven days and nights”…the seven days and nights of Biblical creation, ending in a day and night of rest–that Heaven of intellectual bliss? It’s fitting to include the Sabbath–“meat for the Synagogue”, since Ginsberg was Jewish.

Indeed, the Beats return from debauchery to spirituality in not only the Synagogue, but also “Zen New Jersey”, “suffering Eastern sweats and Tangerian bone-grindings and migraines of China under drunk withdrawal”. We’re reminded of the Opium Wars, the victimizing of China under Western imperialism, and maybe the jumping “off Empire State” is Ginsberg’s rejection of that very imperialism.

These hipsters “studied Plotinus Poe St. John of the Cross telepathy and bop kabbalah because the cosmos instinctively vibrated at their feet in Kansas”. Plotinus was a neoplatonist who believed that all of reality is based on “the One,” a basic, ineffable state beyond being and non-being, the creative source of the universe and the teleological end of all things. St. John of the Cross was a Spanish mystic and poet who wrote The Dark Night of the Soul, both a poem and a commentary on it that describe a phase of passive purification in the mystical development of one’s spirit.

What’s interesting here is how Ginsberg sandwiches, between these two writers of spiritual, philosophical matters, Edgar Allan Poe, also a great writer, but one whose death at the relatively young age forty was the self-destructive result of alcoholism, drug abuse, and/or suicide, his last moments having been in a delirious, agitated state with hallucinations.

Though St. John of the Cross hadn’t intended this meaning, “the dark night of the soul” has the modern meaning of ‘a crisis in faith,’ or ‘an extremely difficult or painful period in one’s life.’ The combining of these three writers in the above-quoted line in “Howl” suggests a dialectical thesis, negation, and sublation of them respectively: the wisdom of philosophy (Plotinus), the destructiveness of the Dionysian way (Poe), and a combination of passive mystical purification with a spiritual crisis and a painful time in life (St. John of the Cross).

Such an interpretation dovetails well with the Heaven and Hell, saintly sinner theme I’ve been discussing as running all the way through Ginsberg’s poem. The juxtaposition “bop kabbalah” continues that theme, with “bop” representing the contemporary jazz that he and his beatnik pals were grooving to while drunk or stoned, and “kabbalah” representing Jewish mysticism, a fitting form of it for Ginsberg.

This “bop kabbalah” dialectic is further developed in how “the cosmos instinctively vibrated at their feet in Kansas,” since Kansas was the Mecca of jazz and bebop for hipsters at the time; and a ‘vibrating cosmos’ suggests the oceanic waves of Brahman, or Plotinus’ One. The hipsters were also going “through the streets of Idaho seeking visionary Indian angels…”, even more of a juxtaposition of the common and the cosmic.

They’d be “seeking jazz or sex or soup”, and they would “converse about America and Eternity”. These hipsters led bohemian lives, but also wanted to know the rest of the world, so by “America” it is not meant to be only the US but also Latin America–the Mayan ruins of Mexico. To escape the evil of American capitalism, Ginsberg “took ship to Africa”. These are examples of the Beats immersing themselves in the wisdom of other cultures. The protesting of capitalism is part of the basis of the Beats’ destructive Dionysian non-conformity; hence, they “burned cigarette holes in their arms”.

Note how the Beats’ protesting of “the narcotic tobacco haze of capitalism”, having “distributed Supercommunist pamphlets” would have been done in 1950s America, at a time of welfare capitalism, higher taxes for the rich, and strong unions. Imagine the passion the Beats would have had distributing “Supercommunist pamphlets” in today’s neoliberal nightmare of a world!

They “bit detectives in the neck”, those protectors of private property and the capitalist system. Recall how Marx compared capitalists to vampires, as Malcolm X called them bloodsuckers; Ginsberg’s vampire-like Beats biting cops’ necks is indulging in amusing irony here. After all, he insists that the Beats’ non-conforming sexuality and intoxication are “committing no crime”. They “howled on their knees in the subway […] waving genitals…”

More obscenity and saintliness are merged when Ginsberg says they “let themselves be fucked in the ass by saintly motorcyclists and screamed with joy.” This line in particular got him in trouble with the law, though in the end, “Howl” was ruled to have “redeeming social importance.” Similarly, the Beats “blew and were blown by those human seraphim”, and “balled in the morning in the evening […] scattering their semen freely…”

When a “blond and naked angel came to pierce them with a sword”, we see an allusion to The Ecstasy of St. Teresa, a fusion of sexual ecstasy with spiritual ecstasy.

Now, “the three old shrews of fate” who have taken away the Beats’ boy lovers are the Moirai. These can be seen to personify the kind of conformist, nuclear family that the Beats are rebelling against. Each shrew is one-eyed, for in her conformity, she cannot see fully. One is “of the heterosexual dollar”, a slave to the capitalist, patriarchal family, and in her complaining of her lot in life, she seems shrewish. One shrew “winks out of the womb”, since by limiting her life to that of a career mother, she also sees little. The last shrew “does nothing but sit on her ass and snip the […] threads of the craftsman’s loom”; she is Atropos, who in cutting the thread ends people’s lives, yet in limiting herself to doing traditional women’s work, she’s ending her own life, too.

The Beats “copulated ecstatic and insatiate […] and ended […] with a vision of ultimate cunt and come eluding the last gyzym of consciousness”. Here again, we see Ginsberg uniting the sexual with the “ecstatic” spiritual: in “ultimate cunt”, we have a fusion of the final with the beginning of life; similarly, “come” and “gyzym” would begin life, yet here we have “the last” of it. The end is dialectically the beginning–the Alpha and the Omega, the eternal, cyclical ouroboros.

Such heterosexual Beats as “N.C.”, or Neal Cassady, “sweetened the snatches of a million girls”. He “went out whoring through Colorado in myriad stolen night-cars”. Indeed, a reading of On the Road will reveal how Cassady (i.e., Dean Moriarty) did exactly this.

When it says that the Beats “ate the lamb stew of the imagination”, since there’s so much juxtaposition of sensuality with spirituality in “Howl,” I suspect that “lamb” here refers at least in part to the Lamb of God. Ginsberg may have been Jewish, but as a Beat poet, he would have been interested in religious and spiritual traditions outside of his own. The ‘eating of the lamb stew of the imagination’ would thus be yet another example of “Howl” fusing the sensual and the spiritual.

The Beats were “under the tubercular sky surrounded by orange crates of theology,” yet another example of such fusions, as is “rocking and rolling over lofty incantations”. They “threw their watches off the roof to cast their ballot for Eternity outside of Time,” indicating a preference of the transcendent over the mundane; yet they’ve also engaged in suicidal acts, indicating the despair that bars one from entry to Heaven. Such suicidal acts include “cut[ting] their wrists three times successfully unsuccessfully,” as well as having “jumped off the Brooklyn Bridge this actually happened”.

Some Beats were “burned alive in their innocent flannel suits”, an apparent allusion to The Man in the Gray Flannel Suit, by Sloan Wilson, another Beat book. One Beat, Bill Cannastra, was with those “who sang out of their windows in despair, fell out of the subway window”: Cannastra died drunkenly trying to exit a moving subway car.

Some “danced on broken wineglasses barefoot”. Some went “journeying to each other’s hotrod Golgotha jail-solitude watch or Birmingham jazz incantation”. Again, we see a merging of the sensual (“wineglasses,” “jazz,” “hotrod”) and the spiritual (i.e., the Christian imagery of “Golgotha”), as well as a fusion of salvation (Christ’s crucifixion at Golgotha, the place of the skull) and condemnation (“jail”).

The Beats hoped, in their travels, “to find out if I had a vision or you had a vision or he had a vision to find out Eternity”. They were often in Denver, as Kerouac and Cassady were (represented by Sal Paradise and Dean Moriarty, respectively) in On the Road. All of the drinking and partying therein is Dionysian mysticism, if properly understood.

For in spite of how antithetical this drunken partying may seem to the spiritual life, the Beats also “fell on their knees in hopeless cathedrals praying for each other’s salvation”. The cathedrals were “hopeless” because there’s no salvation in conventional, orthodox religion.

So instead, they “retired to Mexico to cultivate a habit, or Rocky Mount to tender Buddha or Tangiers to boys […] or Harvard to Narcissus…” Alternative forms of spirituality may have been Buddhism (consider Kerouac and The Dharma Bums), or the dialectical opposite of spirituality, indulgence in drugs or pederasty, or a generally narcissistic attitude. In any case, the “hopeless cathedrals” would never have sufficed for the Beats.

Just as there’s a fine line between Heaven and Hell as described in “Howl,” so is there a fine line between genius and madness here. Ginsberg has celebrated the inspired creative genius of Kerouac, Cassady, Burroughs…himself in this very poem…and others. Ginsberg has demonstrated many of the acts of madness of the Beats. Now we must examine the attempts ‘to cure’ madness.

Now, what must be emphasized here is that it’s not so much about curing mental illness as it is about taking non-conforming individuals and making them conform. Recall that at this time, the mid-20th century, homosexuality was considered a form of mental illness. The proposed cures for these ‘pathologies’ were such things as lobotomy, “Metrazol electricity hydrotherapy psychotherapy occupational therapy pingpong…”

Recall that “Howl” is dedicated to Carl Solomon, who voluntarily institutionalized himself, “presented [himself] on the granite steps of the madhouse…” Solomon, mental institutions (what Ginsberg calls “Rockland”), and pingpong will return in Part Three of this poem.

The psychotherapy in these mental institutions will include such fashionably Freudian ideas as the Oedipus complex, as we can see in Ginsberg’s line about “mother finally ******”. The ultimate narcissistic fantasy, about sexual union with the mother, Lacan‘s objet petit a, has to have a four-letter word censored, for a change in this poem, since it’s a gratification too great for even Ginsberg to discuss directly: “ah, Carl, while you are not safe I am not safe…”

Still, while mired not only in madness but, worse, also in the prisons of psychiatry–those cuckoo nests–these incarcerated Beats can still experience the divine. They have “dreamt and made incarnate gaps in Time and Space […] trapped the archangel of the soul […] jumping with sensation of Pater Omnipotens Aeterna Deus…”

This connection with the divine is achieved through the use of language, a kind of talking cure, entry into the cultural/linguistic world of Lacan‘s Symbolic, as expressed in Ginsberg’s poetry and the prose of Beats like Kerouac and Burroughs. They’ll use “elemental verbs and set the noun and dash of consciousness […] to recreate the syntax and measure of poor human prose…”

The Beats are thus a combination of “the madman bum and angel beat in Time,” a marriage of Heaven and Hell (recall the “Blake-like tragedy” above), the best and the worst, “speechless and intelligent and shaking with shame,…” They “blew the suffering of America’s naked mind for love into an eli eli lamma lamma sabachthani saxophone cry…” In this, we see how the Beats combine jazz sax partying with suffering, despair, Lamb-of-God salvation and love.

“Howl” describes the individual experiences of men like Cannastra, Cassady, Kerouac, Solomon, and Ginsberg as if all the Beats had experienced them collectively, since in their solidarity of non-conformity, they felt the Dionysian unity, Plotinus’ One, Brahman’s nirvana. Ginsberg will feel that solidarity with Solomon in Part Three, but first,…

III: Part II of the Poem

Note how Moloch is described as a “sphinx of cement and aluminum” who “bashed open [the Beats’] skulls and ate up their brains and imagination”. Moloch, an ancient Canaanite god depicted in the Bible and understood to have been one requiring child sacrifice, is a Satanic figure in “Howl,” the Devil responsible for the Inferno of Ginsberg’s Divine Comedy here. But what does this Satanic figure in turn represent?

The “sphinx of cement and aluminum” that is also “Filth! Ugliness! Ashcans and unobtainable dollars” is modern-day industrial capitalism. Children are sacrificed to this Moloch, this Mammon of money, by having their skulls bashed open and their brains and imagination eaten. In our education systems, children’s energy, individuality, and creativity are all stifled and replaced with obedience and conformity, that energy redirected towards making money for the Man, never for the people, for whom it’s “unobtainable.”

The “Solitude” of Moloch is alienation, the lack of togetherness among people, which has been replaced by cold-blooded competition. This had led to “Children screaming under the stairways!”

In this second part–instead of the preceding part’s long lines ending in commas, which suggested an ongoing problem seemingly without end, the hopelessness of eternal infernal punishment–we have lines ending in exclamation points, to express the rage Ginsberg feels against an economic system to which we all feel we’ve had to sell our souls. Small wonder the non-conforming Beat writers were going mad in a drunken, Dionysian frenzy.

Moloch is an “incomprehensible prison!” It’s a “soulless jailhouse and Congress of sorrows! Moloch whose buildings are judgment! Moloch the vast stone of war! Moloch the stunned governments!” Ginsberg recognizes, as so many right-wing libertarians fail to do (or are dishonest about not recognizing), that capitalism very much requires a state and a Congress to make laws that protect private property. Government only does socialist stuff when it’s a workers’ state, not the dictatorship of the bourgeoisie, as the US has always been.

These “buildings [of] judgment” that are “the vast stone of war” are symbols of the modern, industrial world. The capitalist government has far too little funding for the poor, for education, for healthcare or for affordable housing, but it has plenty of money for the military. The Moloch government is “stunned” because it’s confused over who should have access to this tax revenue.

The evil industry of capitalism “is pure machinery!” It’s “blood is running money!” Since capitalism in our modern world spills into imperialism, as Lenin pointed out, then it’s easy to see how money can be linked with blood, death, and human suffering in war. Moloch’s “fingers are ten armies!” These are the armies of the Americans who, already in the 1950s, were occupying South Korea, making their women into prostitutes for the enjoyment of the GIs, and making their men fight their brothers and sisters in the north. Moloch’s “ear is a smoking bomb”, like those dropped all over North Korea.

The specifically modern, industrial nature of the capitalism that Ginsberg is excoriating here is found in such lines as this: “Moloch whose skyscrapers stand in the longs streets like endless Jehovahs! Moloch whose factories dream and croak in the fog! Moloch whose smoke-stacks and antennae crown the cities!”

These skyscrapers will be office buildings, places of business, the nerve centres of capitalism. Just as Moloch and Mammon are false gods, so are the “endless Jehovahs” a heathenizing of the Biblical God by pluralizing Him. The irony mustn’t have been lost on Jewish Ginsberg to know that Elohim can be the one God of the Bible as well as the many gods of paganism. Indeed, Judeo-Christianity has often been used to justify capitalism, imperialism, and settler-colonialism.

Moloch’s “love is endless oil and stone!” Note the endless coveting of oil in the Middle East. This would have been evident to Ginsberg as early as 1953, when the coup d’état in Iran happened to protect British oil interests in the region. The indictment against capitalism continues in these words: “Moloch whose soul is electricity and banks!”

Note also that Moloch’s “poverty is the specter of genius!” By “genius,” we can easily read Communism, since European poverty in the mid-19th century inspired the spectre that was haunting the continent.

“Moloch in whom I sit lonely! Moloch in whom I dream Angels! Crazy in Moloch! Cocksucker in Moloch! Lacklove and manless in Moloch!” Again, Ginsberg addresses the problem of alienation caused by capitalism. He also explains in this long line how one resolves the contradiction between sinning and the pursuit of salvation. One “dream[s of] Angels” in a desperate attempt to escape Moloch’s inferno. Still, that very desperation, in finding the escape so impossible, causes one to go “Crazy in Moloch!”

Conservative society’s moralistic condemnation of homosexuality, something gay Ginsberg would have been more than usually sensitive to, reduced his form of sexual expression to mere pornographic language, hence “Cocksucker in Moloch!” Recall Senator Joseph McCarthy‘s vulgar homophobia when he said, back at a time when such language would have been far more shocking, “If you want to be against McCarthy, boys, you’ve got to be either a Communist or a cocksucker.” Of course, the taboo against homosexuality was so aggravated at the time that it would have been so much more difficult for LGBT people like Ginsberg to find love, hence “Lacklove and manless in Moloch!”

“Moloch…entered [his] soul early!” It brainwashed him as a child into thinking he needed to conform to the ways of a capitalist, heterosexual society. He’d later have to work to unlearn all of that poisonous conditioning. “Moloch…frightened [him] out of [his] natural ecstasy!” He had to “abandon” Moloch.

Moloch is an industrial capitalist world of “Robot apartments!” (Imagine how much more robotic they’re becoming now, in our world of smart cities, with AI surveillance.) The “blind capitals! demonic industries!…invincible madhouses!” [to be dealt with in the next part] “granite cocks! monstrous bombs!” are those of a capitalist state, far more totalitarian than a socialist one could ever be.

“They broke their backs lifting Moloch to heaven!” Those phallic skyscrapers are “granite cocks!” Moloch is “lifting the city to Heaven”, with these skyscrapers as Towers of Babel: this tireless, slavelike construction has confused our language, making us incapable of communicating with or understanding each other, more capitalist alienation.

The pain and Hell of Moloch’s Inferno, though, is also in close proximity, as I described above, with the Heaven, the Paradiso, to which the Beats were trying to escape. Hence, “Visions! omens! hallucinations! miracles! ecstasies!” One has mystical experiences of bliss and psychotic breaks from reality at the same time. One thus also has “Dreams! adorations! illuminations! religions! the whole boatload of sensitive bullshit!” One has “Breakthroughs!…flips and crucifixions!…Highs! Epiphanies! Despairs!…suicides!…Mad generation!”

Though this is the Hell of Moloch, there is also “Real holy laughter…!…the holy yells!” The “Howl! Howl! Howl!” of Hell leads to holiness, that passing from the bitten tail of the ouroboros to its biting head. To reach the very best, one must pass through the absolute worst.

Still, some tried to purge the Beats through the dubious mental institutions, and this is where we must go next…

IV: Part III of the Poem

This part of “Howl” is most directly addressed to Carl Solomon, to whom, recall, the entire poem is dedicated–this ‘Song of Solomon,’ if you will. Ginsberg met Solomon in a mental hospital in 1949; he calls it “Rockland” in the poem, though it was actually Columbia Presbyterian Psychological Institute. In fact, among Solomon’s many complaints about Ginsberg and “Howl” was his vehement insistence that he was “never in Rockland” and that this third part of the poem “garbles history completely.”

As much of a fabrication as “Rockland” is, though, we can indulge Ginsberg in a little poetic license. After all, “Rockland” has a much better literary ring to it than “Columbia Presbyterian Psychological Institute,” or “New York State Psychiatric Institute,” or even “Pilgrim Psychiatric Center,” this latter being another psychiatric hospital to which Solomon was admitted.

In any case, maybe the point isn’t so much about Ginsberg being literally, physically with Solomon in the correctly-named mental institution, but rather that the poet was with Solomon in spirit, in solidarity with him, in a metaphorically therapeutic state of being, a true purging of Solomon’s sin and pain, which Ginsberg called “Rockland.” As such, this ‘mental hospital,’ as it were, is the Purgatorio that the actual hospital could never have been. The actual hospital would have just pushed conformity onto Solomon. The solidarity of Ginsberg and the other Beats, being with Solomon “in Rockland,” is the real cure.

So as I see it, the refrain “I’m with you in Rockland” means that Ginsberg was in solidarity with Solomon in his process of mental convalescence, a far better healer than the best shrinks in his actual loony bin. Ginsberg’s love and friendship, as that of all the other Beats, is a therapy to make that of his doctors and nurses seem like wretched Ratcheds in comparison. This part of “Howl” is the Purgatorio because of the Beats, not because of the therapists.

Solomon is “madder than” Ginsberg is, in both senses: more insane, and so voluntarily in a mental institution that the poet is only visiting; and angrier, because of the conformist society he was so at odds with that he chose to be put in the institution.

Solomon “imitate[s] the shade of [Ginsberg’s] mother”, who also had mental health issues, and so Ginsberg’s love for her inspired his empathy for Solomon. Similar empathy can be seen between Ginsberg, Solomon, and all the other Beats, since they were all “great writers on the same dreadful typewriter”–the Beats tended to type, rather than write, their literary works. Recall the caustic words of Truman Capote about the Beats: It “isn’t writing at all–it’s typing.”

Recall how the first part of “Howl” had its lines ending in commas, making it one interminable sentence with only breaths to break it up. The second part had its thoughts ending in a plethora of exclamation marks…endless screaming about the agonies that Satanic Moloch was inflicting on all the Beats. In this third part, however, there are neither commas nor exclamation marks. No periods, parentheses, or dashes, either. There’s no punctuation at all, unless you count the apostrophe in “I’m”. This lack of an indication of pauses suggests a kind of rapid-fire speaking, a frantic dumping-out of words, a therapeutic release of feelings that have been pent up for far too long. Such expression is a true purging of pain.

Now, in direct contrast to this verbal purging, this Symbolic expression of the undifferentiated, ineffable Real, Solomon suffered from the staff of the mental hospitals and their bogus therapy. The “nurses [are] the harpies of the Bronx”. He would “scream in a straitjacket that [he was] losing the game of the actual pingpong of the abyss.” I assume that a pingpong table was provided in Solomon’s hospital, in an abortive attempt to allow the patients to enjoy themselves.

He would “bang on the catatonic piano”, trying and failing to express himself artistically on instruments presumably also provided by the hospital. The immobility of catatonia, a perfect metaphor for the lifelessness of the patients, results in discords ‘banged on the piano’ instead of flowing, expressive music.

One’s innocent soul “should never die ungodly in an armed madhouse […] where fifty more shocks will never return your soul to its body”. This, of course, is a reference to the particularly egregious practice of electroshock treatments for the mentally ill. Ginsberg felt that shock therapy robbed Solomon of his soul. This practice is critiqued in Ken Kesey‘s One Flew Over the Cuckoo’s Nest.

Solomon would “accuse [his] doctors of insanity”, given such truly psychopathic practices as described in the previous paragraph. Indeed, this Purgatorio of Ginsberg’s poem, set in a mental institution, is ironic in how the opposite of purgatory occurs here, where a restoration to mental health is expected, while the friendship and solidarity Ginsberg has with Solomon is the real cure.

Ginsberg and Solomon, both Jews, would “plot the Hebrew socialist revolution against the fascist national Golgotha”, the American political establishment of the 1950s that was right-wing and, ironically, Christian. American imperialism crushes revolutionaries just as Roman imperialism crucified Christ. The Rockland “comrades [will be] all together singing the final stanzas of the Internationale.”

The American government, whose FBI and CIA were monitoring men like Ginsberg in the 1950s for their subversive activities, “coughs all night and won’t let [them] sleep”.

Their “souls’ airplanes” will “drop angelic bombs”, and the “imaginary walls” of the hospital will “collapse”. The “skinny legions” thus can “run outside […] O victory forget your underwear we’re free”. As I said above, the true healing from mental illness will come outside of the mental institutions, not inside them. Without underwear, the freed inmates will be naked, allowed to be their true selves, with no need to cover up who they really are.

Solomon thus will go “on the highway across America in tears to the door of [Ginsberg’s] cottage”. This cottage will be the locale of restoration to mental health that the loony bins could never be. His cottage will be the real purgatory, cleansing all the Beats of their sins and readying them for Heaven, for Ginsberg’s Paradiso, which is…

V: Footnote to Howl

Allegedly, Ginsberg stated in the Dedication that he took the title for the poem from Kerouac. I still believe, however, that the title for “Howl” was inspired, whether in the conscious or unconscious of Ginsberg or Kerouac, by Lear’s repeated cry of “Howl!” over Cordelia’s death.

I insist on this allusion in part because of how the “footnote” begins, with its uttering of “Holy!” fifteen times. On the one hand, “Holy!” can be heard as a pun on “Howl!” On the other hand, “Holy!” is the dialectical opposite of “Howl!” It is yet another instance of the Heaven/Hell dialectic that permeates the entire poem.

This repetition of “Holy!” implies the repetition of the title, just as Lear repeated the word four times.

Like the second part, the ‘footnote’ ends each statement with an exclamation point. The second part, with its Satanic Moloch, is like the Centre of Hell in its Ninth Circle, as depicted by Dante in his Inferno. This area is the worst part of Hell, where Satan is trapped waist-deep in ice, his three faces’ mouths feasting on Brutus, Cassius, and Judas Iscariot.

My point is that the same punctuation is used in the very worst and best places in “Howl.” Here is where the bitten tail of the ouroboros, where Satan’s mouths are feasting, leads immediately to the serpent’s biting head of Heaven, Ginsberg’s Paradiso. The exclamation points represent screams of horror in the “Moloch” part, and screams of joy in this “Holy!” footnote.

“Everything is holy!” to Ginsberg. “The world is holy! The soul is holy!” As a convert to Buddhism, following such Mahayana forms as Tibetan Buddhism, Ginsberg would have understood the unity of samsara and nirvana. So while all life is suffering, or the duhkha of samsara, it’s all manifestations of Buddha-consciousness, too, or “Holy!” Once again, Heaven and Hell are unified.

Even the ‘sinful’ or dirty parts of the body are holy: “The tongue and cock and hand and asshole holy!” Furthermore, “everybody’s holy! everywhere is holy!”

“The bum’s as holy as the seraphim! the madman is holy as you my soul are holy!” People from the lowest ranks of society to the highest orders of angels are of equal worth, the greatest worth…holy!

The typewriter may have been “dreadful” back in the third part of “Howl,” but here it’s holy, as “the poem is holy”. Of course, the Beats are holy, including Ginsberg himself, Solomon, Kerouac, Burroughs, and Cassady, “the unknown buggered and suffering beggars holy the hideous human angels!”

Ginsberg must also acknowledge the sanctity of his “mother in the insane asylum!” He similarly praises the sanctity of “the groaning saxophone!…the bop apocalypse! Holy the jazzbands marijuana hipsters peace peyote pipes and drums!”

While he condemned the skyscrapers of Moloch in the second part, here he sees them as holy, as well as the solitude of alienation he called evil earlier. The “mysterious rivers of tears under the streets!” are also holy. What is painful is also divine. Heaven and Hell are one. So the “lone juggernaut,” a Hindu god whose worship was once believed in the West to involve religious fanatics throwing themselves before its idol’s chariot, to be crushed under its wheels, is actually holy and good.

“Holy the vast lamb of the middleclass!” The petite bourgeoisie of 1950s American would still have been predominantly Christian, of the Lamb of God, and thus disapproving of Ginsberg’s homosexuality, but he deems them holy nonetheless, as he does “the crazy shepherds of rebellion!” And since Jesus was “the good Shepherd,” we can see in these “shepherds of rebellion” another paradox of conformist Christian with rebellious Beats.

He praises as holy many cities of the world, including New York, San Francisco, Paris, Tangiers, Moscow, and Istanbul, reinforcing the sense of a pantheistic universe.

Ginsberg, as a gay activist and socialist, was somewhat disenchanted with, for example, the social conservatism he saw in Cuba and its persecution of homosexuals in the mid-1960s, as well as with China, who turned against him as a “troublemaker,” and with Czechoslovakia’s arresting him for drug use. Because of these kinds of disappointments (these above examples having happened long after the writing and publication of “Howl,” of course, but still illustrative of the general kind of disillusion he must have already felt toward the, for him, insufficiently progressive Third International), he spoke of a “fifth International” as holy.

Note also “holy the Angel in Moloch!” Once again, we see the dialectic of Heaven and Hell, of angels and devils, and of nirvana and samsara. Similarly, the sea and the desert are holy, visions and hallucinations are holy, miracles and the abyss are holy, and “forgiveness! mercy! charity! faith!…suffering! magnanimity!” are holy.

Finally, the “intelligent kindness of the soul!” is holy.

VI: Conclusion

What makes “Howl” a great work of literature, like any great literature, is its embrace of the All. The dialectical unity of opposites is a kind of shorthand for expressing the universal in its infinite complexity. Such merisms as “the heavens and the earth” or “good and evil” are unions of opposites as a quick way of including everything between them, like the eternity of the cyclical ouroboros. The unified Heaven and Hell of “Howl” thus include everything between them, too.

Howling is holy, and vice versa.

Analysis of ‘A Streetcar Named Desire’

I: Introduction

A Streetcar Named Desire is a 1947 play by Tennessee Williams, premiered on December 3rd of that year. It’s considered one of the greatest plays of the 20th century, and is Williams’s most popular, being among his most performed and adapted in many forms, including notably the 1951 film.

The original cast of ASND was made up of almost all the same actors as in the film version, except for Blanche DuBois having been playing by Jessica Tandy onstage, and by Vivien Leigh in the film.

Here’s a link to the entire play.

II: Famous Actors for the Roles

Apart from Tandy and Leigh, other notable actresses who have played Blanche are Tallulah Bankhead (for whom Williams actually wrote the character, though she hadn’t played the role until 1956, because she was felt to be too strong for it), Ann-Margret, Cate Blanchett, Blythe Danner, Uta Hagen, and Rachel Weisz. Every actress Williams saw performing the role he loved, feeling that each of them brought something different to Blanche.

Apart from the most famous portrayal by Marlon Brando, Stanley Kowalski has been played notably by Anthony Quinn, Treat Williams, Alec Baldwin, Rip Torn, Aidan Quinn, and Christopher Walken.

Apart from Kim Walker, Stella–Blanche’s younger sister and Stanley’s wife–has been played by Beverly D’Angelo and Diane Lane.

Karl Malden played Harold “Mitch” Mitchell in the original stage production and in the 1951 film.

III: Themes

A central theme of ASND is narcissism, with the whole spectrum of pride/vanity to humility/shame expressed at many different points at the extremes and in between them. Blanche is vain, insufferably so to Stanley, who has a fierce pride of his own. Stella is much more submissive, forgiving of her husband’s brutality, giving in to his demand to put Blanche in a mental institution, and believing his denials of a rape of her sister that he’s obviously guilty of. Mitch is most gentlemanly to ladies, but when he learns of Blanche’s waywardness, he loses his sensitivity almost immediately.

Blanche’s narcissism is of the covert variety, expressed in a passive-aggressive form, her often seeming to play the victim. Her narcissism is a defence against psychological fragmentation, a defence that apish Stanley will break through, causing her to have a nervous breakdown at the play’s end. Her very name, meaning ‘white,’ suggests her narcissistic False Self of sweetness, purity, and ladylike sense of culture, but it also hides her True Self of promiscuity, snobbishness, and ethnic bigotry (i.e., against the Polish).

Stanley is her diametrical opposite, making hardly the slightest attempt to hide his harshness (or so it would seem). His wish to break through all of Blanche’s masks and disguises and reveal the truth in no way redeems him of his cruelty. He is perceived as an ape, and rightly so, for he rids us of all doubt by the end of the play.

So along with the spectrum between narcissism/pride/vanity and humility/shame, there’s also a spectrum between social artifice/fakery and brutal honesty in ASND. In the case of this latter spectrum, it should be obvious which character personifies social artifice, and which brutal honesty. A character like Mitch falls somewhere in between the extremes, as we’ll see later on.

IV: Scene One

A verse by Hart Crane (the fifth from “The Broken Tower”), which is put before the beginning of Williams’s play, seems to express Blanche’s situation when she arrives in New Orleans. She’s looking for a building on a street called “Elysian Fields,” whose heavenly associations are ironic given what a hell-hole she finds her new home to be.

She is a Southern belle used to a life of dainty clothes, perfume, comfort, and culture in Belle Reve (“sweet dream,” loosely translated), the old home she’s lost to creditors, forcing her to live with Stella and Stanley, or else face homelessness. Living in such a shockingly poor home will be a crushing humiliation for Blanche.

To get to Elysian Fields, she’s taken a streetcar named Desire, then transferred to one called “Cemeteries” (Williams, page 3). The streetcar named Desire was inspired by an actual streetcar with the same name, which ran a half-block away from Williams’s apartment on Toulouse Street in the New Orleans’s French Quarter, where he wrote the play.

The names of the streetcars, as well as the name of Stella’s and Stanley’s home, have been chosen as more than just names of places in the real world, though. Desire leads to cemeteries…rather like, the wages of sin is death…and death leads to an afterlife that may seem like heaven, but is actually hell. It should be easy for anyone who has read or watched a performance of ASND to see how these names are points on the trajectory of Blanche’s life, just as the verse from Crane’s poem reflects her life.

She has led a life of desire–from her marriage to a husband who, it turns out, had homosexual feelings he acted on, then killed himself after knowing her shocked reaction to this acting-on them (recall that Williams himself was gay, and therefore his sexuality rubbed off in some of his plays), to her own promiscuity, which included a sexual relationship with one of her teen students. This inappropriate relationship led to the bad karma of her being fired as a high school teacher. We see how desire has led to the cemeteries of her husband and her job.

And now she has to live in the hellish ‘heaven’ of her sister’s shabby home, to be shared with a man whose bestial nature will be soon apparent to her.

When Blanche sees her sister for the first time in a long time, she addresses her as “Stella for Star!” (page 6). Since this is the literal meaning of her younger sister’s name, Blanche’s imagined poetic pointing-out of that meaning demonstrates her literary pretensions early on in the play.

Though she affects refinement, her own vulgarity and ignorance also come out early in the play as she and Stella discuss Stanley, whom Blanche not only refers to as one of those “Polacks,” but also imagines as being “something like Irish,” but “not so–highbrow?” (page 9) His friends are “a mixed lot,” according to Stella, and are therefore “heterogeneous–types” to Blanche, which suggests a quite racial categorizing of them; after all, there’s Pablo (Nick Dennis in the original production and the 1951 film).

After Blanche has sorrowfully told Stella about the loss of Belle Reve, being so ashamed of its loss that she imagines her sister’s questioning about it to be a judgement on her for losing it (pages 11 and 12), she meets Stanley. It’s so fitting that Brando exemplified Stanislavski‘s Method Acting in the role of Stanley, his name almost sounding like a pun on Stanislavski, since there’s no affectation whatsoever to be seen in Kowalsky; while Blanche’s character seems to require the technique of the classical acting style, with its “saw[ing of] the air too much with [one’s] hand,” and its “tear[ing of] a passion to tatters.”

A cat screeches near the window, startling sensitive Blanche. In the film, Brando’s Stanley imitates the cat’s screeching, a kind of foreshadowing of how upsetting he’ll soon be to her. In fact, he is upsetting to her already by the end of this first scene, when he brings up her marriage (page 15). Bringing this up triggers painful memories for her that will be brought up in full later.

When I referred to Blanche as narcissistic and fake, neither of these faults necessitate our lack of empathy for her. She’s suffered terribly, and she’s about to suffer even worse by the end of the play, thanks to Stanley’s merciless cruelty. Her narcissism and maintaining of illusions are the only things that are keeping her from falling apart completely.

V: Scene Two

When Stanley learns from Stella of Blanche’s loss of Belle Reve, he starts worrying that his wife has been cheated of the family property, for the “Napoleonic Code” (which, contrary to what Williams believed, did not exist in Louisiana at the time) states that what belongs to the wife belongs to the husband and vice versa (though Stanley doesn’t seem too concerned with the vice versa). If Blanche has lost the family property, then so has Stella…and so has Stanley.

The point is that Stanley is a very domineering husband, and he believes he has the right to extend the patriarchal dominance of his home onto Stella’s sister. He doesn’t even like his wife’s leaving him “a cold plate on ice” for dinner while she and Blanche go out to eat, then to a show, so he and his friends can play poker in his home without any women disturbing them (page 16).

His utter lack of respect for a woman’s rights is on full display when he starts pulling out Blanche’s dresses from her wardrobe trunk in search of any documents to tell him what happened to Belle Reve. He imagines Blanche’s fancy-looking clothes are all expensive, too much so for a teacher’s salary, so he says he’ll have an acquaintance in a jewelry store do an appraisal of her “diamonds,” “pearls and gold bracelets” (pages 18-19). Stella insists that the “diamonds” are just rhinestones. Stanley still thinks he has the right to Stella’s ‘wealth.’

Stanley’s borderline, if not outright, misogyny is to the point of bluntly telling Blanche that he has no interest in complimenting women on their looks, since in his opinion, they either already know they’re beautiful and therefore don’t need to be complimented, or they’re so vain that they “give themselves credit for more than what they’ve got.” (page 21) Blanche, in her thirties and with fading beauty, has an already fragile self-concept and therefore doesn’t need Stanley’s kind of bluntness.

He doesn’t take it as well as he dishes it out, though. When she responds to his bluntness by calling him “a little bit on the primitive side,” and says she could tell no more about him than that he’s a man her sister married, he throws a brief tantrum (pages 21-22). In his brutal honesty, he should not be confused with men like Alceste the misanthrope, who sincerely hated social hypocrisy in spite of his continuing attraction to the flirtatious coquette Célimène, who had eyes for him as well as for other men. Stanley, on the other hand, is simply an ape.

His brutish demanding that Blanche show him legal papers connected with the DuBois plantation leads to him grabbing love letters from her husband. Stanley’s insensitivity to her husband’s letters is a touch that insults them, meaning she’ll need to burn them (page 23). He has again triggered painful memories about a husband with the opposite personality of Stanley’s, a sensitive poet, not a growling gorilla.

Her saying she’d not have him touch her letters “because of their–intimate nature…” (page 23) is a foreshadowing of the horrible thing that Stanley will do to her at the play’s–pardon the expression–climax. She surrenders to his looking through her legal papers, just as she’ll surrender to him in a more physical way later.

It’s interesting how his use of legality to persecute her parallels his use of physicality to persecute her. Feminists would have a field day analyzing these parallels, as I’m sure they already have. In this connection, I also find it interesting how the Napoleonic Code didn’t exist in Louisiana at the time of the story: Stanley’s imagined authority over Stella and Blanche is as fake as Blanche’s pretensions to culture and high breeding. As I said above, he has no business pretending to be any more honest than she does.

VI: Scene Three

Stanley, Mitch, Pablo, and Steve (Rudy Bond in the original production and the 1951 film) are playing poker while Stella and Blanche are out. Poker night is an all-boys club in which women are persona non grata, of course. It’s bad enough when people in high positions of political, economic, and religious power and authority use sex roles and the patriarchal family to divide the sexes and keep women down; when working-class men reinforce these divisions and discriminatory attitudes, it makes proletarian solidarity all the more difficult to cultivate.

Another example of this lack of solidarity, but from a racial angle, is Pablo suggesting going to get some chop suey from the “Chinaman’s” (page 27), this being a term which, by the time of the writing of the play, must have already begun to acquire derogatory overtones in the US. Pablo, as an Hispanic and therefore surely someone familiar with being on the receiving end of ethnic slurs (Stanley will have called him a “greaseball” by the end of the play, and I suspect it won’t be the first time), should have at least some sensitivity to how inappropriate “Chinaman” sounds, as should Stanley, as a Polish-American who is infuriated with Blanche saying “Polack.”

Of the poker players, Mitch is the only unmarried one (page 28), and he has a sick mother at home, so he worries about her and must leave the poker game. His duty to her gives off the impression that he’s a ‘mama’s boy,’ and that he’s ‘sensitive.’ Blanche will soon pick up on his “superior” manner (page 30), and see in him the hope of a husband. Stanley shows his contempt for Mitch’s devotion to his mother by saying the guys will “fix [him] a sugar-tit.” (page 28)

Mitch is pleased to meet Blanche when she and Stella have returned and he has stepped away from the poker game for the moment, so he is playing the role of the gentleman while the other boys continue with their all-boys-club card game. Stanley, predictably, feels the most invaded by the feminine presence.

He assures Blanche that none of the men are interested in standing up when she enters the room. He’d have her and Stella go up to Steve’s place and sit with Eunice, Steve’s wife (Peg Hillias in the original stage production and the 1951 film), whom he treats with a shabbiness comparable to how Stanley treats Stella and Blanche. Though it’s nearly two-thirty in the morning, Stanley sees the poker game as not finishing any time soon, and he spanks Stella on the thigh…or is it the ass?…to discourage her and Blanche from staying; this only angers her.

Gentlemanly Mitch, however, will repeatedly insist, “Poker shouldn’t be played in a house with women” (pages 36 and 37). Stanley is annoyed that Mitch, more interested in Blanche than the game, won’t come back to it. He’s particularly angry when Blanche turns on the radio (page 35). He rushes over and smashes it.

Stella, furious, calls Stanley an animal and tells his friends to go home immediately. He goes wild at her ending his sacred card game and goes after her. His friends try to calm him down, but it’s no good.

Both husband and wife go offstage, and we know that he hits her (page 35). Both she and Blanche scream. Stella is taken upstairs to Steve’s and Eunice’s place while Stanley’s friends try again to calm him down by pouring shower water on him, but he just gets angrier, curses at them, and hits them. They all leave with their poker winnings (page 37).

With Stella gone, Stanley finally realizes he’s screwed up. Now we have the famous moment when he screams out “Stella!” repeatedly. Without her, he’s no longer the dominant male, but he’s been reduced to a weepy little boy.

Perhaps his weepiness in part has triggered her maternal instinct, but in any case, she goes back to him and forgives him, a shocking thing for Blanche, Eunice, and any reasonable person to see. Stella is letting him manipulate her with that helpless little boy routine, a classic page out of the narcissist’s playbook.

Eunice would get the law on him for hitting his wife and making such noise so late at night. Just as the men demonstrated by trying to calm him down, there is no social acceptance of violence against women, though that doesn’t mean men never get away with it.

Blanche comes out, horrified that her sister, with child, went back to the man who hit her. Mitch is there to talk with Blanche, since he’s still interested in pursuing her. What should be a bad omen for her is how, in spite of how Mitch is still acting the gentleman, he trivializes this moment of domestic violence.

VII: Scene Four

The next morning, Blanche wants to talk Stella out of remaining in her relationship with Stanley after having seen how bestial he is capable of being. As with Mitch, Stella trivializes what happened the night before, which of course is all the more disturbing.

Stella thinks that Stanley’s having felt ashamed of himself for his barbaric behaviour is enough to forgive him, when she knows full well that he’ll do such things again, and soon.

Stella was as much of a Southern belle as Blanche, but the former being taken off the pedestal didn’t upset her the way the latter was forcibly removed from it. Blanche cannot conceive how Stella is willing to tolerate living with such a man as Stanley.

Part of the difference in the two women’s attitudes is how Blanche, unlike Stella, still believes in romantic notions of gallantry, illusions to protect her–it would seem–from the brutality of reality. When Stella speaks of how Stanley, on their wedding night, went around their home with one of her slippers smashing all the light-bulbs with it, instead of being terrified, as Blanche would have been, Stella admits to having been thrilled by his wildness (pages 41-42).

Blanche feels there’s a desperate need to get herself and Stella away from Stanley. She remembers a wealthy oilman named Shep Huntleigh, who she imagines could use his money to get her and Stella away from that brute of a husband. She imagines she’ll get Western Union through the telephone operator to contact Shep and tell him that she and Stella are in a desperate situation and need his help (pages 43-44). This urgent attempt to get Western Union and contact Shep will be repeated in Scene Ten (page 95), at the climax of the play, when Blanche is sure that Stanley, alone with her at home while Stella is in the hospital to have her baby, won’t have anyone there to hold his leash.

This Shep Huntleigh represents, in another way, the diametrical opposite of Stanley. He’s not only wealthy, but he’s also a gentleman, Blanche’s gallant, romantic ideal. According to Heinz Kohut‘s conception of the bipolar self, the two poles that give a person a stable sense of self are ones based on someone to idealize (in childhood, the idealized parental imago) and someone to mirror the grandiose self. When both of these needs are met, one can live with a healthy, restrained, and moderate sense of narcissism. If one of the poles fails, or is thwarted, the other can compensate. If both fail, one is at best in an extremely fragile position (as Blanche is, already at the beginning of the play), and at worst, one experiences psychological fragmentation and a psychotic break with reality (as happens to Blanche at the end of the play).

Blanche is hoping that a courtship with Mitch will lead not only to a husband who can ‘make an honest woman of her,’ so she can put her promiscuous past and reputation behind her, but also to a satisfying of her narcissistic need for someone to mirror back her grandiose self to her. His gentlemanly routine of putting her up on a pedestal will satisfy that need.

When Mitch learns, through Stanley’s merciless probing into her past, of her promiscuity when she lived in Laurel (living in The Flamingo, a hotel known for prostitution, her sexual relationship with one of her underage students), and he refuses to marry her, she uses her idealization of Shep Huntleigh, a kind of Oedipal transference of the idealized parental imago, to keep her fragile self hanging on. Of course, Stanley tears that compensatory fantasy apart, and she goes mad in the end.

The psychiatrist (played by Richard Garrick in the original stage production and the 1951 movie)–who, with the matron (Ann Dere), comes to take Blanche to the mental hospital at the end of the play–temporarily destroys her ever-so-faint hopes to be taken away by Shep; but he wisely humours her, putting on the gentlemanly act to make her cooperate, and revives for the moment her hope to have the idealizing pole satisfied.

Anyway, Blanche continues trying to convince her sister that Stanley is not worth keeping. When Stella speaks of the “things that happen between a man and a woman in the dark,” making such things as Stanley hitting her “seem–unimportant” (page 46), we’re reminded of how “thrilled” she was at his smashing of the light-bulbs. A nasty man is often exciting to a woman, where a nice guy finishes last. As the Chinese say, “男人不壞,女人不愛” (“If men aren’t bad, women won’t love them.”) Bad boys are sexy, and in this observation come so many of women’s problems with men. Recall, in this connection, how good-looking young Brando was in the 1951 film, with his muscle tone and his shirt off. I’ll bet the girls were swooning with ecstasy at the sight of him on the screen.

Blanche responds to what Stella says by pointing out what I said above about the title of the play–that it’s not just inspired by the name of a streetcar near where Williams was writing his play. Stella is talking about her “brutal desire,” a streetcar that brought Blanche to this Godforsaken home of Stella’s and Stanley’s. A streetcar named Desire, then one named Cemeteries…Blanche imagines that Stella’s desire will lead to her death at Stanley’s hands.

As Blanche goes on condemning him as “common,” he’s approaching home and overhearing her words. He is fuming inside as she speaks of how his wife should be with a better man than “an animal,” someone “subhuman” and “bestial” (page 47).

Since Blanche has been bad-mouthing him so much to his wife, he’ll get his revenge on her by learning the gossip about how “common” she is, making all of her pretensions to art and culture seem utterly hypocritical.

VIII: Scene Five

Stella and Blanche can hear Steve and Eunice fighting upstairs, the latter accusing the former of fooling around with some “blonde,” which Steve denies (page 49). The fight escalates, she throws something at him, then he hits her, and she wants to get the police (page 50). She runs off, and he goes after her. We sense that domestic violence in the ‘heavenly’ Elysian Fields is not limited to Stella and Stanley.

Stanley comes by, and Blanche–in her usual ‘ladylike’ voice–taunts him by saying he must be an Aries, since he’s so “forceful and dynamic,” and he loves “to bang things around” (page 51). Naturally, he’s annoyed at these words. Stella tells her that Stanley was born just after Christmas, making him a Capricorn. Blanche comments, “the Goat!”, annoying him all the more.

When she mentions that her birthday is the following month, in mid-September, making her a Virgo, which is the Virgin, Stanley–already knowing a few things about her scandalous reputation in Laurel–has an opportunity to insult her back. He mentions a man named Shaw, a name common enough that she can pretend this is not someone she knows in particular, a man she apparently met in Laurel, at a hotel named the Flamingo, the place where prostitution goes on (as I mentioned above), so naturally, Blanche denies any association with it.

When Stanley leaves, though, Blanche asks Stella, in a state of great anxiety, if she’s heard any dirty gossip about her (page 52). Stella denies having heard anything nasty about Blanche. Around this time, Steve and Eunice have returned in each others’ arms, fully reconciled; their making-up parallels the making-up of Stanley and Stella that happened so soon before.

Blanche explains to Stella the reason for her bad reputation in Laurel. The loss of Belle Reve, on top of her husband’s suicide and the scandal surrounding her sexual relationship with her teen student, put her into a situation so desperate that she had “to be seductive,” to “put on soft colours” (page 53). She’s needed to do this with men “in order to pay for–one night’s shelter!”

She’s found that “men don’t…even admit your existence unless they are making love to you. And you’ve got to have your existence admitted by someone, if you’re going to have someone’s protection.” So she’s got to “put a–paper lantern over the light”, something she habitually does so people won’t see her aging and fading beauty, something she’s terrified of, just as she’s terrified of the light revealing the truth of her scandalous behaviour, something she’s feen forced into because of her losses…but the cruel, judgemental world will never be understanding to her about that.

And Stanley is the epitome of that cruel and judgemental world, not that he’s any better, of course.

She senses that Stanley wants to throw her out of his and Stella’s home, so she doesn’t want to be a burden to her sister, something she promises she won’t be in the most hysterical of words. Stella is shocked by how emotional Blanche is getting. Blanche is placing all of her hopes on Mitch, with whom she is having a date at seven that very night (page 54).

In anticipation of Stella learning, through Stanley, about Blanche’s reputation in Laurel as a ‘woman of loose morals,’ she frantically insists that on dates with Mitch, he’s gotten only “a good night kiss” from her (page 55). She wants his respect, yet she’s terrified of losing him, hence she’s so sensitive about her age. She wants him to think of her as “prim and proper.”

Of course, Mitch wants her to think of him as a gentleman. He has his social mask, and she has hers, symbolized by that paper lantern over the light, to hide the aging on her face.

Stanley returns, and he leaves with Stella, with Steve and Eunice accompanying them. Blanche is alone in the apartment.

Just before Mitch is to show up for his date with her that night, Blanche sees a handsome young man (played by Wright King in the 1951 film), who appears at the door. He says he’s “collecting for the Evening Star,” a newspaper. She jokes about him as a star taking up collections because she finds him so attractive, but he is so innocent and sweet (just the way she likes her boys), he doesn’t understand her joke.

I suspect that she, in her fragile, unstable mental state, is imagining this boy’s presence. He can easily be seen as reminding her of not only the boy she had the affair with, but also her husband back when she first knew him, when the couple were both very young. Her student/lover presumably reminded her of her husband, too.

The boy collecting money is so perfect to her. He’s polite, he calls her “ma’am,” and he’d never treat her like a whore. He’s shying away as she makes her advances to him.

Finally, she gives him a kiss on the mouth (page 57), but not wanting to go any further, as with Mitch, she sends the boy off. And fittingly, just after he disappears, Mitch arrives for their date.

IX: Scene Six

At 2:00 a.m. of the same night of their date, Mitch notes that Blanche is getting tired. After he drops her off at home, it seems that he’ll take “that streetcar named Desire” back home, for we can see just how much they desire each other. Still, he’s sad because he thinks he hasn’t entertained her much tonight.

Though she still wants him to think of her as a lady who isn’t cheap, she still likes tempting him. She’d have him come into Stella’s and Stanley’s place, since the husband and wife aren’t back home yet. She also wants to give Mitch a drink, and she even asks him, “Voulez-vous couchez avec moi ce soir?” She also says in French that it’s a shame he doesn’t understand the question, but of course she’s happy he doesn’t (page 61). They actually go into the bedroom, her carrying the drinks.

A little later, she has him pick her up to see how light she is. Still, she’d have him let her go and be a gentleman while her sister and Stanley are still away (page 63). She fears Stanley exposing her bad reputation in Laurel, but he can’t resist continuing her coquettishness.

Almost immediately after Mitch’s picking her up and putting her back down, she brings up how much she doesn’t like Stanley, with her worries that he may have told Mitch some bad things about her (page 64). It’s interesting to see this juxtaposition of her teasing of Mitch with her fears of him learning of her ‘loose’ ways in Laurel. It’s as if her unconscious death drive, her Jungian Shadow, is deliberately sabotaging her date.

She gets nervous when Mitch asks her age (page 65). He asks because of his mother, who has wanted to know more about her. After all, his mother will probably die in a few months, and she wants to make sure her son is settled (page 66).

Next, the conversation turns toward Blanche’s old husband, a sad topic for her. The two married when very young. He was “different.” He had “a nervousness, a softness and tenderness which wasn’t like a man’s,” but not at all “effeminate-looking” (page 66). He needed her help.

Eventually, she found him with another man.

They pretended that nothing had happened, then the three of them went to Moon Lake Casino to be drunk and dance, to the music of the Varsouviana in particular. Then her husband broke away from her, ran outside, put a revolver in his mouth, and shot himself.

He ran out and killed himself because, on the dance floor, she’d told him he disgusted her (page 67). So she blames herself for his suicide.

Now, in the 1951 film version, all references to homosexuality in the play–however indirect–were censored for obvious reasons. Instead, the husband is portrayed as simply weak, overly sensitive, weepy, and a poet–all the gay stereotypes without the gay. A similar excising of homosexuality in a Tennessee Williams play was done in the 1958 film adaptation of Cat on a Hot Tin Roof.

Empathizing with Blanche, and seeming to be similarly sensitive, Mitch reaches out to her after hearing her tragic story. She needs someone, as he needs someone. He’s seriously considering marrying her.

Except…

X: Scene Seven

In mid-September, it’s Blanche’s birthday, and Stanley has plans of ruining it for her (page 69). He’s found the dirt on her that he needs to prove that she has no business calling him ‘common.’

To add to his irritation, she is “soaking in a hot tub” on a day when the temperature is 100. He can’t stand how Stella serves cokes to “Her Majesty in the tub.” He’s convinced, “from the most reliable sources–which [he has] checked on”, that Blanche is a liar about her past (page 70).

Her singing in the bathtub, like a “canary bird,” is annoying him all the more. He can’t stand her pretense of being some kind of “lily,” all sweet and delicate, when he’s discovered that she, in his judgement, is a common whore.

The sad thing about the animosity between both of them is how it’s based on prejudicial notions of class, ethnicity, and sex. His faults, in her estimation, are because he’s a low-class “Polack.” Her faults, in his estimation, are because she’s a ‘slut.’

His real faults don’t come from his being working-class or Polish. Anyone, of any ethnicity or any social class, can be irascible, crass, rude, or violent, as Stanley is. Her real faults don’t stem from her private sexual life. Any woman, with or without literary and cultural pretensions, can fall the way Blanche has fallen, given the combination of misfortunes she’s had to suffer.

Her promiscuity should be perfectly forgivable if she can find a husband and commit to him. Her questionable relationship with her seventeen-year-old student can easily be forgotten given the same positive change in her fortunes.

What’s more, what he does to her towards the end of the play renders her sins insignificant in comparison to his. This play demonstrates the cruelty of the old double standard between the sexes more vividly than perhaps any story out there. The double standard can be expressed in the metaphorical use of words used in dog-breeding: when a man screws around, he’s a stud; when a woman does it, she’s a bitch.

This cruel double standard can help us to understand why Blanche does the prim and proper routine, why she makes mental escapes into a world of romance, poetry, and gallant gentlemen, and why she sings like a canary bird in the bathtub. It’s all a desperate attempt on her part to survive and stay sane.

Of course, if we had a society that had institutions to care for unfortunates like Blanche, she would never need to sell herself to survive. And if that society gave workers like Stanley the full fruits of their labour, and if that labour was meaningful instead of alienating, he probably wouldn’t be half the ape that he acts like.

But I digress. Back to the story.

Now, while Stanley is telling Stella about Blanche’s lies about only ever being kissed by men, as she’s told Mitch (page 70), and about quitting teaching merely because of her nerves, rather than being fired for sexual misconduct with a minor, Blanche is in the tub singing about such phony things as paper moons, cardboard seas, the Barnum and Bailey circus, honky-tonk parades, and melodies from penny arcades–things that wouldn’t be make-believe if she had a man who believed in her (pages 70-71). Just as I said above: she wouldn’t need to indulge in all the fakery if she had a man to love her…as she once had.

We can’t expect any compassion from merciless Stanley, though, of course. He’s found fault in her, and he has all the reasons he needs to hate her.

Stella tries to reason with Stanley, to get him to understand the misfortunes her sister has gone through to bring her to her current situation. She brings up Blanche’s “degenerate” husband (page 73). Stanley is deaf to all of this: he’d rather hate Blanche than pity her.

In fact, Stanley has told Mitch all about Blanche’s scandalous past, and though he’s infuriated with Stanley for blackening her reputation, he’s checked the sources of Stanley’s stories and has confirmed them. He’s been invited to Blanche’s birthday party, but he won’t show up (page 74).

Stanley has given her some extraordinary birthday gifts. He’s been most thoughtful to her.

Finally, he gets so furious with her holding up the bathroom and singing endlessly that he shouts at her to get out (page 75). She tries her best to hold herself together against his savagery. Still, she worries about what he’s told Stella about her.

XI: Scene Eight

Forty-five minutes later, the three of them are sitting at a dismal birthday dinner (page 76). Blanche is wearing an artificial smile, trying to hide her disappointment at Mitch’s absence.

She asks Stanley to tell them a joke, something to cheer them up without it being vulgar or indecent. In his disgust with her affectations about being the ‘high-class’ lady from Belle Reve, rather than the whore from the Flamingo, he says he knows no jokes “refined enough for [her] taste.” Therefore, Blanche will tell one…a joke that ends with “God damn…!” She’s as capable of rough language as he is (page 77).

When Stella gripes at him for his bad table manners and tells him to help her clear the table, he has another of his temper tantrums, throwing a plate to the floor. He refuses to let himself come anywhere near being dominated by her or Blanche.

He’s infuriated at being called a “Polack” by Blanche, and judged as “vulgar–greasy,” but he sees no injustice in his own dominance as a man over her and his wife. He twists the socialist meaning of Huey Long‘s “Every man a king” slogan, meant to indicate that all people should have access to the plenty that a king enjoys, and instead he uses it to mean that men should be the kings of their women. In this, we can see what I was saying above, that a lack of solidarity between the sexes, as well as between people of different ethnic groups, is bad for the working class.

Blanche is still worried that Stanley has told Stella some dirt he’s learned from Laurel. Stella denies hearing anything, but of course she’s heard plenty. Blanche wants to call Mitch’s home and find out why he hasn’t shown up for her birthday party. She’ll regret making the call (page 78).

Stanley has another ‘gift’ for Blanche: a ticket back to Laurel. She can hear the Varsouviana music. She runs off, coughing and gagging (page 81).

Stella reprimands Stanley for being so cruel to her sister, and he reminds Stella of how he’d pulled her down from the columns of Belle Reve, and she liked it. He’s now pulled Blanche down from those columns, too, and she hates it…therefore, he hates her.

Overwhelmed by stress, Stella is going to go into labour. He has to take her to the hospital.

XII: Scene Nine

Blanche is alone in the apartment again, and Mitch arrives, dressed in his work clothes. He has no more interest in playing the role of the gentleman for her, having confirmed what Stanley told him about her. His coldness to her, and her realization that she has lost him, just as she lost her husband, reminds her of the Varsouviana music she’d heard when he ran off and put a gun in his mouth (page 84).

Mitch doesn’t like how dark it is in the place. He wants to see her in the light, which of course she never wants to be seen in (page 86). She finds the dark comforting, something she can hide in. Just as it hides her age, the darkness also hides her sinful past–it is her Jungian Shadow.

He insists on seeing her in the light even to the point of tearing off the paper lantern from the light-bulb. He wants to see her “good and plain,” which causes her narcissistic injury, for she finds exposure to the light “insulting.”

He wants realism, but she wants “magic.” She wants to hide in romance, to be worshipped by a gentleman. She wants comforting illusions.

When he sees her in the light, he doesn’t mind that she’s older than he thought; but he’s heartbroken to know that she, of supposedly “old-fashioned” ideals, has serviced men in the Flamingo. He at first dismissed Stanley’s accusations as slander, but then he checked Stanley’s sources and he is no longer able to deny the truth about her (page 87).

Blanche tries her best to deny Mitch’s sources, claiming the stories of the men who knew of her promiscuity are slanders to get revenge on her for rejecting their advances, but Mitch won’t believe her. Knowing she can’t get him to sympathize with her, she ironically exaggerates her sin by claiming the hotel she stayed in was not called The Flamingo, but “The Tarantula,” where she supposedly brought all her victims (page 87).

Again, she tries to explain what drove her to promiscuity–the suicide of her husband, Allan, her hopes of finding a man’s protection but never getting it, and the slow fading away of her looks from aging. She still hopes she can win Mitch’s sympathy by appealing to his need for somebody, as she needs somebody, and noting how gentle he seems (page 88)…but all that matters to him is that she lied to him.

As all of this is being said, a Mexican woman outside can be heard saying, “Flowers, flowers, flowers for the dead” in Spanish…some ominous foreshadowing of Blanche’s fate, metaphorically speaking.

Blanche speaks of “blood-stained pillow slips” that need changing, symbolic of her promiscuity. She imagines that “a coloured girl [could] do it,” suggesting a projection of her sin, what makes Blanche “common,” onto blacks, onto common workers. Blanche would continue to use racial and class prejudice as an ego defence mechanism to protect her against judgement for her sins.

Still, not only does Mitch feel no sympathy for Blanche, but he also no longer feels any obligation to play the role of the gentleman for her (page 89). He takes it to the point of wanting sex from her, imagining that she’s owed it to him “all summer.”

As we can see, his gentleman routine is as much of a phony act as is her ladylike routine. So much in this play is illusion and pretense.

Since Mitch has his hands on her waist, and it’s clear that he doesn’t want to marry her, she has no intention of satisfying him like a ‘cheap’ woman. His intention is to have her whether she’ll consent or not…in other words, he’s prepared to rape her.

She screams “Fire! Fire! Fire!” to make him go away, since screaming fire is considered a much more effective way to get help against a rapist than yelling rape. When we consider what’s going to happen to Blanche in the next scene (just after the end of it, specifically), we can see that Mitch is actually a more moderate version of Stanley, or rather, that Stanley is representative of an extreme version of ‘gentlemen’ like Mitch.

XIII: Scene Ten

It’s later that same night. Blanche is dressed in her prettiest of dresses, wearing her rhinestone tiara, and in front of the dressing table mirror. Since Mitch left, she’s been drinking steadily. She imagines she has a number of “spectral admirers” around her (page 90).

As I said above, her loss of Mitch is a loss of the mirror of her grandiose self, one of the two poles that are holding her together. So the group of “spectral admirers” is there in a desperate attempt by her to avoid the psychological fragmentation that is her fate via Stanley.

She’s talking to these imagined admirers: she’s hallucinating their presence. She’s holding a hand mirror to look at herself more closely, the hand holding it trembling. The chasm between who she knows she really is and the Lacanian ideal-I she wants to see in the specular image must be so vast that she smashes the mirror down hard to crack the glass.

Stanley returns from the hospital, and he’s in an uncharacteristically good mood. He is even, for the moment, kind to Blanche. He’s happy because he’s soon to be a father and hoping for a son (page 92).

Blanche has hopes of her own, only hers are completely imaginary. Just as she’s been seeing make-believe admirers in the mirror, for the sake of her grandiose self, she’s also imagining that Mr. Shep Huntleigh, her personified ideal, will take her on a cruise of the Caribbean (page 91).

Only through an escape into fantasy can she hope to keep her bipolar self intact, with Shep at one pole (idealization), and the admirers in the mirror reflection at the other pole (grandiosity). Yet Stanley is about to smash both poles for her, to rid her of her illusions, and traumatize her so severely that her psychotic break from reality will be complete.

Still, though, for the moment, Stanley is being nice to her because of his good mood as an expectant father. He doesn’t believe a word she’s saying about a cruise with Shep, but he’s humouring her all the same, to keep the peace, hence his comment that the rhinestones on her tiara are “Tiffany diamonds” (page 91). In his humouring of her, we can see that he’s as capable of pretense as she is.

Though he’s trying to be generous with her to keep the mood pleasant, she doesn’t want to reciprocate (page 93). She’s annoyed at the continuing lack of privacy, and yearns for her “millionaire from Dallas” to restore it to her. In her swelling narcissism, she boasts of her inner beauty–“beauty of the mind and richness of the spirit and tenderness of the heart”–all of which can replace her fading physical beauty.

This boasting is causing Stanley’s patience to fade, especially when she speaks of “casting [her] pearls before swine!” (page 93) “Swine,” of course, refers not just to Stanley but also to his friend, Mitch, whom she now regards as no less common than Stanley. She lies that Mitch “returned…to beg [her] forgiveness,” which she wouldn’t give.

When Stanley reminds her about the telegram she supposedly got from Shep, and he sees she has briefly forgotten about it, he’s caught her in a lie (page 94). Now his anger comes back in full.

Stanley knows there is no Shep, and he knows that Mitch never came to her asking for forgiveness. It’s all only her “imagination…lies and conceit and tricks!” It was all narcissistic fantasy, which she’s been using to protect her bipolar self from psychological fragmentation.

He is disgusted with her phony charade, but he cannot see the pain she went through that brought her to this. He’s tearing down her fake performance, and he’s about to bring her to that state of fragmentation. But first, he’ll go into the bathroom to change into his pajamas.

Just as before, when she suggested to Stella that their escape from Stanley would be a call to Western Union to contact Shep (Scene Four, page 44), she’s at the phone, trying to do it again for real, to save herself from this beast (pages 94-95).

She hears noises from outside at night. She leaves the phone and, according to the stage directions, she goes to the kitchen. Outside, a drunkard is attacking a prostitute. This is obvious foreshadowing of what’s about to happen to her.

Stanley comes back from the bathroom, having changed into his pajamas, and he’s looking at her lewdly. Part of the problem of being labelled a ‘cheap’ or ‘easy’ woman is, of course, how she becomes prey for lecherous men. Mitch gave Blanche a try; now, Stanley wants to…only he’ll be much more insistent on it.

He hangs up the phone on her, and he’s standing in a place where he can stop her from getting away. She knows what that look in his eyes means, and she needs to protect herself, so she smashes a bottle and points the jagged end at him (page 96).

She tries to fight the good fight, “some rough-house,” but he overpowers her, of course. Now that they’re going to have “this date” (an interesting choice of words on Stanley’s part, reminding us of how her dating Mitch ended), he picks her up and takes her to the bed (page 97). She moans and yields to him in all hopelessness.

XIV: Scene Eleven

A few weeks later, Stella is home with the baby, and she’s packing Blanche’s things. Eunice also comes by.

Stanley is playing poker with Steve, Mitch, and Pablo again at the kitchen table. The atmosphere of this game is the same as the last one (page 98).

Pablo curses at Stanley in Spanish, making the latter call the former a “greaseball.” Once again, the use of ethnic slurs demonstrates the lack of solidarity among the working class.

Blanche has told Stella that Stanley raped her, but Stella refuses to believe it (page 99). Eunice agrees that Stella should never believe it, since she’d never be able to carry on with Stanley. This understanding brings us back to the theme of illusions that keep the pain away, that protect us from fragmentation.

Blanche has finished bathing and is ready to come out of the bathroom. She’s full of anxiety and insecurity, wondering if the coast is clear (i.e., no men to see her), and if she’s failed to rinse all of the soap out of her hair (page 100). Stella and Eunice try to comfort and humour her by telling her how good she looks.

Blanche is still hoping for Shep Huntleigh to call her and take her on that cruise. Again, Stella and Eunice are humouring her with this fantasy, knowing full well that it’s a psychiatrist who is about to take her away. Again, they have to keep her illusions intact, for reality will destroy her.

Blanche imagines she’s going to spend the rest of her life on the sea (page 102). She thinks she’ll die holding “the hand of some nice-looking ship’s doctor, a very young one…” How ironic that it’s actually going to be a doctor who takes her away…and not a young or handsome one.

The doctor and nurse, or matron, arrive at the door and ring the doorbell. Blanche, of course, is full of hope that it’s Shep who has come to her rescue. How disappointed she’ll be.

As Blanche looks in shock at these two unexpected and unwanted visitors, she can hear the Varsouviana again. This was the music she heard just before her husband’s suicide, which in turn led to the events that have been corroding her whole sense of self. She’s hearing the music again in her mind; it’s a trigger leading to her destruction.

She’s trying to escape from the two visitors, claiming she forgot something (page 104). The nurse goes in after her and calls out to her, her voice echoing in Blanche’s mind, a threatening echo that suggests a recurring pain, a returning trauma.

Stanley, impatient to get rid of her, asks if it’s the paper lantern she wants. He tears it off the light-bulb and gestures to give it to her. According to the stage directions, “She cries out as if the lantern was herself.” (page 105) Of course she’d see it that way: all that Blanche has been, to keep her sanity, is a covering-up of the light, a comforting dimness, her narcissistic False Self. Revealing the light’s brightness exposes her True Self and all the ugliness she perceives it to be.

This is her succumbing to psychological fragmentation.

As the nurse is restraining her, Mitch gets up and tries to hit Stanley for his cruelty to Blanche. Mitch would seem to have a modicum of gallantry after all. Stanley’s denial of guilt shows he’s as fake about his commonality as she is about hers.

It is the Doctor, however, whose gentlemanly act of removing his hat and greeting her, that calms her down, restoring her comforting illusions. Stanley’s raping of her means that he has put his filth and commonality inside her, something she cannot expel. For her, kindness comes from strangers, not from people close to her.

The 1951 film changed the ending by having Stella refuse to be with Stanley anymore, since the old Motion Picture Production Code would never tolerate his rape going unpunished. No divorce, of course, but no easy forgiveness of him, either. Among social conservatives, there can be no acceptance of such violence against women as rape, however much the law may allow guilty men to slip through its cracks.

Williams’s play, however, exposes the ugly side of society by granting no justice or satisfaction to the long-suffering marginalized: ‘fallen’ women, ‘degenerate’ gays, ‘mama’s boys,’ ‘Polacks,’ ‘Chinamen,’ and ‘greaseballs.’ Williams would not whitewash cruel reality.

XV: Conclusion

You see, the cruel irony of “depend[ing] on the kindness of strangers” is twofold for Blanche. On the one hand, those strangers who were ‘kind’ to her were the Johns who solicited prostitution from her in exchange for money so she could survive–in other words, total exploitation. On the other hand, those she’s known well have hurt her the most: her husband, whose suicide was an abandoning of her; Mitch, who abandoned her out of a refusal to forgive her for her shady past; Stanley, for obvious reasons; and even Stella, for refusing to believe her accusation of Stanley (her relationship to her oaf of a husband being more important to her than her loyalty to her sister), and for allowing Blanche to be taken to a mental institution, her final humiliation.

In a world of alienation, only strangers can be kind.

Tennessee Williams, A Streetcar Named Desire, London, Penguin Books, 1947

Analysis of Anton Webern’s ‘Zwei Lieder,’ Op. 19

I: Introduction

“Zwei Lieder,” or “Two Songs,” op. 19, is a short piece for mixed choir and five instruments by Anton Webern, set to two poems by Johann Wolfgang von Goethe. It was composed in 1925-1926; the five instruments are celesta, guitar, violin, clarinet, and bass clarinet, with a choir of sopranos, altos, tenors, and basses.

Webern, along with Alban Berg (who composed the opera Wozzeck), was one of the most famous pupils of Arnold Schoenberg (who composed Pierrot Lunaire), these three composers being the most famous members of the Second Viennese School, who used Schoenberg’s twelve-note compositional technique. This technique involves taking the twelve semitones and rearranging them in any order to produce a tone row, or basic set. This tone row becomes the thematic, melodic, and harmonic basis of a composition.

Because the twelve-note system eschews the major-minor system, the resulting music is atonal, and therefore it is an acquired taste, to put it mildly. One must get used to the ’emancipation of the dissonance,’ which is no longer required to be resolved quickly back to consonance, and so the music sounds ‘harsh’ to the uninitiated listener.

When it comes to Webern’s music, I usually prefer to listen to his instrumental works, such as the Symphony, op. 21 (1927-1928), the Five Movements for String Quartet, op. 5 (1909), the Piano Quintet (1907), the Concerto for Nine Instruments, op. 24 (1931-1934), and the Quartet, op. 22 (1928-1930), for clarinet, tenor saxophone, violin, and piano. However, since when it comes to my doing analyses of music here on my blog, I prefer to have programmatic content along with the music, I’ve chosen a Webern composition with a text, among his music that I don’t listen to all that often.

Therefore, I’ve chosen to analyze his “Zwei Lieder,” among his least-performed, and therefore least-known, compositions. The reason that this otherwise superb piece of music is so rarely performed is that Webern’s choice of instrumentation is, sadly, impractical from the point of view of setting up performances of it. A choir, combined with the odd assembly of five instruments I mentioned above, all to perform a piece that lasts about two minutes, will be too much trouble for most organizers of concerts to put together.

Such a piece is best performed as a recording, and here is a link to a recording of the piece. Here is a link to the first poem in the original German and in English translation (which I will not be quoting here!); and here is a link to the second poem in the original German and in French translation (which I wouldn’t be quoting here even if I had permission to!).

The text of the two poems, in the original German as well as in English and French translations, can be found also in the booklet (pages 142-143) for the Complete Works of Webern, Opp. 1-31, conducted by Pierre Boulez for Sony Classical. I’ll be using these texts as the basis of my interpretation of the poetry; the websites linked in the previous paragraph are just there for your information, Dear Reader.

II: The Music

The tone row that Webern uses for the setting of both poems is G, B-flat, F-sharp, F-natural, E-flat, A, G-sharp, C-sharp, D, B-natural, E-natural, and C-natural. The “Zwei Lieder,” op. 19, is Webern’s first work to use the same tone row all the way through the entire composition.

A tone row can be played out in four ways: the original order, inversion (upside-down), retrograde (backwards), and retrograde-inversion (both backwards and upside-down). Furthermore, the tone row can be transposed to any key other than the original set of pitches. In the case of the “Zwei Lieder,” Webern transposes the tone row by a tritone, the diabolus in musica.

Now, as Samuel Andreyev demonstrates in his musical analysis of Webern’s piece (and my analysis owes a great debt to Andreyev’s analysis of the piece), one would find it impossible to hear the tone row played out in a clear, linear fashion because Webern breaks up the tone row among the instruments and choir in a way that the ear could never follow, certainly not without reading the score as one is listening.

For a precise demonstration of how the tone row is manifested in the piece, I’ll leave that to Andreyev to explain, since I lack his technical expertise. Instead, I’ll just make some more general remarks about the music.

Instead of the traditional kind of melody, which flows and is linear, having a singing quality, Webern’s concise musical style tends toward punctualism–an isolating of the successive notes through wide leaps, unorthodox uses of duration, dynamics, and attacks that are divorced from conventional ‘expressivity’–and Klangfarbenmelodie, or an assigning of the successive notes of a melody to different instruments. Therefore, melody isn’t perceived as musical lines, but rather as musical ‘dots,’ if you will.

Because of these kinds of innovations in Webern’s music, he has been associated, in retrospect, with the postwar total serialism of composers like Boulez (i.e., his Le Marteau Sans Maître) and Karlheinz Stockhausen (i.e., his Gesang der Jünglinge). Webern’s puncualism and Klangfarbenmelodie have been seen as anticipating the 1950s serializing of not only pitch, but also all the musical parameters as listed in the previous paragraph.

III: The Text

Goethe’s poems are both sets of two four-line verses in trochaic tetrameter (a line has four feet, each of which has a stressed, then unstressed, syllable), with a rhyme scheme of ABAB CDCD. They are vignettes of the beauty of nature, of flowers in bloom or soon to be in bloom. Images or scenes of natural beauty were something Webern always loved, and I understand that even among his instrumental works, there was the inspiration of nature.

His choice of having a mixed choir sing these verses–as opposed to, say, having just one singer–what must have been the main factor in causing the logistical difficulties in having op. 19 performed, must have been of such insistent importance to him, overruling the practical problems that would have forbidden frequent performances of the piece. I’m guessing that the choral singing was meant to give the verses a sense of holiness. For Webern, nature is sacred.

These poems are inspired by Chinese literature; in fact, these two poems are part of a cycle Goethe composed, called Chinesisch-deutsche Jahres- und Tageszeiten (“Chinese-German Seasons and Times of Day”). Chinese literature, all things Chinese, actually, had been quite popular in Europe at the time of his writing, ever since Voltaire‘s time.

The first poem describes narcissus flowers blooming in a garden in rows. The first verse gives us a vivid sense not just of the flowers’ beauty, but also of their ‘innocence,’ ‘purity,’ and ‘modesty.’ Since when is a narcissus modest, I wonder?

Indeed, one thing to keep in mind when interpreting poetry, or literature in general, is that things often aren’t as they seem. We may be reading a beautiful description of nature, but what the imagery is meant to represent may not be all that beautiful…once we have looked beneath the surface.

The narcissus flowers are as white as lilies; they have the purity of candles. Candles may give light, which is inherently a good thing, but the light comes from fire, the fire of the passions, which are anything but pure. Goethe’s word for pure is reine, the same word Heinrich Heine used in “Du bist wie eine Blume” (“You are like a flower”), “So hold und schön und rein” (“So lovely, fair, and pure”), a poem about a woman whose ‘purity’ broke Heine’s heart. ‘Purity’ isn’t necessarily a good thing.

Goethe would have been perfectly aware of the Echo and Narcissus myth, in which the latter broke the former’s heart, and the latter was punished for his vanity by being made to fall in love with the image of his own reflection in a pond, meaning that the handsome youth, in a sense, broke his own heart. In his grief over never being able to have what he saw, Narcissus died and turned into the flower of Goethe’s poem.

Now, obviously neither Webern nor especially Goethe would have known anything about narcissism in the modern psychiatric sense that people today would know of it. The seeds of the personality type, however–the vanity, haughtiness, and pitiless rejection of others–would have been intuited in the mythic character of Narcissus, intuited especially by a poet of Goethe’s stature. So on at least an unconscious level, Goethe must have used the flower as a symbol of sinful pride; Webern must have picked up on this idea–again, at least unconsciously, and reflected it somehow in his music.

Similarly, while Webern would never have consciously thought of the music he’d arranged for the poems as ‘harsh,’ he certainly knew, from the conservative public’s reaction to his atonal works (and those of his modernist contemporaries, like Schoenberg and Berg), that they were perceived that way. And even though his “Zwei Lieder” use softer sonorities, their atonality, dissonance, and wide melodic leaps are all clear signs of musical tension, deliberately used. Therefore this tension, set to these poems, suggests a sensitivity in his mind to Goethe’s expression of an undercurrent of tension in otherwise surface idyllic verses.

Now, I’m about to do a kind of ‘retrospective’ interpretation of these verses, applying a modern meaning to writing that’s showed no knowledge of contemporary ideas. Some of my readers, such as one who commented on my analysis of the Echo and Narcissus myth (link above), would balk at my ‘projecting of modern ways of seeing’ onto old texts, insisting instead that whatever the original meaning there was of the old text is the only ‘correct’ way of thinking about it.

I beg to differ. Just because the writing is old doesn’t mean the interpretation has to be old. The arts are not STEM fields: they don’t have only one correct answer, like 2 + 2 = 4, and an infinitude of incorrect answers. Artists often are reticent about what they’ve created because they want to allow us to find our own meaning in their works. Insisting that the work means only what the artist had originally intended takes all the fun and joy out of experiencing the work.

Another justification I have for interpreting the meaning of a work of literature, film, or piece of music, drawing on elements that came into being long after the work was created, is to give the work a new meaning and relevance for us now, so we can relate to it in our own way and therefore enjoy it far more. Insisting that the work’s ‘ancient meaning’ is its only meaning makes the work dead to us now.

Besides, some themes and ideas are so universal that they apply to all times of history, including those times when people knew nothing of the modern concepts. Just because narcissism wasn’t known as a personality disorder in, for example, ancient Greece, doesn’t mean that narcissists didn’t exist back then, let alone cause pain and suffering to the Echoes of their day.

With this understanding in mind, I can begin to do my interpretation of these verses. We should also keep in mind when Webern set the poems to music: in the mid-1920s, when certain…politically tempestuous…things were going on in Europe, in Germany and Austria in particular. As of the piece’s composition, Hitler would have been released from prison after having served just over eight months of his sentence for the crime of high treason after the failed Beer Hall Putsch. The Nazi Party may not have achieved their immediate goal of taking over the German government, but they did gain national attention and their first propaganda victory, which surely would have gotten Webern’s attention.

As an Austrian patriot, Webern did, for a while at least, have some sympathy for Nazism. By the time the Nazis had come to power in the early 1930s, though, he was growing in opposition to them. He even gave a public speech in 1933, publicly denouncing the Nazis for calling his music, as well as that of Schoenberg and Berg, “cultural Bolshevism” and “degenerate music.” (He was lucky the Nazis didn’t arrest him for this.)

He was certainly never an antisemite. His musical mentor, Schoenberg, was a Jew. He resigned from a position as chorus master for the Mödling Men’s Choral Society in 1926 (the year he finished his “Zwei Lieder”) over his controversial hiring of a Jewish singer, Greta Wilheim, to replace a sick one. So his attitude towards Nazism was complicated.

I’ll now relate these political issues to how I imagine Webern could have read Goethe’s poems. To think that Goethe would have intended the interpretation I’m about to make would be absurd, and I admit I’m stretching things when I make speculations about Webern interpreting them in the way I’m about to describe. But in making this interpretation, I’m hoping not only to make the poems relevant for our time, but also to show that there’s more to them than just a pretty painting of nature in words–there’s a deeper meaning.

These narcissus flowers, white and pure, like stars, are as pretty as lilies. They bow with a modest demeanour. Since, as I noted above, the associations one makes of this flower with vain Narcissus are so obvious, then the flowers appearing so modest must be mere affectation on their part.

The white flowers have a yellow centre with a red rim circling it, glowing love, as the first verse points out. This red around the yellow middle is thus the loving heart of the flowers. This love, affection, and affinity of the flowers is thus a personifying of them…and an idealizing of them.

This idealizing of the narcissus flowers is significant, for as is associated with such flowers, narcissism is all about an idealizing of the self. As is indicated in the second verse, these early narcissus flowers have bloomed in the garden in rows. They are a group symbolizing beautiful and idealized, but also vain, self-important people. They are thus representative of group narcissism.

Now Freud, who discussed how groups of people living in the same community may look down on those outside their circle with contempt, was writing about this issue as an example of group psychology in 1922, which was just a few years before Webern composed his “Zwei Lieder.” I’m not suggesting that Webern read Freud’s work and was influenced by it in setting the poems to music. What I am saying is that we’ve all–at any point in history, even back to Goethe and earlier–sensed the arrogance of the in-group toward outsiders. Parochial, chauvinistic attitudes have existed since time immemorial.

So, is Webern’s choral setting of the poems meant to suggest a holy beauty in these flowers, or a ‘holier-than-thou’ attitude? Webern surely would have been aware of the hyperinflation of Germany in the early 1920s and its effect on the German psyche. This pain is the kind of thing that can drive people to have nationalistic feelings, to looking for a leader who will ‘save the nation’ from its ruin. As we know, some Germans looked to Hitler in the hopes of such a saviour.

I suspect that Webern could have read such a meaning in the poem’s hope that the narcissus flowers know for whom they’re waiting. As they stand in their rows waiting for their idealized leader, they are described in the original German as “so spaliert erwarten,” or “so trellised in expectation.” They’re being held up, as if by a trellis, which implies that they’re “stand[ing] at attention,” as the translation in my CD booklet (page 143) has it.

Narcissism involves an idealizing of another–an idealized parental imago who may mirror back one’s grandiosity, as Heinz Hohut described the relationship, or an idealized political figure–who reflects back one’s own narcissism. This is the true meaning of Narcissus falling in love with his reflection in the pond: the ideal is oneself, yet it’s also out there, another, as Lacan spoke of the ideal-I in the mirror stage. One sees oneself in the idealized other, and hopes to attain that ideal oneself.

So the narcissus flowers, standing at attention in their neatly-arrayed rows in the garden…a kind of Garden of Eden in its idealization?…are like the SA standing at attention before Hitler, whom they wait for, in hopeful expectation, ‘to save’ their nation, while looking down with scorn and contempt for foreign nations and other ethnic groups.

Webern could have made these associations in his mind–consciously or unconsciously–as he read Goethe’s poem, and written the music the way he did in accordance with such a meaning–with the dissonance, atonality, and wide melodic leaps to express his own inner conflicts (should he, in his Austrian patriotism, support fascism, or oppose its antisemitism and rejection of his art?) about the political direction he saw Europe going in at the time.

As for Goethe’s intention, he could have imagined the narcissus flowers standing in an orderly group awaiting a leader of a more general sort, but one who has the same demagogic qualities. This ‘follow the leader’ mentality has always existed, of course, so his poem has a universal relatability in this regard.

Now, the second poem describes sheep leaving a meadow, revealing a pure green of grass. There’s that word, “reines,” or “pure” again: recall what I said above about both the positive and negative feelings that can come from the use of this word.

So, who are the sheep? Are they those who are timid and easily led, as the word is commonly used today to describe people who blindly believe all the nonsense in the mainstream media and follow mainstream politics uncritically? Such a meaning could be too contemporary and too English to be fitting in a reading of such an old, German poem.

Or are the sheep the followers of the Church? Certainly Goethe, as a freethinker, wasn’t fond of the more dogmatic aspects of the Church, and so he probably wouldn’t have thought much of the simple-minded, unthinking flock. The sheep’s leaving the meadow, to reveal the purity of the green, could be indicating an improved world once we’ve been rid of the uncritical believers.

Or are the sheep those who truly abide by the spirit of what it means to be a Christian, as opposed to the mere conformist churchgoers? Not those who say “Lord, Lord,” but those who do good works without regard of reward (Matthew 7:21)? Their leaving the meadow could reveal a grass whose purity is of a more ironic sort.

In any case, the sheep’s absence will result in the glorious blooming of the flowers. This blooming is described as a “paradise” (recall my reference to the Garden of Eden in its idealization). Again, is Webern’s use of a choir to sing these verses in earnest, or is it ironic? And whichever answer may be correct, for which is it in earnest, and for which is it ironic…for the sheep, or for the paradise?

Note that there are parallel themes going on in both poems. There’s an idealizing of the beauty of the flowers, with an ironic undercurrent. By the end of each second verse, there’s a hope or expectation of good which may end up being its opposite.

Hope, in the second verse, spreads a light mist in front of us, implying that what we see is no longer clear because of that hope. What will be true and what we want to be true are often very different from each other.

Similarly, a parting of the clouds should give us clear, sunny skies (‘the fire of the sun’), and therefore clear vision. Just as one hopes that the leader the narcissus flowers are waiting for will be a good one, so does one hope that one’s unobstructed vision will reveal happiness and the fulfillment of one’s wishes.

IV: Conclusion

Among all of the German and Austrian nationalists, like Webern, there was a growing feeling that fascism might fulfill their wishes and give them happiness by restoring glory to their countries. While he felt that national pride and hoped that leaders like Hitler would fulfill those wishes, his continued friendship with Jews, going all the way to the Anschluss and beyond, would have been a source of great conflict for him, not to mention a potential danger.

He surely would have felt that conflict as early as the mid-1920s, when he composed the “Zwei Lieder,” for Hitler had made no secret of his antisemitism, of course, just as he was putting his nationalism on broad display. I believe the second poem’s expression of hope as a mist obscuring one’s vision put Webern’s conflict into words.

Similarly, as I said above, the atonality, dissonance, and wide melodic leaps at least unconsciously expressed his psychological conflict about the growth of European fascism in the 1920s. This musical expression of that conflict extends to the transposition of the tone row by the tritone interval…known significantly as the ‘devil in music.’

So Goethe’s poems teach us that we need to be careful as we look through the mists of hope, as well as to know who we are waiting for. Will we get that happiness, or will we get horror? Are we waiting for a hero, or a villain? In Webern’s case, he got shot and killed by an American soldier in the end, after having been disillusioned by fascism’s bloody failure. Be careful what you hope for…and for whom you are waiting.