Analysis of ‘Discipline,’ ‘Beat,’ and ‘Three of a Perfect Pair’

I: General Introduction

Discipline (1981), Beat (1982), and Three of a Perfect Pair (1984) are three King Crimson albums that I feel ought to be analyzed together, as they all share common themes, which I’ll go into later.

This era in King Crimson’s history has a number of firsts. Here, guitarist/leader Robert Fripp and drummer Bill Bruford are joined with guitarist/singer/lyricist Adrian Belew and bassist/Stick-player/back-up vocalist Tony Levin, both Americans, making this the first time that the mighty Crims were no longer 100% British.

On these three studio albums, we have, for the first time, the exact same lineup consecutively. Previously, the band had experienced everywhere from the loss of one member to a changing of all of them (except Fripp). The instability of the band had been at its worst between their first two albums and their fourth, Islands, during which time the abilities of the band members had gone from their strongest to their weakest (i.e., Boz Burrell was a good singer, but since Fripp had had to teach him bass, his playing wasn’t as precise as that of the others). In this fully stable 1980s lineup, though, King Crimson was made up of four of the top musicians in the entire world.

There were major changes in instrumentation, too. The Mellotron, an important part of their early sound, is absent from the 1980s on. Given how obsolete the keyboard had become in a world with polyphonic synthesizers that would increasingly be able to imitate conventional instruments, as well as how difficult the Mellotron is to maintain (recall Fripp’s quip that “tuning a Mellotron doesn’t”), it’s easy to see why it wouldn’t be used anymore; still, some fans of the old King Crimson found the instrument’s absence conspicuous. Instead, the new sound would highlight the then-new technology of guitar synthesizers, the Chapman Stick, and electronic drums. The Crims would be the band of the future…with a second guitarist who sang lead vocals instead of the bassist, and who consistently wrote the lyrics instead of there being a separate lyricist, like Peter Sinfield or Richard Palmer-James.

With all these changes in instrumentation (no more saxes, flute, or violin, either) also came radical changes in musical style. The new band fused new wave, minimalism, African polyrhythms, and even Balinese gamelan music with their usual progressive rock sound. Belew’s spoken-word contributions reinforced the new American sound, and his extroverted guitar wailing, with its imitation of animal noises, made seated Fripp seem even more introverted, him being content often to play his repeated guitar lines in the background.

Of course, this wasn’t the first time that King Crimson had made a significant change in their musical direction. The change from their pretty, dainty, jazz-tinged sound on their first four albums to their harder-rocking, improvisational sound during the John Wetton years deserves note. This change to an almost Talking Heads style in the 1980s, though (easy to hear, since Belew had just played with the Heads prior to the formation of this new Crimson, and he was occasionally criticized for seeming to be a David Byrne clone–the spoken word stuff), was far more radical.

So these were the musical aspects of the new band, as described in large brush strokes. Now, I’ll go into the recurring themes that I find in the lyrics of these three albums, for now described generally.

A hint as to what these themes are can be found in the album cover designs of the three albums. All three follow a similar format: the same font for the lettering, a symbol of some kind in the centre (or top-centre, as is the case with Beat), and a primary colour for the background–minimalist art for minimalist music. Red was the colour for Discipline, with a chain symbol; blue for Beat, with a pink eighth note; and yellow for Three of a Perfect Pair, with blue arches representing phallic and yonic symbols…and on the back cover, added to these two is a red arch “drawing together and reconciling the preceding opposite terms,” according to Fripp.

Note that we have not only three albums, but a third whose cover suggests that its…overarching [!]…theme is a sublation of the preceding two elements, the ‘perfect pair.’ The dominant themes of Discipline and Beat, implied by their titles, is an opposition between the Apollonian and the Dionysian. It should be easy to see the ideal of Apollo in the act of discipline; since Beat is greatly inspired by the Beat Generation writers (e.g. “Neal [Cassady] and Jack [Kerouac] and Me”), who were known for such things as wild drunken parties, free love, and the use of illicit drugs, it should be easy to associate Beat with Dionysus.

Thus, in the three albums, we can see and hear the Hegelian dialectic of thesis (Discipline), negation (Beat), and sublation (Three of a Perfect Pair). I will now go into how this is true, detail by detail.

II: Discipline

Here is a link to the lyrics for the album.

Elephant Talk

Levin begins the song with an accelerating tapping of two tritones–C/F-sharp and D/G-sharp–on the Stick, and these tritones will be featured in the funky main riff of the song. When the rest of the band comes in, Fripp will be mostly playing quick A minor arpeggios, and during the moments when Belew is making elephant noises on his guitar, Fripp is playing arpeggios in F-sharp.

As far as the lyrics are concerned, we find a basic exposition of the theme of the dialectic, with words like “arguments, agreements,” that suggest agreements with the thesis and arguments between the thesis and its negation. The “contradiction, criticism,” and “bicker, bicker, bicker” also indicate the conflict between the thesis and negation.

The basic idea behind any dialectic in philosophy is that it is a “dialogue, duologue” between two disagreeing people who, in their “debates, discussions” are searching to find the truth through reasoned discussion. “Talk, talk, it’s only talk.”

Now, there is a discipline in improving one’s philosophical thought through the use of the Hegelian dialectic. One mustn’t have a biased attachment to one’s thesis: it must be challenged with the negation’s “commentary, controversy” as well as its “diatribe, dissension” and “explanations.”

When one keeps the best parts of the thesis, while acknowledging the objections and qualifying of the negation, a sublation is achieved, a refining of one’s ideas, an improvement on them. One doesn’t stop there, though, for the sublation becomes a new thesis to be negated and sublated again. This three-part process must be repeated over and over again, in a potentially endless cycle, for such is the discipline of philosophy, to refine one’s ability to reason continuously.

Needless to say, the discipline required to sustain this ideal of constantly challenging and criticizing one’s worldview is irritating, frustrating, and tiresome. It is as relentless as Fripp’s ongoing, fast guitar lines that never seem to take a rest. Small wonder the symbol for the Discipline album cover is a chain.

Note that the original name that Fripp wanted for this 80s quartet was Discipline, a reaction against his annoyance with The League of Gentlemen, a new wave group he had in 1980. He was sick of “playing with people who are drunk,” and he wanted musicians of top calibre who would have the discipline to play music and focus on the music. Hence, he went from The League of Gentlemen (bassist Sara Lee, organist Barry Andrews, and drummer Kevin Wilkinson) to Discipline (Belew, Levin, and Bruford), who would later be called King Crimson, since ‘Discipline’ doesn’t sound like a fitting name for a rock band, to put it mildly.

Indeed, one must consider the tension felt in trying to maintain the Apollonian ideal of the discipline of the dialectic. Belew’s repeated “it’s only talk” sounds like his exasperation with dealing with such discipline–‘elephant talk’ sounds like a wish to return to an animal’s easy, instinctive way of expressing itself. Such frustrations with philosophically-minded thinking lead us to the next song…

Frame by Frame

These words of Belew’s in the song lyric seem to sum up that tension in measuring up to the Apollonian ideal: “…death by drowning in your own…analysis.” Just as with Belew’s exasperation with “it’s all talk” in the previous song, I suspect that it was Fripp’s endlessly analytical mind that Belew was drowning in. Bruford has made similar comments about how “terrifying” it is to be a member of King Crimson.

On this album, dialectical contradictions are not limited to those of ideas. They also exist in physical, material forms. I don’t generally mean that this ‘dialectical materialism‘ is a Marxist sort. I usually mean that we have conflict and contradiction in the musical structure, in such forms as polymetre.

The first example of this polymetre is in an undulating line of quick sixteenth notes in 6/8 time played by Fripp, while the rest of the band is playing in 4/4. Later, in the 7/8 sections that include Belew and Levin singing, there’s a point where Fripp omits the last of the seven notes in the cycle, beginning on the first note of the repeated cycle when Belew plays its last note before coming back to the beginning himself. A detailed demonstration of how the two guitar lines diverge and conflict with each other can be found here.

Eventually the melodic lines reconverge, symbolically suggesting a sublation of Belew’s ‘thesis,’ if you will, with Fripp’s ‘negation.’ Of course the guitar lines will diverge and reconverge again, a continuation of the never-ending cycle of the dialectic in sonic form.

To go back to the lyric, we analyze something by looking at it in terms of its component parts, slowly–piece by piece, “frame by frame,” like those of a video, “step by step.” In the process of analyzing a thesis, one may “doubt” its validity, this “doubt” giving rise to the negation of the thesis.

Matte Kudasai

The song’s title means “wait, please” in Japanese (待ってください). One envisions, on hearing Belew’s singing, an American woman waiting for the return of her Japanese lover, who calls out to her, “matte kudasai.” She is sad and pining for him, losing patience as she waits, “by the windowpane,” sleeping “in a chair.”

One of the difficult aspects of attaining an Apollonian sense of discipline is having to deal with postponed gratification. Fripp’s bandmates in The League of Gentlemen wanted to drink beer and play music, as I once read of Fripp’s complaining of them, and thus his ending of that band and recruiting Belew, Levin, and Bruford. Fripp wanted a disciplined band, which required an ability to postpone gratification (i.e., beer comes later). One must wait, please.

The American woman thus personifies the act of attaining discipline, and all the sadness that comes from having to postpone gratification, which in turn is personified by her Japanese lover, who is so far away from her, on the other side of the Pacific Ocean. For a third time, we sense the difficulty of improving philosophy through the discipline of the Hegelian dialectic.

Musically, the song is essentially a love ballad, with Fripp’s background chord progression reminding us of the one he arranged for “North Star,” a ballad sung by Daryl Hall on Exposure, Fripp’s first solo album. The seagull sounds that Belew makes, supplementing the slide guitar melodies he plays in imitation of his vocal line, suggest the shore of the Pacific Ocean that divides the American woman from her lover in Japan.

I’ve always been partial to the original version of “Matte Kudasai,” which includes guitar leads played by Fripp that have that mellow tone and long sustain, part of his signature sound. These leads are so beautiful that I honestly can’t understand why, since 1989, they’ve been removed from the “definitive” version of the track. The original version has thus been relegated to the status of an “alternative” version.

Indiscipline

The thing about dialectics is that one can’t understand one idea without contemplating its opposite (i.e., a thesis vs. its negation). Hence, to know discipline, as part of the Apollonian, one must also confront indiscipline, as a manifestation of the Dionysian.

The first…striking…thing we notice about this song is Bruford’s wild batterie on the drums. Apart from its virtuosic brilliance, it demonstrates to the full how he enlarged his drum kit for these three albums. He included Simmons SDS-V electronic drum pads, rototoms, octobans, and excluded the hi-hat, at Fripp’s insistence. In these choices for percussion, Fripp was moving King Crimson’s style in the direction of World Music, giving Bruford’s drumming an African feel; and the conspicuous absence of a hi-hat and reduced use of cymbals (which typically would provide a regular punctuating of eighth or sixteenth notes) is conducive to Fripp’s vision of a “gamelan rock” sound, which his and Belew’s guitars would provide in the playing of quick, repeated notes that remind us of those played on the metallophones of a gamelan.

Anyway, the opening of “Indiscipline” gives Bruford an opportunity to show off and improvise, to build up a storm as it were, gradually filling in more and more space with faster and faster playing, going from calm to increasing tension. His use of cross-rhythms against the simple motif (going in layers from a single-note F to its augmented chord) played in 4/4 by Fripp, Belew, and Levin, gives off a dialectic of chaos vs. order that is a musical demonstration of indiscipline, that understanding of discipline in terms of its opposite.

After this…banger…of an opening, the band switches to a 5/4 riff in A minor, while Bruford is hitting beats in eighth-note triplets. Belew plays a lead with variations based on A, C, C-sharp, C-natural.

The music quietens down to that opening motif in F, with Belew doing a spoken-word monologue. What he says was inspired by a letter his then-wife had written him about a painting she’d done. He never explicitly refers to the painting, only saying that he “liked it.”

What it is that he likes, be it a painting or whatever else, is the object of an obsessive desire, the kind of thing that not only distracts one from a sense of discipline, but that also keeps one chained to one’s passions. This is the Dionysian antithesis that will be focused on in my discussion of Beat.

This monomania that Belew is talking about is an example of what the Buddhists would call tanhā, the craving, thirst, or longing that keeps one away from nirvana and its peace of mind. Small wonder that the music gets so chaotic here. Discipline was King Crimson’s least dissonant album (at least as of the 1980s)–which is an unusual feat for the band–since the dominant theme of the album is a sense of order, the Apollonian, requiring much more consonance. It’s fitting, therefore, that the one song that is clearly the dialectical negation of that theme would be a more dissonant one, with Fripp’s screaming guitar phrases heard in the middle of the song.

Belew’s repeating himself when under stress makes me think of Freud‘s notion of the compulsion to repeat, a repetition of traumatic experiences. Note the irrationality of such behaviour, a form of self-harm. It is inherently Dionysian, a linking of tanha (“I like it!”) with dukkha, suffering. Adding to this tension is Fripp’s ongoing hammer-ons and pull-offs of C and A.

In live performances of the song, Belew tended to hold his guitar up, indicating that it was the guitar that he liked, “the more [he] look[ed] at it,” and did think was good. It’s a passion that “remains consistent.” He has also tended to tease audiences with the anticipation of returning from “I did” and “I wish you were here to see it” to the loud, chaotic 5/4 sections, deliberately delaying the transition, a tantalizing of the audience that reinforces the addiction to tanha.

Thela Hun Ginjeet

The title is an anagram of “Heat In the Jungle.” “Heat” refers to firearms or to the police.

The story behind this song is Belew’s recounting of a scary experience he had in the Notting Hill Gate area of London while walking around with a tape recorder. A street gang there accosted him, demanded he play his tape recording, accused him of being a cop, and implied a threat to his life.

Luckily for him, he was let go, but then ran into two policemen who accused him of hiding drugs in his tape recorder. His purpose of going around with the tape recorder, to get inspiration for lyrics for the song, was achieved: he returned to the recording studio and gave his bandmates a distraught account of what had happened out there: Fripp had Belew’s story recorded, and it was incorporated into the song.

The song begins with a guitar line by Fripp, played in 7/8 time, while the rest of the band is playing in 4/4. The resulting polymetre thus reinforces the sense of conflict between the gang’s lawlessness and the cops’ law enforcement…a kind of discipline.

Those rototoms and octobans that we hear Bruford hitting, with the African feel they generate, reinforce that “jungle” aura. Elsewhere, at one point in about the second half of the song, Belew manipulates his guitar feedback in a way that sounds almost like the siren of a police car. Hence, “heat in the jungle” could mean the threat of the street gang or of the cops. Meanwhile, the main riff of the song is anchored by Levin’s bass line of D-sharp hammering on to E, C pulling off to B, then an F-sharp–this last note being the tonic of the key the song is in.

Note that while I say that Apollonian discipline is the dominant theme of this album, this doesn’t mean that there isn’t anything significantly going on in the album to challenge that theme. Discipline is as much about the tension felt in trying to achieve the ideal of discipline as it is about that ideal, as I pointed out, in one form or another, in all of the songs on Side One.

The street gang that harassed Belew personifies that wish to break away from law and order–then the police appear to restore that law and order. This is what discipline is about: attempts to break free of it, as in the chaos of “Indiscipline” and the potential violence of the street gang, then discipline intervenes to punish, as the cops do in their suspicion that Belew had drugs on him.

The dialectic isn’t about one fixed state, its opposite as another fixed state, and their reconciliation as yet a third fixed state. It’s about the fluid movement among these three ephemeral states; hence the shifting away from, then back to, discipline in these songs. We’ll see the same fluidity of theme in Beat and Three of a Perfect Pair.

The Sheltering Sky

This instrumental is inspired by, mainly, the title of the famous novel by Paul Bowles, a writer loosely associated with the Beat Generation, whose writings will be focused on more when I look at Beat. Since this track is an instrumental, and therefore there are no lyrics to allude to anything in the novel, all we have is the title to make a direct reference to it.

Now, the novel is about a married couple, Port and his wife Kit, whose marriage is fraught with difficulties; they leave their American home and go traveling with a friend, Tunner, in North Africa, in the Sahara Desert. Matters get worse for the marriage, as Port enjoys the services of a prostitute one night, and Kit later has a fling with Tunner. Eventually, Port gets sick and dies of typhoid fever. She abandons the body and, Tunner being absent, wanders off in the desert, meets a local man who takes her in as a kind of concubine, dresses her as a boy so his jealous wives won’t know, and they have a brief affair. Held captive by him, though, she eventually escapes, and after wandering around a bit more, becomes disoriented and loses her mind.

As we can see, there’s nothing about discipline going on here. Furthermore, one must wonder: with a story of such existential dread, why is the novel called The Sheltering Sky? Two or three remarks are made here and there in the novel to answer this question, something to the effect of my paraphrasing here: the sheltering sky hides the night and the nothingness behind it; the sky shelters us beneath from the horror that lies above.

Since the sky, or heaven in general, has been used mythologically to represent divine ideals, the spirit (i.e., a sky-father god), as opposed to the crude materiality of life down here on Earth, the world of the flesh and of sin, then we can understand “the sheltering sky” to represent the Apollonian ideal attained through discipline as contrasting dialectically with the Dionysian world of the passions (as is dealt with in Beat). This latter, lower world has been demonstrated in the actions of Port and Kit, their infidelities to each other, and their illnesses, his physical one, and her mental one.

The point is that the Apollonian ideal as attained through discipline shelters us from the reality of our indiscipline, our wild, uncontrollable passions and the mayhem they cause. Recall what it says on the back cover of the album: “Discipline is never an end in itself, only a means to an end.” Religion and other forms of philosophical idealism have always been used to shield us from the painful reality of our material world. The opium of the people is a comfortable illusion that the ruling class uses to sedate us and take away our agency and motivation to make real changes for the better in our world.

The instrumentation for this track reflects the contrast between high tech (Fripp’s and Belew’s use of the Roland GR-300 guitar synthesizer, Levin’s Stick) and traditional instruments (Bruford’s use of the slit drum, which has been played in the folk music of countries in Africa, Austroasia, Austronesia, Mesoamerica, etc.). Furthermore, Fripp’s beautiful leads at the beginning and end of the track, the specific tone he uses, make one think of one of those Arabic reed instruments, such as the mizmar. His leads are played in an exotic scale, adding to the cool, North African effect.

This fusion of modern and traditional musical sources can be heard as symbolic of the materialist dialectic of the wealthy First World when contrasted with the poor Third World. Port and Kit leave the First World of the US and enter the Third World of North Africa, imagining they’ll cure their First World problems (a troubled marriage), when they end up exposed to the dangers of the Third World (Port’s typhoid fever, Kit’s becoming a man’s mere patriarchal property). The sky won’t shelter you from dangers like these.

Discipline

The title track instrumental epitomizes Fripp’s idea of fusing rock with the Indonesian gamelan. It’s also the epitome of the album’s experimentation with polymetre. Fripp’s and Belew’s fast, repeating guitar lines are meant to make us think of those fast, interlocking melodic patterns tapped on the metallophones of a gamelan orchestra.

Fripp and Belew begin with repeating patterns in 5/8 time, though they subdivide differently. Fripp is playing a pattern of 3+2, while Belew is playing one of 2+3. This, of course, isn’t tricky enough for the mighty Crims, so Levin is playing a Stick line in 17/16, a beat Bruford is also doing on the…slit drum?…while he is also hitting a simple bass drum beat in 4/4, to anchor all the music together and provide a groove.

As I said above, these polymetric cross-rhythms symbolize the conflicting aspects of the dialectic, but in a material form (a material form also symbolized in the fusion of traditional music, here in the gamelan, with modern rock instruments, something we just observed in “The Sheltering Sky”). After we hear the opening patterns described in the preceding paragraph, the band shifts to a pattern reminding us of what Fripp was playing in that section of “Elephant Talk” when Belew was making the elephant noises. Associating the first track with this last one reinforces my idea that the dominant theme of the album, and by extension all three albums, is the dialectic, and in the specific case of this instrumental, the Apollonian ideal as attained through discipline.

Later in the track, we hear Fripp and Belew doing fast patterns in 5/16, with polymetric permutations of that, all most redolent of the polyrhythms of the gamelan. At one point, Bruford will hit a crash cymbal to start off each measure of a section in 5/4. This smashing of the cymbal makes one think of a disciplinarian parent spanking the bottom of a naughty child.

Discipline is a means to the end of the Apollonian ideal, the illusion of the sheltering sky, the true dominant theme of the album, but a theme that is often hissed or groaned at, or rebelled against, as in the lawless gang that threatened Belew, or the naughty child getting the spanking. For this reason, it’s fitting that this closing instrumental is a sequel song to “Indiscipline,” the last track on Side One.

III: Beat

Here is a link to the lyrics of the album.

Neal and Jack and Me

This song can be seen as a sequel to the title track instrumental of the previous album, since “Neal and Jack and Me” begins similarly to the way “Discipline” ends. The latter ends with Fripp and Belew playing a repeated three-bar pattern in 5/16 time, after another moment of polymetre; the former begins also with Fripp and Belew playing patterns in 5/8, with some polymetre, too.

Such musical similarities between both tracks, given that they’re from albums with opposing themes, symbolically suggests the dialectical unity of opposites. When Levin (on the Stick) and Bruford come in, with a drum beat in 4/4, Belew starts singing, “I’m wheels, I am moving wheels,” a line from a note Fripp allegedly gave him. The notion of the speaker in the song being a personified “coupe” from 1952 should be remembered, since “Dig Me,” from Side Two of Three of a Perfect Pair, is also about a personified car (a junked one), and thus can be seen as a sequel song to “Neal and Jack and Me.”

The next verse establishes the theme of this album, as manifested through the writings of Jack Kerouac: En route loosely translates On the Road; then we have French translations of The Subterraneans, Visions of Cody (“Cody” being a renaming of Neal Cassady), and Satori in Paris (oddly spelled “Sartori,” as is the case with the instrumental “Sartori in Tangier”). That we are given French translations of the titles of these Kerouac books reminds me of the writer’s fluency in French (though American, Kerouac was of French-Canadian ancestry), as can be seen and heard in this discussion on Canadian TV.

Just as discipline is a means to the end of the Apollonian ideal, the dominant (and scarcely attainable, as a goal) theme of the previous album, so is the agenda of the Beat Generation writers a means to the end of the Dionysian ideal, the dominant theme of Beat. Before, it was about the “talk, talk, talk” of the dialectic, “drowning in your own analysis,” and having to “wait, please” for one’s gratification; now, it’s about being immersed in emotion, rather than repressing it.

The next verses of “Neal and Jack and Me” are all Belew giving us imagery of all the places he might visit and see while going on an imagined car trip through the US with Kerouac and Cassady, or through the streets of Paris. On the Stick, Levin is repeatedly tapping a minor third in the upper register, suggesting the obnoxious beeping of a car horn. Perhaps the impatient people in the car are Neal, Jack, and Adrian. They can’t wait, please.

Of course, all this traveling around the US or France with Neal and Jack is also a metaphor for touring the US and Europe with Robert, Tony, and Bill. Much of the music of this album would have been written during the Discipline tour, and therefore Belew would have been expressing how much he missed home and his wife. The previous album was all about (trying to show) restraint and (attempts at) self-control; Beat is about a release of the full range of emotions, love and yearning in particular…and these emotions lead us to the next song.

Heartbeat

Belew here is demonstrating the pop side of his musical personality. In recording this song, King Crimson did something extraordinary, by their standards: they actually crafted a simple pop love song, playable on the radio. “Heartbeat” demonstrates how thoroughly the musical revolution of punk rock, New Wave, and the resulting 1980s neutered progressive rock. Even King Crimson had to compromise to the dictates of the for-profit music industry. There’s even a video for the song.

The song’s inclusion on the album, though, apart from how pleasant it sounds, is justified in that Heart Beat is also the name of a book written by Carolyn Cassady, Neal’s wife, therefore linking her with the Beat Generation. As I said above, Beat is about emotion (in this case, love), Dionysus, making it the antithesis of the Apollo of Discipline.

I prefer the studio version of “Heartbeat,” when Bruford hits an accent on the second beat during the “I remember the feeing” verses. As for what’s preferable about the live versions, that would be the inventive melodic variations Belew does with his chord progression just before we hear him sing, “I need to feel your heartbeat.” Elsewhere, during Belew’s playing of those chords, there’s Levin’s distinctive playing of four Cs on the bass, as well as Fripp’s lyrical guitar leads.

Sartori in Tangier

Without any alternative explanation for the r, I must assume that the band misspelled satori and didn’t realize their mistake until the album cover was mass produced, and so correcting it would have been too much of a hassle. The title is derived from Kerouac’s Satori in Paris, as quoted in the French in the lyric for “Neal and Jack and Me”…also with that r.

In Japanese Zen Buddhism, satori means “awakening,” “understanding,” and “enlightenment.” Tangier–the International Zone, or Interzone, as William S. Burroughs calls it in Naked Lunch–was, however, a place where a number of the Beat Generation writers went to be open about their bohemian lifestyles, quite the opposite of the spiritual, austere ways of the Buddhists.

Burroughs was attracted to the Zone for its tolerance for drugs and homosexuality, and he went there with the intention to “steep [him]self in vice.” Apart from his having become severely addicted to Eukodol, he also had a sexual relationship with a teenage boy named Kiki. The Zone also tolerated different religions.

I bring all of this up to point out the deeper, dialectical meaning of the expression satori in Tangier. On the one hand, there’s the Dionysian decadence in the Beat Generation writers’ indulgence in drinking, drugs, and free love, including homosexuality. On the other, the Beats were also interested in alternative forms of spirituality, including Buddhism, which Kerouac explored in The Dharma Bums, despite his heavy wine-drinking, too.

A fusion of sin and spirituality is a major theme in Allen Ginsberg’s poem “Howl,” as I discussed in my analysis of that poem. “Sartori in Tangier” can be understood to be a sequel instrumental to “The Sheltering Sky,” not just because of Fripp’s similarly exotic leads on his guitar synthesizer, with that mizmar effect I discussed above.

Recall that Bowles is loosely associated with the Beat Generation; in fact, Bowles appears in Naked Lunch under the name Andrew Leif, and in the film adaptation, Ian Holm plays a character (Tom Frost) based on Bowles, during the Interzone section of the movie. Furthermore, Kerouac, Ginsberg, and of course Burroughs are represented by characters played by, respectively, Nicholas Campbell, Michael Zelniker, and Peter Weller in the movie (even Kiki was represented, with the same name, by Joseph Scorsiani). This fictionalized representation of Beat Generation writers was also adopted by Kerouac in his novels (recall “Cody” for Cassady).

So while “Sartori in Tangier” represents that dialectical fusion of Apollonian self-control leading to Buddhist enlightenment, on the one hand, with Dionysian indulgence in vice and pleasure, on the other, so does “The Sheltering Sky” represent such a fusion, with the sky as a supposedly heavenly shelter against evil, such as the dangers Port and Kit are exposed to, and their sins of infidelity. Hence, “Sartori” is a sequel to “Sky.”

Just as I said about Discipline with respect to the dialectic, it isn’t about that album being 100% thesis, this second album being 100% negation, and third being 100% sublation. The dialectic describes a fluid interplay of these three elements, not each given in a state of perfect fixity. So just as Discipline has its “Indiscipline” and lawless gang in “Thela Hun Ginjeet,” so does otherwise Dionysian Beat have its satori, or attempt to achieve spiritual enlightenment through the discipline of Apollo.

The instrumental opens with Levin playing a solo on the Stick. It’s played in free time, with a volume pedal, in D. Then he starts playing a distinctive, tight rhythm with low D notes and high ones in G and A, and variations thereof. Bruford comes in on the drums, and in the studio version, you can hear Fripp playing a simple tune on an organ. He soon comes in with those exotic, mizmar-like leads on the guitar synthesizer that I discussed above. In live versions of the instrumental, such as this one, Belew is a second drummer.

Waiting Man

This song can be seen as a sequel to “Matte Kudasai,” which you’ll recall means “wait, please” in Japanese. This song also seems to reflect how Belew, on tour, was missing his wife and home life, him aching to get back there.

Live versions of the song had Belew and Bruford doing a duet on tuned electronic drums, which the Beat tribute to the 1980s King Crimson also did, but with Belew and Tool drummer Danny Carey replacing Bruford. Levin joins their melodies by tapping notes of B, two in F-sharp, three in G, and one again in F-sharp. This is all played in 3/4 time, and in D major. Fripp is playing repeated notes in D octaves. It has a kind of Latin American feel rhythmically.

Belew sings about coming home, about the gratification of his waiting being finally over. This is in contrast to the postponed gratification of “Matte Kudasai.” In this way, we can see how “Waiting Man” is the dialectical antithesis of “Matte Kudasai,” in which the seemingly endless postponement of gratification causes great sadness. Here, the “tears of a waiting man” are tears of joy, with the “smile of a waiting man.”

As I said above, Discipline is about the restraining of emotion, whereas Beat is about the free expression of emotion, the dialectical antithesis. In the song, has Beleew really achieved the gratification being “home soon, soon, soon,” or is it just wish-fulfillment, a reverie he’s having about being home with his wife while actually being still on tour with Fripp, Levin, and Bruford? It doesn’t ultimately matter, because this song, like most of the music and lyrics of Beat, is about the free expression of desire, as opposed to Discipline‘s Apollonian self-control and restraint.

The waiting is still there, in any case, with all the pain that goes along with that waiting, so in the middle of the song, there’s a key change to G-sharp, a tritone away from D (the diabolus in musica), with some fast arpeggio picking by Fripp on the high frets of the guitar. Then there’s a shift to A, with some dissonant guitar howling by Belew, to express the pain from his waiting.

The fact that the key of A is the dominant for D means that, apart from Belew’s dissonant guitar howling, the musical tension (dramatizing the waiting man’s growing impatience to get back home) is at its greatest intensity, even if a leading tone–C-sharp–isn’t immediately apparent in the music at this moment. So when we come back to the tonic key of D major, we feel great relief.

And indeed, when we’re back there, back at home in D major, there’s the greatest happiness in Belew’s lead vocal and Levin’s back-up vocal, both of them moving in thirds: “I return, face is smiling…feel no fret…”

Neurotica

The song’s title is derived from that of a Beat-era magazine. Apart from this reference, the title has other overtones of meaning. Neurotic has been used by psychoanalysts to describe how an analysand has emotional problems caused by unconscious psychic conflicts. Such a notion is useful in developing the album’s themes of a whirlwind of emotion, its libido, its intensity, its wildness, and the battle to keep it under control. The title is also a pun on erotica; I’ll get to the implications of that later.

The studio version of “Neurotica” begins with a simple organ part played by Fripp, one taken from “Häaden Two,” from Side Two of Exposure. Then the band comes in with an explosion of activity: Belew makes a siren-like sound on his guitar, Fripp plays chords in 5/8, Bruford is pounding away chaotically, and Levin plays dark notes in the lower register of the Stick.

We get an atmosphere of a busy city downtown–car horns beeping and everything hectic. Belew’s spoken-word verses describe a surreal world of wild animals inhabiting the city: cheetahs, a “hippo…crossing the street,” “herds of young impala,” a gibbon, a Japanese macaque, and a “hammerhead hand in hand with the mandrill.”

In the second verse, a reference is made to the third track on Side Two, “The Howler” (see below), which is in turn a reference to Ginsberg’s poem, “Howl” (see above for a link to my analysis of the poem). It is fitting thus to associate “Howl,” however indirectly, with all of these references to wild animals–which continues in this verse: “the tropical warbler,” the ibis, the snapper, “the fruit bat and purple queen fish”–since the Dionysian wildness of “Howl” can easily be symbolized by all these wild animals.

Further cementing the association of this zoo-city with Beat Generation writers like Ginsberg is, during these spoken-word verses, Levin and Bruford playing in a jazz style, with a walking bass line on the Stick and a swing rhythm on the drums. The Beat writers often wrote of their partying to jazz.

In the middle of the song, the musical chaos representing this surreal zoo of a city is replaced with a calmer section of that 80s Crimson staple of repeated guitar lines in 7/8 time. In this middle section, Belew sings a three-line verse twice, the second time with a harmony vocal by Levin. The speaker’s arriving in Neurotica reminds me of Burroughs’s entering Interzone (as William Lee) in Naked Lunch, or of Port and Kit coming to North Africa in Bowles’s novel. The “neon heat disease” reminds me of the typhoid fever Port dies of, and it also seems to represent the fiery passions of the Dionysian lifestyle that Beat is all about.

Belew’s “swear[ing] at the swarming herds” seems to refer to all the profanity you’ll find in the books of the Beat Generation, much of which raised the eyebrows of readers back in the 1950s in a way that it wouldn’t today, given such things as the obscenity trials that Ginsberg was put through for “Howl,” and Burroughs for Naked Lunch. The “swarming herds” are of course the animals of Neurotica, which represent not just the North African locals in general, from the point of view of First World tourists like Bowles and Burroughs, but also specifically the people those tourists would have used for their sexual release.

“I have no fin, no wing, no stinger,…” etc. sounds like one of those tourists being symbolically emasculated by a venereal disease caught from one of the local catamites, people like Burroughs’s Kiki. And with neither a claw nor camouflage, the tourist has no protection from the dangers of the North African desert, as did hapless Port and Kit.

With a return to the noisy, chaotic cityscape of the beginning of the song, Belew’s spoken-word third verse lists off a number of other wild animals. His reference to “random animal parts now playing nightly right here in Neurotica” once again suggests the…parts…of local prostitutes enjoyed by the tourists in North Africa (note in particular the “suckers“). The song ends with Fripp playing leads on his guitar synthesizer like those heard on “The Sheltering Sky,” reinforcing the feeling that we’re in an area where Bowles’s Port and Kit once were, and where Burroughs met Kiki.

Two Hands

With this song, we move back to the territory of “Heartbeat,” except now the ballad isn’t merely about aching to be with one’s beloved. There’s an element of jealousy here. As I’ve said above, Beat is about the full expression of emotions; instead of the lust of “Neurotica” and its dangers, now we must beware of the green-ey’d monster.

The lyric describes a surreal scene of a painting with human consciousness hanging on a bedroom wall watching two lovers who are at it in bed. The face in the painting would “pose and shudder,” but it cannot do anything to stop the man from having the painting’s woman…or at least I assume the sexes here are as such, with Belew’s voice singing about the painting’s pain.

Included in the beautifully plaintive music is Bruford’s playing of the slit drum, again reminding us of “The Sheltering Sky.” Are the man and woman who are making love Tunner and Kit, or is it her with the local who’s using her as his concubine? Is it Port with the prostitute, and Kit is watching?

The lyric to this song was written by Belew’s then-wife, Margaret, so she of course would have had her own personal meaning for it: is she the face In the painting, fearing that her husband is enjoying the charms of a groupie while on tour? Such an interpretation would justify the comparison with Port and the prostitute in Bowles’s novel. In any case, the jealousy expressed fits in with the themes of the album.

After Fripp plays a beautiful solo on his guitar synthesizer, Belew comes back in singing about the wind blowing the hair of the watcher in the painting in the direction of the two lovers, but “there are no window in the painting…no open windows…” The jealous watcher is being tormented in two ways: he or she is being pushed, as it were, by the wind…if only by the hair…closer to the lovers; an open window would be the only way for the wind to come in and push him or her closer, yet the lack of windows implies nowhere to escape. The watcher must stay and watch, and move only closer, with bent hair implying a mind bent by the pain of having to watch.

After a refrain of the first verse, the song ends as it began: with guitars playing in C and in 6/8, as opposed to the 4/4 time of the rest of the song.

The Howler

This song makes allusions to Ginsberg’s poem, “Howl.”

The studio version begins with a fade-in of guitars in G minor and in 7/8, with Bruford doing some kind of African-style drumming. Next comes the main riff, which is played on Levin’s Stick in D minor and in 5/4, and is backed up on Fripp’s guitar synthesizer.

When Belew sings of “the angel of the world’s desire,” I’m reminded of what I wrote in my analysis of “Howl,” in which I discussed, similar to what I’ve been saying here about the dialectical relationship between the Apollonian and the Dionysian, a unified relationship between heaven and hell, sin and sainthood, nirvana and samsara, and if you will, angels and worldly desires.

The speaker is “placed on trial,” just as Ginsberg was for “Howl,” and Burroughs was for Naked Lunch, in both cases because they were accused of obscenity. Belew’s singing makes references to cigarettes–and in the second verse, to matches–as sources of fire. The cigarette could be a marijuana or hashish joint, and thus in turn be an indirect reference to the drug use of the Beat Generation writers; that “howling fire” or “howling ire” could also symbolize the Dionysian frenzy of the Beats.

We come back to the 7/8 passage in G minor, then the D minor music with the 5/4 Stick riff returns, and then the second verse. Paralleling the angel of the first verse, Belew now sings of “the sacred face of rendezvous.” I suspect that the rendezvous is of either fellow drinkers/drug users or illicit lovers, gay or straight, as are described in Ginsberg’s poem; if so, then this opening line further parallels the first verse’s opening line’s “angel of the world’s desire.” These lines reinforce the theme of a fusion of heaven and hell, of sinner and saint.

This meeting of Bohemians happens “in subway sour.” Ginsberg’s poem makes a number of references to being on subways: for example, in the first part, where it says that he and his Dionysian friends “chained themselves to subways for the endless ride from Battery to holy Bronx on benzedrine”. The subway ride is a drug trip, a sweet yet sour one.

Their “grand delusions prey like intellect on lunatic minds”–yet another fusion of Apollonian rationality with Dionysian craziness. This line also reminds us of the famous opening of Ginsberg’s poem: “I saw the best minds of my generation destroyed by madness, starving hysterical naked,…”

While Belew is singing (soon with a harmony vocal by Levin a third away) of not wanting to burn, that is, not wanting to endure the suffering (dukkha) of burning that inevitably follows from the fire of Dionysian desire (tanha)–recall my discussion of these Buddhist concepts in the “Indiscipline” section above–we’re hearing parallel E and F minor 7th chords on the guitar. The music here is playing in alternating bars of 8/8 and 7/8, with the eighth beat of the first of these pairs being a syncopation, a stressed off-beat to confuse the listener momentarily as to which bar is of the eight eighth notes, and which the seven of them, of the pairs of bars. After all, these four guys are the mighty Crims, and they’re very tricky.

After this section, we go back to the D minor music with Levin’s 5/4 Stick riff, and Belew does more dissonant guitar howling, a musical representation of that “howling fire,” in turn representing the Dionysian self-destruction described in much of Ginsberg’s poem. The song ends with the original 7/8 music in G minor, fading out as it faded in at the beginning.

Requiem

As the title of this instrumental improvisation implies, the emotion given full expression here is sadness. There was good reason for this sadness, since during the recording of this track, tension was building between Belew and Fripp. When the group got together, Belew got mad at Fripp for a number of reasons: recording in the UK, there was his sadness from being far from his American home; he was vying with Fripp for attention in their guitar work for the track; and Belew was being pressured to come up with some lyrics and melodic material for it, too. So Belew, in his frustration, told Fripp to leave the studio.

Visibly upset, Fripp left and went to his home in Wimborne Minster. He was’t heard from in several days, worrying everyone and leaving Belew and producer Rhett Davies to mix the rest of the tracks without Fripp. The group didn’t get back together until the Beat tour began, Belew having apologized to Fripp.

“Requiem” is built on Frippertronics, a tape-looping technique Fripp derived from his collaborations with Brian Eno back in 1972-73, when they recorded and released their first album together, (No Pussyfooting). Frippertronics is an analogue delay system using two side-by-side reel-to-reel tape recorders; the tape travels from the supply reel of the first machine to the take-up reel of the second, thus what’s recorded on the first is played back on the second. The second machine’s audio is then routed back to the first, causing the delayed signal to repeat while new audio is mixed in with it.

Using Frippertronics, Fripp would layer recordings of guitar lines one on top of the other in real time, lines of sustained, harmonized guitar notes that would end up sounding out sustained chords. This is what we hear at the beginning of “Requiem.” On top of these tape loops of guitar leads, Fripp solos in that sustained tone that is one of his guitar staples.

By the middle of the instrumental, not only have Levin and Bruford entered, the latter bashing about on his drum kit chaotically in free time, but Belew also comes in with more of his dissonant guitar howling (I’m reminded of Cecil Taylor Unit improvisations). One might connect this guitar howling here with that of “The Howler” and “Waiting Man.” Belew’s pain and sadness–from being far from his American home, his “sad America,” and his wish to be there soon and cry on Margaret’s shoulder–are being likened to not wishing to burn in Ginsberg’s Dionysian destruction. Similarly, Bruford’s chaotic drum-bashing here, as also in “Indiscipline” and “Neurotica,” links up Beat‘s theme of being the antithesis of the album’s Apollonian predecessor.

IV: Three of a Perfect Pair

Here is a link to the lyrics of the album.

Three of a Perfect Pair

Now, as I’ve said above, this third album’s main theme is the sublation of the contradictory relationship between the themes of the previous two albums…or really, just sublation in general. What must be understood about the Hegelian sublation, however, is that it doesn’t end the story, especially not with a peaceful, happy ending. On the contrary: the sublation only becomes a new thesis to be opposed and sublated again. This process of thesis, negation, and sublation goes on again and again in an endless cycle.

It’s as though a permanent state of conflict and contradiction is the real ideal, and not the sublation’s attempt at a reconciliation or resolution. Hence, the “pair” is already “perfect” as it is, while Element Number “Three” is, if anything, a kind of monkey wrench thrown in there to mess everything up, which would explain the paradoxical name of the album and title track. As with Discipline and Beat, this third album’s dominant theme (of sublation) is not to be understood as being in a state of permanent fixity.

Recall how I mentioned, in the introduction above, that the two blue arches on the front cover of this third album are phallic and yonic symbols, representing the male and female principles. The lyric to the title track is about a he and a she, opposite sexes personifying dialectical opposites, while they personifies the dialectical synthesis or sublation.

She, the thesis, is susceptible to any critique from the negation, who is impossible for the thesis not to have to face (and with his unattainably high standards, he’s also impossible to put up with). The burden they share, like Christ carrying His cross, is working out a reconciliation of their differences, the sublation.

The irony of this disharmony, as described in the lyric, is heard in the music, with Fripp’s and Belew’s guitars playing harmonious lines, thirds apart, in 6/8 time, those repeated guitar lines that remind us of that gamelan sound they were working on in Discipline. Similarly, Belew and Levin are singing these verses in parallel thirds, in…perfect…harmony. Thus, the juxtaposition of the disharmony of the man’s and woman’s relationship with the harmony in the music is a sublation.

While the first verse dealt with conflicts between two people, the second one is about internal conflict within the man and within the woman. With him, it’s “his contradicting views”; with her, it’s “her cyclothymic moods.” Cyclothymia is essentially a form of bipolar disorder, with alternating periods of elation and depression, cyclical ups and downs, but they aren’t as severe as those of regular bipolar disorder. The point is that these ups and downs are another manifestation of juxtaposed dialectical contradictions. The “study in despair” is in how the contradictions are never permanently, decisively reconciled. Sublations are brief, leading to new oppositions, hence there’s no hope for a permanent resolution. It’s a “study in despair” in that one dies “by drowning in your own analysis.”

It’s interesting how these two verses are set to music that uses the 12-bar blues progression, though without any of the blue notes. I’ve mentioned, in my analyses of the first two Crimson albums, how the 12-bar blues chord progression is sometimes presented, but in a perverse fashion, as it is here. However you hear it, dialectical contradiction gives you the blues.

With the move to “too many schizophrenic tendencies” is a move to 7/8, a fittingly asymmetrical time signature, as well as Belew and Levin singing separately, the former singing the bridge verse and the latter echoing the words “complicated” and “aggravated.” Instead of the voices singing together, cooperating in…perfect…harmony, their separateness suggests alienation. The “perfect mess” is a sublation of heaven and hell.

Three bars in 4/4 time, again with that gamelan guitar sound, lead into a repeat of the second verse. Then there’s a repeat of the bridge verse in 7/8. That gamelan guitar sound comes back, but in 6/8 this time; then there’s another 7/8 section, essentially in F-sharp and with a “schizophrenic” solo by Belew, an example of his innovative use of unconventional guitar sounds. Note that schizophrenic is derived from Greek words meaning a “splitting” of the “mind.” Such a split suggests dialectical contradictions, once again.

A singing of the bridge verse two times, and a repeat of the 4/4 time guitar line, ends the song.

Model Man

I’d say the speaker in this song is the man from the title track, just as the woman sung of in “Man With an Open Heart” is the same woman, too. He suffers from the difficulties of his relationship with her, a dramatization of the dialectic and its eternal cycle of conflicts (“calm before the storm”). The pain of his suffering is in the signs, the symptoms, the strain, and “tension in [his] head.”

While the main riff, in A major, is in 4/4, the chorus is in 7/8, the cutting off of a final eighth note suggesting an incompleteness, an imperfection. We hear sublations of perfection and imperfection in the words “”imperfect in a word, make no mistake”; similarly, though he’s “not a model man,” he’ll “give you everything [he has].”

I suspect he’s singing these words to the woman from the title track and in “Man With an Open Heart.” Is he the man with the open heart, who “comes right now,” or is he projecting his lofty standards of unrealistic perfection onto her? Is he “sleepless at night” because of his demands on her? Speaking of which,…

Sleepless

The song opens with a great slapping bass line by Levin, crisp, sharp, and precise. When Bruford, Belew, and Fripp join in, the two guitarists make some atmospheric sounds on their guitars as they play call-and-response chords.

Sleeplessness itself is a sublation, if you will, of sleeping and wakefulness. This is demonstrated in Belew’s lyric when he sings, “In the dream…” and “You wake up in your bed.”

He’s in “the sleepless sea” of his dream, which sounds like the formless chasm of the unconscious, realm of the Shadow and all such unpleasant, repressed thoughts, a land of nightmares. Now wonder he can’t sleep.

The imagery in this lyric, about the sea and all that’s associated with it–“the distant reef,” “emotional waves,” submarines, and the beach–is apt, given how those waves can be seen to symbolize the fluid movement of sublation back and forth between theses (crests) and negations (troughs). The back and forth arguing of the dialectic, like those call-and-response chords on Fripp’s and Belew’s guitars, is relentless and never-ending. No wonder he can’t sleep.

The speaker tries to reassure himself: “It’s alright.” He tries to relax: “And don’t fight it.” But needing to reassure himself that it’s alright is a negation of the reality that it’s very much not alright. His telling himself not to fight it is himself very much fighting it. He wouldn’t tell himself not to fight it if he didn’t need to. It’s not alright to feel a little fear, especially when you need to get some sleep. The dialectical opposite of what he’s saying to himself is the truth.

The “silhouettes” of “shivering ancient feelings” are old memories, the shadows and traces of pain from long ago. These painful memories cover his floors and walls, which are “foreign,” alien to him, yet being of his own home, symbolic of parts of his mind, they should be intimate to him. Again, being alienated from one’s very self is a sublation of intimate vs foreign.

The submarines that go about in the formless sea of his unconsciousness are the personal demons of his Shadow, his “foggy ceiling,” that part of his home, his mind, which he should be well acquainted with, but which is a mystery to him. If these repressed feelings aren’t brought to consciousness, they’ll keep him sleepless at night.

In the second singing of the chorus, we can hear Fripp and Belew in the background playing those trademark guitar lines in in which I suspect there’s more polymetre, symbolizing conflicting thoughts in the speaker’s mind. (Note that I am analyzing the original version of the song we got from the old vinyl recording of 1984.)

There’s one bar of 3/4 after this second chorus, then we hear Belew’s guitar solo. In the original version, you also hear the thumb-thumping on every beat in Levin’s slapping bass line, with no breaks in between thumps, as in the later version of the song.

“The figures on the beach in the searing night” sound like all those homunculi in speaker’s mind, be they the Jungian archetypes, or the Kleinian internal objects, or both. These are the conflicting voices in the battleground of the speaker’s mind: they are why he can’t sleep.

The song ends with more of the call-and-response chords of Fripp and Belew, and with Bruford’s African rattling of the rototoms, ’til the song fades out.

Man With an Open Heart

This song, I’d say, is a sequel to “Model Man,” for it mirrors and dialectically opposes the themes of the previous one. In “Model Man,” there’s all of the man’s sickness and anxiety over not being able to measure up to a stratospheric standard of perfection. In this song, instead of the woman being worried about such lofty ideals, she’s liberated from the need to live up to them. She can be her idiosyncratic self, and she doesn’t care if anyone disapproves of her.

As a bird, she can have both wings to fly freely. In this line, as well as in the two lines that follow, she shows that she’d exemplify the feminist idea of the liberated woman: not having to answer the phone, like the feminine stereotype of the receptionist or secretary; “in the comfort of another bed,” she wouldn’t feel restricted to sex with a husband.

Now, “a man with an open heart,” that is, a man who is open-minded enough to accept the ways of such a woman, demonstrates the opposite attitude of those who demand a Jesus ideal for “a model man,…a saviour or a saint.” An open-hearted man wouldn’t care if the woman doesn’t measure up to the lofty ideal of the Virgin Mary.

This man with an open heart is coming here right now. Who is he? Is he the speaker in the song? I have my doubts, since the speaker sings of him in the third person: “here comes right now.” He doesn’t say, “Here I come_ right now.” He doesn’t even say, ‘here he comes right now,’ as if he’s so jealous that he wishes he could eradicate the man with the open heart by omitting the pronoun that would refer to him. The moaned melody after this line suggests the speaker is groaning out his jealousy.

The harmonic progression of the verses includes a D major seventh chord, a D minor seventh chord, and an A major chord with an added 9th (or is it an added 6th? or is it a 6/9 chord?). These are heard three times, then with the thrice-sung “man with an open heart” line, we have chords of C-sharp minor and G-sharp minor; “here comes right now” is backed with a B minor chord, and the moaning is with an E minor chord.

In the next verse, Belew sings of how the liberated woman could behave in a number of seemingly erratic ways, being moody, dramatic, evasive, or “irregular and singing in her underwear,” all behaviours that a conservative society would disapprove of in a woman. A man with an open heart, though, would not be at all troubled with such behaviour in her.

Now, “wise and womanly introspectiveness” is of course a virtue in itself, but those who would reinforce sex roles don’t want that. “Her faults and files of foolishness” won’t measure up to the high standards of a ‘model woman,’ but a man with an open heart won’t mind. As we can see, this song is the dialectical opposite of the one in which he is worried about being pressured into perfection. “She is susceptible” to fault and criticism, and “he is impossible” to please.

Nuages (That Which Passes, Passes Like Clouds)

Nuage is ‘cloud’ in French. The passing movement of clouds in the sky, a shift from one position to another, seems symbolic of becoming, which for Hegel in his Science of Logic is the sublation of being vs nothing (Hegel, pages 82-83): “Pure being and pure nothing are…the same. What is the truth is neither being nor nothing, but that being–does not pass over but has passed over–into nothing, and nothing into being. But it is equally true that they are not undistinguished from each other, that, on the contrary, they are not the same, that they are absolutely distinct, and yet that they are unseparated and inseparable and that each immediately vanishes in its opposite. Their truth is, therefore, this movement of the immediate vanishing of the one in the other: becoming, a movement in which both are distinguished, but by a difference which has equally immediately resolved itself.”

The passing of being into nothing and nothing into being is here symbolized by the passing clouds. The clouds represent being, the cloudless air represents nothingness, and the passing of the clouds represents becoming…sublation.

Because clouds are in the sky, and this instrumental has a vaguely Middle Eastern feel, it can be deemed a sequel to “The Sheltering Sky” and “Sartori in Tangier.” Since the first of these three is thematically, as I explained above, about the relationship between, on the one hand, the Apollonian, celestial ideal as an illusory protection against, on the other, the horrors of our self-destructive, Dionysian reality here on Earth, and the second instrumental is paradoxically about spiritual enlightenment in a place where the Beat writers indulged in vice, then “Nuages” can also be seen as a sublation of the Apollonian and the Dionysian in North Africa.

The music begins with Bruford playing beats on his electronic drum kit, which is programmed to make unusual sounds that I can describe only as making me think of sticking one’s feet in puddles. Fripp comes in with the guitar synthesizer, which has been programmed to remove the plucking attack of his plectrum on the strings, as one would hear with a volume pedal. The effect is an ethereal one making pictures in one’s mind of clouds passing in the sky. He’ll use a similar effect with his Roland GR-300 on the album’s next track, “Industry.”

Next, Fripp overdubs guitar leads with that sustained tone he’s many times gotten from his black Les Paul Custom. Belew does a brief solo in the middle of the track, and we return to Fripp doing his leads until the piece ends as it began, with Bruford’s electronic drums.

And this is the end of Side One of the LP, or as it’s called on the LP, the Left Side–Side Two thus of course being the Right Side. Such a naming of the sides is apt given their dialectically opposing natures.

Indeed, Fripp himself summed up the nature of the musical content well. He said Three of a Perfect Pair “presents two distinct sides of the band’s personality, which has caused at least as much confusion for the group as it has the public and the industry. The left side is accessible, the right side excessive.”

As I said at the beginning of this analysis of Three of a Perfect Pair, the theme of sublation that we get on the left side becomes a new thesis to be negated, as is expected of the Hegelian dialectic. In this case, to paraphrase what Fripp mentioned in the above quote, the music of the left side is largely radio-friendly (I recall when the album came out, and the title track and “Sleepless” were being played on the radio); the music on the right side, however, is mostly instrumental and mostly of an experimental nature, with lots of King Crimson doing their trademark deliberate dissonance.

Indeed, the whole reason that King Crimson remained a cult band without ever enjoying substantial mainstream commercial success is because, as a music magazine article I once read about GTR, their music requires too much intelligence to appreciate. One of the Toronto DJs, who was playing tracks like “Sleepless” back in 1984, said in all bluntness that he didn’t like playing King Crimson’s music because he thought it was “too brainy.” As a fan of the mighty Crims, I find such descriptions of their music quite flattering.

Industry

This instrumental seems to be a musical description of the growth of industry, from its beginnings in the Industrial Revolution of late 18th century England to the fully industrialized world of today. Linked with the advances in technology and the use of machinery (as expressed in the music through Fripp’s and Belew’s guitar synthesizers, Bruford’s electronic drums, and Levin’s tapping of the bass C note on a keyboard synth, as well as Belew’s machine-like guitar rumblings and Bruford’s machine-like precision on the drums) is also the growth of capitalism.

These historic developments, so bad for the environment and for the working class, explain why the tone of the music is so dark. And since in the second part of Ginsberg’s “Howl” we see what is the cause of the madness of “the best minds of [his] generation”, namely, Moloch, who personifies alienating industrial capitalism (see my analysis of “Howl”), we can see “Industry” as a sequel to “The Howler.” Recall such moments in the second part of “Howl” as these to see my point: “Moloch whose mind is pure machinery! Moloch whose blood is running money!…Moloch whose factories dream and croak in the fog! Moloch whose smoke-stacks and antennae crown the cities!”

Now our discussion of the dialectic must go from Hegelian idealism to Marxist materialism. I’ve already mentioned how the sublation of any thesis and negation must become a new thesis to be negated and sublated again. This three-part process repeats itself over and over again in a potentially endless cycle. In the case of historical materialism, we see this process begin in the ancient world in the form of the master (thesis) vs the slave (negation). These are sublated into a new thesis and a new negation, respectively the feudal lord and serf. With such events as the French Revolution, the contradiction of feudal lords and serfs is sublated into our modern contradiction, the bourgeoisie (thesis) and the proletariat (negation), which Marxist thinkers see being sublated through socialist revolution.

So when we see the conflict between the he and she of the title track, we’re seeing a personified dramatization of the previous contradictions of history. Their being thrown together suggests a sublation that will become the basis for the new thesis, 19th century industrial capitalism (musically expressed in this instrumental, of course), which will be negated by the proletariat in the form of revolutionary resistance.

These contradictions are seen in the illusory idealizing of “the sheltering sky,” or Apollonian heaven, the opiate God protecting us from sin, as well as in the “model man…a saviour…a saint,” as opposed to the lowliness of life on Earth, the Dionysian, “her faults and files of foolishness.” In the past, there was the divine right of kings and the sexist assumption of men’s ‘superiority’ over women. These past contradictions have been sublated into modern capitalism and ‘girl-bosses,’ as well as diversity in management. The contradiction of bourgeois and proletarian remains, though. I’ll go more into the evils of contemporary neoliberalism later. Now let’s look at the music.

The instrumental begins with, as I said above, Levin playing a low C note on a keyboard synth, with Bruford backing him by softly tapping on his snare drum. It’s two eighth notes, a quarter note, and two quarter rests, so we begin with two bars of 4/4. Then it’s four eighth notes, and the rest is the same as in the first two bars, so now it’s a bar of 5/4. Then the 4/4 and 5/4 alternate throughout the rest of the track, though Levin will, on the 5/4 bars, sometimes make the second of the four eighth notes a G-sharp, or a minor sixth above the Cs.

Fripp comes in with the guitar synthesizer, playing those ethereal chords without the sound of plucking–as in “Nuages”–the tones fading in. Belew plays lyrical leads on top of Fripp’s chords, playing glissandi on what must be a fretless guitar. Though Levin’s synth Cs and Bruford’s snare sound mechanistic, so far the music is generally pleasant, symbolically suggesting the promising future of a raised standard of living that comes with industrialization.

Levin adds some slapping bass, with G and G-sharp, then these notes with C-sharp and C, or these latter two and another G-sharp, or variations thereon. Bruford also comes in bashing with crackling precision. The addition of these instruments suggests the growth of industry and the development of better technology.

Next, Fripp’s guitar synthesizer comes in with a new sound: low, dark tones (C, G, G-sharp, then these with G, G-flat, etc.) on which he’ll layer parallel ones–two, then three, then more. In live versions, Belew added an upper guitar lead to intensify the dramatic effect of this ominous development.

This parallel layering of a chromatic melodic line symbolically suggests the growth of industrial capitalism, and refinements in technology for that purpose. To gain an advantage, however temporary, over the competition, a company will invest in better technology, better machines, in order to cut labour costs and bring prices down, because value is determined by the socially necessary labour put into making a product. Soon enough, though, the competition will adopt the same new technology and machinery, thus reducing their costs and prices, and overall the rate of profit will tend to fall over time, a tendency that Marx predicted would eventually lead to the destruction of capitalism by its own contradictions.

The ugliness of these developments, that is, the oppression of the working class via wage slavery, the degradation of the environment, and the globalization of imperialism, is expressed in “Industry” through the angular guitar growling of Belew and Fripp. The former’s guitar makes us think of the grinding of machinery, and the latter’s trademark screaming phrases suggest the cries of suffering humanity.

Towards the end of the instrumental, the music quietens down, finally ending as it began, with the low Cs on the synth and Bruford’s snare drum.

Dig Me

The only song on The Right Side with vocals begins immediately after “Industry” ends, suggesting a continuity between the two tracks. Such a continuity is perfectly valid, since the problem of pollution as expressed in this track is of course a direct result of industrialization.

In a live performance of both “Industry” and “Dig Me,” back to back in Montreal in 1984, Belew addressed the audience by asking them, in between the performance of the two pieces, if they wanted “some more of the weird stuff.” The audience cheered for it enthusiastically, but of course most listeners would be alienated by such avant-garde music. Alienation, nonetheless, is the whole point, given the themes dealt with in this music.

The song begins with more of Belew’s metallic, machine-like guitar rumblings, and these, combined with his scratching, dissonant rhythm guitar chords, are a fitting musical complement to the lyric, which is a surreal monologue given by a junked, rusty car in a junkyard, but the car has human consciousness.

I see this song as a sequel to “Neal and Jack and Me,” in which, recall, the speaker is “moving wheels…a 1952 Studebaker/Starlight coupe.” We thus note here a sad decline from the wild and carefree days of going on the road with Cassady and Kerouac to languishing as a wretched car among other totaled automobiles and metallic garbage.

This decline can be seen as allegorical of how the West has gone from the post-WWII economic prosperity to, as of the writing and recording of “Dig Me,” the beginnings of Reaganite/Thatcherite neoliberalism, something that since those ominous beginnings has in turn continued its steady decline into the 21st century schizoid world we live in today. Indeed, the Right Side of Three of a Perfect Pair is, in my opinion at least, as prophetic a set of music as In the Court of the Crimson King is.

When Belew’s alliterative, spoken-word monologue complains of how “the acid rain floods [the car’s] floorboard,” etc., and the car lies “in decay, by the dirty angry bay,” we’re reminded of how industrial capitalism has resulted in environmental degradation.

Now, the opposition between the radio-friendly accessibility of the Left Side vs the experimentation of the Right Side isn’t any more absolute than is the Apollonian in Discipline or the Dionysian in Beat. Like the white dot in yin and the black dot in yang, there are brief moments of simpler music on the Right Side as well as briefly progressive moments on the Left Side (e.g., the 7/8 passages).

The chorus of “Dig Me” is an example of something more human and relatable for the listener among the otherwise “weird stuff” on the Right Side. As I’ve said a number of times already, the three phases of the dialectic aren’t in a state of permanent fixity: they’re just there to simplify our understanding of the actual fluidity of the dialectic.

The spoken-word verses emphasize the mechanical aspects of the ‘car-man.’ The chorus emphasizes the human aspects. Accordingly, Belew sings with a harmony vocal from Levin, and we hear a straight-forward guitar melody of G major added second, then B, C, and E, Levin backing it up on the bass, with Bruford playing a simple 4/4 beat. This simplicity contrasts with the chaos of the dissonant chords and free rhythm drum bashing of the distorted spoken word verses.

As Belew and Levin are singing about wanting “to ride away” and not wanting to “die in here,” we can empathize with the car-man, for today, we too “wanna be out of here,” out of this ecocidal, neoliberal dystopia, in which high technology is increasingly taking us over.

That the car-man has metallic skin reinforces his half-man, half-machine nature, symbolic of how so many of us today feel alienated from our species-essence as a result of living in the high-tech capitalist world, one that reduces human beings to mere commodities who must sell our labour in order to survive. The car-man’s skin is “no longer an elegant powder blue,” the colour of the Beat album cover, and thus a reminder of the “moving wheels” of the album’s first track.

His “body” is “sleeping in the jungle of…metal relics,” reinforcing the identifying of the human body and of nature with metal, machines, cars, and other forms of modern technology. Recall that Ginsberg was making similar complaints about how modern industrial capitalism is driving us all mad, in the Moloch passages of “Howl.” We can see in this verse of “Dig Me” how it develops the themes of the Right Side of Three of a Perfect Pair: modern industry has resulted in a decline in the quality of our lives. “What was deluxe becomes debris.”

No Warning

At first, I had difficulty figuring out where this instrumental improvisation would fit into the overall themes of this album, given the vagueness of the track’s title (no warning of what?). Then I discovered these outtakes, “Industrial Zone A” and “Industrial Zone B,” and on hearing their sonic similarity to “No Warning,” now I know how to interpret them.

“No Warning,” therefore, is a sequel instrumental to “Industry.” It’s not that no warning was ever given: lots of leftists back in the 1980s warned what the policies of politicians like Reagan and Thatcher would lead to; it’s that no warning was heeded by the mainstream population.

The music of this instrumental is even darker and more ominous than that of “Industry” because, if we see these two tracks as musical chronicles of modern history, then where “Industry” gave us the beginning and early growth of industrial capitalism, “No Warning” gives us the late-stage capitalism of the mid-1980s and since then. Things have gotten far, far worse, with not only the rise of neoliberal reactionaries, but also the increasing damage being done to the Earth.

The use of high-tech instrumentation, such as guitar synthesizers, the Stick, and electronic drums, can be heard as an ironic commentary on how technology isn’t always a good thing (e.g., nuclear weapons). Of course, we get more of Belew’s mechanical guitar sounds as part of this commentary; notice also the conspicuous absence of animal noises from his guitar, since in our day, animals are fewer and fewer; a further discussion of that issue is coming shortly. Bruford’s bashing of his drum kit in free rhythm, combined with the guitar dissonances, just adds to the feeling of dystopian unrest. The dark tones from Levin’s Stick, played as they seem to be through a volume pedal, top off the eerie atmosphere.

Larks’ Tongues in Aspic, Part III

This instrumental is yet again an example of “three of a perfect pair,” the pair in this case being parts one and two of “Larks’ Tongues in Aspic,” the first and last tracks of the album of the same name, released back in 1973, and the first Crimson album to have Bruford on drums, since he’d just left Yes after finishing Close to the Edge.

This third part opens with Fripp playing fast arpeggios that shift back and forth between tonality and atonality, a Frippian idiosyncrasy we’ve heard a number of times before, such as on a few tracks on Exposure, in collaborations with Daryl Hall around the same time, and most significantly, at one point in the middle of “Larks’ Tongues in Aspic, Part One,” a passage that in turn has a precedent in an instrumental recorded, but not yet released, by the Islands Crimson lineup.

After this comes a guitar-dominated riff in a cycle of two bars of 4/4, then one in 2/4, repeated several times. The crunchy guitar chords vaguely remind one of those played by Fripp at the beginning of “Larks’ Tongues in Aspic, Part Two.” The rest of the music of Part Three bears hardly any resemblance to that of the first two parts.

Next comes an energetic riff in 7/4, interrupted in the middle by variations of that riff in 4/4, 4/4, and 2/4. After a repeat of the 7/4 riff, we come to a harmonized duet of soft guitar arpeggios mostly in 5/8, but with the beats subdivided first as 3+2, then as 2+3, then there’s one bar of 4/8 before the 5/8 cycle begins again. The last part of the track is a simple jam in 4/4, with Fripp soloing dissonant music on guitar synthesizer.

Fripp’s soloing here (please don’t mistake this for a criticism: he’s my favourite guitarist!) makes me think of the cries of pain of an animal killed for food, the kind of thing that shows us that the vegetarians have the moral side of the dietary argument. Larks’ tongues, incidentally, were a delicacy enjoyed by the ancient Roman wealthy; this historical fact links this last track on the album to the overall theme of the Right Side. The wealthy have harmed the poor, the environment, and animals.

V: Conclusion

I wish I could have finished and published this analysis earlier on during the Beat tour, in which Belew and Levin have joined forces with Steve Vai and Danny Carey to play concerts of the music from these three albums. In spite of Vai’s and Carey’s obvious skills, they knew they had a formidable challenge in filling the shoes of Fripp and Bruford; and in spite of this challenge, they pulled it off admirably, as the many YouTube videos from the shows clearly demonstrate.

With the resurrected appreciation for these albums that this tour has engendered beginning in the fall and the winter of 2024, I hope this analysis of mine will strengthen that appreciation. It’s music from one of the greatest lineups of one of the greatest prog bands.

Analysis of ‘Commando’

I: Introduction

Commando is a 1985 action film directed by Mark L. Lester and written by Steven E. de Souza, after a story by Joseph Loeb III, Matthew Weisman, and de Souza. It stars Arnold Schwarzenegger and Rae Dawn Chong, with Alyssa Milano, Vernon Wells, Bill Duke, Dan Hedaya, James Olson, and David Patrick Kelly.

The music score, noted for its use of steel drums, was by James Horner, and the film ends with a song by The Power Station called “We Fight for Love,” when Michael Des Barres replaced Robert Palmer as lead singer.

Here‘s a link to quotes from the film.

Giving the film a rating of 67% based on reviews from 36 critics, Rotten Tomatoes aptly describes Commando in its consensus as having a “threadbare plot, outsized action, and endless one-liners.” In other words, it’s a crowd-pleaser with all the gratuitous violence, swearing, and cheesy puns that a movie-going philistine could ever want.

So, Dear Reader, you’re probably wondering why I’m wasting my energy with this Hollywood schlock. Well, apart from the fact that the philistine in me finds this mindless entertainment amusing (the nostalgic memories of watching it as a teen in the 1980s being a big part of that amusement), the flash and excitement that Commando delivers is a distraction from the political undertones that I feel should be discussed.

II: A Brief Digression, If You’ll Indulge Me, Please

As should be obvious to anyone watching the film with his or her brain turned on, Commando contributes to the mythology of the US as the great saviour of other countries from tyranny and despotism. I’m not saying this as if it were a great revelation to you, Dear Reader: I bring this up because I want to discuss the social effects of movies like this, and how they brainwash Westerners, Americans especially, into cheering for US/NATO imperialism.

I was trying to do such commentary on another film aptly starring right-leaning Schwarzenegger, Conan the Barbarian. The reader response to that analysis was mixed: while one positive responder understood my intentions, to alert people to the hypnotizing danger of passively accepting Hollywood action films as US imperialist and right-wing libertarian propaganda (an example of the kind of thing Michael Parenti analyzed in his book, Inventing Reality), two others blasted my Conan analysis for seemingly opposing reasons.

The first negative responder was a woman who went out of her way to be as insulting as possible, saying my analysis was ‘so superficial as to be silly,’ and that during the Reagan era, pretty much all movies reflected a right-wing ideology, so apparently there’s no insight to be gained from describing Conan the way I did. First of all, many 1980s movies did obviously reflect a right-wing stance, but many others didn’t–take They Live, for instance, as an anti-Reagan film. Secondly, only someone with a right-wing bias (as I suspect she has) would see no value in critiquing Conan‘s right-wing agenda, since a left-wing sympathy would see that value. I’d say it was her reading of what I wrote that was “superficial” and “silly”: I suspect she read only the first few paragraphs, snorted and called it ‘stupid!’, then jumped to conclusions and made her snarky comments without bothering to read any further.

The second commenter took the opposite view, seeing my discussion of a right-wing libertarian, anti-communist allegory in Conan as “the most half-baked review” of a movie that he’d ever read. Then he ‘corrected’ me by pointing out something I myself stated, however briefly, in my analysis: that the film is about determination in rising up against one’s obstacles (speaking of pointing out the obvious, hence my brevity in stating it). Never mind that I flooded the analysis with links to prove my point about the allegory (i.e., the director’s right-wing leanings as well as those of Schwarzenegger’s, a link stating that Nazi salutes were done on the set, etc.). And what I wrote wasn’t a review (my saying whether or not I liked the film), but an analysis, stated plainly in the title (a discussion of themes, symbolism, allegory, etc.). So, was I stating the absurdly obvious, or was I going off on some “half-baked” tangent? I’m not sure.

My point in bringing up the Conan analysis and its negative responses is to say that this one of Commando is one of many articles in which I’m not just saying what I like or dislike about a film. The film analyses are about relating the content of the films with either political issues (typically from a Marxist-Leninist viewpoint) or with psychoanalytic ones (usually Freudian and post-Freudian, but recently, more and more Jungian).

That kind of analysis is what I do here on this blog; so if that’s not your thing, please read no further (I gave just such a warning at the beginning of my Conan analysis, which as I explained above, went unheeded at least twice). If, however, you do like how I relate film, literature, and music to leftist politics and psychoanalysis, then by all means, read on, Dear Reader.

III: Some Rather Needless Killing

The film begins with three men assassinated, all former members of the unit of US Army Special Forces Colonel John Matrix (Schwarzenegger). The first victim is shot by two men posing as garbagemen; the second of these two killers, Cooke (Duke), then kills a car salesman by running him over right in the dealership with the car he’s supposedly interested in buying; and the third victim, Bennett (Wells), is supposedly blown up in a boat, though we later learn that his death has been faked.

Matrix, it seems, is next to be assassinated.

As it turns out, though, he isn’t to be killed, but rather to be forced to assassinate the president of a fictional Latin American country, Val Verde, this man being someone Matrix originally helped put in power there, having ousted Arius (Hedaya), a brutal dictator who wants to be reinstated. If Matrix doesn’t cooperate, Arius will have his men kill Matrix’s pre-teen daughter, Jenny (Milano), whom they’ve kidnapped.

Here’s my point: why were those two men killed at the beginning of the film, with Bennett’s death faked? Apparently, Arius’ men (including Bennett) mean to agitate General Franklin Kirby (Olson) and get him to go to Matrix’s home to warn him personally that he’s probably next to die, and in the process Kirby will unwittingly help the bad guys know where Matrix lives.

This is an absurd way to get to Matrix, whose address (somewhere in upstate California, in the mountains) is presumably private for his and Jenny’s protection. Would Kirby be stupid enough to go there personally, risking leading the assassins right to Matrix? Couldn’t the killers just find another way to find him (e.g., paying someone in the army a handsome sum to disclose the address, etc.)? Wouldn’t it be better to catch Matrix off guard in a surprise attack?

It’s obvious that the killings at the beginning were just an excuse to have excitement for its own sake, to lull the audience in, to make them passive recipients of more pro-US propaganda.

IV: Matrix and Jenny

Of course, Schwarzenegger as tough guy Matrix is supposed to personify how ‘indestructible’ the American empire is (an empire that, incidentally, failed to defeat North Korea, lost against Vietnam, and similarly left Afghanistan with its tail between its legs). The liberals, however, can’t have their big hero be just a cold-hearted killer; we have to see his sensitive side, so during the opening credits and before Jenny’s kidnapping, we see some father/daughter quality time between Matrix and her.

While they’re eating sandwiches at home, he makes a cliché joke about gender-bending Boy George. Then he refers to his life as a boy in East Germany, and how the communists said that rock ‘n’ roll is “subversive.” While communists back in the 1950s and 1960s were probably much more socially conservative (as were, obviously, at least half of Americans back then) than in recent years (a lessening of conservatism that can’t be reasonably be said of those half of all Americans!), we’re meant to deem this old judgement of the communists as an example of how ‘repressive‘ they were and are. Matrix’s later quip that “Maybe they were right” is meant to be flippant, yet it tells us which people still have the repressive attitude…still by the 1980s and since then. Putin may not be sympathetic to LGBT people, but he hasn’t been a communist in decades.

Now, we’ve acknowledged that Matrix is of German background (presumably to rationalize Austrian Schwarzenegger’s undeniable accent), yet his name sounds utterly English, since we don’t want our American hero to seem inordinately Teutonic (shouldn’t his name be more like ‘Johann Meetrichs’?).

Given the film’s obvious agenda to glorify Anglo/American/NATO imperialism as comprising the ‘good guys,’ as against anyone who would dare defy said imperialism (Arius et al), the idea of having a German-American hero fighting those defiant of that imperialism (who, in real life, tend to be left-wing) strongly suggests the enlisting of fascists, at least symbolically. Matrix would have defected from East Germany early on, and the real purpose of the Berlin Wall, or Anti-fascist Protection Wall, as the East Germans called it, was just that: to keep the West German fascists out (i.e., those ex-Nazis who, rather than be punished for their war crimes, were given cushy jobs to fight the ‘commies’), as well as to keep East Germany from losing needed skilled workers.

Matrix’s leaving of the socialist state would have stemmed from an ideological hatred of socialism. Germans who hate socialism have historically leaned towards fascism as a protection against Marxism. The capitalist class has always used fascism to protect themselves against left-wing revolution, as have the petite bourgeoisie. The film’s negative portrayal of Latin Americans reinforces the idea that there’s a Nazi racist undertone here, as there was in Conan, as I argued in my analysis of it (see link above).

So what we see in German-American Matrix is a personification of the continuum between liberalism and fascism. He’s the sensitive father, as I discussed above in his relationship with Jenny at the beginning of the film, but she can be seen as personifying his threatened class interests when she’s kidnapped, making him ruthless in his lawless, bloody, and murderous quest to get her back. The fact that she’s a sweet, helpless, and sympathetic girl shouldn’t deflect us from seeing that cynical reality. Her sweetness, taken from an allegorical perspective, is being used as propaganda to justify all of his killing. More on that later.

My point is that liberals, seeming progressive in their goals on the surface, will betray that progressive agenda in a heartbeat if their class interests are at stake, and that’s what’s represented in Matrix’s quick switch from sensitive father to unflinching killer, thief, destroyer of property, kidnapper (however briefly, of Cindy [Chong]), etc.

Stalin once said that “Social-Democracy is objectively the moderate wing of fascism.” (Note that social democracy is the furthest left of liberalism.) His words may, on the surface, seem extreme, but put in their proper historical perspective, they are clearly understood. He said them in 1924, just five years after the social-democratic Weimar Republic had used the right-wing Freikorps to crush the Spartacist Uprising‘s attempt at a communist revolution in Germany, murdering Rosa Luxemburg and Karl Liebknecht. The Weimar Republic’s soft and ineffective rule would lead to great dissatisfaction on both the far left and far right, one thing would lead to another, and by the early 1930s, you-know-who would rise to power in Germany.

If the ‘far left’ of liberalism can lead to fascism, so can more ‘moderately left’ versions of it. We easily backslid from the welfare capitalism of the era of post-WWII economic prosperity to the ‘free market’ capitalism of the Reagan/Thatcher years, and thence to the far-right nightmare of recent decades, all thanks to the dissolution of the Soviet Union, which meant that a large welfare state was no longer needed to ward off the danger of proletarian revolution in the West. We’d reached ‘the end of history,’ and the ruling class no longer felt threatened by the working class.

That liberals today are supporting literal fascists in Ukraine and Israel should help you see the truth in Stalin’s words, Dear Reader.

V: Making Matrix Aid Arius’ Revolution

We never learn of Arius’ political ideology; we only know that he’s a brutal dictator, who’s “tortured and killed” those who have resisted him. But is he on the left, or the right?

He’s a Latin American, a former ruler of Val Verde, as I mentioned above. We know that Matrix helped overthrow Arius and put a new president, Velasquez, in power. Here’s the funny thing, though: the US army, CIA, etc. like putting brutal right-wing dictators in power in Latin America.

Indeed, the American government has a history of intervening in other countries’ political affairs, typically replacing democratically-elected heads of state with ones that further the capitalist/imperialist interests of the US/NATO countries. Examples include Iran in 1953, Guatemala in 1954, Chile in 1973…and more recently, Ukraine in 2014, and Bolivia in 2019, as well as attempted coups in places like Venezuela. One should look into US support for Operation Condor, too.

Of course, the Western corporate media likes to portray these interventions as ‘triumphs of freedom and democracy,’ when actually they were anything but. So we shouldn’t be surprised to see the ousting of Arius and replacement of him by US-backed Velasquez in Commando as portrayed as a good thing. It’s all just part of the propaganda used to make the US look like the good guys, while men like Arius are vilified.

So the very idea of the American military, as represented by Matrix, as not wanting to help spearhead a coup and install a dictator is ludicrous. Pinochet was the Arius of Chile in the 1970s, responsible for the deaths and disappearances of thousands of dissident Chileans, including dropping some of them from helicopters. The CIA helped put Pinochet in power, a “scumbag” who “tortured and killed” many, yet I doubt that any in the US military would have applied Matrix’s words to Pinochet the way Matrix applied them to Arius.

So Matrix not wanting to overthrow a Latin American government and replacing it with that of a brutal right-wing dictator is sheer denial on the part of the propagandists making this film. Moviegoers who see this film, knowing little if anything about the true political state of affairs in the world, will just eat up this propaganda uncritically, absorbing it and imagining that what the film portrays more or less corresponds with what the US government’s role in world affairs really is: the ‘policemen’ of the world, fighting tyranny and oppression everywhere, rather than the cause of so much of it.

This is a dangerous message to send to Western audiences, reinforcing a myth of our supposed superiority, which in turn is used to justify more and more imperial conquests, killing more and more innocent people. This urge to impose ‘freedom and democracy’ has led to possibly a million Iraqi deaths, and the destruction of Libya, changing it from a prosperous nation that took care of its people to a failed state with a slave trade. The current wish to bring ‘freedom and democracy’ to Russia and China could lead to a very nuclear WWIII, killing everyone on the globe.

Since Commando was made in the mid-1980s, I wonder why the film didn’t portray Arius as a left-wing dictator, but just as a generic one. Surely portraying him as a ‘commie’ would have made for effective Cold War propaganda, wouldn’t it have? Perhaps they didn’t specify his ideology because they knew enough left-wing critics still existed in the 1980s to trash the film for being even more obvious right-wing propaganda than it was and is. Still, for the reasons I’ve given above, it makes more sense for Arius to have a left-wing, rather than right-wing, ideology, so we’ll just go with that, remembering that his vilification, as well as the dehumanizing of his troops, is all part of Commando‘s obvious right-wing agenda.

VI: The Female Factor

Getting Cindy, an off-duty flight attendant, to help Matrix without there being any sexual chemistry between these attractive male and female leads seems as if this film is an example of the emerging kind that is trying to show more respect to female characters (her firing a rocket launcher correctly…on the second try; her flying a seaplane, etc.), especially since she’s a POC. Still, there’s plenty of sexism against women to keep Commando far behind more recent action films, which are sure to include women kicking lots of ass.

Poor Cindy is frequently treated like a whore, even explicitly called one by predatory Sully (Kelly, whom you’ll recall clinking those bottles together at the climax of The Warriors), leaving her in a huff for not letting him have his way with her. Later, without asking for her consent, in Sully’s motel room and waiting for Cooke, Matrix opens her top to make her look easy, that is, having indeed let Sully have his way with her. Even a cop, who’s later helped apprehend Matrix for trying to rob an army surplus store, sees her in a car next the cops’ truck and assumes she’s a “hooker.”

Earlier, Sully–asshole that he is–jokes in the airport about having “a little more time with” kidnapped Jenny. At the end of the film, Matrix carries her on his shoulder as if this damsel-in-distress were a prize he’s won after killing everyone else.

But the crowning piece of sexism in the film is the gratuitous display of a woman’s large, shaking breasts in a motel room next to Sully’s during Matrix’s fight with Cooke. It’s a completely unnecessary moment of titillation mixed with humour, meant as one of many examples of Commando‘s use of visuals to dazzle and distract the viewer as he or she absorbs the pro-US propaganda without thinking.

(By the way, Ava Cadell, who played the woman in the motel scene, has since become a therapist with a doctorate from Newport University, California. She has written a number of books on sexuality, has done lectures, and given counseling to couples on personal issues. Here’s her website. As we can see, she’s risen far above doing mere cheesecake roles in schlocky Hollywood movies.)

VII: Rescuing Jenny

Rescuing a damsel in distress is more acceptable in the modern world, of course, if she’s a child. Our sympathy for her is what makes the wiping out of everyone else on the island where she’s being held hostage seem perfectly justified.

Commando, however, is just a movie. It isn’t reality. As a piece of American propaganda, it causes us to transfer our desensitizing of the brutal killing of all the dehumanized Latin American soldiers to the killing of any other people in the world, be they soldiers or civilians, who in any way stand between the US/NATO empire and the achievement of its goals.

Part of ensuring the audience’s desensitizing to the deaths of the soldiers is a showering of contempt on them and their worth. Bennett tells Arius that his “little pissant soldiers…are nothing.” This sort of devaluing of them makes it all the easier for the audience to watch them all die.

On the other side of the coin, Matrix’s killing of them all comes with nary a scratch on his body, for he personifies the invincibility of the American empire. Indeed, one of the particularly ludicrous aspects of Commando is how Matrix can single-handedly wipe out so many dozens of soldiers, and not even one of them can get a lucky shot and give him a significant wound, let alone kill him.

The tool shed scene, apart from showcasing gratuitous violence for the sheer fun of it, demonstrates that shaving off the top of a man’s head with a small buzzsaw blade thrown like a Frisbee (in the director’s cut, a second buzzsaw blade hits a guy in the neck), the stabbing of an axe into a soldier’s balls, and the hacking off of a man’s arm with a machete are not horrifying sights to see, but exciting ones.

The message given throughout the film is that, since Matrix can break one law after another with impunity to save Jenny, and since he personifies American military might, then the US government, military, and intelligence are free to disregard international law, UN Security Council Resolutions, etc., to achieve their objectives and maintain their global hegemony.

Let’s see how these issues translate into the politics of the real world. Israel, properly seen as an extension of Western imperialism into the Middle East, has been given carte blanche by the US government to kill and maim as many Gazans as they like. The rationalization?…to rescue a number of Israeli hostages taken by Hamas on October 7th of 2023, rather like the kidnapping of Jenny. Where all those killed in Commando are soldiers, most, if not almost all, of the Gazans being killed are innocent civilians, including women and children.

Israel has made incursions into the West Bank, and the detonating of pagers in Lebanon–as well as airstrikes on several buildings in Beirut–has killed and injured many there, too, though there’s a similar rationale…the need to wipe out Hezbollah. The UN has, by the way, acknowledged that the armed resistance of fighters like Hamas is legitimate against an occupying force like Israel, but to the Zionist apologist, Hamas and Hezbollah are ‘terrorists’ whom he or she would surely sneer at as “little pissant soldiers” who “are nothing.”

Elsewhere, the Nord Stream pipelines were blown up by the US, with the help of Norway–an act of ecoterrorism practically confessed to by the American government. Seymour Hersh, the acclaimed investigative journalist who exposed the My Lai Massacre back in 1968, found conclusive, detailed evidence of how this crime was committed, yet the mainstream, corporate, imperialist media absurdly blamed the attack on Russia. How predictable. The motive behind this terrorist act, apart from the usual Russophobia/anti-Putin agenda (their ‘unprovoked’ invasion of Ukraine), was to stop Germany from buying cheap Russian oil and forcing the country to buy American oil.

Needless to say, the US government hasn’t been punished, nor will be, for this crime any more than Israel will be for her crimes against humanity. We, the general public, shrug these crimes off, or at least are expected to, just as we do the excesses of Matrix’s violence, all to rescue one little girl, who personifies his threatened class interests as I said above, and who is carried on his shoulder at the film’s end as a kind of trophy.

When Kirby, who has arrived with his army at that time, asks Matrix what he’s left for them, he callously says, “Just bodies.” Matrix then refuses to resume working for Kirby as a soldier, wanting instead to be the nice, sensitive father to Jenny; but as with any liberal, being the nice guy comes only when one’s class interests (symbolic ones in Matrix’s case) aren’t being threatened.

VIII: Confession, Projection, and Denial

In a conversation with Cindy in Sully’s car on the way to the motel to confront Cooke, Matrix explains why he has to rescue Jenny. In the process, he goes into a kind of confession of guilt, not only about how he, constantly on assignment as a Special Forces man somewhere on the other side of the world (Laos, Angola, Lebanon, Pakistan, etc.), has never had time to be with Jenny, but also about how he did “things you don’t want to know about,” and which he wishes he didn’t know he’d done.

Bennett, we learn, was kicked out of Matrix’s unit for being excessively violent (and this is why he, wanting to get revenge on Matrix for his expulsion, is willing to help Arius “for nothing,” to get a chance to get at Matrix). Yet given what we know Matrix has implied in his confession to Cindy, and what we know of his brutal killing of so many in this film…including his killing of Bennett, to get him to “let off some steam,” it’s hard to imagine Bennett being all that much more violent.

It should be obvious that, Matrix representing American militarism and seeing Bennett and Arius as far worse than he, the film’s pro-US propaganda tries to excuse American violence by projecting it out to other countries. Bennett, significantly, is Australian–just listen to his accent. Arius is Latin American. These latter two are so awful, apparently, that Matrix, and therefore the US, can’t be all that bad.

So in giving his brief confession, implying the awful things he’s done, while projecting far worse guilt onto people from other countries, Matrix–in spite of his constant violence and lawlessness, like that of the US, as I’ve explained above–can still be regarded as the liberal ‘good guy,’ as politicians like the Clintons, Obama, Biden, and Harris can be seen. One can safely deny being as bad as the antagonists are, and the protagonists’ guilt will be ignored and forgotten about by moviegoing lovers of action films.

Another thing that will be ignored and forgotten in Commando is the political ideology that Arius must have, as is typical of any Latin American head of state that opposes American imperial hegemony and ends up being ousted in a coup d’état. Such an ideology is glossed over and disregarded: all we know is that Arius believes the people of Val Verde need “an understanding of discipline,” which sounds unsettling coming from a generic ‘dictator,’ whom many in the audience would imagine to be a left-wing one, as I’m assuming Arius is.

Now, Marxism-Leninism does have an understanding of party discipline, but it isn’t anything brutal, as Arius is implying in Commando‘s propagandistic script. It’s about organizing the working class to rise up in revolution and defeat the ruling class, thus liberating the people from oppression, not subjecting them to oppression, the latter of which is what US puppets like Pinochet did to their people. As for how “extremist” a left-wing political ideology is, just read the <<<link. You won’t know the truth of the matter by watching Arius’ caricature of it.

IX: Conclusion

I hope, Dear Reader, that if you’ve read this far, that you understand my intentions in writing this analysis of Commando. I know it’s no Earth-shattering revelation that the film has a right-wing agenda: my purpose is to explore the political ramifications and social effects of said agenda, to warn of its dangers on a public not aware of how consent is manufactured for war and its atrocities.

The ‘tangents’ I went off on in elucidating these political and social implications, far from being “half-baked,” are the whole point of the article. People need to be conscious of the political wool being pulled over their eyes, not to be told, “Oh, come on, it’s just a movie. Lighten up!”

Analysis of Anton Webern’s ‘Zwei Lieder,’ Op. 19

I: Introduction

“Zwei Lieder,” or “Two Songs,” op. 19, is a short piece for mixed choir and five instruments by Anton Webern, set to two poems by Johann Wolfgang von Goethe. It was composed in 1925-1926; the five instruments are celesta, guitar, violin, clarinet, and bass clarinet, with a choir of sopranos, altos, tenors, and basses.

Webern, along with Alban Berg (who composed the opera Wozzeck), was one of the most famous pupils of Arnold Schoenberg (who composed Pierrot Lunaire), these three composers being the most famous members of the Second Viennese School, who used Schoenberg’s twelve-note compositional technique. This technique involves taking the twelve semitones and rearranging them in any order to produce a tone row, or basic set. This tone row becomes the thematic, melodic, and harmonic basis of a composition.

Because the twelve-note system eschews the major-minor system, the resulting music is atonal, and therefore it is an acquired taste, to put it mildly. One must get used to the ’emancipation of the dissonance,’ which is no longer required to be resolved quickly back to consonance, and so the music sounds ‘harsh’ to the uninitiated listener.

When it comes to Webern’s music, I usually prefer to listen to his instrumental works, such as the Symphony, op. 21 (1927-1928), the Five Movements for String Quartet, op. 5 (1909), the Piano Quintet (1907), the Concerto for Nine Instruments, op. 24 (1931-1934), and the Quartet, op. 22 (1928-1930), for clarinet, tenor saxophone, violin, and piano. However, since when it comes to my doing analyses of music here on my blog, I prefer to have programmatic content along with the music, I’ve chosen a Webern composition with a text, among his music that I don’t listen to all that often.

Therefore, I’ve chosen to analyze his “Zwei Lieder,” among his least-performed, and therefore least-known, compositions. The reason that this otherwise superb piece of music is so rarely performed is that Webern’s choice of instrumentation is, sadly, impractical from the point of view of setting up performances of it. A choir, combined with the odd assembly of five instruments I mentioned above, all to perform a piece that lasts about two minutes, will be too much trouble for most organizers of concerts to put together.

Such a piece is best performed as a recording, and here is a link to a recording of the piece. Here is a link to the first poem in the original German and in English translation (which I will not be quoting here!); and here is a link to the second poem in the original German and in French translation (which I wouldn’t be quoting here even if I had permission to!).

The text of the two poems, in the original German as well as in English and French translations, can be found also in the booklet (pages 142-143) for the Complete Works of Webern, Opp. 1-31, conducted by Pierre Boulez for Sony Classical. I’ll be using these texts as the basis of my interpretation of the poetry; the websites linked in the previous paragraph are just there for your information, Dear Reader.

II: The Music

The tone row that Webern uses for the setting of both poems is G, B-flat, F-sharp, F-natural, E-flat, A, G-sharp, C-sharp, D, B-natural, E-natural, and C-natural. The “Zwei Lieder,” op. 19, is Webern’s first work to use the same tone row all the way through the entire composition.

A tone row can be played out in four ways: the original order, inversion (upside-down), retrograde (backwards), and retrograde-inversion (both backwards and upside-down). Furthermore, the tone row can be transposed to any key other than the original set of pitches. In the case of the “Zwei Lieder,” Webern transposes the tone row by a tritone, the diabolus in musica.

Now, as Samuel Andreyev demonstrates in his musical analysis of Webern’s piece (and my analysis owes a great debt to Andreyev’s analysis of the piece), one would find it impossible to hear the tone row played out in a clear, linear fashion because Webern breaks up the tone row among the instruments and choir in a way that the ear could never follow, certainly not without reading the score as one is listening.

For a precise demonstration of how the tone row is manifested in the piece, I’ll leave that to Andreyev to explain, since I lack his technical expertise. Instead, I’ll just make some more general remarks about the music.

Instead of the traditional kind of melody, which flows and is linear, having a singing quality, Webern’s concise musical style tends toward punctualism–an isolating of the successive notes through wide leaps, unorthodox uses of duration, dynamics, and attacks that are divorced from conventional ‘expressivity’–and Klangfarbenmelodie, or an assigning of the successive notes of a melody to different instruments. Therefore, melody isn’t perceived as musical lines, but rather as musical ‘dots,’ if you will.

Because of these kinds of innovations in Webern’s music, he has been associated, in retrospect, with the postwar total serialism of composers like Boulez (i.e., his Le Marteau Sans Maître) and Karlheinz Stockhausen (i.e., his Gesang der Jünglinge). Webern’s puncualism and Klangfarbenmelodie have been seen as anticipating the 1950s serializing of not only pitch, but also all the musical parameters as listed in the previous paragraph.

III: The Text

Goethe’s poems are both sets of two four-line verses in trochaic tetrameter (a line has four feet, each of which has a stressed, then unstressed, syllable), with a rhyme scheme of ABAB CDCD. They are vignettes of the beauty of nature, of flowers in bloom or soon to be in bloom. Images or scenes of natural beauty were something Webern always loved, and I understand that even among his instrumental works, there was the inspiration of nature.

His choice of having a mixed choir sing these verses–as opposed to, say, having just one singer–what must have been the main factor in causing the logistical difficulties in having op. 19 performed, must have been of such insistent importance to him, overruling the practical problems that would have forbidden frequent performances of the piece. I’m guessing that the choral singing was meant to give the verses a sense of holiness. For Webern, nature is sacred.

These poems are inspired by Chinese literature; in fact, these two poems are part of a cycle Goethe composed, called Chinesisch-deutsche Jahres- und Tageszeiten (“Chinese-German Seasons and Times of Day”). Chinese literature, all things Chinese, actually, had been quite popular in Europe at the time of his writing, ever since Voltaire‘s time.

The first poem describes narcissus flowers blooming in a garden in rows. The first verse gives us a vivid sense not just of the flowers’ beauty, but also of their ‘innocence,’ ‘purity,’ and ‘modesty.’ Since when is a narcissus modest, I wonder?

Indeed, one thing to keep in mind when interpreting poetry, or literature in general, is that things often aren’t as they seem. We may be reading a beautiful description of nature, but what the imagery is meant to represent may not be all that beautiful…once we have looked beneath the surface.

The narcissus flowers are as white as lilies; they have the purity of candles. Candles may give light, which is inherently a good thing, but the light comes from fire, the fire of the passions, which are anything but pure. Goethe’s word for pure is reine, the same word Heinrich Heine used in “Du bist wie eine Blume” (“You are like a flower”), “So hold und schön und rein” (“So lovely, fair, and pure”), a poem about a woman whose ‘purity’ broke Heine’s heart. ‘Purity’ isn’t necessarily a good thing.

Goethe would have been perfectly aware of the Echo and Narcissus myth, in which the latter broke the former’s heart, and the latter was punished for his vanity by being made to fall in love with the image of his own reflection in a pond, meaning that the handsome youth, in a sense, broke his own heart. In his grief over never being able to have what he saw, Narcissus died and turned into the flower of Goethe’s poem.

Now, obviously neither Webern nor especially Goethe would have known anything about narcissism in the modern psychiatric sense that people today would know of it. The seeds of the personality type, however–the vanity, haughtiness, and pitiless rejection of others–would have been intuited in the mythic character of Narcissus, intuited especially by a poet of Goethe’s stature. So on at least an unconscious level, Goethe must have used the flower as a symbol of sinful pride; Webern must have picked up on this idea–again, at least unconsciously, and reflected it somehow in his music.

Similarly, while Webern would never have consciously thought of the music he’d arranged for the poems as ‘harsh,’ he certainly knew, from the conservative public’s reaction to his atonal works (and those of his modernist contemporaries, like Schoenberg and Berg), that they were perceived that way. And even though his “Zwei Lieder” use softer sonorities, their atonality, dissonance, and wide melodic leaps are all clear signs of musical tension, deliberately used. Therefore this tension, set to these poems, suggests a sensitivity in his mind to Goethe’s expression of an undercurrent of tension in otherwise surface idyllic verses.

Now, I’m about to do a kind of ‘retrospective’ interpretation of these verses, applying a modern meaning to writing that’s showed no knowledge of contemporary ideas. Some of my readers, such as one who commented on my analysis of the Echo and Narcissus myth (link above), would balk at my ‘projecting of modern ways of seeing’ onto old texts, insisting instead that whatever the original meaning there was of the old text is the only ‘correct’ way of thinking about it.

I beg to differ. Just because the writing is old doesn’t mean the interpretation has to be old. The arts are not STEM fields: they don’t have only one correct answer, like 2 + 2 = 4, and an infinitude of incorrect answers. Artists often are reticent about what they’ve created because they want to allow us to find our own meaning in their works. Insisting that the work means only what the artist had originally intended takes all the fun and joy out of experiencing the work.

Another justification I have for interpreting the meaning of a work of literature, film, or piece of music, drawing on elements that came into being long after the work was created, is to give the work a new meaning and relevance for us now, so we can relate to it in our own way and therefore enjoy it far more. Insisting that the work’s ‘ancient meaning’ is its only meaning makes the work dead to us now.

Besides, some themes and ideas are so universal that they apply to all times of history, including those times when people knew nothing of the modern concepts. Just because narcissism wasn’t known as a personality disorder in, for example, ancient Greece, doesn’t mean that narcissists didn’t exist back then, let alone cause pain and suffering to the Echoes of their day.

With this understanding in mind, I can begin to do my interpretation of these verses. We should also keep in mind when Webern set the poems to music: in the mid-1920s, when certain…politically tempestuous…things were going on in Europe, in Germany and Austria in particular. As of the piece’s composition, Hitler would have been released from prison after having served just over eight months of his sentence for the crime of high treason after the failed Beer Hall Putsch. The Nazi Party may not have achieved their immediate goal of taking over the German government, but they did gain national attention and their first propaganda victory, which surely would have gotten Webern’s attention.

As an Austrian patriot, Webern did, for a while at least, have some sympathy for Nazism. By the time the Nazis had come to power in the early 1930s, though, he was growing in opposition to them. He even gave a public speech in 1933, publicly denouncing the Nazis for calling his music, as well as that of Schoenberg and Berg, “cultural Bolshevism” and “degenerate music.” (He was lucky the Nazis didn’t arrest him for this.)

He was certainly never an antisemite. His musical mentor, Schoenberg, was a Jew. He resigned from a position as chorus master for the Mödling Men’s Choral Society in 1926 (the year he finished his “Zwei Lieder”) over his controversial hiring of a Jewish singer, Greta Wilheim, to replace a sick one. So his attitude towards Nazism was complicated.

I’ll now relate these political issues to how I imagine Webern could have read Goethe’s poems. To think that Goethe would have intended the interpretation I’m about to make would be absurd, and I admit I’m stretching things when I make speculations about Webern interpreting them in the way I’m about to describe. But in making this interpretation, I’m hoping not only to make the poems relevant for our time, but also to show that there’s more to them than just a pretty painting of nature in words–there’s a deeper meaning.

These narcissus flowers, white and pure, like stars, are as pretty as lilies. They bow with a modest demeanour. Since, as I noted above, the associations one makes of this flower with vain Narcissus are so obvious, then the flowers appearing so modest must be mere affectation on their part.

The white flowers have a yellow centre with a red rim circling it, glowing love, as the first verse points out. This red around the yellow middle is thus the loving heart of the flowers. This love, affection, and affinity of the flowers is thus a personifying of them…and an idealizing of them.

This idealizing of the narcissus flowers is significant, for as is associated with such flowers, narcissism is all about an idealizing of the self. As is indicated in the second verse, these early narcissus flowers have bloomed in the garden in rows. They are a group symbolizing beautiful and idealized, but also vain, self-important people. They are thus representative of group narcissism.

Now Freud, who discussed how groups of people living in the same community may look down on those outside their circle with contempt, was writing about this issue as an example of group psychology in 1922, which was just a few years before Webern composed his “Zwei Lieder.” I’m not suggesting that Webern read Freud’s work and was influenced by it in setting the poems to music. What I am saying is that we’ve all–at any point in history, even back to Goethe and earlier–sensed the arrogance of the in-group toward outsiders. Parochial, chauvinistic attitudes have existed since time immemorial.

So, is Webern’s choral setting of the poems meant to suggest a holy beauty in these flowers, or a ‘holier-than-thou’ attitude? Webern surely would have been aware of the hyperinflation of Germany in the early 1920s and its effect on the German psyche. This pain is the kind of thing that can drive people to have nationalistic feelings, to looking for a leader who will ‘save the nation’ from its ruin. As we know, some Germans looked to Hitler in the hopes of such a saviour.

I suspect that Webern could have read such a meaning in the poem’s hope that the narcissus flowers know for whom they’re waiting. As they stand in their rows waiting for their idealized leader, they are described in the original German as “so spaliert erwarten,” or “so trellised in expectation.” They’re being held up, as if by a trellis, which implies that they’re “stand[ing] at attention,” as the translation in my CD booklet (page 143) has it.

Narcissism involves an idealizing of another–an idealized parental imago who may mirror back one’s grandiosity, as Heinz Hohut described the relationship, or an idealized political figure–who reflects back one’s own narcissism. This is the true meaning of Narcissus falling in love with his reflection in the pond: the ideal is oneself, yet it’s also out there, another, as Lacan spoke of the ideal-I in the mirror stage. One sees oneself in the idealized other, and hopes to attain that ideal oneself.

So the narcissus flowers, standing at attention in their neatly-arrayed rows in the garden…a kind of Garden of Eden in its idealization?…are like the SA standing at attention before Hitler, whom they wait for, in hopeful expectation, ‘to save’ their nation, while looking down with scorn and contempt for foreign nations and other ethnic groups.

Webern could have made these associations in his mind–consciously or unconsciously–as he read Goethe’s poem, and written the music the way he did in accordance with such a meaning–with the dissonance, atonality, and wide melodic leaps to express his own inner conflicts (should he, in his Austrian patriotism, support fascism, or oppose its antisemitism and rejection of his art?) about the political direction he saw Europe going in at the time.

As for Goethe’s intention, he could have imagined the narcissus flowers standing in an orderly group awaiting a leader of a more general sort, but one who has the same demagogic qualities. This ‘follow the leader’ mentality has always existed, of course, so his poem has a universal relatability in this regard.

Now, the second poem describes sheep leaving a meadow, revealing a pure green of grass. There’s that word, “reines,” or “pure” again: recall what I said above about both the positive and negative feelings that can come from the use of this word.

So, who are the sheep? Are they those who are timid and easily led, as the word is commonly used today to describe people who blindly believe all the nonsense in the mainstream media and follow mainstream politics uncritically? Such a meaning could be too contemporary and too English to be fitting in a reading of such an old, German poem.

Or are the sheep the followers of the Church? Certainly Goethe, as a freethinker, wasn’t fond of the more dogmatic aspects of the Church, and so he probably wouldn’t have thought much of the simple-minded, unthinking flock. The sheep’s leaving the meadow, to reveal the purity of the green, could be indicating an improved world once we’ve been rid of the uncritical believers.

Or are the sheep those who truly abide by the spirit of what it means to be a Christian, as opposed to the mere conformist churchgoers? Not those who say “Lord, Lord,” but those who do good works without regard of reward (Matthew 7:21)? Their leaving the meadow could reveal a grass whose purity is of a more ironic sort.

In any case, the sheep’s absence will result in the glorious blooming of the flowers. This blooming is described as a “paradise” (recall my reference to the Garden of Eden in its idealization). Again, is Webern’s use of a choir to sing these verses in earnest, or is it ironic? And whichever answer may be correct, for which is it in earnest, and for which is it ironic…for the sheep, or for the paradise?

Note that there are parallel themes going on in both poems. There’s an idealizing of the beauty of the flowers, with an ironic undercurrent. By the end of each second verse, there’s a hope or expectation of good which may end up being its opposite.

Hope, in the second verse, spreads a light mist in front of us, implying that what we see is no longer clear because of that hope. What will be true and what we want to be true are often very different from each other.

Similarly, a parting of the clouds should give us clear, sunny skies (‘the fire of the sun’), and therefore clear vision. Just as one hopes that the leader the narcissus flowers are waiting for will be a good one, so does one hope that one’s unobstructed vision will reveal happiness and the fulfillment of one’s wishes.

IV: Conclusion

Among all of the German and Austrian nationalists, like Webern, there was a growing feeling that fascism might fulfill their wishes and give them happiness by restoring glory to their countries. While he felt that national pride and hoped that leaders like Hitler would fulfill those wishes, his continued friendship with Jews, going all the way to the Anschluss and beyond, would have been a source of great conflict for him, not to mention a potential danger.

He surely would have felt that conflict as early as the mid-1920s, when he composed the “Zwei Lieder,” for Hitler had made no secret of his antisemitism, of course, just as he was putting his nationalism on broad display. I believe the second poem’s expression of hope as a mist obscuring one’s vision put Webern’s conflict into words.

Similarly, as I said above, the atonality, dissonance, and wide melodic leaps at least unconsciously expressed his psychological conflict about the growth of European fascism in the 1920s. This musical expression of that conflict extends to the transposition of the tone row by the tritone interval…known significantly as the ‘devil in music.’

So Goethe’s poems teach us that we need to be careful as we look through the mists of hope, as well as to know who we are waiting for. Will we get that happiness, or will we get horror? Are we waiting for a hero, or a villain? In Webern’s case, he got shot and killed by an American soldier in the end, after having been disillusioned by fascism’s bloody failure. Be careful what you hope for…and for whom you are waiting.

Analysis of ‘Close to the Edge’

I: Introduction

Close to the Edge is the fifth album by Yes, released in 1972. This is the second Yes album to have a cover design by Roger Dean, the first one being Fragile, CTTE‘s predecessor. (These two also apply to classically-trained keyboardist Rick Wakeman, who replaced original keyboardist Tony Kaye, who unlike Wakeman, was reluctant to expand his keyboards beyond the organ and piano, and thus, he was fired.) CTTE is also the first album to have the distinct Yes logo.

It’s also the first Yes album to have a side-long track, the title track, with two tracks of about ten and nine minutes each on Side Two, “And You and I,” and “Siberian Khatru,” respectively. This was the topmost height of the band’s musical experimentation, in the opinion of their then-drummer, Bill Bruford, and for this reason (among others), CTTE was the last Yes album to have him on drums (the later Union period notwithstanding…and quasi-Yes Anderson, Bruford, Wakeman, Howe, for that matter). Bruford left Yes upon finishing the recording of CTTE to join King Crimson.

This was the third Yes album to feature the pyrotechnics of guitarist Steve Howe (after The Yes Album and Fragile), who replaced original Yes guitarist Peter Banks shortly after finishing their second album, Time and a Word. Banks was fired after conflicts in the band escalated with the addition of orchestral arrangements to a number of the songs on the album; Banks didn’t like how these arrangements drowned out much of his guitar contributions to the music.

The lyrics of CTTE‘s title track were inspired by Herman Hesse‘s novel, Siddhartha. Similar religious, mystic, and spiritual themes can be found on the two tracks on Side Two, so they can be seen to be connected to Siddhartha, too, if in a looser sense.

Singer Jon Anderson, who read Siddhartha and wrote most of the lyrics of CTTE (with some lyrical contributions by guitarist Steve Howe) as a reflection of the novel’s mysticism, has also admitted to having done acid back in the late 1960s, as part of the profound influence of the Beatles on him. Some who do acid have a positive, ‘religious’ experience from the trip; others have bad trips and can develop serious mental health problems. I think it’s safe to assume that Anderson had the former kind of trips, as is evidenced in the happy, even sentimental nature of so much of Yes’s music.

The creation of side-long, epic songs would continue and be developed further on Yes’s next studio album, Tales from Topographic Oceans, a double album with four side-long tracks, and with Alan White on drums to replace Bruford. Since Bruford had found the making of CTTE laborious, one of his reasons for quitting, I suspect that, with the release of TFTO, he had no regrets about quitting, despite the fact that Yes, with such hits as “I’ve Seen All Good People” from The Yes Album and “Roundabout” from Fragile, was much more commercially successful than King Crimson, whose more eccentric, complex, and dissonant music has forbidden hit singles.

Here is a link to all the lyrics on the album.

II: Siddhartha

Though I’ve wanted to do an analysis of a Yes album for quite some time now, and my analyses of music have depended to a great extent on programmatic content, I’ve been inhibited from doing one on Yes for a simple reason–Jon Anderson’s lyrics.

His lyrics tend to focus more on their sound and feeling than on their meaning, so trying to make sense of them can be frustrating. In the case of CTTE, though, we have Siddhartha as the lyrics’ inspiration, so I have something to work with here.

Before going into the lyrics, it will be sensible to give a synopsis of Hesse’s novel, to give us a foundation on which to build an understanding and interpretation of the lyrics.

Though the title character shares the first name of Siddhartha Gautama, Hesse’s book is not a fictionalized account of the Buddha’s life. The protagonist’s story, however, parallels much of the life of the man whose first name he shares.

Siddhartha is the son of a Brahmin, and he wishes to leave his family to further his quest for spiritual enlightenment; in this, we see a parallel with Gautama’s leaving his family to seek enlightenment. Siddhartha becomes a Samana, practicing austerity and being a homeless mendicant. He is joined by his good friend, Govinda.

Eventually, the two meet Gautama, and they are most impressed with his teachings. While Govinda decides to join Gautama as a Buddhist monk, Siddhartha decides not to, instead preferring to find his own way to enlightenment, without the words of a teacher.

Soon after, he decides, against his nature, to be involved in the ways of the world, to experience sensuality. He sees a beautiful courtesan named…get this…Kamala [!], and he falls in love with her. To have her, though, he has to make money, wear fine clothes, etc.–pretty unusual for a homeless, begging ascetic, but he does it, having met a local businessman named Kamaswami and working for him.

He makes the money, gets the fine clothes and a home, and learns the ways of love with Kamala. Though at first, Siddhartha is detached from material pleasures, he grows to like them, and therefore falls into sin.

Eventually, it dawns on him that he is living a meaningless life, and that he has lost his way. He goes by a river, the same one he crossed with the help of a ferryman whom he would pay later when he acquired money. This river, by the way, is the one referred to repeatedly in the title track of the album.

Full of despair and self-loathing, Siddhartha is contemplating suicide by jumping in the river. He is “close to the edge.” Just when is about to jump in, though, he falls into a meditative sleep and hears the holy word, Om.

He wakes up inspired, and decides to resume his quest for enlightenment by living next to this spiritually inspirational river. He’s “close to the edge” of nirvana.

As a side note, it will be useful now to consider the multiple meanings of ‘close to the edge,’ as well as their larger implications. These meanings are, paradoxically, both negative and positive.

First, Siddhartha was close to the edge of life and death, in his despair and wish to drown himself in the river. In fact, the title of the album was Bruford’s idea, reflecting the state of the band at the time. He hated how difficult it was to make the album, with all of the “endless debate” over how to arrange the parts for each instrument, and he didn’t get along with bassist/back-up vocalist Chris Squire, who was typically late for bad practice. Finally, as an aside, one might also consider, perhaps by way of synchronicity, the Grandmaster Flash and the Furious Five rap song, “The Message,” about inner-city poverty, being lured into a life of crime, and committing suicide in one’s jail cell; the song has the line, “Don’t push me, ’cause I’m close to the edge.” As we can see, ‘close to the edge’ can be seen in a negative light in many ways.

After his despair, Siddhartha was close to the edge in a good way, for to be close to the divine, inspirational water of the river is like being close to nirvana, as I mentioned above. Nirvana is the cessation of suffering, and the loss of an ego in favour of selflessness, something with which Siddhartha is particularly preoccupied towards the beginning of the novel. In nirvana, the cycle of reincarnation (samsara) ends, which in a way is a kind of death. Though the novel is set in ancient India and Nepal, the German-Swiss author would surely have had Charon in mind, at least unconsciously, when he had a ferryman take Siddhartha across this river of life/death/nirvana.

The point is that, as I’ve discussed in other posts, far from being absolute, mutually-exclusive opposites, what we call ‘heaven’ and ‘hell’ are really two states of being that are dialectically close to each other. Heaven and hell, or nirvana and samsara (as the Mahayana Buddhists also see them), are examples of opposites that are actually unified.

In many posts, I have used the ouroboros as a symbol of the dialectical unity of opposites. The serpent’s biting head and bitten tail represent, as I see them, two extreme opposites that meet at the bite, and the serpent’s coiled body represents a circular continuum of every point between the two extremes.

So we can see in Siddhartha’s life a movement from the serious wish to be at one with Brahman (at the ouroboros’ head) to his indulgence in sensual pleasures, his suicidal despair, and upon hearing Om, he revives his commitment to attaining enlightenment by staying close to the edge of the river. He first moves down from the serpent’s head by leaving his Brahmin father and family, then slips further down the serpent’s coiled body by rejecting the teachings of all spiritual leaders, even those of the Buddha, whom he avowedly admires. He approaches the serpent’s tail when indulging in worldly pleasures, feels the bite of the tail in his despair, and comes back, through the bite, to the head in his resumed commitment to achieving enlightenment.

So anyway, to get back to the story, Siddhartha decides to become a ferryman, just like the one who helped him across the river before; in fact, this first one teaches him how to do the job and has him live in his humble abode. Siddhartha is happy for a while doing this job.

Soon, he is reacquainted with Kamala (who is now a Buddhist) and her son (remember, many years have gone by since his first meeting with her), who we learn is also Siddhartha’s son. She has learned that the Buddha is dying, and she wants to see him. Now, young Siddhartha is used to the rich, privileged life, and so the boy is annoyed to have to go on a pilgrimage to see a dying man who means nothing to him.

A snake bites Kamala, and now she is dying, too. Old Siddhartha does his best to take care of her, but indeed, she dies, and now their boy is under his guardianship, though the spoiled boy has no appreciation for this father he never knew before.

Siddhartha is as patient as he can be with the bad-tempered boy, having grown quite attached to his discovered flesh and blood, as irascible as young Siddhartha is. Eventually, the boy, in a fit of temper, expresses his contempt for old Siddhartha and leaves him, causing his father great sadness and distress over the boy’s safety going out into the world all alone.

His ferryman friend tries to convince him to be patient and let the boy go, stressing that the lad must find his own way in life, just as his father has had to do, but old Siddhartha can’t just let the boy go. He goes after him, trying to find him, but not succeeding.

He goes into another state of extreme sadness. The attachment that is causing him great pain now, however, is far more profound than the last one, because this is an attachment to another human being, the fear of losing love, not attachment to mere worldly pleasures. One would think that his selfless love of the boy, including his patient tolerance of the brat’s constant verbal abuse and slight regard of him, would all be good karma for Siddhartha…but it’s still attachment.

So while the ferryman is trying to comfort him, Siddhartha is in his saddest state since his contemplation of drowning himself in the river. But once again, he hears that sacred word…Om.

In this sequence of Siddhartha becoming a ferryman, seeing Kamala and their son, her dying, his taking care of the ungrateful boy (which significantly includes him leaving his ferryman duties and distancing himself from the holy river–a kind of Ganges for him, if you will), him losing the boy, going into a depression, and then finally being spiritually rejuvenated from hearing Om again, we see another movement from the bliss felt at the ouroboros’ head, going down its coiled body and experiencing increasing misfortune, thence to the bitten tail of extreme sorrow, and upon hearing Om again, crossing the tail back to the serpent’s biting head, back to bliss.

Such is the growth, through pain, of samsara.

Or, as Jon Anderson sings, “I get up, I get down.”

This Om that Siddhartha experiences is part of the ferryman’s form of consoling him, by getting him to let his son go and listen closely instead to the many sounds of the river. In his listening to the river, Siddhartha also remembers that he, too, left his Brahmin father and similarly broke his heart.

Hearing all the river’s sounds, Siddhartha also experiences all the joys and pains of people in the world. He feels himself at one with them. An amalgamation of all of these sounds is Om. He experiences the cosmic unity of everything–Brahman, enlightenment.

Now that the ferryman can see that he’s taught Siddhartha all there is to be taught–not through empty words, but through the fullness of experience as expressed in the holy water of the river–he knows he can leave Siddhartha, who is now whole. The ferryman goes off into the woods, never to be seen by Siddhartha again.

Siddhartha, now radiant with happiness, is once again met by his old friend Govinda, who has heard of the great wisdom of this ferryman whom he at first doesn’t recognize as Siddhartha (remember, many years have passed, and both of them are old men now). This reunion is another cyclical repetition in Siddhartha’s life, for just after his contemplation of suicide and hearing of Om by the river, Govinda had appeared and watched sleeping Siddhartha to ensure he was safe. Once again, the old friends are reunited when Siddhartha has experienced great spiritual edification.

Now, it is Govinda who, after so many years of soul-searching, feels unfulfilled, even after having learned from the Buddha’s wisdom. Siddhartha tells his friend again of his belief that teachers are of little help, since words and thoughts help us little. Each concept has its opposite in dialectical relationship with it (recall my ouroboros symbolism above): in wisdom, there is folly, in happiness, misery; etc. The key is to experience life in all of its fluid movement, to know the unity in life’s diversity, and to love the world, in spite of how painful it so often is.

Govinda, steeped in Buddhist teaching, has difficulty understanding what his friend is trying to tell him. So Siddhartha, in a cyclical variation of what the ferryman had him do, tells Govinda to bend down to him and kiss him on the forehead. When Govinda does this, he has essentially the same mystical experience of the river, of the universal unity of all souls in the world, all their joys and sorrows. Enlightenment cannot be taught: it must be experienced. Time is a human construct–there is only now. These are the experiences I’ve described as The Three Unities.

Govinda is overwhelmed and awed by what his friend has had him experience. He bows in veneration before radiating, enlightened Siddhartha.

III: Close to the Edge

Now that we know Hesse’s story, we can begin to understand the lyrics of this album. They may seem like a word salad, but then again, words can never express the infinite.

i) The Solid Time of Change

The eighteen-minute suite opens with the gentle sounds of nature: running water, birds chirping, and wind chimes, all sounds from ‘environmental tapes’ collected by Jon Anderson. These sounds suggest that peaceful place Siddhartha sits at, beside the river.

The first minute and twenty seconds or so of the title track inspired the opening of my Symphony in One Movement (in case you’re interested), though where my piece is full of joy and happiness, when the band comes in after the nature sounds, it’s all tension.

They’re playing in a compound duple meter, with Steve Howe playing a lead of hammer-on minor seconds that go down and up in four octaves (“I get up, I get down” being implied in this tone painting.). Squire’s bass is doing an ascending D harmonic minor scale, though he’s playing it from E to upper E.

The tension of this music suggests the spiritual struggle that Siddhartha has been going through as he sits by the river, full of despair, first, over his fall into sin after his indulgence in worldly pleasures, and second, his depression after losing his abrasive son. Note that ‘Close to the Edge’ does not retell Siddhartha in musical form: it merely reflects the themes and feelings of the novel, picking moments here and there from the story and putting them, as it were, under a magnifying glass.

In the middle of this tense musical jam played by Howe, Squire, Bruford, and Wakeman (very fast notes on a synthesizer), there are three brief vocalizations from Anderson, Squire, and Howe that interrupt the instrumental tension. Though we don’t hear them chant Om, the vocalizing can be interpreted as representing the sacred word, just as Siddhartha hears it, and feels his pain soothed by it.

After the third of the vocalizations, we hear a more serene theme, still in the compound duple, with Howe playing a lead that will be a recurring motif at various points in the suite, and a motif given considerable variation, too. Essentially, the motif is made up of notes of a fourth, third, root, second, third, root, second, third, root, second, then four fifths, but inverted, below the root. Then, Howe plays a fourth, fifth, root, seventh, fourth, fifth, third, and second. Normally, the third is a major third; at one point, though Howe replaces this with a minor third, and the fifth is flattened.

Next, we come to the first of the lyrics, sung with vocal harmonies, the band playing in 3/4. Actually, most of this song is in 3/4 (as is “And You and I,” too), except for such passages as the 6/8 mentioned above, the “I Get Up, I Get Down” movement, largely in 4/4, and other sections, some of which I’ll point out soon enough. This predominance of 3/4 symbolically suggests such ideas as the Hindu TrimurtiBrahma, Vishnu, and Shiva, or beginning, middle, and end (Om as divided into A-U-M), as well as the Hegelian dialectic, typically conceived of in three parts: thesis, negation, and sublation, this last of which reconciles the duality of opposites, finding a unity in them…and recall, Siddhartha finds peace in that ultimate, reconciling unity.

The “seasoned witch” calling you “from the depths of your disgrace,” could be seen as Kamala, who initially tempted Siddhartha away from his life of austerity, bewitching him into preferring a life of sensual pleasures. She did, however, later become a Buddhist around the time that he realized how empty a life of worldly indulgence is. He came out of the depths of his disgrace, that descent into sin, around the time she did. As sensuality personified, Kamala is also samsara personified, and the Mahayana Buddhists, as I mentioned above, equate samsara with nirvana. So her pulling him into sin, paradoxically and dialectically, was also her pulling him out of sin, from the depths of his disgrace.

The liver has been seen in the past to be the seat of the emotions and of the soul: recall the tearing-away of Prometheus‘ liver by an eagle or vulture every day as punishment for giving fire to man. So rearranging one’s liver “to the solid mental grace” is a readjustment of one’s spirit and emotional life (liver as that which lives) to a higher state of enlightened being, what Christians would call grace, which is “solid” in the sense of being unshakeable. In this connection, calling the first movement of the title track “The Solid Time of Change” is paradoxical in calling change a solid thing, for the one constant in life is change.

The music that comes from afar is, from our Western perspective, Eastern music, specifically that of India, where so much of Siddhartha is set.

To “taste the fruit of man…losing all” sounds like Adam having the fruit of the Tree of Knowledge and losing Paradise. Something comparable has happened to Siddhartha in his meeting of Kamala, the Eve of this story who directs him away from his search for nirvana and towards a world of sin, of sensual pleasures. This interpretation ties in with the opening line about the “seasoned witch” who, in leading him astray, has paradoxically also led him back “from the depths of [his] disgrace” to the road of enlightenment, as I described above. The Tree of Knowledge leads to sin, but knowledge is also enlightenment. Sin bravely.

Now, “assessing points to nowhere” sounds like considering paths that will get us lost, as Siddhartha has done in being with Kamala, getting involved in money-making, wearing fine clothes (as opposed to being a naked mendicant, as Adam was naked and blissfully ignorant of that in Eden), and being attached to a son who despises him. This being lost can lead to being found again, as happens to Siddhartha.

The tiniest, most insignificant of things can edify us as much as the greatest of things can, as Siddhartha learns, such things as “a dewdrop” and “the music of the sun.” This getting lost and being found, being equally enlightened by the smallest and the greatest of things, these examples are all part of the course we choose to run on to find nirvana.

And how do we know we’re near nirvana?

When we’re “down at the edge, round by the corner…close to the edge, down by a river,” the river that Siddhartha has found. When we get there is “not right away”: we must be patient and have faith that we’ll get there eventually.

During the next verse, we can hear Wakeman playing a one-note ostinato of sorts on his synthesizer; it sounds like the dashes and dots of the Morse Code. Someone on the Genius lyrics website tried, with what seems little success by his own admission, to figure out a specific message from the Morse Code. Is it “Abraxas,” or something close to that? Is it a message in Latin? I don’t think it matters whether there’s an actual message Wakeman is playing or not. As I see it, it’s sufficient to hear the musical idea as representative of the idea of a mysterious message: it’s the message of how to obtain liberation from the physical miseries of the world, and for most of us, it shouldn’t be surprising that that message is indecipherable.

Going “around the changes of the summer,” the time of the heat of passion, one is coming to recognize and accept the reality of change. “To call the colour of the sky” is to recognize heaven as symbolic of nirvana. To find “a moment clothed in mornings faster than we see” is to see the beginning of the appearance of the light in a night of darkness, to receive edification faster than most do.

With such edification, one understands that one no longer needs to worry. One can leave the changes, those that are so upsetting, much, much farther behind oneself. “We relieve the tension” and “find out the master’s name,” a name that represents the spiritual mastery in enlightenment.

We return to the chorus–with alternating bars of 3/4 and 4/4–that includes the words of the name of the title track, with some new ones. “Seasons will pass you by,” heard in the first of two bars of 5/4, are representative of all the cyclical changes we inevitably face in life, musically represented by the time changes we’re hearing here. Then, “I get up, I get down,” in the second bar of 5/4 (and one bar in 3/8), represents how these cyclical changes will one time make us happy, another time unhappy. Note also the tone-painting in the singing high on the word up, then singing descending notes on down.

“Now that you find, now that you’re whole,” heard in the second of two bars in 7/8, is that moment of enlightenment. Still, this moment is transitory, as it has been for Siddhartha on a number of occasions in Hesse’s novel. This sense of the transitory in spiritual edification is apparent in the music, too, for the tension returns in the next movement of the title track.

ii) Total Mass Retain

As Steve Howe is strumming his chords and Jon Anderson is singing in the familiar 3/4 themes, Bruford and Squire are doing a cross-rhythm in 4/4. With a thick, meaty bass tone, Squire is playing C, B, then G, A; next, he plays G, F-sharp, then D, E, and two strongly accented Es, an octave lower on the off-beat, after that.

Siddhartha’s eyes are “convinced, eclipsed” because once one is convinced of the truth of an idea, one can become attached to it, instead of going with the flow and being open to newer ideas. Hence, one’s eyes are eclipsed by what had once convinced them. (Note also the “Eclipse” section of “And You and I” on Side Two–a lot of imagery recurs on this album.)

“The younger moon” sounds like a new moon beginning its waxing phase, therefore going from total black to a growing light “attained with love.” This slow movement to the light with love suggests the beginning of spiritual edification (compare this to the “morning” imagery found elsewhere); “it changed as almost strained” because of the difficulty and pain involved in overcoming one’s ignorance, while being rewarded with “clear manna from above”: enlightenment.

Siddhartha “crucified [his] hate,” that is, felt the pain of sacrificing his animal nature–including hostile feelings–to grow spiritually and hold the world within his hand, that is, to know Brahman in Atman, and to know the mysteries of life, “the reasons we don’t understand.”

This and the next verse are separated by a brief keyboard part by Wakeman in 6/8.

The next verse expresses Anderson’s intense anti-war feelings. Here the Bruford/Squire cross-rhythm in 4/4, as against Howe and Anderson in 3/4, musically brings out the sense of conflict and tension associated with war. And since I already explained above what the three in 3/4 symbolizes, we can know how the four in 4/4 represents the ongoing contradiction and duality of clashing opposites (i.e., 2 + 2). The “armoured movers” [who] “approached to overlook the sea” are the hellish warmongers coming ‘close to the edge’ where the heavenly sea of nirvana is, since the holy water of the river will eventually empty into the sea and ocean. And heaven and hell, or nirvana and samsara, are dialectically close to each other.

Remember that this tension and the imagery of war happen just before a tense return of the “close by a river, close to the edge” verse. To be close to the edge can be both a positive and a negative experience, as discussed above. To be close to heaven is also to be close to hell, depending on one’s situation, and depending on one’s willingness or unwillingness to give up one’s ego. It’s that area of the ouroboros where the serpent’s head bites its tail: does one bite the tail, and be a spiritual victor, attaining liberation from the miseries of the world, or does one receive the bite at the tail, and experience those miseries at their worst, falling into madness and despair?

Jungian Shadow Work can bring one close to the edge: if done well, it can heal one of trauma and bring the darkness into the light; if done poorly, it can cause one to fall into madness, as Jung himself almost experienced.

In the next verse, the music gets more uplifting and cheerful, as Anderson sings of how “the journey takes you all the way.” However the ups and downs of life may be, one should be patient and just go along for the ride, faithful that one will eventually reach the goal. The reality of this goal will be a total mystery, unlike “any reality that you’ve ever seen and known.”

One goes “halfway into the void,” close to that no-thing-ness of nirvana that can’t be verbalized, only experienced, as Siddhartha has learned. “We hear the total mass retain,” one of CTTE‘s lyrics that especially perplexed and irritated Bruford.

So, what does ‘total mass retain’ mean? Anderson explained what he meant to the magazine Sounds in 1973: he related the concept to his deep sadness over all the wars and destruction of the planet he saw all around him at the time (imagine how much worse he must feel now, as of my publication of this post!). For him, ‘total mass retain’ is common sense in knowing what’s right and wrong.

‘Total mass retain,’ or conservation of mass, is also a concept in physics, wherein any system closed to all transfers of matter and energy, the mass of the system must remain constant over time. It’s implied that mass cannot be created or destroyed, though it may be rearranged in space, or the entities associated with it may be changed in form.

I suspect that Anderson was using the physics concept as a metaphor for how everything in the universe is one, constant, in its essence. Even if things change form or are moved around, at the atomic or monadic level, all is one and eternal–Brahman. With this mystical understanding of cosmic reality, the moral imperative to avoid things like war and environmental degradation should be common sense.

Next, we get the “close to the end, down by a river” refrain, and with a repeat of “I get up, I get down,” there’s a segue in 4/4 played by Squire and Howe, while Wakeman is playing that 6/8 motif on the…pipe organ…as it sounds to my ear–that motif I described above, played originally by Howe to end the beginning instrumental section.

iii) I Get Up, I Get Down

This movement begins with a beautiful, peaceful passage with Wakeman playing Mellotron (string section tapes) and Howe playing an electric sitar. The sounds evoke an atmosphere of nature, suggestive of Siddhartha sitting by the edge of the river. We’ve gone from the tension of the second movement to the peace of this one. Again, this is a reflection of how ‘close to the edge’ can mean close to heaven, nirvana, or close to hell, the worst of samsara, hence the name of this movement.

Squire and Howe sing of a “lady sadly looking,” one “in her white lace.” I suspect that this is Kamala. The white lace sounds like the kind of sexy clothing a courtesan might wear…perhaps not an Indian, or Nepalese, courtesan, but the association with courtesans in general is sufficient. She’s sadly looking, because in her decision to become a Buddhist, she is repenting of her former sensual life. “She’d take the blame for the crucifixion of her own domain,” meaning she’ll accept responsibility for her sins, the crucifixion being a metaphor for her atonement.

“The crucifixion of her own domain” could also mean the ecological destruction of the Earth, of which she, symbolically, is the goddess. I said above that Kamala personifies samsara, this physical life of pain and suffering, but also of worldly pleasures, that Siddhartha fell into. In this sense, we can link the lady to both Kamala and to our Mother Earth.

Anderson sings “I get up, I get down” again, while Squire and Howe vocalize “Ah” in the background at high pitches. Later, we’ll hear Wakeman playing a pipe organ. I remember when I used to listen to this album on vinyl as a teenager in the 1980s, and my older sister, whom I’ll call J., and who had nothing but contempt for Yes, used to make ignorant comments about it being “choir music.” This section of the title track must have inspired her to call it that.

She also used to call Yes’s music “depressing.” Wrong again, J.: if you’re going to make any kind of criticism of the music, it’s too happy, sentimental. That’s why I prefer King Crimson over Yes–I like music that’s darker. But I digress…

Anderson sings “Two million people barely satisfy,” suggesting how few of the billions of people on the Earth feel any substantial happiness–presumably the wealthy, who don’t feel the struggle to survive under the unsure material conditions of the poor. This pain is what is suggested by the Buddhist concept of duhkha: suffering is universal because poverty is, especially in Third World countries like ancient India and Nepal. The rich don’t satisfy the needs of the poor, either, of course.

“Watch one woman cry ‘Too late’,” sounds like Kamala when the venomous snake has bitten her, and she knows she’s going to die. In the next verse, Anderson sings of how much better honesty is than deceit. Overall, one must accept the painful realities of life, of getting up and getting down, how we’ll be happy one moment, and sad the next.

“In charge of who is there, in charge of me” sounds like a questioning of those in power and authority, and does their authority have legitimacy? People look on blindly at that authority, fooled into thinking it’s legitimate, and yet they say then can see the way. This is the difference between honesty and deceit as discussed above, and it’s part of why suffering is so universal.

“The truth is written all along the page”…of a scripture in the Pali Canon, perhaps. Still, words cannot fully grasp the experience that enlightenment teaches, as Siddhartha learns, so one has to wonder when one will be ready to receive that experience, to “come of age for you”, Brahman.

Normally, Anderson sings “I get up, I get down” with the descending pitches on down, as I described above, and as fitting with the tone painting. On a few occasions during this passage, though, he sings down with higher pitches, contradicting the meaning of that tone painting…but only superficially so. Remember how part of the meaning of Siddhartha is how nirvana is equated with samsara, that an ending of suffering is contingent on accepting suffering.

So, to get down, in this context, is to get up. This is how the “seasoned witch,” Kamala, in pulling Siddhartha down into sin, is also pulling him up “from the depths of [his] disgrace.”

Anderson’s singing of the refrain is answered with Wakeman on the pipe organ, giving us a churchy feeling suggestive of spiritual edification.

Another refrain of “I get up, I get down,” and another pipe organ passage by Wakeman leads to him adding some flamboyant synthesizer playing. This, in turn. leads to the band coming back in full force with a fast, tense restatement of that 6/8 motif I described above as originally played on Howe’s lead guitar, then on Wakeman’s organ leading into the I Get Up, I Get Down movement, and now played on his synthesizer as we reach the fourth and last movement of the title track. The tension of this music reminds us of the tense beginning jam in 6/8, and recalls Siddhartha’s spiritual struggle in general.

iv) Seasons of Man

We return to the 3/4 music of the first two movements, but before the singing is resumed, Wakeman does a solo on the Hammond organ.

The harmonized vocals, as heard in the verses of the first movement, return. “The time between the notes” can be related to “space between the focus.” It’s not the things themselves that matter, but what’s between them, so to speak, that does. To discover the mystery, we must go beyond the things we see and hear around us, beyond what we normally focus on, and find the empty spaces, the rhythm of the universe, in order to “ascend knowledge of love.”

While this verse is being sung, Squire is playing the C, B, and G, A notes, then G, F-sharp, and D and E, but this time without the two accented Es an octave lower, and without Bruford’s 4/4 cross-rhythm. So the bass line is in 3/4 with the rest of the band, musically suggesting a reconciling of elements, an advancement toward enlightenment.

Still, one must be careful not to succumb to hubris in one’s spiritual ascent, for “A constant vogue of triumphs dislocate man.” The shift up to the biting head of the ouroboros, where spiritual victory, nirvana, heaven, are, can easily lead to a slipping past that triumph back into the hell, the samsara, the sin, of the bitten tail.

“The man who showed his outstretched arm to space” is apparently based on a dream Anderson had of being on a mountain with a man who was pointing and saying, “That’s the whole human experience.” I can see the man in his dream as easily related to Siddhartha, who is saying essentially the same thing to Govinda at the end of Hesse’s novel. And Anderson, “knowing all about the place,” has achieved enlightenment.

“The silence of the valley,” which is “viewed” and not heard, must mean the valley’s peacefulness, for I can imagine Siddhartha’s river flowing nearby. “To witness cycles only of the past” might remind us of how the Buddha, meditating under the Bodhi tree and approaching enlightenment, had a vision of his past lives, as well as visions of samsara in general.

These cycles are the “seasons of man,” how we get up and down, experiencing fortune and misfortune, the seasons that pass us by and that we must accept if we want to overcome suffering. “Now that it’s all over and done…now that you’re whole,” you’re enlightened.

The sidelong suite ends–in a state of full bliss and happiness, all while repeating “I get up, I get down”–with an acceptance of the ups and downs of life, an acceptance of samsara in nirvana and vice versa. We return to the sounds of nature, of the river, that we heard at the beginning of the suite, a going full circle that implies a cyclical quality of going back and forth between samsara and nirvana, similar to what Siddhartha has experienced.

IV: And You And I

i) Cord of Life

Side Two of the album begins with Howe saying “OK” to producer Eddy Offord, then playing a flurry of acoustic guitar natural harmonics. He then plays something plaintive in E minor on a 12-string acoustic guitar before strumming a happy progression in D-major in 3/4, musically suggesting the recurring theme of the album that there must be sadness before happiness. Note that Howe’s D-major progression gets up and gets down, again and again. Wakeman accompanies Howe with a solo on a Minimoog. In the background, you can hear six hits on Bruford’s bass drum (accompanied by Squire hitting a low D on his bass) and Bruford’s tapping of a triangle.

Over the music, we hear Anderson singing a melody that ascends a fourth, goes down a third, and repeats these ups and downs four more times. This up-and-down ascent will be a melodic motif used on and off throughout the song. Since the two songs on Side Two are also related with Siddhartha, we can hear this motif, ascending by fourths and descending by thirds, as part of the album’s “I get up, I get down” theme of spiritual progress: there are difficulties–the downs, but with patience, one will ultimately reach the top, to reach “the man who showed his outstretched arm to space.”

I suspect that that man is the same one who “conceived a moment’s answers to the dream,” the one who’s solved the mysteries of the dream of life, since he’s “sensing all the themes.”

“The spiral aim” seems to be another way of describing the goal of reaching enlightenment, with its ups and down, its progress and setbacks expressed in the form of a cyclical spiral that ultimately still takes us to the top, like a spiral staircase. “A movement regained and regarded both the same” sounds like those good and bad moves between samsara and nirvana, seen as the same thing, as I’ve discussed several times already.

A refrain heard many times in this song is “All complete in the sight of seeds of life with you.” The understanding that samsara is an indispensable part of nirvana, that the alleviation of suffering necessitates, paradoxically, the acceptance of suffering, is what makes us “all complete”: we see the “seeds of life,” its birth, and the Buddha taught that birth is pain, life is pain, etc. and we are complete “with you.”

So who is the you in “and you and I”?

Is this you singular, or plural?

Are these ‘you and I’ people Govinda (or Kamala) and Siddhartha?

Or are they all of humanity and Siddhartha? Brahman and (Siddhartha’s) Atman?

The repetition of and you and I reinforces the sense of interconnectedness between the self and other, of friendship and love.

There’s a sense of Brahman’s monadic unity underlying all the surface differences in the next two lines. “Changed only for a sight of sound” would represent the surface differences of the senses; “the space agreed” would thus correspond to the invisible, underlying unity, a unity “between the picture of time,” time being a human construct that the mystic must learn to transcend. The unity is “behind the face of need,” of the desire that leads to suffering.

“Coming quickly to terms of all expression laid” is an understanding of what’s expressed outside of oneself, which results in a greater mutual understanding of self and other. The “emotion” that’s “revealed” out there, in Brahman as expressed to Atman, is “the ocean maid,” a metaphor to give us a sense of the beauty of the Absolute. My blog’s name, Infinite Ocean, is a metaphor for that Absolute, Brahman-like reality of subatomic unity underneath the surface differences experienced through the senses.

These surface differences are all too often the cause of so many of our troubles. “Coins and crosses” are money and religion, the Church in particular; we “never know their fruitless worth,” or their uselessness in giving us true happiness. Anderson explained, in an interview with Rock History Music.com, that the lines of this verse were his favourite in the song. He felt that we, being spiritual, should follow our own spiritual instincts and therefore we don’t need organized religion or the corrupting influence of money.

“Cords are broken,” each cord of life, I take it, and are “locked inside the Mother Earth.” Because of illusory maya, we are swayed by money and religion, and so we’re alienated from each other and the natural environment.

These problems won’t hide, that is, their ill effects will surface and trouble us, but “they won’t tell you,” either, for they won’t speak to those who don’t listen. We’re “watching [all of] the world,” that is, caught up in all the surface, worldly pleasures, but not paying attention to what’s truly important.

Musically, this verse has switched from 3/4 to 4/4. Recall how, when analyzing the title track, I interpreted the three beats of each bar as representing the mystical three of the Trimurti, and of the resolution of Hegel’s dialectic. I also mentioned how the Squire/Bruford cross-rhythm in 4/4 represents an ongoing conflict, a clash of duality (2 + 2) that leaves the dialectic unresolved. Since this verse comments on the problems of the world, as opposed to the blissful mysticism of the preceding verse, it’s fitting that this verse should be in 4/4.

To go back to the mysticism, we hear Anderson sing “and you and I climb over the sea to the valley.” The sea, a vast body of water like an ocean, is a metaphor for Brahman, as I’ve described above. The holy water of Siddhartha’s river, in the valley, empties out in the seas and oceans, so going “over the sea to the valley” represents the attainment of enlightenment, nirvana, as opposed to being distracted by “coins and crosses,” and all of the problems that they give us.

Reaching out “for reasons to call” is a calling out to the Divine, to be connected with it.

ii) Eclipse

The next movement is mostly instrumental, based on a theme Bruford composed, his only compositional contribution to the album. Normally, drummers don’t contribute much to the songwriting of a band, being focused on the beat rather than melody or harmony. I’ve discussed a number of Bruford’s complaints about working in Yes, but one thing he was deeply grateful for was the band’s encouraging him, in their democratic spirit, to contribute compositional ideas, which he did on a number of occasions over the period of the first five Yes albums we hear him play drums on. These contributions gave him the confidence to keep writing music, and as a result, we have Bruford’s jazz-fusion solo albums of the late 1970s and 1980, the best of which was his first, Feels Good to Me, an inviting demonstration not just of his chops as a drummer, but of his compositional ability as well.

The title of this movement, ‘Eclipse,’ fits with the theme of the relationship between light and darkness, nirvana and samsara. Just as the moon blocks out the sun’s light…temporarily…so does the light of truth, or the truth of nirvana and enlightenment, get blocked out by the lunacy, as it were, of samsara and desire…yet this blockage can also be temporary if we have the patience to wait for the opportunity to be enlightened again. Hence the verse we hear at the end of this movement, a repeat of the spiritually edifying lines of the first movement. Now, what I’ve said holds true if it’s a solar eclipse.

But what if it’s a lunar eclipse, with a ‘blood moon’? If so, that could tie this movement in with the last one–“Apocalypse.” The notion of the horrors of the end of the world doesn’t have to be taken literally, the way the Biblical fundamentalists would have it. An allegorical interpretation of the apocalypse preceding the Kingdom of Heaven would tie in with what I was saying before, about a confrontation with the hellish bitten tail of the ouroboros leading to a crossing past it to reach its dialectical opposite, the biting head of heaven, nirvana. Recall Siddhartha’s despair by the river before hearing Om.

This movement ends with a return to that plaintive music in E minor on Howe’s 12-string acoustic guitar. This soon switches to him playing something happy in E major, beginning the next movement. Again, to reach happiness, we must first go through a period of sadness.

iii) The Preacher, the Teacher

“Sad preacher nailed upon the coloured door of time” brings up two images simultaneously: Christ nailed on the Cross, and Luther’s 95 Theses nailed to the door of the Castle Church in Wittenberg, Germany. Sadness and happiness are once again being dialectically juxtaposed: the pain of the Crucifixion leading to salvation for all, and the tension of Luther’s confrontation with, and his excommunication from, the Catholic Church, leading to the Protestant Reformation and the curbing of those Church abuses (Indulgences, etc.). Luther will later be referenced in “Siberian Khatru.”

The juxtaposition of sadness and happiness is also reflected in the relationship between this verse and the music. Anderson is singing this verse in that ascending line heard in the first movement, going up by fourths and down by thirds, all with Howe’s happy chords in E major in the background. We’ve also returned to 3/4, the three of the Trimurti and Hegel’s triadic dialectic.

“Insane teacher be there, reminded of the rhyme.” These criticisms of the “sad preacher” and “insane teacher” remind us of Siddhartha’s attitude toward spiritual teachers, that however wise their words may be, it’s better to be edified by direct personal experience of enlightenment. The words of Christ, Luther, and the Buddha all pale in comparison with that direct experience. Their words may remind us of the rhyme, of the cyclical repetitions of good and bad experiences, but feeling that rhyme in one’s heart is far more edifying.

Speaking of bad preachers and teachers, we should consider something else. In spite of all of those demagogues out there who try to manufacture consent for more wars by vilifying this or that political leader whom they feel is somehow threatening their status as global hegemony, “There’ll be no mutant enemy, we shall certify.” The “political ends,” in the form of the demagogues’ propaganda, “will die.” Instead of listening to their garbage, try the experience of enlightenment, as sent into your Atman from Brahman; so, “Reach out as forward tastes begin to enter you.”

Siddhartha “listened hard” to his teachers among the Brahmins and among the Samanas, “but could not see,” that is, he could not receive the needed edification from the preachers of organized religion. He had to find the truth himself, not from words. The tempo of life would change within him and outside of him, from his own direct experience of it.

However much training the preacher received, he ended up losing his name, or his potential for greatness, since all he learned were someone else’s wise words, not edification from his own experience. The teacher, in his travels, just wanted the same verbal wisdom of the preacher. He ended up no wiser.

“In the end,” though, “we’ll agree,” that is, come to a state of harmony with the Absolute, for we’ll receive a higher wisdom than that of mere words, and merging with Brahman thus, “we’ll immortalize.” “…the truth of the man maturing in his eyes” sounds like the man of Anderson’s dream, the man on the mountain “who showed his outstretched arm to space,” telling Anderson “that’s the whole human experience.” Recall that I related this man and Anderson to Siddhartha and Govinda respectively, the former edifying the latter.

After this, we have repeats of lines I interpreted the meaning of above: “All complete in the sight…,” “Coming quickly to terms…,” etc., until we get to a new line, sung to the up-by-fourths, down-by-thirds melodic ascent: “A clearer future, morning, evening, nights with you.” As one approaches the “clearer future” of enlightenment “with you,” that is, Siddhartha with his companion in Govinda or Kamala, or Atman with his companion in Brahman, one sees the coming of the morning light and the darkness of night–the juxtaposition of nirvana and samsara, heaven and hell, bliss and pain. One must accept the bad with the good to alleviate suffering fully.

I get up, I get down.

There’s a return to the music derived from the Bruford theme, the “Eclipse” music, which will fittingly segue into the final movement, “Apocalypse,” fittingly for the reasons I discussed above. Interesting additions to the music this time around include Wakeman playing chromatic descensions on the piano. These descensions musically suggest, once again, the idea that one must descend into hell, like Christ‘s harrowing of it, before experiencing the heights of heaven.

I get up, I get down.

iv) Apocalypse

And after the hell of the apocalypse comes the bliss of the Kingdom of Heaven, nirvana after the suffering of samsara. So Anderson sings a happy tune in B major, accompanied by Howe’s guitar.

That repetition of “and you and I” reinforces the sense of the unity and interconnectedness between oneself and one’s friends (i.e., Siddhartha with Govinda/Kamala), or between Atman and Brahman. These united souls “climb, crossing the shapes of the morning,” that is, they come up to the morning light of bliss and nirvana. They also “reach over the sun for the river,” or, they go past the sun’s light to touch the greater enlightenment that Siddhartha’s river provides.

They “climb clearer towards the movement”: with greater clarity, they rise to an understanding that, as Heraclitus observed, “everything flows,” the wave-like movements of the infinite ocean of Brahman, which brings us to the last line. They “called over valleys of endless seas.”

The climbing and reaching over is the getting up. The going “over valleys of endless seas,” instead of climbing the mountain (where the man with his outstretched arm is), is a descent to valleys and to sea level, the getting down. The spiritual journey isn’t about always rising and invariably getting better. Because we’re human, we’ll always fall, then get up again.

I get up, I get down.

V: Siberian Khatru

“Khatru,” according to Jon Anderson, means “as you wish” in the Yemeni dialect of Arabic. It’s been said that the lyrics of the song are about “unity among different cultures,” and perhaps that’s how we should take “as you wish” to mean: whatever culture you happen to have been raised in, express your truth in whatever way feels right to you.

Siddhartha, as we learned from reading his life story, found the truth in a way that suited him: not through words and teachings, but through lived experience. Now, the words of the Brahmins, Samanas, and Buddhists all pointed to the same truth, hence “unity among different cultures,” but Siddhartha had to feel that truth, not hear the clumsy, inadequate expression of that truth through mere words.

The song begins with Steve Howe strumming a jaunty tune on his electric guitar. Then the rest of the band comes in, with Wakeman playing a theme on the Mellotron, and Squire and Bruford backing him up with three bars of 4/4 and one in 3/4. This is all played again, then on the third playing of it, Howe joins in with a motif we’ll hear in a number of forms on and off throughout the rest of the song: a pull-off from a third to a second, then the root and a hammer-on back to the second, and a fifth, then the motif goes back to the beginning with the pull-off from the third to the second, and the whole motif is heard again and again, including a move up an octave, then up another octave.

Then we change key, and the main riff–which incorporates that motif–is heard, the riff that introduces the vocals. Wakeman’s organ is playing a parallel harmony line to Howe’s guitar riff. Anderson, Squire, and Howe are singing in Yes’s signature three-part vocal harmony.

“Sing, bird of prey/Beauty begins at the foot of you.” They sing of the beauty of a bird that kills other animals to survive. Once again, we hear of that juxtaposition of heaven and hell, of nirvana and samsara, of bliss and suffering that Siddhartha had to learn and accept as the truth of living. From the perspective of the individual ego, this feels intolerably painful; but from the divine, pantheistic point of view, Brahman is doing all of this hurting to itself–this is what the ouroboros, biting its own tail, represents. If “you believe the manner” of this, you’ll understand and accept this reality.

This paradoxical idea is developed in the next line, “Gold, stainless nail.” One is reminded of those nails that went through Christ’s hands and feet. They’re gold because, from a Christian’s point of view, they lead to man’s salvation, hence they’re “Torn through the distance of man,” that is, his sinful distance from God. From a mystic’s point of view, though, they’re gold–through the pain they cause–because it’s pain that teaches us to give up our attachment to pleasure.

These people, be they Christians or mystics of any religion, “regard the summit,” that is, the highest point of spiritual attainment; they get up, trying to reach that summit, just as they get down, experiencing pain. Note that the summit is the top of the mountain–I assume it’s the same one where the man with his outstretched arm is. Note also that all three of these songs’ lyrics share similar imagery, since they’re all in some sense or another related to Siddhartha.

Recall what I said about Heraclitus’ dictum that “everything flows,” that is, “goes through the motion”…even a cold, desolate place like Siberia. That flow of everything moves “as you wish,” you in this context being Brahman. So even those places that seem stern, rigid, and unbending in their nature, like Eastern Russia, are part of that cosmic motion. It’s interesting to point out in this connection that towards the end of this song, Yes will play some music with stabbing, irregular rhythms reminiscent of Igor Stravinsky, a Russian composer.

“Hold out the morning that comes into view,” that is, experience the dawning light of spiritual illumination. And with that, we’re reminded of Siddhartha’s holy “River running right on over my head.” As I said, these songs’ lyrics share a lot of similar imagery, the recurring themes and motifs that unify the whole album.

Next we hear, in septuple time, that guitar motif I mentioned above, along with Squire playing roots, fifths, and roots an octave higher on the bass, first as G, D, G, up and down, then as B, F-sharp, B, up and down. Then the main riff in G major comes back, with Bruford shaking a tambourine.

“How does she sing?” seems to be referring back to that singing bird of prey of the first verse. The “cold, reigning king” sounds like an evil one, but his “secrets…produce the movement” that Heraclitus described. So just like the killer bird that sings and is beautiful, the king in his coldness (like Siberia) “goes through the motion.” We have to take the bad with the good to embrace Brahman, the All, the Absolute.

The chorus about Siberia is repeated, followed by other random images, including a “blue tail,” a kind of thrush found in places like Finland and Siberia, and “Luther, in time.” Recall, in “And You and I,” the “sad preacher nailed upon the coloured door…” as a reference to the nailing of Luther’s 95 Theses to the door of the church in Wittenberg. This song is about unity among cultures, so any reference to those who have brought up tensions between different religious factions, for example, would be a challenge to such unity.

There were tensions between the Catholics and Protestants, of course, and despite the efforts of some Lutherans to have a dialogue with the Eastern Orthodox Church (the Greek Orthodox Church in particular, but we can, for the sake of this song, make associations with the Russian Orthodox Church, too), there were changes in church teaching and policy of the Lutherans that the Orthodox rejected. So in the quest of unity among different religious factions, one gets up, one gets down. Perhaps Luther, in time, would find the unity…not in his lifetime, of course, but would Lutherans in our future, maybe?

After the verse referencing Luther, we hear Howe playing a tune on the electric sitar, once again relating this music to that of India, Siddhartha‘s setting. Then we hear Wakeman playing a harpsichord, with Squire accompanying him on the bass: together, the two almost sound like a basso continuo in Baroque music. Bruford joins the two on the drums, then Howe starts playing glissandi on a steel guitar.

After all of this, Anderson’s singing resumes, with reprises of “Hold down the window,” etc. After this, he sings two new lines, including “Green leaves reveal the heart-spoken Khatru.” So, we have here an image of the beauty of nature telling us, from her heart, just what we wish to hear. This all ties in with the holy river Siddhartha sits by: to be close to the Divine, be surrounded in nature. Speaking of “as you wish,” one is also reminded of that scene in As You Like It, in which Duke Senior speaks of how edifying it is to be in nature. The green colour of the album cover and Roger Dean’s picture of watery cliffs in the inner sleeve also tie in with the idea of nature’s beauty.

After Anderson has sung these lines, we hear Howe playing that guitar motif I described above, with Squire playing those roots, fifths, and roots an octave above; and Wakeman is playing atmospheric flute tapes on his Mellotron. The band coms back in the the main riff, though it’s varied at the end with a descending pentatonic/blues line. Bruford is shaking the tambourine again.

In their three-part vocal harmonies again, Anderson, Squire, and Howe are singing repeats of lines like “Gold, stainless nail…” etc., and “Cold, reigning king…” etc., but with two new lines: “Shelter the women that sing/As they produce their movement.” One would hope that that otherwise bad king would have a good moment, for a change, and help the women contribute to the cosmic flow of everything. After all, since one must take the bad with the good–these opposites being dialectically unified–then we can expect a bad king to be a good one from time to time, too, for the same reason.

Next, we have sung reprises of lines about the “river running right on over…,” as well as “blue tail,” and “Luther, in time.” We also have other, new random images, like “Sun-tower, asking…June cast, moon fast/As one changes…” as well as “Christian changer/Called out, saviour.”

Is the tower of light asking us to grow and be edified? Is the “June cast, moon fast” an example of what Anderson said is a relating “to the dreams of clear summer days”? Of course, “one changes” as everything else that flows. The “Christian changer” sounds like Protestant reformer Luther being referenced again as the “called-out saviour” of the corrupt Church. He would change the ways of the Church, as all things change.

After these lines, Bruford hits a gong to bring back that Mellotron theme from just after the guitar intro to the song, with the three bars of 4/4 and one of 3/4. Howe comes in with that motif I described above, but this time with an effect pedal to change his guitar tone.

We next come to the ‘Stravinsky’ section I mentioned above. In particular, it sounds influenced by The Rite of Spring. To be even more particular, I think the stabbing, irregular rhythms Yes came up with–accentuated in Bruford’s drums and in the vocalizing of Anderson, Squire, and Howe, the latter of whom is playing that guitar motif throughout in the background–were inspired by rhythms of such a sort in “Augurs of Spring” and “Ritual of Abduction,” from the first half of Stravinsky’s work.

Since, as I discussed in my article on Stravinsky’s ballet (link above), in the sometimes kind, sometimes cruel duality of nature, especially during the sections of the ballet that I suspect influenced this section of “Siberian Khatru,” we can see how that duality reinforces the themes of CTTE as a whole. I get up, I get down.

After this section, we return–with another hitting of the gong by Bruford–to the Mellotron theme in three bars of 4/4 and one of 3/4. Howe does a guitar solo over this, and the song fades out.

VI: Conclusion

Though Yes’s music in general tends toward the sentimental and overly-happy–in my opinion, at least–the lyrics should be interpreted as a kind of happiness-in-pain. One alleviates suffering by accepting it as an indispensable part of life. “Sweet are the uses of adversity,” as Duke Senior says in As You Like It, the Shakespearean Khatru.

My Short Story, ‘Sing, Sing, Sing,’ in the Anthology, ‘Psalms of the Alien Buddha #3, The Final Track

Psalms of the Alien Buddha #3, the Final Track is a new anthology of poetry and prose published by Alien Buddha Press. I have a horror short story in it, called “Sing, Sing, Sing.”

The story is about two eighteen-year-old girls in a high school jazz band who love a jazz clarinetist, Woody, who is almost ten years older than them, and who is creepy enough to want to fool around with them. The first of these two girls, Claire, is jealous of Hedda, the second girl, for stealing Woody, and Claire wants to get revenge on Hedda. Claire also knows how to use magic, so that will be how she achieves her revenge. Now, when she achieves her revenge, will all be well with her, or will she have to deal with some bad karma because of it?

Of course, there are many other talented writers of prose and poetry in this anthology. I’m hoping you can read all their names on the back cover presented above. The paperback is now available on Amazon for $14.99. Go check it out: I’m sure you’ll love it!

‘Symptom of the Universe: A Horror Tribute to Black Sabbath,’ an Upcoming Anthology I Have a Short Story to be Published In

Symptom of the Universe: A Horror Tribute to Black Sabbath is the name of a new anthology of horror short stories, presented by Dark Moon Rising Publications, edited by J.C. Macek III, and with a foreword by Martin Popoff, the Canadian music journalist and critic. As the title implies, the stories are all inspired by Black Sabbath songs.

My story is named “NIB,” so you shouldn’t have a problem figuring out which song my story is inspired by (though it makes references to a whole lot of other Sabbath songs, albums, covers, etc). It begins with this line: “My drug dealer’s in love with me.” I hope that will pique your curiosity about where the story will be heading…a wild, surreal, and disturbing ride through the mind of a traumatized drug addict whose latest trip is more than just that–a paranoid nightmare that might involve witchcraft, and just might kill him.

The book will be published on September 18th. It’s available for preorder on Amazon.

Here, apart from me, are the names of all the talented authors to be included in the anthology: Rob Tannahill, David L. Tamarin, J. Rocky Colavito, Neil Sanzari, Sidney Williams, Don Webb, John Claude Smith, Rhys Hughes, Edward Morris, Tom Folske, Duane Pesice, Tom Lucas, J.C. Macek III, Gail Ice, Rhys Hughes again, J.C. Macek III again, Daniel E. Lambert, Bert Edens, Shayne Keen, Scott Couturier, Thom Erb, Stewart Giles, Jayaprakash Satyamurthy, J.C. Macek III yet again, Emmy Viane, Tom Folske again, Jason R. Frei, Thomas R. Clark, Keith Keesler and J.C. Macek III, Melissa Howard Corrigan, John Reti, J.C. Macek III, Ezekiel Kincaid, Kasey Hill, J.C. Macek III again, John Sowder, Tony Millington, and Neil Kelly. Note that several authors contributed more than one story, and a few stories are collaborations.

I really hope you’ll go out and buy yourself a copy of this new anthology. It’s a charity anthology, with all the proceeds going to the Dio Cancer Fund. It’s also going to be a really great set of stories. I’m sure it’ll knock your socks off!

Analysis of ‘In the Wake of Poseidon’

I: Introduction

In the Wake of Poseidon is King Crimson‘s second studio album, released in 1970. It came into being during a period of great instability in the band, since founding members Ian McDonald (alto sax, flute, clarinet, Mellotron, vibraphone, and backing vocals) and drummer Michael Giles quit after the band’s American tour. To make matters worse, lead singer/bassist Greg Lake would also leave, during the recording sessions of Poseidon, to cofound ELP.

Though the album was well-received by critics upon its release, citing the execution and production quality as better than its predecessor, Poseidon has since been regarded as something of a mere copy of In the Court of the Crimson King. Indeed, apart from “Peace–A Beginning,” all the tracks from Side One of Poseidon are parallels of those on Side One of the first album. Furthermore, on Side Two of Poseidon, towards the end of “The Devil’s Triangle,” there’s a clip from the title track of the previous album, the “Ah…ah, ah-ah, ah, ah-ah” vocals.

Still, in spite of what would seem legitimate criticisms of this reworking of the first album in the way guitarist/leader Robert Fripp would have had it, I’ve always preferred Poseidon to Crimson King: I find this second album to be bolder and more colourful than the first (though I consider the lyrics of the first album to be preferable overall to the obscurantism of those of the second). In an attempt to rationalize this ‘redoing’ of the first album, I’d say that Poseidon can be seen as the ‘epitaph,’ if you will, of Crimson King, a kind of ‘lament’ over the demise of the great original lineup.

Here is a link to all the album’s lyrics, and here is a link to all the tracks from the album, including the shorter single version of “Cat Food,” “Groon” (the B-side of the “Cat Food” single), and Greg Lake’s guide-vocal version of “Cadence and Cascade”.

Apart from the links to the first album that I’ve noted above, the second album has other links to the original lineup. Giles was retained as a ‘guest drummer’ for Poseidon, and two of its tracks are based on music the original band played live: “Pictures of a City” is based on “A Man, a City,” and “The Devil’s Triangle” is based on “Mars,” an instrumental improvisation based in turn on “Mars, the Bringer of War,” from Gustav Holst‘s The Planets.

In fact, as noted above, Lake even recorded a ‘guide vocal’ for “Cadence and Cascade” in an uncharacteristically unexpressive voice; not to bad-mouth replacement singer Gordon Haskell for his excellent performance on the recording used on Poseidon, but if Lake was available to sing the track, why didn’t he do so with his usual expressivity, then Haskell could have debuted on bass and vocals for Lizard?

Many of the themes of the first album are repeated here on the second: the horrors of war, modern alienation, capitalism, political corruption, and fear of the end of the world. The theme of modern alienation is in abundant supply in “Pictures of a City,” this album’s counterpart to “21st Century Schizoid Man.”

But as a sharp contrast to all of this negativity, remaining original members Fripp and lyricist Peter Sinfield gave us a trilogy of tracks on the ideal of peace. Of course, this ideal can never be realized if the issues of the preceding paragraph are not dealt with, but it’s good to be reminded of peace as a goal worth striving for, on three occasions spread out over the course of the album.

II: Peace–A Beginning

“Peace–A Beginning” opens with heavy reverb that will die out slowly over the course of the short track. Lake is singing a cappella in C minor. The four-line verse he sings makes references, however indirectly, to the four elements: air (“the wind”), fire (“lit by the flame”), earth (“the mountain”), and water (“the ocean” and “the river”); these are all identified with a personified peace.

Such basic, fundamental elements point in the direction of unity and permanence, which is fitting, given that peace will “never end.” It’s also fitting that there are two references to water, rather than just one; one of these is the ocean, appropriate for an album called In the Wake of Poseidon, the title track of which will deal more with the four elements.

When Lake sings the last word, we can hear Fripp softly play four notes on his guitar: A, F-sharp, C, and A-sharp. Then we go into the next song.

III: Pictures of a City

Since this song is Poseidon‘s equivalent of “21st Century Schizoid Man,” it’s fitting that we hear saxophones in it, played by McDonald’s replacement, saxist/flautist Mel Collins. His jazzy playing of the saxes reinforces the contemporary urban feel of the song. The band is playing in G minor, in a kind of twelve-bar blues before the first verse.

Rather than present any kind of narrative, Sinfield just gives us a series of urban images, true to the title of the song, as well as the sounds of the city, and the feelings that result from such sights and sounds.

“Concrete” gives us a “cold face,” leaving us “stark sharp” and “glass eyed,” lacking expression. Such are the alienating effects of modern urban life: removed from nature, with the city’s polluted air, fire breathing out smoke from cars’ exhaust pipes, earth covered up and suffocated, if you will, under concrete, and water made filthy through sewage, we’re also disconnected from community. The contaminating of the four elements means there can be no peace.

There’s a considerable amount of internal rhyme and assonance in these verses: “face cased,” “stark sharp,” “bright light scream beam,” “neon wheel,” “spice ice dance chance,” “mouth dry tongue tied.”

The third line of the first verse vividly portrays the problems of driving in the big city: road rage, screeching brakes, the honking of horns, and car accidents. Never mind wars between nations–one often finds oneself in a kind of war just by driving in a busy city.

The white of “red white green white” suggests light, like that of the “neon wheel.” Note the red and green of traffic lights, fittingly mentioned right after the “brake and squeal” of impatient drivers. Note also the absence of the yellow traffic light: one hurries up and waits, but never drives slowly.

After the first verse, we return to the jazzy twelve-bar blues riff of the harmonized saxes and guitar. City life sure can give you the blues.

Much of the imagery of the second verse, especially its first line, suggests how urban alienation leads to a desperate attempt to connect with others by looking for love in all the wrong places: “Dream flesh love chase perfumed skin.” There are other “tinseled sin[s]” going on, though. There’s the “greased hand” of political corruption and bribery. One’s teeth one ought to hide so the people we’re cheating don’t know of one’s wicked motives. “Pasteboard time slot sweat and spin” suggests the daily grind of the nine-to-five job, or wage slavery under capitalism.

This verse ends with Fripp playing a chromatic ascension of high notes going up to A-sharp, which leads into “42nd at Treadmills,” the fast middle-section equivalent of “Mirrors,” from “21st Century Schizoid Man.” Since this song is about the immorality of the city, I can interpret “Treadmill” in terms of its old use as a punishment for prisoners in the UK and US of the 19th century, used to exert labour from them, an effective metaphor for wage slavery. “42nd” suggests a doubling of the evil of “21st” from the original song.

Like “Mirrors,” “42nd at Treadmill” is essentially in a 12-bar blues structure (a cycle of four bars of the tonic chord, two of the subdominant chord, two of the tonic again, two of the dominant chord, and two again of the tonic). In fact, much of this section is simply a sped-up version of the 12-bar blues riff heard before each of the first two verses.

After this comes a soft, slow variation on the 12-bar blues structure, suggesting the night time and everyone having gone to sleep…though since this song was initially inspired by New York City, ‘the city that never sleeps,’ during King Crimson’s American tour of late 1969 and early 1970, perhaps we should imagine people tossing and turning in their beds, especially at this section’s dissonant ending, which suggests the morning and therefore the need to wake up and face yet another grueling work day.

With the final verse, instead of getting images of city life, we get what is largely the effect of city life on its residents–the alienation, brokenness, and blindness of those without political or class consciousness. Blinded by drunkenness and aimless partying, these people can’t communicate or see their reality for what it is. They’re doomed in an industrialized, urban hell.

The song ends with that chromatic ascension of high notes on Fripp’s guitar, but this time ending on B and introducing a chaotic, dissonant ending like the one for “21st Century Schizoid Man,” though I find this one to be far darker, and therefore better, than the first one. Also, you can hear in this one Fripp’s signature screaming guitar phrases, in which he quickly strums dissonant, high-pitched chords like the splintery ones you hear on “Sailor’s Tale.”

IV: Cadence and Cascade

This song is Poseidon’s equivalent to “I Talk to the Wind.” It features Fripp’s lyrical acoustic guitar playing, Haskell’s lead vocal as mentioned above, and some lovely flute solos by Collins. The song is in E major, Fripp opening with combinations of single notes, strums, and arpeggios in the tonic chord, an A-major chord, an E-major 7th chord, and A major again.

Haskell’s singing introduces two groupies, Cadence and Cascade, and the man they’re interested in, Jade, who depending on the interpretation of Sinfield’s lyric is variously portrayed as, for example, a singer, or a Silk Road merchant trading goods from the Far East. The names “Cadence and Cascade” suggest the two women’s beauty (more on the meanings of their names later); “Jade” suggests his wealth.

The women worship him for his wealth, power, and fame, but grow disappointed with him as they get to know him better: “As his veil fell aside…They found him just a man.” His phony appeal is comparable to that of a prostitute: “Sad paper courtesan.”

In the world of traditional sex roles, which still largely existed in the West as of 1970, women found their only option for gaining wealth and social status was through a man, so when they met a rich and powerful man, they idealized him…only to find later that he is just as faulty as any other man of modest means. Masculinity is an ideal that is rarely, if ever, even approached, let alone attained.

The bridge opens with Fripp playing one of his “devices,” a celeste, with an ascension of notes: B, C-sharp, E, F-sharp, and G-sharp; this is heard over an A major seventh chord, then with the switch to an A minor seventh chord, we hear celeste notes of G-sharp, A, B, C, and D, E, and F-sharp. We also hear Keith Tippett‘s jazzy piano in the background.

The verse of the bridge has Haskell singing about the lovemaking between the groupies and Jade, their worshipping of his wealth (“sequin,” and “velvet-gloved hand”) and fame (“Cascade kissed his name”). In a larger sense, the groupies’ worship of Jade can represent the idolatry of famous people in general, and the simping for billionaires. This applies to men and women, as worshippers and worshipped.

After the first flute solo, we hear a refrain of the “sad paper courtesan” verse, except that Cadence and Cascade now “knew [Jade] just a man” (my emphasis). The groupies have left him behind in their disappointment in him.

One of the biggest problems in our world is that, because of the worship of fame, wealth, status, and power, people keep aspiring to it, instead of sharing everything so that the basic needs of everyone are met. We aim for these heights, then in disappointment we fall…which leads me to my next point.

Apart from the groupies’ names suggesting their beauty, “Cadence and Cascade”–something Haskell sings several times leading into Collins’s second flute solo–are also words coming from the Latin world cadere, meaning “to fall.” There’s the musical cadence of resolving a harmonic progression back to the tonic, and a cascade is a waterfall (the element of water again, as jade is associated with the element of earth). Both meanings suggest musical or natural beauty, or the beauty of a woman’s cascade of long, wavy hair flowing down to her shoulders. There’s also the fall of the girls’ disappointment on knowing Jade is “just a man.”

V: In the Wake of Poseidon (including “Libra’s Theme”)

This track reworks the first album in two ways: the title, of course, parallels that of the last song on Side Two of the first album; more properly, though, this song is a reworking of “Epitaph,” the last song on Side One of the first album.

Sinfield apparently rewrote the lyric to this song about twenty-five times to make it tie in with the cover art, which therefore should be discussed now. I’ll describe each of the dozen faces not as they appear on the outer album cover–which shows a painting called The 12 Archetypes, or The 12 Faces of Humankind, by Tammo de Jongh–but in order of appearance as Sinfield brings them up in his lyric.

The Observer, a bald old man with spectacles up above his brow and his hand on his chin, looks pensive and scientifically-minded. His elements are Air and Earth. The opening lines, “Plato’s spawn cold ivied eyes/Snare truth in bone and globe,” refer to him. He represents Western science in the service of cold-blooded imperialism, taking over the globe and, exploiting it, reducing all indigenous resistance to skulls and bones.

The Joker, a harlequin painted in reds and yellows and smiling in a triangular hat, is the subject of the next two lines of the first verse. His elements being Fire and Air, he’d “coin pointless games/Sneer jokes in parrot’s robe.” His sardonic humor points out our everyday foibles and political corruption, but it’s “pointless” in how it does nothing to solve our problems.

The Actress is next. She’s Egyptian, with long pearl earrings and necklaces, and with tears running down her cheeks. Her elements are Water and Fire. She is represented in the lines, “Dame Scarlet Queen/Sheds sudden theatre rain.” She weeps for the sins of the world, as does…

…The Enchantress, her long dark hair going across her face. She has Water and Earth as her elements. She “knows every human pain.”

As I said above, the title track is especially concerned with the four elements, two of which are associated with each of the twelve archetypes, as we’ve seen and will continue to see. All four are also heard twice in the next verse, a bridge between the first and third verses, this latter continuing to depict the twelve archetypal faces.

Though the elements are associated with peace, as we saw in “Peace–A Beginning,” the “World [is] on the scales,” with war and destruction on one scale, balanced on the other with peace and its four elements. This “Balance of change” means the world is teetering “on the scales” between peace and war. Which side will win? Which will outweigh the other? Will it be the side that wants peace and justice for everyone, or will it be the side of the imperialistic warmongers, whose recklessness is pushing us all ever closer to nuclear armageddon?

This song, and therefore the entire album, has as much relevance for us today as it did back in 1970, with its Cold War fears of nuclear annihilation between the US/NATO and the USSR. We’re experiencing a new, and utterly needless, new Cold War between the Western, NATO-allied powers on one side, and Russia, China, the DPRK, and Iran on the other. Between the two sides are thousands of nuclear weapons, and no attempt at détente is even being considered.

To return to the archetypes, the next one is The Patriarch, an old philosopher with long white hair and a beard. He’s frowning, with a furrowed brow. Surrounding him are such shapes as flowers and snowflakes. His elements are Air and Water. Referring to him are the lines, “Bishop’s kings spin judgement’s blade/Scratch ‘Faith’ on nameless graves.” The Church controls the heads of state–The Patriarch being one of these stern religious leaders–and it pushes the kings to fight ‘holy’ wars. (One might think of the Archbishop of Canterbury and Bishop of Ely persuading Henry V to invade France.)

The Old Woman would “hoard ash and sand.” She has a wrinkled, sad face, and her hair is wrapped in white. Her elements are Earth and Air. Such women are “Harvest hags,” peasant farmers, whom we associate with the working class, yet these peasants are betraying the fellow proletarians in that they “rack rope and chain for slaves,” the next archetype to be discussed.

The Slave, a black African with earrings and a nose-ring, has Earth and Fire as her elements. The slaves “fear fermented words,” that is, they’re scared of revolution, and like the kulaks who hoarded grain during the famine in the USSR in the early 1930s, they “rear to spoil the feast.” This lack of solidarity among the poor is what allows the rich to stay in power.

The Fool, the laughing man to the centre-left of the front cover of the album, with the pink face, the blond beard, and the flowers in his hair, is “the mad man [who] smiles/To him it matters least.” In his foolish, delusional state, he doesn’t care about the corruption in the world, because like The Slave and the Old Woman, he has no class consciousness. His elements are Fire and Water.

After this verse is an instrumental passage that includes the (Libra’s?) theme (“Air, fire, earth, and water”), only it’s played by Fripp on the Mellotron instead of sung by Lake. I suspect that part of the reason this song is called “In the Wake of Poseidon” is that the god of sea and earthquakes best represents all four elements: the earth and water aspects hardly need to be elaborated on; air can be included in its being blown as wind over the sea, making waves, and Poseidon is known for his fiery temper–consider how he treated Odysseus after he blinded the god’s cyclopean son, Polyphemus. I’m assuming this section is “Libra’s Theme,” given our “world on the scales.”

To go back to the archetypal faces, the next one is The Warrior, wearing a steel helmet and a full black beard, and baring his teeth, ready to fight. His elements are Fire and Earth, and he’s represented in these lines: “Heroes’ hands drain stones for blood/To whet the scaling knife.” The weapons of war wound not only bodies, but the Earth as well.

Next comes The Logician, a wizard with dark hair and a long dark beard. He’s holding a wand in one hand while the other is held up high. There are stars all around him, presumably the magic from one of his spells. He’s represented with the lines, “Magi blind with visions light/Net death in dread of life.” He represents the theologian or philosopher who is ‘blinded by the light’ of his own dogma, preferring death and the peace of a presumed heaven over the pain of living here.

The naïve sheep of these religious shepherds are represented in The Child, a girl with long blonde hair and a face of sweet innocence. The necklace she’s wearing has a white key on it. Her elements are Water and Air, and these lines represent her in the song: “Their children kneel in Jesus’ till/They learn the price of nails.” To enter the Kingdom of Heaven, one must be as a child (Luke 18:17); hence, the key on The Child’s necklace (Matthew 16:19). Still, learning “the price of nails” means learning either to submit to the powers-that-be, whether they’re religious or political, or to suffer as Jesus did for defying them.

And the last archetype is The Mother Earth, or Mother Nature. We see her lying asleep in the grass in left profile, with dark skin and flowers and butterflies all around her. Her elements are Earth and Water, and the last two lines of the song refer to her: “Whilst all around our Mother Earth/Waits balanced on the scales.” Our Earth sits passively as mankind decides the fate of all living creatures who have her as their home: nuclear war, or peace? A healthy planet, or ecocide? Our collective fate is being weighed in the balance, “on the scales,” by psychopathic leaders who care about wealth and maintaining their power, and not about us.

To understand the deeper meaning of archetypes, one must look into analytical psychology, Jung‘s offshoot from Freudian psychoanalysis. Jungian psychology has a grounding in such psychoanalytical concepts as the unconscious and repression, but unlike Freud the atheist, Jung developed an interest in myth, mysticism, and religion far beyond just their psychological symbolism. As a result, he broke with Freud, who would later speak derisively of Jung as one who would “aspire to be a prophet” (Freud, page 280).

The archetypes are characters that reside in the collective unconscious, that aspect of the unconscious we all share and that has been inherited throughout human history. These include the Sage (which can find its equivalent in the song and album cover as The Patriarch), Innocent (The Child), Hero (Warrior), Magician (Logician), Jester (Joker), and Creator or Caregiver (The Mother Earth). The point is that we have all of these characters, hidden deep down in our unconscious; they influence how we think and interact in the world. To this extent, they control us, and therefore control mankind’s collective fate.

In this song, we can see how unhappy these twelve are, or how manipulative (or manipulated) they are. They’re in the depths of the ocean of the collective unconscious, so “the wake of Poseidon” is, literally speaking, the making conscious all of these characters that reside deep within the sea-god’s realm. If we can make their sorrow conscious, we can integrate them, become whole and healthy, then work to save our planet from ecocide and nuclear annihilation. Hence, the deep relevance of this song back in 1970 and, even more, today.

VI: Peace–A Theme

This is a short instrumental for solo acoustic guitar, about a minute long, in A major.

Fripp plays the melody Lake sang a cappella on “Peace–A Beginning,” as well as the bridge melody (“Searching for…, etc.) that we will hear on “Peace–An End.” Fripp opens with a strum of an open A major chord with an added sixth.

From this chord, he embellishes the melody Lake sang before with an appoggiatura: he does a hammer-on and a pull-off as part of the continuing melody with E, F-sharp, E, and D-flat. Then, he strums a D-flat minor 7th chord, and single notes D-flat and E, then a hammer-on to F-sharp, and a strum of a D-major 7th chord, the E, D-flat, and an A major chord, with a high note of D-flat.

Next, he strums the D-major 7th chord, and plays the above appoggiatura with the E, F-sharp, E, and D-flat. Then, there’s the strum of the D-flat minor 7th chord again, then a strum of an E dominant 9th chord, then a strum of a D major 6/9 chord, and an ending of the melody that includes another appoggiatura, a hammer-on and pull-off of F-sharp, A, F-sharp, and E, then the D-major 7th chord again.

All of the above is repeated, then we come to the bridge (“Searching for…,” etc., in “Peace–An End”). Fripp strums an A-major chord, then an A chord with a major second instead of a major third, then the A major six chord again. Then he plays arpeggiated chords of D-flat suspension 4th and a D-flat major. Next, a melody of F-sharp, A, B, D-sharp, E, D-sharp, B, G-sharp, and F-sharp is played over chords of D-major 7th, D-flat minor, and D-major 7th again.

After an E suspension 4th chord and an E major chord in the dominant, Fripp repeats the bridge section as described in the previous paragraph, but he ends the piece with a strum of an A 6/9 chord, only without a third, and with the sixth in the bass; then he softly hits an E-flat, a flattened fifth for A major.

VII: Cat Food

This song is another example of King Crimson doing a perverse variation on the 12-bar blues structure, with Tippett mixing in dissonant tone clusters with his more usual jazzy piano playing, and with the usual 4/4 time getting bars of 6/8 thrown in between from time to time. The song is in E minor.

The song is satirizing capitalism and consumerism, and all of the maddening effects these have on people, hence the piano discords. A woman shopping in a supermarket wants to talk to the manager, presumably to make a complaint. “Grooning to the muzak” sounds like an ironic comment on Fripp’s instrumental with drummer Michael Giles and his bassist brother, Peter (who plays all the bass parts on this album instead of Lake), “Groon,” Side B to the “Cat Food” single. Groon is a pun on groan, a complaining sound.

The blatantly atonal “Groon,” truly an acquired taste for most listeners, is a piece of avant-garde jazz that sounds like a Cecil Taylor improvisation, but with Fripp’s guitar replacing Taylor’s piano. The supermarket shopper, however, is annoyed with the muzak, or ‘elevator music,’ which is annoying at the other extreme: it’s music so bland, so ‘nice,’ and so conventional that it desperately needs a little dissonance to make it half-way interesting to listen to. The contrast between “Groon” and muzak is also the contrast between music as experimental art and music as sellable commodity.

She lays out her goods, as if to complain about them to the manager. They’re all “conveniently frozen,” so she can “come back for more” as soon as she’s finished with them. This is convenient for capitalists, who can make more money when she comes back. Ironically, this ‘convenience’ is what she has to complain about.

Next, the woman shopper is cooking at home, whipping up “a chemical brew/Croaking to a neighbour as she polishes a sabre.” The “chemical brew” suggests some kind of processed food from the supermarket, superficially tasty, but ultimately bad for you. Just as she ‘grooned’ to the muzak, now she ‘croaks’ in complaint to a neighbour, suggesting the social alienation that comes from the same source as the fetishized commodities that she’s bought–capitalism. The ‘sabre’ she polishes is presumably her cooking knife, but calling it a sabre evokes the idea that it’s used for killing rather than feeding.

She “knows how to flavour a stew,” but her meal is “poisoned especially for you,” because as I said above, this processed food, in its “tin,” is bad for you. “Hurri Curri” sounds like a brand name of cat food, or its particular flavour. It’s also a pun on hara kari, a form of ritual suicide, given how willingly eating such innutritious, processed food, this ‘hurried curry,’ this instant food, is bad for you.

Because the capitalist system is focused more on profit than on providing a nutritious product, we get the blues from it, hence the song’s 12-bar structure. The alienation from capitalism causes mental health problems, too, hence the piano dissonances, Lake’s mad cackling at the end of this second verse, and “your mother’s quite insane,” in the repeated bridge verse.

“Cat food…again?” sounds like a complaint about eating the same old crap over and over again. Cat food, with its unpleasant smell and even more unpleasant contents, is a metaphor for all the unhealthy junk food we all eat at least once in a while, enriching its producers.

“A fable on the label” of so many of these food products, stuffed in cans, suggests the lie that they’re full of vitamins, minerals, and other nutritious ingredients, when actually the processing and artificial colours, additives, and preservatives ruin the said nutrients, in all likelihood. It’s “drowning in miracle sauce,” meaning that the sauce, however superficially tasty it may be, is killing the nutrients by drowning them. With all of this understanding, the last two lines of the song should be self-explanatory.

The song ends with improvising over the 12-bar blues structure, with its alternating of a few bars of 4/4 with one in 6/8. Michael Giles does a few great drum licks here, as Tippett does with his colourful, jazzy piano.

VIII: The Devil’s Triangle

As I said above, this piece evolved out of “Mars,” the instrumental improvisation that the original King Crimson lineup played in their live shows, based in turn on the first movement of Holst’s The Planets. For this reason, I see the resulting studio version as still thematically linked to the horrors of war, and it’s therefore fitting to have it immediately precede “Peace–An End,” for dialectical purposes as I’ll explain later.

The piece includes three sections, titled “Merday Morn,” “Hand of Sceiron,” and “Garden of Worm.” The first part gives partial writing credit to McDonald, but not the last part, which includes the clip from “The Court of the Crimson King,” which he wrote with Sinfield.

Merday Morn” opens with a long, slow fade-in: the listener may get impatient waiting to hear any music. It’s as if the music were the sun slowly rising over the watery horizon of the ocean, the beginning of the ‘day of the sea,’ hence the name of this section. We sense that Poseidon is waking up, hence the album’s title, taken literally.

Recall that ‘the Devil’s Triangle’ is another name for the Bermuda Triangle, the legend surrounding the place–the three corners of which are Bermuda, Miami, and Puerto Rico–being that ships and airplanes entering it mysteriously disappear. One senses the fiery wrath of the sea-god here, and why the music is so spooky.

In the entire piece, we have all four elements represented: in “Merday Morn,” the sea obviously represents water, and the rising sun represents fire (as well as Poseidon’s fiery wrath); in “Hand of Sceiron,” air is represented at the end of the section by the sound of strong winds, as if ships are entering a storm; and “Garden of Worm” suggests the element of earth, symbolic of a grave for the dead in sunken ships at the bottom of the ocean, the ground of the seabed.

When we finally start hearing the music, we hear Michael Giles playing a martial beat in 5/4, accompanied by his brother, Peter, on the bass. Fripp is providing melody and harmony on the Mellotron, at first with string section tape, then, when the music starts to get tense, he uses brass section tape. To add to the tension, we’ll hear him play a lot of tritone intervals, which are fitting as the diabolus in musica.

“Hand of Sceiron” begins with a foghorn sound, suggesting that ships are approaching a dangerous area at sea. Along with the tritones heard on the Mellotron, we hear lots more dissonance on, for example, Tippett’s piano. This section ends, as noted above, with those winds. Sceiron refers to violent winds in a myth from an area described in Book IX, Chapter One (section 4) of Strabo‘s Geographica. A ticking metronome sounds like a clock that is ticking towards the end of one’s life.

Of course, the tension is raised to a climax in the “Garden of Worm” section, with its faster tempo and heightened dissonance. Independent layers of sound are put together: the 5/4 martial beat heard on the drums, with the bass in 4/4 playing descending fifths, and dissonance in the Mellotron and piano tone clusters. It all descends into chaos, including, by way of xenochrony, a brief passage for string section, and the clip from “The Court of the Crimson King.” It all ends with flurries of flute notes and a soft, arpeggiated resolution in E major on Fripp’s acoustic guitar.

So, what does all of this music mean? What does a ship entering the Bermuda Triangle and going missing there, all the passengers presumed dead, signify? The piece’s link with “Mars,” with the martial beat (though different from Holst’s original rhythm, because Holst’s estate did not give Fripp permission to use it), suggests the symbolism of war, too. But what do a ship lost in a sea storm, and soldiers killed or missing in action in a war, symbolize in “The Devil’s Triangle,” and In the Wake of Poseidon as a whole?

Recall the archetypes from the title track and the album cover, and how these reside in the collective unconscious. In the wake of Poseidon means ‘as a(n unpleasant) consequence of the sea-god.’ The realm of Poseidon, the ocean, is symbolic of the unconscious, both personal and collective. So as a consequence of confronting Poseidon and his tempestuous ways, we awaken the unconscious and discover those unpleasant parts of ourselves that we want to reject, repress, or project onto other people. To confront them is to confront what Jung called the Shadow. This is a scary, but necessary and enlightening experience.

“The Devil’s Triangle” begins in silence, and with a slow fade-in, because such a beginning represents not only the unawareness of unconscious conflicts, but also the unwillingness to learn of them, the resistance against them. As the music gets more and more dissonant, one is becoming more and more aware of the unpleasant, rejected parts of the Shadow.

The social problems dealt with in the other songs–urban alienation and decadence in “Pictures of a City,” hero-worship of wealth and celebrity in “Cadence and Cascade,” and capitalist consumerism in “Cat Food”–have their psychological roots in these unconscious, repressed conflicts. The way to end the conflicts and attain peace of mind is not to avoid them, by sailing around the Bermuda Triangle of the psyche, but to go through it and risk the dangers therein.

And dangerous it is. Jung warned of these risks when attempting to do what he called individuation through Shadow work, dream interpretation, and Active Imagination. One is advised, when doing this inner work, to have someone monitoring you, ideally a fully-trained therapist specializing in Jungian psychology. Otherwise, one risks navigating the treacherous waters of repressed traumas, leading to psychological fragmentation, a psychotic break with reality (what Lacan called The Real), which is what the “Garden of Worm” section represents.

The significant thing, though, that happens if you can make it through the maelstrom symbolized by the ending of “The Devil’s Triangle” (as Jung apparently did by bravely facing the demons of his own unconscious), and can integrate the darker aspects of your mind with the lighter ones, you can come out the other side and find peace and bliss, as symbolized by the pretty flurry of flute notes and Fripp’s acoustic guitar ending.

(Such psychological integration includes a man confronting his anima, as represented by the six female faces on the album cover and described in the title track, and a woman confronting her animus, the six male archetypes on the cover and in the title track. In this connection, the sea can be masculine, Poseidon, or feminine, Thalassa. La mer est la mère.)

I’ve written many times about my personal interpretation of the symbolism of the ouroboros, as representing the dialectical relationship between opposites as the meeting ends (the serpent’s head and tail) of a circular continuum (the serpent’s coiled body) including all intermediate points between the extremes. We can hear this oneness in contradiction in “The Devil’s Triangle” in how the music starts in peaceful silence, then the music comes in and gets increasingly dissonant, a move from the serpent’s biting head, down its coiled body towards its bitten tail. At the tail of extreme chaos and pain, we cross over to the head and back to peace and bliss, leading thus to…

IX: Peace–An End

One interesting thing about the “Peace” trilogy is how this last one is musically in ternary form (ABA), while “Peace–A Theme” is in binary form (AABB), and “Peace–A Beginning” is just the A theme heard twice. It’s as though peace begins as just a germinating idea, then it develops, and now it is complete, after having gone through the necessary hell of “The Devil’s Triangle.”

Furthermore, the first part is essentially a cappella, the second just an acoustic guitar solo, and this last part has both Lake and Fripp. It is musically thus the Hegelian dialectic triad of thesis (“Beginning”), negation (“Theme”), and sublation (“End”), this last part not only being complete, but also a resolution of the contradiction of the previous two parts. In fact, the first two parts ended without perfect resolutions: the A, F-sharp, C, and A-sharp on Fripp’s guitar ending “Beginning”; the A 6-9 chord with the sixth in the bass and the E-flat ending “Theme.”

Only now do we have a truly peaceful resolution in E major, with Lake’s last sung note, on “war,” being a D-flat, a major sixth in relation to the tonic, and so it’s reasonably consonant. It suggests, in combination with “war,” a somewhat tenuous peace–since when is perfect peace ever realized, anyway?–but it’s peace all the same, and therefore a fitting end to the album.

Two of the four elements are mentioned in the first line of the first verse–water and air (“sea” and “wind”). Water will again be mentioned in the first line of the last verse, too–“stream.” The reference to “dawn on a day without end” suggests earth and fire, in that we imagine the sun peeking over the horizon, that is, over the land, hills, and mountains in the morning. The fire of the sun will shine on an eternal day, too.

Because the four elements are so fundamentally what make up everything as we imagine it here, they bring us closer to the blissful oneness of Brahman, and therefore to peace, nirvana. Those twelve archetypal faces are each associated with two of the elements; and since attaining psychological peace, as I described it above–with my ouroboros symbolism–involves confronting the twelve archetypes in the Shadow of the ocean of the unconscious, then peace is in this way also associated with the elements.

A bird sings as you smile because it is pleased with your happiness–it is your friend. Peace causes a foe to love you as a friend; we must take those troublesome archetypes of the unconscious and make them our friends–this is how we change war into peace. We bring love to a child, like the sweet, innocent girl on the cover with the white key on her necklace. She has the key to heaven, remember, because one has to be as a child to enter heaven, the realm of peace.

You search for your friends, but can’t find them, because you foolishly don’t realize how close they are to you, like the nirvana and Buddhahood that the lost vagabond son of the parable doesn’t realize he already has, personified by his father. You search for yourself everywhere outside, but you don’t realize that you have to do the inner work, as described in my interpretation of “The Devil’s Triangle,” to find yourself within, in the twelve archetypes, the four elements, and the Atman that is already one with the oceanic feeling of Brahman.

The heart is what empathy flows from, so that’s why peace is a stream from there. Breadth, that is, the width of tolerance and open-mindedness, is the dawn, or beginning, of peace.

The fire of the sun will burn forever for peace, that is, without end; yet peace is also the end, ironically, like death, of the war. The war people would have had in mind back in 1970 was, of course, the Vietnam War, wishing it would end.

There are other wars, though, besides literal ones, that need to end. There’s the emotional war of psychological conflict, as dramatized in “The Devil’s Triangle” and the title track. The Jungian inner work described above to integrate the light and dark parts of the psyche, the conscious and unconscious, to bring about inner peace, can be compared to the Buddhist’s quest for nirvana.

Nirvana literally refers to the blowing out of a flame representing desire, and therefore suffering also. Nirvana is the resulting peace from having extinguished the fire of the delusion of a permanent ego. Yet Sinfield’s lyric, of peace as the dawn of a day without end, implies a permanently burning fire, while peace is also the end…and nirvana is the end of suffering.

How can we reconcile this contradiction, of a permanent fire and its extinguishment as both meaning peace? We can do so as the Mahayana tradition of Buddhism does, by equating nirvana with samsara, the cycle of reincarnation. We did so before with the dialectical interpretation of attaining peace by first going through the Devil’s Triangle, by passing first through hell to get to heaven. Similarly, the bodhisattva first swears off nirvana until he’s helped all living creatures to get there, hence they all travel there on the Great Vehicle, that boat that must weather Poseidon’s storm at sea.

Note how Lake’s singing on “Peace–An End” brings back the reverb at the end, just as “Peace–A Beginning” started with reverb. This beginning and ending reverb thus gives us a sense that the album has come full circle, like the cyclical eternity that the ouroboros originally symbolized. In this sense, we can see how peace never ends, even in a world full of suffering. Nirvana is samsara because we can only have peace and happiness by accepting the inevitability of pain.

X: Conclusion

Based on the interpretation I’ve given above, I must say that In the Wake of Poseidon, though not exactly a masterpiece, deserves better than being dismissed as a mere copy, or sequel, of In the Court of the Crimson King. To be sure, much of the second album does rework the first, but there are other things going on that shouldn’t be ignored.

Side Two of Poseidon is essentially new (the xenochrony notwithstanding). The first album presented the problems of the world; the second album expands on the discussion of those problems, and it also proposes a solution. Most importantly of all, In the Wake of Poseidon presents a kind of Jungian odyssey through hell to get to heaven, giving it a kind of universality of human experience that makes it an album that doesn’t just live in the shadow of its predecessor, but exists in its own right.

Analysis of ‘Brain Salad Surgery’

I: Introduction and Cover

Brain Salad Surgery is ELP‘s fourth studio album, released in late 1973, after the prog rock supergroup‘s eponymous debut, Tarkus, the live album Pictures at an Exhibition, and Trilogy. It was produced by singer/bassist/guitarist Greg Lake, as were all of the trio’s previous albums.

Though it initially got a mixed critical response, Brain Salad Surgery‘s reputation has improved over time. It had always been a commercial success, reaching #2 in the UK and #11 in the US; it eventually went gold in both countries.

Here is a link to the full album, and here‘s a link to all of the lyrics.

HR Giger‘s superb album cover gives a vivid visual representation of the album’s central theme of duality–male vs female, man vs machine, and good vs evil. The male/female duality is represented by the woman’s face in the circle in the middle of the cover; under her chin is the end of a phallus pointing up along her neck, the rest of the phallus being represented, outside the metal circle, by a short cylinder and a circle with ELP representing the balls. The record company insisted on removing the phallus for obvious reasons, so on early releases of the album, one instead saw it airbrushed away and replaced with a…shaft…of glowing light.

The album’s title–derived from the lyrics to Dr. John‘s “Right Place, Wrong Time” (released earlier the same year), and replacing ELP’s working title, Whip Some Skull on Ya–is a reference to fellatio, hence the phallus just under the woman’s face…and the skull at the top.

The cover originally opened up, like two front doors to a building, to reveal the whole head of the woman with her eyes closed, as opposed to seeing the skull’s eyeholes over her when the cover is closed, indicating the dualities of life and death, good and evil, and man and machine.

II: Jerusalem

Side One begins with two tracks that are adaptations of other composers’ works, something the band had done several times before, as with pieces like “The Barbarian” (based on Bartók‘s Allegro barbaro for solo piano), “Hoedown,” by Aaron Copland, and the aforementioned piano suite by Mussorgsky. As for track one of Brain Salad Surgery, ELP did an arrangement of a hymn by Hubert Parry, who set William Blake‘s poem, “And did those feet in ancient time” (from the epic, Milton), to music.

Jerusalem” was released as a single, but it failed to chart in the UK; actually, the BBC banned this ‘rock’ version for potential “blasphemy” (despite how reverent the band’s arrangement was). Apart from being understood as a religious song, “Jerusalem” is also considered patriotic to England, even proposed as the national anthem.

Now, the long-held modern assumption that Blake’s text is based on an apocryphal story–about Jesus walking on English soil during His lost years–is unlikely to be true, because no such story existed, apparently, before the twentieth century; instead, Blake’s text is based on a story that it was Joseph of Arimathea who allegedly went to England to preach the Gospel there. I find such an interpretation hard to follow, though, since the text explicitly refers to “the holy Lamb of God” and “the Countenance Divine” being in England.

In any case, the notion that the feet of Christ (or those of Joseph of Arimathea, for that matter…whichever) sanctified English soil by treading on it is jingoistic nonsense that actually turns the meaning of Blake’s poem into its opposite. The key to understanding the text is not “England’s green and pleasant land,” but rather “these dark Satanic mills,” referring to the early Industrial Revolution and its destruction of nature and human relationships, or to the Church of England and how it imposed conformity to the social and class systems.

People who see patriotism and conventional Christianity in Blake’s poem are blind to his irony in using Protestant mystical allegory to express his passionate advocacy for radical social and political change. He wasn’t saying that Jesus walked in England, thus making it ‘the greatest country in the world,’ and worthy of global domination. He was asking if Jesus went there, where the “dark Satanic mills” would later be found.

That he meant such a visit seems unlikely, but if the visitor was Joseph of Arimathea, at least he would have done a proselytizing of the primitive Christianity of the first century AD, not that of later centuries, with the corrupt Catholic or Protestant Churches of Blake’s time, those that subjugated other lands and justified their imperialism with their ‘superior, civilized’ religion.

Blake says he “will not cease from Mental Fight” (my emphasis), meaning his moral struggle with the powers-that-be, the industrial capitalists who used religion as Marx would later call “the opium of the people” to maintain social control in the interests of the ruling class. Blake’s bow, arrows, spear, and sword are metaphors for all he would use to bring about revolution and social justice (his metaphor for these being “Jerusalem”) in England; they were never meant to aid in the building of empire, much to the chagrin of the British patriots who want to read his poem in that way. Even Parry grew disgusted with the jingoistic misuse of his hymn.

This ironic surface patriotism and conformist piety as cloaking Blake’s real revolutionary social critique plays well into the theme of duality–good vs evil–on Brain Salad Surgery. Similarly, it’s fitting that keyboardist/composer/arranger Keith Emerson should have done an adaptation of Parry’s musical setting, one with the usual Emersonian pomp embellishments, but still reverent to the piety of Parry’s music. For again, such a musical style, soon to be contrasted sharply with that of the next track on the album, is a part of the good-vs-evil dualism of Brain Salad Surgery.

III: Toccata

The “dark Satanic mills” of the first track seem to be vividly depicted, in musical form, in this next ELP adaptation of a composer’s work, this one being the fourth movement of the first piano concerto of Argentinian modernist composer Alberto Ginastera. The movement is titled toccata concertata, hence the name of ELP’s adaptation.

Unlike the trite harmony of Parry’s work, this one is violently dissonant, something accentuated by Emerson’s use of raspy synthesizer sounds. Indeed, the dissonance of this adaptation makes King Crimson sound like the Bay City Rollers in comparison.

Another valid comparison of ELP with King Crimson, as far as this second track is concerned, is how we hear a push towards the most state-of-the-art technology. Recall how the 1980s King Crimson used guitar synthesizers, the Chapman stick, and Simmons electronic drums. “Toccata” boasts (as does “Jerusalem”) the use of the very first polyphonic synthesizer, the Moog Apollo, and eight specially developed drum synthesizers, used in the track’s middle percussion section, arranged by drummer/percussionist Carl Palmer.

Again, this use of the latest technology of the time, as mixed in with more conventional instruments and singing, reflects the album’s theme of dualism–in this case, the dualism of man vs machine.

I’d like to do a comparison/contrast of Ginastera’s fourth movement with ELP’s adaptation. I won’t cover every detail, as that would be too difficult and tediously long; so I’ll point out and compare/contrast a number of highlights. (Here is a link to the entire piano concerto, with a video of the score; move it ahead to about 18:50 to get to the fourth movement.)

ELP’s adaptation adds a considerable amount of material to Ginastera’s piece (as well as removing much of it), including of course the percussion section in the middle, as I mentioned above. Another addition is at the beginning, with Emerson playing a synthesizer, and Palmer hitting tympani.

Emerson plays a motif of B-flat, E, E-flat, and A, then Palmer hits A, A, A, and C. Then Emerson plays the same notes again, a bit faster, adding a C and an A, and Palmer does a short roll on A. Emerson goes up an octave to play the same first opening four notes, and Palmer does another, longer roll on A. Emerson, still in the higher octave, plays the notes faster, with the added C and A, and Palmer doesn’t another, still longer, crescendo roll on A.

Next, ELP’s adaptation converges with Ginastera, but with the latter’s arrangement of the B-flat, E, E-flat, and A motif played predominantly on horns, with all the notes sustaining in a swelling dissonance, while Emerson plays the notes on his synthesizer, intensifying the tension by adding a raspy, grating tone to it. The motif is played as I described above, then transposed an octave and a semitone higher to give B, F, E, and B-flat.

ELP come in with Emerson on organ, Lake on bass, and Palmer on drums. In Ginastera’s original, we hear pounding dissonances on the piano in 3/4=6/8 time, with the fourth bar in 5/8 time as an exception.

With the piano beginning in octaves of E in the bass, the orchestra is playing a cluster of eighth notes in A, B-flat, and E-flat. The E-flat goes up to a G-flat (with the E in the bass going down to a C-sharp with the G-flats), then back to E-flat, up and down and up and down. These movements up and down occur at irregular times, creating the illusion of odd time signatures, but Ginastera’s score has the whole passage in the same 3/4=6/8 time. The playing sounds fairly subdued in Ginastera’s original, but Emerson’s organ gives the passage a fiery extroversion.

The next passage has piano playing in the bass, whereas ELP’s version has Emerson playing it on synthesizer. A beginning in F and E leads to the opening motif of B-flat, E, E-flat, and A, then ending in another swelling dissonance reminding us of the opening one, but transposed a whole tone higher, giving us C, F, G-flat, and B (reverse the second and third notes to see the exact parallels). In Ginastera’s original, these notes are heard in the orchestra, predominantly the brass; in ELP’s version, Emerson does it on the synth, ending with that rasping sound again.

Next, a tune with a galloping rhythm, starting off with eighth notes going back and forth in F-sharp and A, then going to F-sharp, B, B-flat, C, A, F-sharp, and E, is heard on the strings; Emerson plays it on the organ. These seven eighth notes are heard three times, accented in a way that gives the listener the impression of 7/8 time, but again, Ginastera’s score notates it all as 3/4=6/8 time.

The up-and-down of F-sharp and A continues for a while, then we hear a five-note ostinato of B, A, F-sharp, E, and F-sharp, which grows dissonant with the addition of the horns, and ends with the piano playing a descension in octaves. ELP’s version ends the five-note ostinato, played on the organ, with more dissonant, angular synthesizer.

More of a galloping rhythm is heard in piano chords (on organ in the ELP version); this leads to more galloping, but with switches from 3/4=6/8 time to a bar of 5/8–this happens twice, then it returns to the regular 3/4=6/8 time. Again, what is piano in Ginastera is organ in ELP. Also, Ginastera’s version develops this switching of the time from six to five, while ELP’s version brings the tension to a climax with organ chords featuring a tritone of E and B-flat. Palmer also plays this tritone on the tympani.

Later on in Ginastera’s score, we hear a variation on the passage mentioned earlier, the cluster of repeated eighth notes, the top of which is the E-flat that goes up to the G-flat, then down, and up and down at irregular times. This time, however, the notes are a second-inversion A-minor triad with A-flat and C-flat in the bass. The top C-natural will go up to an E-flat, and down and up and down, in the same irregular pattern as with the E-flat and G-flat before. We hear the orchestra, predominantly strings, doing this; ELP’s version has the organ doing it.

After this, the piano does more galloping rhythms, with a few dissonant seconds thrown in here and there. Later, the piano does more developments of that passage with the time changes back and forth between six and five as discussed above, with an additional bar of 7/8 sandwiched in the middle. This passage isn’t in ELP’s version, which skips ahead in Ginastera’s score to bar 200.

Here, the galloping rhythm is done on pizzicato strings, starting with E-flat and G-flat going up and down in the bass clef. Then we hear E-flat, G-flat, A-flat, and A-natural three times before transposing the first two notes to A-natural and C. Emerson plays this line on the organ, but develops it further before going to the next passage.

A French horn plays A, D, G, and G-sharp, then A, E-flat, D, D-flat, G, and G-sharp, etc. Emerson plays this line on a synthesizer an octave higher. After this phrase, Ginastera has us hear five pairings of eighth notes of a minor second (C-sharp and D), with groupings of two to three eighth rests in between the first, second, third, and fourth pairings of those notes. They’re played softly in his score, but Emerson plays this rhythm as stabbing, loud organ dissonances.

A trumpet plays F, B, B-flat, and E three times; this leads to a climactic, dissonant passage. ELP’s version builds up this tension much more, right from the beginning of this passage, on the synthesizer. Ginastera does glissandi down and up on the piano; Emerson does a downward glissando on the organ.

At bar 240, the piano plays octaves in C, F-sharp, F-natural, and B, a restatement of the opening motif, but transposed up a whole tone; Emerson plays this on the synthesizer, using it to embellish the dissonance further and bringing this tensely climactic moment to raspy near-chaos, leading to Palmer’s percussion section. Ginastera’s original, however, further develops these themes on the piano, coming soon to the end of the movement.

Palmer pounds away on the tympani for a while, striking a gong here and there. This comes to an end, then we hear the soft hitting of A and C on the tympani, and on both tympani and tubular bells. Emerson plays three soft, dense chords on the piano as this passage comes to the end.

Next comes a passage with Lake playing electric guitar, with Palmer in the background hitting the tympani. Lake is playing, among other things, variations on that opening motif of sharpened tonic, fifth, flattened fifth, and tonic an octave higher.

The climax of the percussion section is Palmer showing off with a solo on his drum kit that features the drum synthesizer, and all the flashy, extraverted electronic sounds it can make.

After this, ELP ends their adaptation with a reprise of the section starting with A, D, G, G-sharp, etc. (i.e., the French horn line in Ginastera’s original). Again, Emerson intensifies the dissonant tension with that raspy synthesizer in ways totally different from the dissonant tension ending Ginastera’s original.

Both pieces end more or less the same way, with twelve sets of eighth notes of a dissonant chord played molto sforzatissimo, by the orchestra in the original, and on the organ in ELP’s version. The band played their recording of the adaptation for Ginastera in order to get his permission to publish it. The composer gladly gave it, describing ELP’s adaptation as “Diabolic!” and “Terrible!” These words were meant as compliments, though, for he felt that ELP had captured the mood of his music as no one else ever had.

That this music is “diabolic” makes it a perfectly dualistic contrast to the ‘piety’ of “Jerusalem.” Hence, we can see these two adaptations as thematically fitting within the context of Brain Salad Surgery as a whole. An outward appearance of trite piety masks the evil inside.

(Incidentally, a piece I composed years ago, my Divertimento for Strings, has a third movement, presto furioso, that is inspired by ELP’s adaptation of Ginastera’s toccata concertata, though I must insist that I used all my own notes and themes, not theirs. If you’re interested, please check it out.)

IV: Still…You Turn Me On

Lake was always sure to include an acoustic guitar ballad on every ELP album, and Brain Salad Surgery is no exception. Earlier, and in my opinion, far better examples of such ballads are “Lucky Man” and “From the Beginning.”

A curious thing about Brain Salad Surgery is how the musical style jumps all over the place. Normally, one tries to find a reasonably consistent style from track to track, but on this album, ELP seemed to be deliberately going as far in the opposite direction as possible. The album has a hymn, a violently modernist piece, a syrupy love ballad, a honky tonk piano farce, and a sci-fi epic–part standard prog, part jazz/piano sonata.

As far as I’m concerned, the only way to see unity in such musical and lyrical disunity is to hear it in terms of dialectical dualism, of finding a paradoxical unity in opposites. So, in these opening three tracks, we have the sentimentality (thesis) of Lake’s ballad, the brutal ugliness (negation) of the Ginastera adaptation, and the ironic piety masking evil (sublation) of the Parry/Blake adaptation. That Lake’s ballad is a love song also gives us the duality of male and female, some romanticized brain salad surgery? After all, he is turned on.

The instrumentation of the ballad reflects the man-vs-machine duality, in that on the one hand, we hear the human voice, Lake’s acoustic guitar, and Emerson’s harpsichord, but on the other hand, there’s Emerson’s synthesizer and Lake’s electric guitar leads played through a wah-wah pedal.

V: Benny the Bouncer

This song has lyrics written by Lake and Pete Sinfield, a colleague of Lake’s back when both of them were members of the original King Crimson back in 1969 and 1970. Lake would return the favour by helping Sinfield release his solo album, Still, on ELP’s new Manticore record label, as well as contributing vocals and electric guitar on it. Sinfield would also contribute lyrics to Side Two of Brain Salad Surgery, as we’ll soon see.

“Benny the Bouncer” manifests the album’s theme of duality in two ways: first, the use of synthesizer at the beginning, and the use of vocals and honky-tonk-style piano suggests the man-vs-machine motif; second, the light-hearted nature of the music, as juxtaposed with a story about a fight and a violent murder, gives us the duality of good vs evil, or light vs dark.

Benny is already understood to be a bloody, violent sort: “He’d slash your granny’s face up given half the chance,” as Lake sings in his affected Cockney. “Savage Sid,” however, is much meaner. First, he spills his beer on Benny’s boots to test him, then when the two fight, Sid sticks Benny with a switchblade, and Benny ends up with “an ‘atchet, buried in [his] head.” He’s dead now, and “he works for Jesus as the bouncer of St. Peter’s gate.”

All of this fighting, of course, is a reflection of the alienation found in an oppressive, dystopian society, the subject of the epic coming next, “Karn Evil 9,” the real thematic focus of Brain Salad Surgery.

VI: Karn Evil 9, 1st Impression

“Karn Evil” is a pun on carnival; this title for the sci-fi epic was suggested by Sinfield–due to the festive, carnival-like nature of the music heard in the “See the show!” sections of this movement, or “impression”–as a replacement for the originally intended title, “Ganton 9,” a fictional planet on which all evil and decadence has been put.

“Karn Evil” also reflects duality in the sense that the ‘carnival’ show of decadent displays is a pleasing, entertaining diversion (the ‘good’) from the evil and oppression really going on in this dystopian world. Indeed, this epic has real relevance in our world today, in the 2020s, in which such breads and circuses as the Super Bowl, Taylor Swift, OnlyFans, and photos of string-bikini-clad beauties plastered all over our Facebook feeds distract us from such problems as extreme income inequality, escalating wars, a media controlled by the super-rich, and the ongoing genocide in Gaza.

As for “9,” apart from “Ganton 9,” the meaning of this number could be seen in a subdivision into three of each of the three “impressions.” We all know, of course, about the division of the 1st Impression into two parts, because its length had to be spread over two sides of the original LP. One could, however, divide this impression further–namely, at the break between Lake’s singing of “Fight tomorrow!” and “Step inside, hello!”, or, between the frankly dystopian opening lyrics and the ‘carnival’ section about the “most amazing show.” Hence, three parts for the 1st Impression.

As for the 2nd Impression, it can easily be subdivided into three by virtue of its fast-slow-fast sections, like a short, three-movement piano sonata. The 3rd Impression can be divided in terms of the storyline as given by the lyrics: before the war, from the beginning to “Let the maps of war be drawn”; the middle, five-minute instrumental section and keyboard solo, as dramatizing the war; and the outcome of the war, from “Rejoice! Glory is ours!” to the end.

Anyway, part one of the 1st Impression begins with Emerson doing some contrapuntal playing on the organ. As Lake is singing the first verse, Emerson is playing dark, eerie bass notes on the piano while Palmer is hitting a cowbell.

This first verse establishes the dystopian world of the story, a dystopia disturbingly similar to our own world of the 2020s, “about an ago of power where no one had an hour to spare.” Those who have the power, the capitalist class, ensure that none of us, the working class, have much of any free time, because we’re all overworked and underpaid.

“The seeds have withered” because of environmental damage caused by prioritizing profit over the health of the planet. “Silent children shivered in the cold” because ‘free market’ capitalism has failed to provide for the needs of the poor, rendering so many of them homeless and unheard (“children” here isn’t necessarily to be taken literally; they can be also children in the metaphorical sense of being vulnerable and helpless).

The common people suffer like this because of “the jackals for gold,” or the greedy capitalists. “I’ll be there” to help when the revolution finally comes.

The working class have all been betrayed and silenced by the advocates of neoliberal, ‘free market’ capitalism (whose prophets, including the likes of Milton Friedman, were already making their promises of plenty in a world of ‘small government’ as of 1973, the year Brain Salad Surgery came out, thereby making “Karn Evil 9” prophetic, as I see it). The riot police of the ‘small government’ have “hurt…and beat” the people who try to protest the injustices they’ve been subjected to.

Everyone, working several jobs just to have enough to pay his or her bills, food, and rent, is “praying for survival,” but “there is no compassion” for those who cannot leave this miserable world–these are the homeless, whom it’s against the law to feed, and who suffer anti-homeless architecture and benches.

He, in whose voice Lake is singing, begs for a leader who will rise up and save the world from oppression, who will “help the helpless and the refugee”–that is, the impoverished and those displaced by war in ravaged places like Libya and Syria, or by genocide in Gaza. Again, he says he’ll “be there…to heal their sorrow.”

Next, we have the instrumental break that, in my opinion as described above, divides part one from the real part two of the 1st Impression (the “part two” of this impression beginning on Side Two of the LP being, in my opinion, ‘part three’ in actuality). We hear a tight riff in alternating 6/8 and 4/4, led by a synth melody; this tune will be heard again on Side Two in part two (or ‘part three,’ as I’d have it), but it will all be in 4/4.

This instrumental continues, with more time changes and synthesizer soloing, until it segues into the ‘carnival’ themes and ‘part two,’ as I conceive of it. Now that the dystopian world has been established, we will learn of how the powers-that-be are distracting the people from their oppression with “a most amazing show.” We can relate to this aspect of the story today, with all of the entertaining nonsense we see on TV and social media, distracting us from the horrors of the real world out there.

Those in power have always used two ways of keeping the masses under their control: the carrot and the stick, two seemingly opposed tactics, but actually just opposite sides of the same coin, since they both serve the same political purpose. The world government of Huxley‘s Brave New World uses the carrot of pleasure (sex, drugs, etc.) for social control, whereas the totalitarian government of Orwell‘s Nineteen Eighty-four uses the stick of coercion and bullying for the same purpose.

“Karn Evil 9” opens with an exposition of the dystopian stick, and with the “most amazing show,” we have the carrot. In our world, TV and social media are our carrot, meant to distract us from the stick of riot police and standing armies that imperialistically oppress the world. In cyclically abusive relationships, the carrot and stick represent traumatic bonding.

Those who “come inside” to “see the show” are the industrial working class, for they are told to “leave [their] hammers at the box” before going in. Among the images to see are violent, shocking ones, meant in this way to be entertaining and “spectacular”: namely, “rows of bishops’ heads in jars,” and a terrorist’s car bomb. The same goes for the “tears for you to see.”

There are entertaining horrors, but also entertaining pleasures, like the stripper. Of course, for many, the opium of the people is the most entertaining spectacle of all, hence they “pull Jesus from a hat.”

After all of this, there’s an instrumental section leading to the end of Side One of the LP. Being one of the pre-eminent progressive rock bands of the 1970s, ELP were always known for showing off their virtuosity as musicians, even to the point of annoying music critics, who accused them of egotism run rampant. For ELP to show off in this way, however, for the sake of putting on “a most amazing show,” is perfectly appropriate. In fact, Lake does some extended lead guitar soloing here, something he did only sparingly on previous ELP albums.

Side One ends with a fading-out of Emerson playing a repeated synth note in A-flat, accompanied by Palmer shaking a tambourine. This same music fades in to begin Side Two. There are CD versions of this music played without the fading out and in, giving an uninterrupted 1st Impression, but the long instrumental passage leading up to the famous “Welcome back, my friends, to the show that never ends,” still gives us the feeling that this is a distinct part two…or ‘part three,’ as I’d have it.

Note the ecological destruction alluded to in the line, “There behind the glass stands a real blade of glass.” While Lake is singing this line, Emerson comes in with the organ, playing that cheerful, ‘carnival’ music. In this we hear the stark contrast of the happy music masking the evil reality depicted in the lyrics of having wiped out almost all the plant life on the planet…and this horror is presented as a form of entertainment, or a museum piece.

In today’s world, the debate surrounding climate change could be seen as a form of entertainment, in that it may amuse many of us to watch and hear the heated, angry arguing over the controversy as to whether global warming is real or a myth. We go from “England’s green and pleasant land” to “a real blade of grass” over the space of one side of an LP.

So we can see how the theme of the good-vs-evil duality manifests itself as a mask in “Jerusalem” and “Karn Evil 9.” The piety and patriotism of the first track masks the “dark Satanic mills,” as discussed above, and the enjoyment of “the show,” the Karn of the carnival, its carnality, masks the Evil.

That the show is “guaranteed to blow your head apart,” in the context I just described, can thus have a dual meaning: good in that the show will impress and amaze us, and bad in that its mesmerizing effect will take away our ability to think independently. That we’ll “get [our] money’s worth” sounds like a capitalist hard-sell, and that “it’s rock and roll” suggests the decadence of capitalism (i.e., rock stars making huge profits while posturing as edgy, anti-establishment social rebels).

The decadence of rock is then aptly demonstrated by more instrumental showing-off, in this way by an organ solo by Emerson. This has to be one of the greatest organ solos in the history of art rock, ranking right up there with Rick Wakeman‘s organ solo on Yes‘s “Roundabout.” These solos almost compel fans to play ‘air organ,’ they’re so good.

Emerson’s organ playing here, as is the case with his piano playing in the 2nd Impression, is so good that it makes all the more tragic his suicide in 2016, from a gunshot wound to the head. Nerve damage in his right hand, starting in 1993, was hampering his playing; it had abated by 2002, but in 2016 he was struggling with focal dystonia, something he did not dare discuss publicly for obvious, professional reasons. Drinking and depression exacerbated the problem, and anxiety over performing badly, disappointing fans, pushed him over the edge, especially when internet trolls made mean comments about his playing. Lake died later the same year.

Speaking of Lake, after Emerson’s organ solo, he replays most of the written part of his guitar solo from Side One, followed by some extrovert drumming by Palmer and more verses. More references to decadence are made, these times of a sexual sort, when Lake sings of a “gypsy queen in a glaze of vaseline,” reminding us of the stripper from Side One; then there’s “a sight to make you drool–seven virgins and a mule.”

“The show” of the 1st Impression ends fittingly with more bombast, pomp, and instrumental showing off, particularly by Emerson playing fast notes on the synth, and by Palmer not only on the drums but also on the tympani.

VII: Karn Evil 9, 2nd Impression

This delightful instrumental has to be the creative zenith of the entire album, with “Toccata” and the 1st Impression just under it. Here, Emerson is held back by neither the need to play someone else’s notes, nor by a need to conform to listeners’ expectations, whether in the mainstream pop world, nor in that of what had by 1973 already become prog rock clichés. Here, we have pure Emerson as composer and artist, unfettered by anything.

Here‘s a link to the piece, with a transcribed score for piano and bass.

The piece begins with a long, twisting and turning piano riff, jazzy in style and yet, in the context of being sonata-like in structure, the ‘exposition,’ as it were. Palmer plays some fast, tricky drum licks before Emerson comes in as described, backed by Palmer and Lake on the bass. The music is modulating all over the place, and while most of it’s in 4/4, towards the end there’s a shift to a bar of 2/4, then two bars in 5/16, and a bar of 7/16 before returning to 4/4.

That long and winding piano riff is repeated, then there are two bars in 3/4, one in 12/16, one in 3/8, and one in 7/8 before going back to 4/4. After a while, we hear octaves on the right hand of the piano, eighth notes and sixteenth notes in C-sharp, then three sixteenth notes in E, then an eighth note in B, while on the left hand (doubled by Lake on the bass), instead of the E and B, it’s D and G respectively.

This set of notes is heard twice, leading into a section with a Latin American rhythm. Over this rhythm, Emerson plays a synthesizer solo that imitates the timbre of a steelpan. Palmer is shaking maracas and tapping claves in the background.

After this, a complicated riff is heard in alternating bars of 4/4 and 7/8 time, in the latter of which we hear high octaves in C-sharp on the right hand of the piano, thirds going up and down in C-sharp/E-sharp and D/F-sharp on the left hand, and C-sharp and D-natural on the bass. Next, a bar in 7/16, one in 9/16, and a 4/4 piano riff of high octaves in G-sharp, then C-sharp on the right hand of the piano, with the left hand playing second-inversion triads of E-natural/A-natural/C-natural to the right-hand G-sharp octaves, and left hand second-inversion triads of G-sharp/D-natural/F-natural to the right-hand C-sharp octaves.

The dissonance of these last few chords is the most tension we hear in this beginning fast section of the 2nd Impression, leading into the eerie tension of the slow middle section. Prior to this tense moment, the music has been largely upbeat and even merry. This contrast between cheerful and dark is once again a reflection of the good-vs-evil duality of “Karn Evil 9,” and of Brain Salad Surgery as a whole. Surface pleasures mask inner evils, as noted on previous tracks. The beginning fast section ends on a chord of C-sharp major.

While the beginning and ending fast sections are light and jazzy, the slow middle section is essentially like twentieth-century classical music in its use of eerie, atmospheric, dense chords, which are a kind of theme-and-variations form based on a harmonic progression in E minor, A minor, and C minor, as expanded tonality. As I said above, this softer music represents the hidden plotting and scheming behind the extrovert fun and games of the faster parts.

In this middle section, we hear Emerson’s expressive use of softer piano dynamics. Before, we heard his dabbling in jazz; now, we hear his mastery of classical technique.

Eerie, ambient, dense chords of G-sharp/D/E/A-sharp and F-natural/D/G-sharp/E are heard on the piano, and Lake follows with a line of A-sharp, G-sharp, F-natural, and E on the bass. These are heard twice, then Emerson plays intervals of G-sharp/E and F-natural/D, which Lake follows with a line of D, E, F-natural, G-natural, and A. This has all been in 6/4.

The time switches to 4/4, and Palmer is playing woodblocks behind the piano and bass, which have been playing harmonic variations of the chords and intervals I described above. At one point during this passage, Lake plays a descending chromatic line from E to A. Now in A minor, Emerson’s playing will include ascending and descending octaves in A, B, C-natural, and C-sharp, then C-natural, B, B-flat, and A; the first three of both sets of notes are triplets, and the second set of triplets are backed with a triplet roll on a kettledrum by Palmer, who’s still playing those woodblocks, like a ticking clock…ninety seconds to midnight (<<<more on this later).

The fast third section comes in next; it starts in 3/8 time, with Emerson playing a lot of fast triplets in the right hand. Then a bar of 4/8, back to 3/8 for four bars, a bar in 9/8, four more bars of 3/8, then 4/4, 4/8, 7/8, and a few more time changes until an improvisatory passage in 4/4.

In the middle of this passage, there’s a brief reprise of those dissonant chords heard just before the end of the fast first section, though notated in the transcription (YouTube link above, at about 6:16) with the enharmonic notes of D-flat octaves in the right hand, and a second-inversion triad of A-flat/D-natural/F in the left hand.

Finally, the 2nd Impression ends with a recapitulation, if you will, of the twice-played ‘exposition’ of the beginning of the fast first section, that twisting and turning theme. It ends with octaves in both hands of F-sharp on the piano, which Lake doubles on the bass.

VIII: Karn Evil 9, 3rd Impression

The music we hear Lake singing to sounds very patriotic, with a harmonic progression that sounds, to be perfectly frank, rather trite with, for example, its ending in a suspension fourth resolving to the leading tone, being the third of the dominant chord in the cadence, then back to the tonic in a major key.

How such music ties in with the story, it seems to me, is that a gung-ho, nationalistic attitude is being appealed to as a solution to the dystopian class conflict as established in the 1st Impression–trite harmony thus corresponds to patriotism as a naïve attitude in politics. Furthermore, historically such a solution has tended to lead to fascism, which in the context of this story can explain its ambiguous ending (more on that later).

Bourgeois liberal democracy gives the pretense of a free society, full of choice and pleasures, hence “the show” of the 1st Impression. But when class conflict gets too strained, as can be felt in the lyrics and music before the displays of the show, and the ruling class feels threatened by a proletarian uprising, they resort to fascism in order to maintain power, typically seducing the masses with talk of nationalism and patriotism, as is felt here in the 3rd Impression.

Once again, we have the duality of good as a mask for evil. The soldiers think they’re fighting for their country, when really they’re just fighting for the capitalist class.

“Man alone, born of stone”, is hard-hearted in his alienation. He thus is “of steel,” he’d “pray and kneel” to political and religious authorities to get an illusory sense of identity, communal inclusion, and meaning in his otherwise empty life. Still, his life is full of pain: “fear…rattles in men’s ears and rears its hideous head.”

Could that “blade of compassion” be the same blade of grass, the one preserved piece of plant life, from the 1st Impression? Whatever it is, it’s been “kissed by countless kings, whose jeweled trumpet words blind [men’s] sight.” Heads of state pretend to care about us, kissing compassion, as it were, and we’re blinded by the “jeweled trumpet words” of their demagoguery and false promises, believing their lies are truth.

We thought our civilization would last forever: “walls that no man thought would fall, the altars of the just, crushed…” Because of these disappointments, war must come, replacing the hope of revolution.

The relevance of the lyrics of the 3rd Impression to our world in the 2020s can be seen in not only the wish to fight the oppressive political system, but also in fascism’s co-opting of the common man to fight wars among nations instead of rising up in revolution against the ruling class, as well as how computers acting in their own right and supplanting humanity sounds like today’s rise of AI, and the fears many of us have about such technology replacing us in the working world and thus leaving us in abject poverty.

Accordingly, we sense hostility between man and machine (which, recall, is one of the main forms of the duality theme in Brain Salad Surgery–remember Giger’s ‘biomechanical’ album cover) in the bridge of the ship when the computer, voiced electronically by Emerson, says, “DANGER!…STRANGER! LOAD YOUR PROGRAM. I AM YOURSELF.” Indeed, our technology, in its quest to be dominant, is a reflection of ourselves.

All of these issues are relevant to our times in that we’ve seen these phenomena: a resurgence of fascist tendencies in many political movements in the world (those of Trump, Ukraine, Jair Bolsonaro, Marine Le Pen, Giorgia Meloni, etc.); such leftist struggles as Occupy Wall Street, opposition to the Gaza genocide, BLM, etc.; and the double-edged sword of AI (in a socialist context, where production is for providing for everybody’s needs, it can liberate us all; but in a capitalist context, it can throw millions of people out of work and thus subject us to homelessness, starvation, and death). Finally, a “nuclear dawn” in our time is the danger of such an armageddon between the US/NATO on one side, and Russia and China on the other.

All of what has come so far in the lyrics is a lead-up to war, culminating with “let the maps of war be drawn.” So the instrumental break, including a keyboard solo, all of it lasting for almost five minutes, represents the war.

There have been three interpretations of the outcome of the war. The first is that man has won, with Lake singing, “Rejoice! Glory is ours! Our young men have not died in vain.” Note the patriotic themes heard not only during the beginning of the middle ‘war’ section, but also during the beginning of this ‘victory.’

Perhaps man has deceived himself, though, in this supposed victory. Is the patriotic music a masking of an insidious evil, that of a surreptitious takeover of the computers? That they have won over man is the second interpretation of the war’s outcome. Such a possibility is suggested when the computer says to the “PRIMITIVE! LIMITED!” humans, “NEGATIVE!…I LET YOU LIVE.” In other words, the superior computers spared the defeated humans’ lives so they could see how inferior they are to their real victors. After all, “the tapes have recorded [the] names” of all the fallen men (suggestive not only of such things as the televising of the carnage of the Vietnam War, but also the deaths of so many in such places as Gaza today, all recorded on cellphones).

The third interpretation of the war’s outcome, as Sinfield–who collaborated with Lake on the lyrics of the 3rd Impression–would have us understand, is that man and the computers won together in a war against a shared enemy, but the computers have since taken control over man. Such an interpretation is the one most consistent with the lyrics, taking account of all of them.

IX: Conclusion

Such an interpretation is also conducive to the relevance of “Karn Evil 9” (and of Brain Salad Surgery as a whole) to our times in the 2020s. Class war was diverted from by fascism, not just in the period between the two world wars, but since both of them, too, in such forms as Operation Paperclip, with ex-Nazis working in the American and West German governments (including in NASA and NATO), in Operation Gladio, and in Western support for Ukrainian Nazi sympathizers all the way from the end of WWII to the present.

The war of the middle section of the 3rd Impression can thus be interpreted as the Cold War, with a preoccupation against “Un-American” activities as represented in the music by the patriotic theme. The perceived human victory would today be seen as the “end of history,” while the subsequent computer takeover can be seen to represent all of the technological advances of the three decades following the dissolution of the Soviet Union, including the online invasions of our privacy, AI threatening to take over many of our jobs, and the prospect of cashless societies making us helpless handlers of our cellphones.

So once again, the duality of good–for example, the convenience of new technologies–masks the evil of the hegemony of those technologies, just as the ‘good’ of patriotism masks the evil of fascism. In the same way, the piety and patriotism of “Jerusalem” mask the “dark Satanic mills,” and the erotic pleasure of ‘brain salad surgery’ and of “the show” masks the pain of “the helpless and the refugee.”

Contradiction and duality are at the heart of everything in life; this is what makes Brain Salad Surgery so thematically universal.

Analysis of ‘Foxtrot’

I: Introduction/Album Cover

Foxtrot is the fourth album by Genesis, having come out in 1972. It is the second of their albums with drummer/singer Phil Collins and lead guitarist Steve Hackett; it’s also their last album to have the cover artwork of Paul Whitehead (who also did the cover for Van der Graaf Generator‘s album, Pawn Hearts), as the band didn’t like the cover.

The most striking image we see on the surreal cover is that of a woman in a red dress with a fox’s head, or a “foxy lady,” hence the title of the album–also Whitehead’s idea. Singer Peter Gabriel, being the oh, so theatrical frontman that he was for Genesis as a progressive rock band at the time, dressed up in a red dress and fox’s head for the album’s tour. The rest of the band at first were uncomfortable with Gabriel’s ‘crossdressing,’ but when his showmanship gave the band lots of press attention, they were more accepting of it.

The ‘foxy lady’ is standing on a piece of ice floating on the water near a shore. If we look at the back cover, we’ll see four fox hunters on horses looking at her. Whitehead meant them to represent the Four Horsemen of the Apocalypse, since the end of the world is a major theme of the album–not just the “Apocalypse in 9/8” at the climax of the side-long epic “Supper’s Ready,” but also the aftermath of that as the subject of “Watcher of the Skies” opening Side One. One of the riders has an alien’s head, suggesting the alien watcher of the skies looking down on our world’s demise.

Fox hunters eyeing the foxy lady suggests male lechery. Note again her floating on that plate of ice on the water. She could be seen as personifying our Mother Earth. Let’s juxtapose this interpretation with the four fox hunters of the Apocalypse. The “foxtrot” of these four lustful men, going after the Earth, is destroying her. Global warming, along with rising sea levels, caused by such things as ocean heating and Antarctic ice loss, was a growing concern in the scientific community already by the beginning of the 1970s, around when Foxtrot was conceived.

An allusion to the cover design of the band’s previous album, Nursery Cryme, can be seen in a detail on the back cover of Foxtrot. The macabre croquet game (with decapitated heads instead of balls) depicted on the front cover of Nursery Cryme, reflecting the British upper class and implying their oppression of the working class, is thus linked with how the ruling class today is harming the environment for the sake of profit, which in turn is bringing about the end of the world for all of us. The profit motive, of course, is a major theme of “Get ‘Em Out by Friday.”

One of the horsemen, as I mentioned above, is an alien, implying his disconnect from humanity, symbolic of the social estrangement caused by capitalism. Another horseman has a monkey’s head, implying the foolishness of recklessly exploiting and raping the Earth out of a desire to maximize profit. Another horseman has a handkerchief to his face: he’s weeping, implying remorse over the wrongs done to the Earth. The last horseman has an unusually long nose, implying that he’s a lying Pinocchio, disingenuously claiming he’s doing no harm to the Earth, like the climate change deniers. His mendacity can be linked to that of the “Guaranteed Eternal Sanctuary Man” (GESM).

Here‘s a link to the album’s lyrics, here‘s a link to a large image of the whole cover, and here‘s a link to all the music on the album.

II:Watcher of the Skies

Watcher of the Skies” opens with a dark passage that keyboardist Tony Banks plays on a Mellotron he’d just bought from King Crimson, whose leader, Robert Fripp, would have wanted to get rid of on account of its tuning problems. The two opening major chords we hear in the song, a B-major seventh/F-sharp and a C-sharp/F-sharp, sounded especially good to Banks on this Mellotron, though, in spite of its faults; in fact, those chords sounded better on this instrument than on later Mellotrons Banks used. These two chords will be heard during the bridges between verses in the song, too.

Soon after these two opening chords, we hear Banks play cadences including Neapolitan chords: a first-inversion C-sharp major chord going into a cadence with G major and C major, this latter chord being the Neapolitan chord leading to an F-sharp major and a B minor added sixth. Soon after that, he does an ascension of minor chords in G-sharp, A-sharp, and C, then to G-sharp minor again, going down to chords in F-sharp major, E major, up to A major, and back down to G-sharp minor, then down to an F-diminished chord. This more-or-less descending progression will be heard again towards the end of the song.

The opening two chords return, and the rest of the band comes in, with Collins doing a kind of “Morse code” rhythm on the drums, a rhythm also played in a one-note staccato motif in F-sharp by Hackett and bassist Mike Rutherford. This main riff is said to be played in 6/4 time, though I’d notate it as an alternating 4/4 and 2/4, since 6/4 is a compound duple subdivided three plus three.

The progression resolves to F-sharp major, and Gabriel begins singing, with Banks accompanying him on organ, and that staccato motif is heard not as one note, but as C-sharp, F-sharp (9x), then octaves of F-sharp. The line “watcher of the skies” comes from John Keats‘s 1817 poem, “On First Looking into Chapman’s Homer.”

Now, the new world that Keats, as a watcher of the skies, has seen upon reading George Chapman‘s brilliant translation of Homer‘s poetry (the Iliad, the Odyssey, and the Batrachomyomachia) is an exciting discovery, a happy one. In contrast, the alien watcher of the skies that Gabriel sings of sees the remains of a most unfortunate world, a world we have destroyed. We have brought about our own apocalypse, a theme to be explored later.

“Now [our] reign has come to end/Has life again destroyed life?” Our foolishness in doing so is described as if it’s a form of childishness, for perhaps we “play elsewhere” now. Could we be capable of more than our mere “childhood games?” In the lizard’s shedding of its tail, the end of this civilization could bring the birth of a new one.

After this bridge, we have a verse in F-sharp major again, but with Gabriel stomping on the pedal of a bass drum to double that of Collins’s drum kit. Gabriel is also shaking a tambourine as he sings of how one shouldn’t judge a humanity already dead. After all, they’re unable to defend themselves against the reproaches they’re sure to get.

After this verse, we hear Rutherford play a bass riff, to the tight accompaniment of Collins’s drums, in one bar of 4/4 time, then Hackett does a lead in a bar of 7/16, then one in 4/4 with triplets; then we’re back to the alternating 4/4 and 2/4, with Banks playing those two opening chords again on the organ.

With this next bridge, Gabriel seems to be singing his “parting counsel” to us at the present moment, warning us that our journey isn’t done. Our ship may be sturdy, that is, the Western empire and the liberal order of the 1970s may feel as though it’s safe and secure, but the sea has “no mercy” (at the time, there were fears of nuclear war and the USSR), and would we “survive on the ocean of being”?

As of now, that old Cold War is no longer a problem, but that doesn’t matter, since there’s a new Cold War happening right now, giving this old song new relevance fifty years later. Our “thoughts turn to the stars,” sadly: “this is [our] fate alone.” Towards the end of the song, that “Morse Code” rhythm in alternating 4/4 and 2/4 gets expanded to two bars of 4/4; then the song ends with that descending keyboard progression I discussed that occurred during the Mellotron opening.

III: Time Table

Time Table” is solely Banks’s song, musically and lyrically, and it’s centred around piano progressions. It opens with him playing two melodic lines in largely parallel motion on the piano.

Gabriel sings of the medieval world in a manner similar to how that world is portrayed in Rush‘s song, “A Farewell to Kings.” It’s depicted as a noble era from which we in the modern world have sadly declined. As with the Rush album, whose themes also include an idealizing of the past, though, we have to wonder if Banks is in earnest, or if he’s being ironic.

I’m betting on the latter. His references to “legends born” strongly implies that he’s perfectly aware that the ‘nobility’ of medieval times was a fiction. The key to seeing the irony is in these lines: “It seems because through time and space/Though names may change each face retains the mask it wore,” followed by a cloyingly mawkish melody in E major on what sounds like one of those old 18th century fortepianos. We hear a train of tinklingly high Bs before going down a fifth to E, then F-sharp, G-sharp, and a B an octave lower. The melody then modulates to F-sharp major before going to the next verse. The mawkishness of this tune, sounding as it does, as if it’s being played on such an old piano, reinforces the theme of a foolishly idealized past.

The point of the song is that, though this “carved oak table” from the past–where kings and queens once sat–is now dusty and of “musty smells” where “only the rats hold sway,” those times of the past had their faults, too. Times may change, but the masks people wear remain the same.

So many idealize the past as some ‘Golden Age’ from which we today have fallen. Surely the feudal era, with its impoverished vast majority, its religious superstition, and royal authoritarianism, is no improvement on our capitalist modern world, as bad as it admittedly is.

IV: Get ‘Em Out by Friday

…and speaking of capitalism, we now come to the next song, “Get ‘Em Out by Friday.” In the first song, we encountered the end of the world from an alien’s perspective. Each of the following songs in its own way seems to explain one of many factors leading to humanity’s demise.

A traditionalist, ultraconservative demonizing of progress through praising an idealized past (“Time Table”) at the expense of the present, instead of looking ahead to the future in an attempt to improve the quality of our lives, is one of those destructive factors. Capitalism was an improvement on feudalism; it was even revolutionary several centuries ago. It isn’t revolutionary now, though, and that’s where the problems dealt with in “Get ‘Em Out by Friday” come in…as a matter of landlords.

The song begins with a spirited passage in 6/8 and in the key of A major. Banks does a quick, ascending organ run of sixteenth notes from G-sharp to C-sharp. Then the progression goes down to E major, then up to the relative minor in F-sharp, and we hear that ascending organ run of sixteenth notes again.

Then it goes to the mediant in C-sharp minor, then to the subdominant in D major, with Hackett playing an ascension, in thirds, of alternating quarter and eighth notes starting on F-sharp and A, and ending with tied and dotted half notes in E and G-natural, then a parallel ascension from B and D to whole notes in A and C-sharp, with a change to 4/4 time. Variations of these two ascensions will be heard later in the song, one example being in a theme in Mrs. Barrow‘s verse with these lines: “I don’t know why, it seemed so funny/Seeing as how they’d take more money.”

Now the key is A-natural minor, and we hear Banks playing eighth-note triads on the organ; first, a bar in 7/4, then back to 4/4. The rhythm is in triplets.

Gabriel begins singing in the harsh voice of ruthless businessman John Pebble, of Styx Enterprises. He orders Mark Hall, “The Winkler,” to evict all the tenants in properties in Harlow that Styx has recently bought. In the Cockney accent of The Winkler, Gabriel sings to Mrs. Barrow, a tenant, that she must move out.

In The Winkler, we see an example of a crucial element not only in capitalism, but in all systems of power: the servile obedience of underlings to their masters’ laws and edicts. The systems of oppression that we all suffer under wouldn’t exist if the common people, like The Winkler, would simply refuse to do their bosses’ bidding. We’ll come back to this servility in my discussion of the next song, “Can-Utility and the Coastliners.”

Gabriel sings in Mrs. Barrow’s voice of her shock and dismay at the greed of her evictors, while plaintive music is played on 12-string guitar and Mellotron (flute tape). She’s willing to “pay double the rent,” but this isn’t enough for the new owners of the property, who know it’s “good money gone if [they] let them stay.” Under capitalism, it isn’t enough to make money–profits have to be maximized.

To her even greater shock, Mrs. Barrow learns, upon moving to “Harlow New Town,” the new area where Pebble et al want her and the other evictees to live, that they want to raise the rent. This, surely, will allow Styx to get back the four hundred pounds they gave the evictees to goad them into moving, plus get a lot more money, over time.

After a brief solo by Hackett of sobbing guitar leads over Banks’s organ triads, we come to an instrumental interlude meant to represent the passage of time over about forty years. The main motif of this passage is five notes played on the bass and organ: E D E D F-sharp. Soon after, we hear E D E D F-natural. This motive is harmonized on the Mellotron (flute tape again) and Gabriel’s flute.

When Gabriel’s singing returns, we’ve gone from 1972 to 2012, which I find most interesting from our point of view living now. The social commentary and prophetic nature of Gabriel’s lyric (inspired by his own landlord troubles of the time) are even more prescient, in a metaphorical sense as I’ll explain below, than he must have imagined.

One should bear in mind just how much the world has actually changed since the writing of this lyric, just before the 1973-1975 recession marking the end of Keynesian state intervention in failing economies and of the beginning of the end of welfare capitalism, and the dawn of neoliberalism and the “free market,” which in turn has metastasized into the horror it became by the 2010s.

Note how “Genetic Control” announces that there will be a restriction on tenants’ height to four feet. The directors of Genetic Control have been buying up all the properties recently sold, and with shorter tenants, “they can fit twice as many in the same building site,” thus doubling the money made in Pebble’s company, no longer Styx Enterprises, but now “United Blacksprings International” (sounds like BlackRock to me). Under capitalism, successful businesses grow into giant, multinational corporations.

We’ve all been made “shorter in height,” thanks to the depredations of contemporary neoliberalism. Capitalism makes the 99% small so the 1% can tower over us all. The cramming in of “twice as many in the same building site” reminds me of the terrible living conditions of the working class in 19th century England and elsewhere. See also Marx, pages 816-818.

Incidentally, Pebble has been knighted. When a rich, exploitative capitalist becomes Sir John De Pebble, we can see how foolish it is to idealize the era of kings, queens, and knights (à la “Time Table”).

“Satin Peter of Rock Development Ltd.”, an obvious pun on the saint, announces the coming of a capitalist heaven on Earth “with land in your hand.” Remember this religious imagery when we come to “The Guaranteed Eternal Sanctuary Man” in “Supper’s Ready.”

V: Can-Utility and the Coastliners

“Can-Utility and the Coastliners” opens with 12-string acoustic guitars–as integral a part of the early Genesis sound as the Mellotron was of the early King Crimson sound–and Collins hitting a triangle. “Can-Utility” is a pun on Canute, an old king of England, Denmark, and Norway back in the 11th century. Surrounded by flatterers, the king showed them he had no extraordinary powers by sitting on his throne at the shore and commanding the tide to stop coming in, which of course it didn’t.

The song is mostly Hackett’s, with some musical contributions from Banks and Rutherford. Hackett’s lyric demonstrates how foolish blind deference and obsequiousness to authority is. As I said of The Winkler, this thoughtless obeying of orders is what gives evil leaders their power. Luckily for Canute’s flatterers, he was not that kind of king; he just wanted his flatterers to realize how foolish their ass-kissing was.

The song begins, as I said above, with 12-string acoustic guitars, playing arpeggios of B major, C-sharp minor seventh, and F-sharp seventh added flat ninth chords, and a strummed B major chord. Then the song goes to D major, and Gabriel begins singing.

He sings of a history book telling Canute’s story. The book is by the sea, just as Canute was, and its pages get “washed by the waves,” just as the king was. We hear a chord progression of D major, A major, G major, and A major as Gabriel sings of the shadow of a cloud looking down on those pages “as eyes of the past.” Just as a king should not be deified, or made into a cult of personality, neither should history or tradition be so revered uncritically.

We hear those major chords in D, A, G, A again when the king commands the waves to “halt at [his] feet.” With the same music, the king makes the same judgement about the foolishness of obsequiousness as those “eyes of the past” that looked down on the pages that praised a king’s modesty…or was it a false modesty? After all, some have claimed that the king vainly commanded those waves to stop because he really did think he could stop them. Either way, the point is made clear about excessive praise of power and authority.

Rutherford hits a low D on his bass pedal synthesizer and Collins comes in on the drums as Gabriel begins to sing of a coming storm near the king’s throne on the shoreline. We hear those D, A, G, A major chords again with words of flattery to the king. Hackett plays a lead of nine notes through a volume pedal as a segue to 12-string acoustic guitar playing in D minor.

Collins bangs in with the drums again during this instrumental passage, with vigorous 12-string acoustic guitar strumming, Rutherford pounding his foot on that D on the bass pedals, and Banks playing a dark theme on the Mellotron. The music seems to be depicting the waves splashing against Canute’s feet and his throne, humbling him and his flatterers.

One senses that maybe the king, deep down, was hoping the waves would obey him when Gabriel sings “he forced a smile even though his hopes lay dashed where offerings fell.” This leads to another instrumental passage, beginning with a chord progression of D minor, G major, C major, and A major. Gabriel plays an oboe melody over this progression.

While we hear the oboe, Rutherford puts his 12-string acoustic guitar aside, and no longer needing the bass pedals, picks up his bass guitar. The key changes to F-sharp major, and he’s playing fast notes in E and going from there to hammer-ons in F-sharp. Banks is playing arpeggios on the organ, first in one bar of 5/4, then back to 4/4, where the time stays largely the same, except for the occasional time change to a bar in 5/4 again, then to a bar of 3/4. During this time, Hackett does a solo, the first few notes using the volume pedal again.

The key switches to C major, and Gabriel resumes singing over alternating C and F major chords. The king’s modesty sure seems to be false (as far as Hackett’s lyric is concerned, at least), for he hopes that–as the tide soaks him–at least his former flatterers won’t laugh at him.

Well, they do eventually laugh, his face turns red with humiliation, and he dies. Sic semper tyrannus?

The song ends with some tricky riffs, perhaps musically suggestive of the awkwardness of the king’s situation. The 4/4 switches to a bar of 6/4 with an ascension of C-D-E-G-C-D-E, then down an octave to an eighth note in E before going back to a bar of 4/4, and a G in a tied whole note. Then a bar of 5/4 with the G from the previous bar as the first of six eighth notes, the others being a G an octave higher, then E, F, E, and C, and ending with a C an octave lower after a quarter and an eighth rest. Then alternating 6/4 and 4/4, and Gabriel singing about the king’s red face and his death. That’s the end of Side One.

VI: Horizons and Supper’s Ready

Side Two begins with another Hackett composition, a short solo for six-stringed acoustic guitar called “Horizons.” It’s a beautiful piece in G major, featuring a clever use of bell-like harmonics.

After that, we come to the great Genesis epic, “Supper’s Ready.” It’s 23 minutes long, and divided into seven parts, the first of which is called “Lover’s Leap,” based on an experience late at night that Gabriel had with his wife, Jill, in their London flat. Hackett claimed that there was some drug use, and that Jill began speaking in a completely different voice at one point, something reflected in Gabriel’s lyric, “I swear I saw your face change; it didn’t seem quite right.” He made a makeshift cross from household items, and she reacted violently. Obviously, it was a bad trip.

A later incident that inspired some of this part’s lyric was when Gabriel looked out the window and saw seven shrouded men walking across the lawn to his parents’ house. These disturbing experiences would evolve into an epic story about good vs evil, including a journey through various scenes from the Book of Revelation, whose apocalypse ties in thematically with the end-of-the-world scenario of “Watcher of the Skies.” We’ve already dealt with such forms of evil as greed in “Get ‘Em Out by Friday.” (1 Timothy 6:10)

The song begins on an A minor chord with an added 6th, with Gabriel and Collins coming in immediately, singing an octave apart from each other, while Hackett, Rutherford, and Banks are all playing arpeggiated chords on 12-string acoustic guitars. As I said above, this dulcet, harpsichord-like sound of three acoustic guitars together was a staple of the early Genesis sound, something they’d already established on such songs as “Stagnation” from Trespass and “The Musical Box” on Nursery Cryme.

As the band was developing the first part of “Supper’s Ready,” though, they didn’t want to repeat themselves too much, so they made sure to have their epic go in different musical directions, as we’ll hear later in a piano arrangement by Gabriel that would become “Willow Farm,” as well as an instrumental passage by Banks, Rutherford, and Collins that would become “Apocalypse in 9/8.”

Behind the vocals and acoustic guitars, we hear Collins strike a triangle again, and–on the studio version–Rutherford playing a cello. The importance of “Lover’s Leap,” from a lyrical and thematic standpoint, is how the love of the husband and wife at the beginning of the epic establishes the good against which the evil will be later contrasted.

Now, I understand–from the programme notes Gabriel wrote for concertgoers to give further explanation of what’s going on in the story–that the two lovers are supposed to be experiencing all the events of the plot together. Still, I feel that there’s a huge contradiction between the notes and when Gabriel sings, twice, “I’ve been so far from here, far from your warm [loving] arms. It’s good to feel you again”/[alternatively] “Now I’m back again.” These lines are heard toward the end of “Lover’s Leap,” and again at the beginning of “As Sure As Eggs is Eggs (Aching Men’s Feet),” with the variations as given above.

Why would the husband sing this if he’s been with his “babe” the whole time? I tend to think of Gabriel’s lyrics as more canonical and authoritative than his programme notes, which he could have written while stoned, for all we know. Note also the line “A distance falls around our bodies.” He summed up the story as “a personal journey,” suggesting that we’re meant to think of him “walking through scenes from Revelation in the Bible” alone, not with Jill.

Then again, maybe Jill is with him throughout the song, but only in a metaphorical sense. That is, he misses her, and she misses him, so they imagine themselves together as a kind of dream-like wish-fulfillment. Perhaps this is what’s being implied in the programme notes when they say that in the “Lover’s Leap” section, that they are “transformed in the bodies of another male and female.” Perhaps this, indeed, is what is meant by lover’s leap: it’s a leap of faith that, one day after the apocalypse, they’ll be together again. So they dream, perhaps in a drug-induced stupor, that they’ve been together the whole time, but seeing each other in the bodies of a different man and woman.

If my interpretation–that the lovers are apart from the end of “Lover’s Leap” to “As Sure As Eggs is Eggs”–is true, then I can see “Supper’s Ready” as allusive not only to the Bible, but also, in a subtle sense, to scenes from Odysseus‘ leaving of Ithaca to fight the Trojan War, to his odyssey to get back home–he and his wife, Penelope, missing each other’s touch for twenty years. I’m thinking in particular of the way the story is related in the 1997 TV miniseries starring Armand Assante (Odysseus) and Greta Scacchi (Penelope). In this sense, Gabriel’s watcher of the skies really is reading Chapman’s Homer.

The lovers’ bodies transformed into those of a different male and female, and yet together as such throughout the middle of “Supper’s Ready,” can thus be paralleled in The Odyssey to how, on the one hand, Odysseus sleeps with Circe and Calypso, and Penelope is troubled by a horde of obnoxious suitors on the other.

The seven shrouded men moving across the lawn could be paralleled with Menelaus, Agamemnon et al calling Odysseus to join them in retrieving Helen of Troy. It’s interesting how the seventh shrouded man in the front has “a cross held high in hand,” which seems like a projection of the makeshift cross Gabriel had, the one that upset Jill so much. I’m sure Penelope was deeply upset about her husband being taken from her by the suitors of Helen to go to war for so many years.

After all the verses of “Lover’s Leap” have been sung, we hear Banks play a solo on the Hohner Pianet while the 12-string acoustic guitars are playing in D minor. A harmonized tune is played by Hackett on his electric guitar using the volume pedal and Rutherford on the cello. After that, Gabriel comes in with a brief flute melody.

The song soon segues into “The Guaranteed Eternal Sanctuary Man,” and we’re back in A minor, which in turn will soon become A major. A humble farmer simply looking after his farm is contrasted with a religious fraud, “who looks after the fire.” The farmer reminds me of Candide, who must cultivate his garden and not be distracted with philosophical and theological nonsense, while the “fireman” reminds me not only of how Pangloss has the opposite philosophical and theological attitude, but also of what a religious hypocrite Tartuffe is.

Religious frauds like the GESM are, of course, part of the evil of the world, promising heaven with their cure-all opium of the people, yet pulling us all into holy (and far-from-holy) wars, just as the GESM will do with his followers, who will do battle against “all those without an up-to-date ‘Eternal Life Licence‘,” as the programme notes tell us. This war, of course, is the subject of the next part, “Ikhnaton and Itsacon and Their Band of Merry Men.” This war also parallels the Trojan War, as I would have it.

“Ikhnaton” is Akhenaten, a pharaoh from 14th century BCE Egypt, not far in time or space from the Trojan War. We all know what the promise of heaven from the GESM is: it’s a con. The “band of merry men” sound like those of Robin Hood; yet the name must be ironic, for while those of Robin Hood stole from the rich to give to the poor, those of the GESM steal to enrich himself.

This section is in D major, with Banks playing arpeggios on the organ, Rutherford quickly strumming a 12-string acoustic guitar, and Hackett tapping arpeggios in harmony with some more played by Banks on the organ. Just as Odysseus and the Greeks win the Trojan War, so does the GESM’s and the husband’s side win in our story. Thus ends this section, and we come to part IV, “How Dare I Be So Beautiful?”

It’s a soft passage in which Gabriel sings about the aftermath of the war and climbing up a pile of corpses. At the top, though, they (the survivors of the battle, or him and his wife, however you wish to interpret “we”) find “a plateau of green grass and green trees full of life.” It’s so surreal that they would find life up at the top of a mountain of death. Is this the GESM’s definition of heaven, after what he’d imagine to be a ‘life and death’ struggle with evil?

The husband’s journey through good vs evil and the apocalypse was also influenced by The Pilgrim’s Progress, which is also about a man, Christian, traveling from his hometown, the “City of Destruction,” or this world, to the “Celestial City,” or heaven, atop Mount Zion.

The husband sees “a young figure…by a pool.” Having “been stamped ‘Human Bacon’ by some butchery tool” sounds like his war injuries, or some other kind of wound. Narcissism’s origins are in some injury, or abuse, and we can see he has this kind of problem.

“He is you”…who? The husband’s wife? I suspect it’s the GESM, for he comes off as having narcissistic traits, given how he’s made for himself a cult of personality. “Babe” seems too sweet to have such vices as these.

The narcissism of powerful leaders is an evil that causes wars like the one just ended. The egotism of “this lad” causes him to turn into a flower, while his servile followers “watch in reverence.” And speaking of flowers, we then come to “Willow Farm.”

A willow, of course, is a tree or shrub–a plant. When willow leaves and bark are used medicinally, one doesn’t generally think about narcotics; when one considers the surreal lyric of “Willow Farm,” though, one may find it easy to think of willow as a kind of euphemism for drugs. So “Willow Farm” could be seen as a code for, say, cannabis farm.

Gabriel’s lyric playfully maximizes rhyme and wordplay, suggesting the imaginative flights of fancy of the stoned. I bring this up because this section of “Supper’s Ready” parallels that of The Odyssey dealing with the lotus eaters. Odysseus and his crew come to an island whose inhabitants eat lotus fruits and flowers, which have a narcotic quality, causing their eaters to sleep in peaceful apathy. This happens to Odysseus’ men, and he has to get them all back on his ship and sail away, for if he doesn’t, they’ll all stay there and never go home.

This lolling about is one of the evils that the husband must struggle against if he is to get back home and be with “Babe” again. So many of us, rather than band together in solidarity and fight the injustices of the world, prefer to sit around and smoke dope, lying about and doing nothing. In terms of the Seven Deadly Sins, this would be sloth.

In the lotus-land of Willow Farm, “everyone’s happy to be here.” If you go there, “open your eyes, it’s full of surprise [drug trip], everyone lies [tells lies, or lies down? I suspect the latter] like the fox on the rocks [inspiring the foxy lady on the cover, though I still insist she’s standing on a flat block of ice] and the musical box [reminding us of the first track on Nursery Cryme].”

Among the examples of surreal imagery in this lyric are “Winston Churchill dressed in drag [since this is not meant to be a reference to transgenderism, I’m delighted to hear that horrible man mocked], he used to be a British flag, plastic bag, what a drag.” Many bad things or people used to be good ones, or at least they were once perceived to be good. “The frog was a prince, the price was a brick, the brick was an egg, the egg was a bird.”

Such surreal imagery reinforces the idea that what’s being experienced in Willow Farm is a drug trip, or lotus-eating. Accordingly, the people are “as happy as fish, and gorgeous as geese, and wonderfully clean in the morning.” They’ve “got everything, [they’re] growing everything,” like good dope dealers.

In this stoned state, one never gets anywhere. As in the homunculus argument, one tries to explain a concept in terms of the concept itself, hence “mum to mud to mad to dad,” then “dad to dam to dum to mum.” One comes right back to where one started. Those in Willow Farm are thus like the lotus-eaters, high as kites and going nowhere.

However much the husband may yearn for his wife (“Mama, I want you now!”), just as Odysseus did among the lotus-eaters…or when with Circe or Calypso, for that matter…he’s stuck where he is and can’t get home (“like it or not…you’re under the soil…yes, deep in the soil…”).

Being seeds in the soil means that the husband and his fellow survivors of the war are underground, which can be associated with the Underworld, where Odysseus goes to learn from Tiresias how to sail safely back to Ithaca. “Willow Farm” segues into a soft instrumental passage during which Gabriel plays flute over guitar accompaniment in A minor. At the end of this is a marching snare drum with a trumpet-like restating of the GESM theme (“I know a fireman who looks after the fire.”). The martial nature of this restated theme reinforces the link between religious hypocrisy and war.

And now we come to the climactic “Apocalypse in 9/8 (Co-Starring the Delicious Talents of Gabbie Ratchet)”. Gabbie Ratchet refers to the Hounds of Hell; they’re also known as Gabriel’s Hounds. It’s called 9/8 time, but a compound triple should be subdivided three plus three plus three, not four plus five, as it is here.

The repeated riff, over which Banks improvises an organ solo, is eighth notes of E E F-sharp E B E E E F-sharp, heard on the guitar and bass, and briefly at one point on Gabriel’s flute. It was originally conceived as an organ improvisation with no defined time signature.

The lyrics are full of imagery from the Book of Revelation: “Magog” (20: 7-8, when Satan, released from his prison, assembles the nations of the Earth [including Magog] for battle); “Dragons coming out of the sea” (13:1), bringing “down the fire from the skies” (13:13); “666” (13:18), and “and the seven trumpets blowing” (8:2 and 6).

Now, the Revelation in the New Testament was referring, however poetically and cryptically, to events in the Graeco-Roman world in the latter half of the first century (i.e., Nero was the Antichrist); but Gabriel’s lyrics are bringing these ideas into the modern world, to a time when there were great fears of nuclear war between the US and the USSR. Since we’re in a new Cold War now, with the US/NATO empire on one side and Russia and China on the other, all nuclear-armed, the warnings of “Supper’s Ready” are all the more relevant today.

Indeed, it really does feel as if we’re coming dangerously close to the end of the world, not only because of this new Cold War, which is being expanded, it seems, to include the Middle East as struggles by Yemen to disrupt the Gaza genocide are being frustrated by the American empire (Israeli settler-colonialism in Palestine is a kind of “Get ‘Em Out by Friday” in its own right), but also by global warming (recall the foxy lady on the block of ice of Foxtrot‘s cover).

Those of us who want justice feel caught between Scylla and Charybdis: if we intervene in an attempt to bring about revolution, the fascist police can shoot us down; if we sit back and do nothing like the stoned lotus-eaters, letting the imperialists have their way (their all-too-obedient police and military being the Winklers and Canute-flatterers of our day), we’ll all die. Speaking of Scylla and Charybdis, the apocalypse of “Supper’s Ready” could be compared to the unavoidable danger and death faced by Odysseus and his crew, six of whom die.

Towards the end of “Apocalypse in 9/8,” after Banks’s organ solo and Gabriel’s singing of the second verse, Banks comes in with the Mellotron and plays a descending melodic line of high E, E-flat, D, and C. Then the song segues into the seventh and last part, “Sure As Eggs Is Eggs (Aching Men’s Feet),” with a reprise of the “and it’s ‘Hey babe, with your guardian eyes so blue'” section of “Lover’s Leap.” Just as Odysseus finally returns to Ithaca and into Penelope’s arms, so does the husband finally return (as I insist, in my interpretation of Gabriel’s lyrics, happens) to his wife.

Note how passionately Gabriel sings of how far away, and for so long, he’s been from her “loving arms.” This doesn’t sound like a man whose woman has been with him the whole time, as the programme notes would have us believe. Collins hits some tubular bells for even greater dramatic effect: first, a first-inversion B major triad, then B, B-flat, A-flat, G-flat, E. One might think of church bells, since a happy ending after the apocalypse can only be the attainment of heaven.

Just as the lovers could be likened to Odysseus and Penelope, in the context of all the Biblical imagery in Gabriel’s lyrics, the couple could also be likened to the Christian bride (the Church) and the groom (Christ), as the lovers of the Song of Songs are often allegorized. Recall also the influence of The Pilgrim’s Progress, as I mentioned above.

And with the “angel standing in the sun…crying with a loud voice, ‘This is the supper of the mighty God'” (Revelation 19:17), we come to the inspiration for the title of this side-long epic. (One might also think of Psalm 23:5.)

But what does all of this Christian symbolism mean? Note how the music of this last section is, ironically, the same as that of “The Guaranteed Eternal Sanctuary Man,” but much more passionate, climactic, and sincere. In these two sections of “Supper’s Ready,” we have a contrast between the religious hypocrisy of the GESM and the heartfelt love and genuine spirituality of “As Sure As Eggs Is Eggs.”

There’s a big difference between those capitalists, settler-colonialists, and imperialists who claim to have Christian motives for their evil acts, those who “invest in the church for [their] heaven,” and those whose love is as real as that of the husband and wife of this epic. There’s a big difference between toadying up to authority (people like The Winkler and Canute’s flatterers), and a genuine love of God (“lord of lords, king of kings”).

VII: Conclusion

So, what does the concept of Foxtrot as an album all mean? The destruction of all human life is observed by an alien, and we can see a number of the causes of that destruction. The idealizing of the past, as justifying conservative, reactionary attitudes, which undermine efforts at progressive change; the greedy control of land and wealth, whose ill effects range from landlords evicting tenants to settler-colonialists and imperialists taking land away from the indigenous peoples of the world; servile obsequiousness to authority, to narcissists, and to religious hypocrites, who manipulate us all into supporting wars that ultimately lead to the annihilation of the human race. And instead of doing anything about it, so many of us would rather lie about and smoke dope.

And what would be a cure to these ills? Yet another thing that the lovers of “Supper’s Ready” could represent is our communal relationship with each other. The husband and wife, thus, are the self and other. Their separation, as I interpret it to be during the middle of the story, and expressed as such at both the beginning and the end of the epic story (“I’ve been so far from here, far from your warm/loving arms.”), can represent social alienation in general, another well-known symptom of capitalism, or any form of class conflict.

So the cure of the ills that will destroy our world includes a restoration of that communal love, whose solidarity will end alienation, and with that, end war, greed, servility, slothful intoxication, and the wrong-headed idealization of the past. For it is to the future that we must look to make a better world, “to take [us] to the New Jerusalem.”

Analysis of ‘Le Marteau sans maître’

I: Introduction

Le Marteau sans maître (“The Hammer Without a Master”) is a chamber cantata composed by Pierre Boulez from 1953 to 1955. It sets surrealist poetry by René Char to music for contralto and six instrumentalists. It is one of Boulez’s most famous and influential compositions.

He was already known as a composer of total serialist pieces. Originally, Le Marteau was a six-movement piece in 1953 and 1954, but in the following year he revised the order of the movements and interpolated three new ones. He would make further revisions to Le Marteau in 1957, since he always felt that his compositions were works “in progress.”

Four of the nine movements have the text of three poems by Char sung, one of them sung a second time, while the remaining five are instrumental ‘commentaries,’ as it were, of the poems. The poetic subjects of the movements are not each grouped together by poem; instead, they alternate with each other.

The first cycle, “L’Artisanat furieux” (“Furious Craftsmanship”), is made up of movements I (‘before’), III, and VII (‘after’). The second cycle, “Bourreaux de solitude” (“Hangmen of Solitude”), is comprised of movements II (commentary I), IV (commentary II), VI, and VIII (commentary III). The third cycle, “Bel Edifice et les pressentiments” (“Stately Building and Presentiments”), is made up of movements V (first version) and IX (again).

The instruments heard are alto flute, vibraphone, guitar, viola, xylorimba, tambourine, bongos, frame drum, finger cymbals, agogô, triangle, maracas, claves, small tam-tam, low gong, very deep tam-tam, and large suspended cymbal. The combinations of these instruments vary with each movement, just as the instrumental variations are from movement to movement in Pierrot lunaire, the Arnold Schoenberg composition that greatly influenced Le Marteau.

This link includes the text in the original French and in English translation. Here are links to recordings of the piece, with the score, and a live performance of it.

II: The Text

As I said above, the text is made up of three surrealist poems by René Char. Since the jarring, unnerving, non-rational images of surrealist art and literature are meant to give expression to the feelings of the unconscious mind, I will interpret the meaning of Char’s clashing, illogical imagery using free association, a psychoanalytic method meant to help bring out unconscious meaning. That is, I’ll be associating common themes among the freely expressed images Char used in his poems.

“Furious Craftsmanship” is the wildly striking hammer of the artisan who creates without any sense of conscious control, that is, a hammer without a master, as it would seem. Such an idea would seem to sum up the entire composition, a wild, uncontrolled expression of feeling, or one controlled unconsciously, by a master of whom we know nothing, as if he didn’t even exist.

“The red caravan on the edge of the nail” parallels “the head on the point of my knife.” With the caravan paralleling the head, we can see the violence, the furious craftsmanship, of the imagery, especially with the “corpse in the basket” immediately following the caravan on the nail’s edge.

The verse is full of incongruous images of one thing far too big for the other: a caravan on the edge of a nail? a corpse in a basket? work horses in a horseshoe? In these surrealist images, we see a reversal of the normal order of things; what is large is inside what is small.

This reversal of order suggests a desire for revolution, something keenly felt by many around the time of 1934, when Char wrote these poems (note also that Char was later part of the French Resistance against Nazi occupation in 1940). Surrealism was understood to be a revolutionary movement, as leader André Breton explicitly said it was; it was associated back then with communism and anarchism. Now, it would be more than a stretch to say that Boulez had any such ideological sympathies, but he certainly wanted to make complete breaks with musical traditions, and he was interested in many of the radical movements of the time; his choice of Char’s poetry was certainly a reflection of this radicalism.

Certainly one aspect of revolution–violence–is evident in this poetry. The head on the point of the knife is apparently a Peruvian one. The image “knife Peru” suggests the violence of Incan human sacrifice, in which boys and girls were chosen to be killed by strangulation, a blow to the head (there’s that ‘hammer without a master,’ or one held by a ‘furious artisan’ of sorts), suffocation, or being buried alive. None of this killing involves the use of a knife, but the “knife Peru” is sufficient in its association with sacrificial violence.

More violent associations are to be made in the second poem, “Hangmen of Solitude,” or lonely executioners. “The step has gone away, the walker has fallen silent,” indeed, if the trapdoor of the gallows has fallen, and the condemned is hanged. His body swings like a “Pendulum.” He has fallen silent “on the dial of imitation,” because to imitate is not to express one’s own ideas, but rather those of others.

I suspect that the notion of imitating others being tantamount to being silent must have resonated with Boulez, since he was known to feel disdain for any musician continuing any traditions, anything done before, hence his insistence on breaking with the musical past. To him, the older music was just “on the dial of imitation,” nothing new, tantamount to silence.

His haughty attitude toward the music of the past was not limited to the likes of Mozart or Beethoven. The music of even his own teacher, Olivier Messiaen, which is more than often enough plenty avant-garde, was the object of his contempt. Boulez called Messiaen’s Trois petites liturgies de la présence divine “brothel music,” and he said the Turangalîla-Symphonie made him vomit.

So any kind of imitation was anathema to Boulez. In the third Char poem used in Le Marteau, we find the line, “Man the imitated illusion,” which must have affected Boulez similarly to “the dial of imitation.” All of this being said, though, one must find it curious, and perhaps a tad hypocritical, of Boulez to be so fiercely judgmental of “imitation,” when one considers how he stuck to serialist techniques for so much of his career as a composer, instead of quickly shifting away from them in search of other avenues of experimental expression. His early-acquired aptitudes in mathematics must have been what sustained his interest in serialism for so long.

Back to the poem. Apart from its association with the swinging body of the hanged condemned man, “The Pendulum” can also be seen as an upside-down hammer–which normally would move in an overhand arc down to what it would hit–instead moving in an ‘underhand’ arc, if you will. The pendulum is thus like an arm, throwing in an underhand motion its load of reflex, or instinctive, granite.

In any case, that pendulum–whether representing the swinging body of a man hanged, or an upside-down hammer swinging up to hit, perhaps, a head, like those of the child sacrificial victims of the Incas whom I mentioned in my discussion of the previous poem–is just another symbol of violence in these poems. Boulez would condemn to either a metaphorical hanging, a blow to the head, or a knifing, all those musical imitators, those who won’t try to produce something truly new in music.

Now that “instinctive load of granite” that’s thrown by the pendulum could be of the material used to build the “Stately Building” of the third poem, where we’re heading now.

Could the words “I hear marching in my legs” be those of the condemned, hanged man…that is, his spirit after having been killed? “The dead sea waves overhead” suggest a drowning man looking up at them. The “child” on “the wild seaside pier” seems to be looking down at the drowning “Man the imitated illusion,” because the child, with his “pure eyes,” is alive, above the water, in being natural and original, not imitating anyone, as the drowned, hanged, or sacrificed ones do. The child, in his wild naïveté, has not yet been corrupted by an illusory society of imitation.

Perhaps the condemned hear marching in their legs because they refuse to admit they lack the originality that Boulez insists they must have to justify their existence. The condemned imagine they have the needed originality, so they must still be alive; and yet, those “Pure eyes in the woods,” the natural world where creativity is real, original, and not a mere imitation of past art, “are searching in tears for a habitable head,” that is, those pure eyes weep over how difficult it is to find an original head worthy of living in.

Those judgmental hangmen are truly in solitude, lonely executioners, for they can find no kindred spirits who want to join them in their avant-garde experimentation. Small wonder Boulez had fallings-out with not only Messiaen, but also fellow avant-gardists John Cage and Karlheinz Stockhausen. Boulez must have had many presentiments about the beautiful buildings his peers were making around him–never experimental enough for his so lofty standards.

III: The Music

I’ll start by making some general observations.

Just as both the surrealist text and the serialist music of Le Marteau are unconventional, so is the choice of instrumentation. Boulez’s choice of vibraphone, xylorimba, guitar, and percussion suggest anything but Western classical tradition. Rather, they suggest African and Far Eastern music: the vibraphone is like the Balinese gendèr; the xylorimba, the African balaphone; and the guitar, the Japanese koto. None of this is to imply, however, that Boulez was trying to imitate these musical styles.

Now, this mixing of East and West implies that Le Marteau has a universal quality to it; that paradoxically, while its experimental post-war modernism may be alienating to many in the audience, this implicit mixture of European and non-European cultures makes it a music for everyone.

Tied to this idea of universality in the choice of instruments is how the voice and instruments also comprise a continuum of sonorities. This continuum ranges from the fluid, legato sound of the voice and alto flute, on the one side, to the staccato, percussive sounds of the xylorimba and drums, on the other side.

This continuum could be heard thus: the voice and alto flute (breath); then the viola, which coupled with the flute represent monody; then the guitar, coupled with the viola when played pizzicato, provide plucked strings; then we have the long resonances given by the guitar and vibraphone; and the struck keys of the vibraphone and xylorimba mesh with the striking of the frame drum and bongos. This continuum of one extreme of sound to the other, with every intermediate sound, thus represents another kind of musical universality in that it includes, in a sense, every kind of sound.

The “Furious Craftsmanship” cycle, or movements I, III, and VII, uses this tone row, according to Lev Koblyakov: 3 5 2 1 10 11 9 0 8 4 7 6, though Ulrich Mosch argues that this sequence is really the inversion of the basic set. In any case, this tone row is grouped into five sets according to five rotations of the pattern 2-4-2-1-3 (one must recall Boulez’s mathematical predisposition); so the first rotation would be 3 5-2 1 10 11-9 0-8-4 7 6, for example. The other groupings of the row would then be 4-2-1-3-2, 2-1-3-2-4, 1-3-2-4-2, and 3-2-4-2-1, with the second rotation being 3 5 2 1-10 11-9-0 8 4-7 6, for example.

In the “Hangmen of Solitude” cycle, that is, movements II, IV, VI, and VIII, Boulez associates particular pitches with particular durations, as Steven D. Winick observed. So C gets a sixteenth note, C-sharp gets an eighth note, D gets a dotted eighth note, etc.; in other words, as the pitch rises by a half-step, so does the associated duration increase by a sixteenth note.

As if all of this weren’t complicated enough, Boulez occasionally swaps the durations of a couple pitches, this being an example of his wish to employ what is called “local indiscipline,” which allows for some freedom and flexibility, or “a freedom to choose, to decide and to reject,” as Boulez himself said. As a result of such complexities and variations, it can be virtually impossible for the listener to decipher all of these serializations.

Along with coordinating serialized pitches and durations, he also assigns dynamics and attacks similarly. Starting on D, with its dotted eighth note, Boulez groups pairs of rising chromatic pitches six times (D and D-sharp, E and F, F-sharp and G, etc.), and he assigns a dynamic to each pair, from pp to ff.

What’s more, the first note within a pair gets a particular attack–legato for p and pp, accent for mf and mp, and sforzando for f and ff. Yet again, while these are largely discernible enough to be understood as deliberate, he complicates matters further with his use of “local indiscipline.”

The ninth and final movement is in a number of ways an amalgam of the previous movements. It’s broken up into three large sections, the first of which includes variations of quotations from the central movements of all three cycles (III, V, and VII, but in reverse order), as well as repeating the text from the fifth movement. Also, all of IX’s tempi are taken from previous movements.

IV: Conclusion

So, while all of this music is so meticulously planned, to the untrained ear, it sounds like an atonal, arrhythmic chaos of dissonance. There is a dialectical relationship between this precise planning and the ‘chaos’ that it seems like. As in all of total serialism, the arrangement of pitches, durations, dynamics, attacks, accents, etc., is all completely divorced from conventional notions of ‘expressivity.’ One cannot tap one’s toe to this music; it’s hard to hum the wide leaps that the contralto does in the piece. Yet Le Marteau is among Boulez’s most acclaimed works, and is considered a landmark of postwar twentieth-century music. People have connected with it, in spite of itself.

The music, in its impossible complexity, its planning to the minutest, most mathematical detail, and its seeming randomness, makes it a perfect counterpart to the text, with its surreal expression of the unconscious mind. Like the unconscious, the music is a mystery that takes a long time to unravel. How the unconscious expresses itself, hiding in plain sight and coming out in such forms as seemingly nonsensical dreams and parapraxes, seems random and meaningless; but a skilled, patient psychoanalyst can go through all of these seemingly inexplicable expressions and find meaning in them, just as a music analyst can find order in Le Marteau.

This is why I say that the music of Le Marteau is symbolic of the unconscious mind, verbally expressed, like the talking cure, through the three Char poems. In Lacanian language, the music represents the inexpressible, undifferentiated, traumatic world of the Real, while the text represents the verbalized world of the Symbolic.

Boulez, in so painstakingly working out the character of every note (pitch, duration, dynamic, attack, instrumentation, etc.), is in a musical sense making the unconscious conscious. Unlike all the other composers he had such disdain for, those who were, in his opinion, just mindlessly following in the clichéd footsteps of their previous followers of even more clichéd music, Boulez broke with tradition and with unconscious instinct (i.e., the tapping of the toes, the humming of a flowing melody). He would have nothing to do with “the dial of imitation”; he would have no society with “Man the imitated illusion,” for in his opinion, the imitation of previous art is the illusion of art.

The irony of the mallets hitting the keys of the vibraphone and xylorimba, and of the sticks hitting the drums in his piece–those ‘hammers without masters’ striking irregular rhythms (indeed, a casual look at the score will reveal changes in time signature with almost every, if not absolutely every, bar)–is that each tap is planned with fussy attention to detail. Those hammers really are with masters.